DLD Asset Management, LP
- SEC CIK
- 0001578299
- Latest filing
- Aug 12, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 22, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 130
- +27 vs. Q3 2021
- Portfolio value
- $1.19B
- −$70.1M (−5.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $95.8M | 8.1% | – | – | – |
| Carnival Corp143658BE1 | NOTE 5.750% 4/0 | – | $82.9M | 7.0% | – | New | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $64.0M | 5.4% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $57.7M | 4.9% | – | – | – |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $48.5M | 4.1% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $48.0M | 4.0% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $45.5M | 3.8% | – | – | – |
| Arch Resources, Inc.039389AB7 | NOTE 5.250%11/1 | – | $37.3M | 3.1% | – | New | – |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $35.6M | 3.0% | – | – | – |
| Istar Inc45031UCB5 | NOTE 3.125% 9/1 | – | $34.9M | 2.9% | – | – | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $33.8M | 2.9% | – | – | – |
| World Wrestling Entmt Inc98156QAB4 | NOTE 3.375%12/1 | – | $32.6M | 2.8% | – | – | – |
| Nuance Communications, Inc.67020YAN0 | NOTE 1.250% 4/0 | – | $32.2M | 2.7% | – | – | – |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $29.9M | 2.5% | – | – | – |
| NTRANatera, Inc. | CONV BD US | – | $29.4M | 2.5% | – | – | History |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $28.3M | 2.4% | – | – | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $27.7M | 2.3% | – | – | – |
| INFOIHS Markit Ltd. | SHS | 189,297 | $25.2M | 2.1% | −10,703−5.4% | Reduced | History |
| XLNXXilinx Inc | COM | 118,000 | $25.0M | 2.1% | −2,000−1.7% | Reduced | History |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $23.9M | 2.0% | – | – | – |
| Focus Impact BH3 Acquisition Co22677T201 | UNIT 10/04/2026 | 1,980,000 | $19.9M | 1.7% | +1,980,000 | New | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $19.0M | 1.6% | – | – | – |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $18.0M | 1.5% | – | New | – |
| Apollo Strategic Growth CaptG0411R106 | SHS CL A | 1,743,210 | $17.0M | 1.4% | +1,743,210 | New | – |
| Athene Holding Ltd.G0684D107 | CL A | 192,700 | $16.1M | 1.4% | −7,828−3.9% | Reduced | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $15.1M | 1.3% | – | New | – |
| Galata Acquisition CorpG3R23A108 | SHS CL A | 1,237,500 | $12.2M | 1.0% | +1,237,500 | New | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $11.7M | 1.0% | – | New | – |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $11.4M | 1.0% | – | New | – |
| Envoy Medical, Inc.03737A101 | COM CL A | 1,164,835 | $11.3M | 1.0% | −10,165−0.9% | Reduced | – |
| CONECyrusOne Holdco LLC | COM | 120,000 | $10.8M | 0.9% | +120,000 | New | History |
| BKNGBooking Holdings Inc. | Stock | 4,357 | $10.5M | 0.9% | −2,371−35.2% | Reduced | History |
| MBACM3-Brigade Acquisition II Corp. | COM CL A | 1,000,000 | $9.91M | 0.8% | 00.0% | Unchanged | History |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $9.49M | 0.8% | – | – | – |
| Figure Acquisition Corp. I302438106 | COM CL A | 943,209 | $9.24M | 0.8% | −1,291−0.1% | Reduced | – |
| National Vision Hldgs Inc63845RAB3 | NOTE 2.500% 5/1 | – | $8.06M | 0.7% | – | New | – |
| Coherent Inc192479103 | COM | 30,000 | $8.00M | 0.7% | −14,912−33.2% | Reduced | – |
| MIMEMimecast Ltd | ORD SHS | 100,000 | $7.96M | 0.7% | +100,000 | New | History |
| MCHPMicrochip Technology Inc | Stock | 67,990 | $5.92M | 0.5% | −50,810−42.8% | ReducedConverted for a 2-for-1 split | History |
| CERNCERNER Corp | COM | 60,000 | $5.57M | 0.5% | +60,000 | New | History |
| ISBCInvestors Bancorp, Inc. | COM | 350,000 | $5.30M | 0.4% | +350,000 | New | History |
| STFCState Auto Financial CORP | COM | 95,260 | $4.92M | 0.4% | −5,225−5.2% | Reduced | History |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $4.76M | 0.4% | – | New | – |
| ANATAmerican National Group Inc | COM NEW | 25,079 | $4.74M | 0.4% | +11,915+90.5% | Added | History |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | – | $4.65M | 0.4% | – | – | – |
| Vonage Holdings Corp92886T201 | COM | 197,400 | $4.10M | 0.3% | +197,400 | New | – |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 160,000 | $3.77M | 0.3% | +10,000+6.7% | Added | History |
| FTSIFTS International, Inc. | COM NEW CL A | 133,816 | $3.51M | 0.3% | +133,816 | New | History |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 125,000 | $3.30M | 0.3% | +125,000 | New | History |
| STLSterling Bancorp | COM | 118,035 | $3.04M | 0.3% | −6,475−5.2% | Reduced | History |
| SCPLSciPlay Corp | CL A | 200,000 | $2.76M | 0.2% | −40,000−16.7% | Reduced | History |
| MTNVail Resorts Inc | COM | 7,834 | $2.57M | 0.2% | +795+11.3% | Added | History |
| CITCit Group Inc | COM NEW | 48,041 | $2.47M | 0.2% | −26,036−35.1% | Reduced | History |
| RRDRR Donnelley & Sons Co | COM | 217,737 | $2.45M | 0.2% | +217,737 | New | History |
| DXCMDexcom Inc | COM | 4,265 | $2.29M | 0.2% | +1,683+65.2% | Added | History |
| TGNATegna Inc | COM | 120,000 | $2.23M | 0.2% | −20,000−14.3% | Reduced | History |
| IHCIndependence Holding Co | COM NEW | 35,000 | $1.98M | 0.2% | 00.0% | Unchanged | History |
| PPCPilgrims Pride Corp | Stock | 70,000 | $1.97M | 0.2% | +30,000+75.0% | Added | History |
| BILLBILL Holdings, Inc. | Stock | 7,413 | $1.85M | 0.2% | +7,413 | New | History |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $1.77M | 0.1% | – | New | – |
| CMRXChimerix Inc | COM | 268,800 | $1.73M | 0.1% | +268,800 | New | History |
| EEFTEuronet Worldwide, Inc. | COM | 13,100 | $1.56M | 0.1% | +13,100 | New | History |
| TARAProtara Therapeutics, Inc. | COM STK | 229,231 | $1.55M | 0.1% | +229,231 | New | History |
| CSPRCasper Sleep Inc. | COM | 220,000 | $1.47M | 0.1% | +220,000 | New | History |
| UBERUber Technologies, Inc | Stock | 33,400 | $1.40M | 0.1% | +33,400 | New | History |
| SNAPSnap Inc | Stock | 28,728 | $1.35M | 0.1% | +28,728 | New | History |
| AYLAOld Ayala, Inc | COM | 158,232 | $1.35M | 0.1% | +158,232 | New | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 40,000 | $1.34M | 0.1% | +40,000 | New | – |
| WPCBWarburg Pincus Capital Corp I-B | SHS CL A | 126,000 | $1.23M | 0.1% | +126,000 | New | History |
| CYPHCypherpunk Technologies Inc. | COM | 370,000 | $1.20M | 0.1% | +370,000 | New | History |
| UAAUnder Armour, Inc. | Stock | 50,000 | $1.06M | 0.1% | 00.0% | Unchanged | History |
| OPNTOpiant Pharmaceuticals, Inc. | COM | 30,000 | $1.01M | 0.1% | +30,000 | New | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 250,000 | $1.00M | 0.1% | +250,000 | New | History |
| PAEPAE Inc | COM CL A | 100,000 | $993.0K | 0.1% | +100,000 | New | History |
| LONALeonaBio, Inc. | COM | 75,000 | $977.0K | 0.1% | +75,000 | New | History |
| CMTLComtech Telecommunications Corp | COM NEW | 40,000 | $948.0K | 0.1% | +40,000 | New | History |
| ARNAArena Pharmaceuticals Inc | COM NEW | 10,000 | $929.0K | 0.1% | +10,000 | New | History |
| Kensington Capital AcquisitiG5251K103 | SHS CL A | 86,500 | $850.0K | 0.1% | +86,500 | New | – |
| NTBLNotable Labs, Ltd. | COM | 425,000 | $837.0K | 0.1% | +425,000 | New | History |
| TBCHTurtle Beach Corp | COM NEW | 30,000 | $668.0K | 0.1% | +30,000 | New | History |
| Rice Acquisition Corp IIG75529100 | SHS CL A | 64,875 | $649.0K | 0.1% | +64,875 | New | – |
| BEEPMobile Infrastructure Corp | CLASS A ORD SHS | 64,835 | $644.0K | 0.1% | +64,835 | New | History |
| CIIG Capital Partners II, Inc.12561U109 | COM CL A | 64,875 | $640.0K | 0.1% | +64,875 | New | – |
| Climate Real Impact Slutins187171103 | COM CL A | 64,835 | $633.0K | 0.1% | −31,165−32.5% | Reduced | – |
| HERAFTAC Hera Acquisition Corp. | CLASS A ORD SHS | 64,835 | $633.0K | 0.1% | +64,835 | New | History |
| Nightdragon Acquisition Corp65413D105 | CLASS A COM | 64,835 | $632.0K | 0.1% | +64,835 | New | – |
| Compute Health Acquisitin Co204833107 | COM CL A | 64,835 | $631.0K | 0.1% | −31,165−32.5% | Reduced | – |
| Prospector Capital CorpG7273A105 | CL A | 64,835 | $631.0K | 0.1% | −10,165−13.6% | Reduced | – |
| FICVFrontier Investment Corp | CLASS | 64,875 | $629.0K | 0.1% | +64,875 | New | History |
| CNTBConnect Biopharma Holdings Ltd | ADS | 121,707 | $627.0K | 0.1% | +121,707 | New | History |
| Alpha Healthcare Acqu Corp I02073F104 | CLASS A COM | 64,875 | $624.0K | 0.1% | +64,875 | New | – |
| KKR Acquisition Holding I Co48253T109 | COM CLASS A | 62,250 | $606.0K | 0.1% | +62,250 | New | – |
| Ahren Acquisition Corp.G01322117 | UNIT 12/09/2026 | 60,550 | $606.0K | 0.1% | +60,550 | New | – |
| Everest Consolidator Acq Cor29978K201 | UNIT 99/99/9999 | 43,250 | $440.0K | <0.1% | +43,250 | New | – |
| Intelligent Medi Acqsitn Cor45828D205 | UNIT 11/05/2026 | 43,250 | $439.0K | <0.1% | +43,250 | New | – |
| Hunt Companies AcquisitioG46482108 | CL ACOM | 43,250 | $439.0K | <0.1% | +43,250 | New | – |
| Games & Esports Exprnc Acq CG3731J101 | UNIT 12/01/2026 | 43,250 | $437.0K | <0.1% | +43,250 | New | – |
| Ftac Zeus Acquisition Cor30320F205 | UNIT 04/15/2026 | 43,250 | $434.0K | <0.1% | +43,250 | New | – |
| HIIIHudson Executive Investment Corp. III | COM CL A | 44,597 | $433.0K | <0.1% | −30,403−40.5% | Reduced | History |
| RXR Acquisition Corp74981W107 | CLASS A COM | 43,970 | $429.0K | <0.1% | +43,970 | New | – |
Options (42)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $474.9M | – |
| XUnited States Steel Corp | COM | $20.3M | – |
| BYNDBeyond Meat, Inc. | COM | $14.3M | – |
| FSRFisker Inc. | CL A COM STK | $14.2M | – |
| GESGuess Inc | COM | $13.8M | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $13.1M | – |
| VCRAVocera Communications, Inc. | COM | $11.5M | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $11.2M | – |
| AALAmerican Airlines Group Inc. | Stock | $8.76M | – |
| VRMVroom, Inc. | COM | $8.37M | – |
| CNKCinemark Holdings, Inc. | COM | $7.90M | – |
| IMAXImax Corp | COM | $7.14M | – |
| HOUSAnywhere Real Estate Inc. | COM | $6.72M | – |
| BLMNBloomin' Brands, Inc. | COM | $6.30M | – |
| AMRSAmyris, Inc. | COM NEW | $5.83M | – |
| BKNGBooking Holdings Inc. | Stock | $4.80M | – |
| ALRMAlarm.com Holdings, Inc. | COM | $4.24M | – |
| ICPTIntercept Pharmaceuticals, Inc. | COM | $4.07M | – |
| MCHPMicrochip Technology Inc | Stock | $3.48M | – |
| Atlas CorpY0436Q109 | SHARES | $3.40M | – |
| FLRFluor Corp | Stock | $2.44M | – |
| SWTXSpringWorks Therapeutics, Inc. | COM | $2.39M | – |
| ARCHArch Resources, Inc. | CL A | $2.28M | – |
| EXPEExpedia Group, Inc. | Stock | $2.22M | – |
| CMRXChimerix Inc | COM | $2.14M | – |
| AXSMAxsome Therapeutics, Inc. | COM | $491.0K | $1.13M |
| CHGGChegg, Inc | COM | $1.53M | – |
| MDRXVeradigm Inc. | COM | $1.38M | – |
| LTHMLivent Corp. | COM | $1.22M | – |
| WWayfair Inc. | CL A | $1.04M | – |
| LONALeonaBio, Inc. | COM | $1.02M | – |
| ALDXAldeyra Therapeutics, Inc. | COM | $1.00M | – |
| CYPHCypherpunk Technologies Inc. | COM | – | $993.0K |
| WWEWorld Wrestling Entertainment, LLC | CL A | $987.0K | – |
| JBLUJetBlue Airways Corp | COM | $356.0K | – |
| Apollo Strategic Growth CaptG0411R114 | *W EXP 10/29/202 | – | $323.0K |
| Galata Acquisition CorpG3R23A116 | *W EXP 99/99/999 | – | $291.0K |
| Anzu Special Acquisitin Corp03737A119 | *W EXP 01/27/202 | – | $290.0K |
| M3-Brigade Acquisition II Corp.553800111 | *W EXP 09/03/202 | – | $290.0K |
| Figure Acquisition Corp. I302438114 | *W EXP 03/31/202 | – | $253.0K |
| INNVInnovAge Holding Corp. | COM | – | $112.0K |
| CIIG Capital Partners II, Inc.12561U117 | *W EXP 02/28/202 | – | $27.0K |
Sold out since Q3 2021 (40)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $120.5M | 9.6% | – |
| KSUKansas City Southern | COM NEW | 90,100 | $24.4M | 1.9% | History |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $20.9M | 1.7% | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $12.8M | 1.0% | – |
| Galata Acquisition CorpG3R23A124 | UNIT 99/99/9999 | 1,237,500 | $12.4M | 1.0% | – |
| STMPStamps.com Inc | COM NEW | 32,564 | $10.7M | 0.9% | History |
| XECCimarex Energy Co | COM | 116,006 | $10.1M | 0.8% | History |
| TXNMTXNM Energy Inc | COM | 200,055 | $9.90M | 0.8% | History |
| WTWWillis Towers Watson PLC | SHS | 30,000 | $6.97M | 0.6% | History |
| JBLUJetBlue Airways Corp | COM | 376,500 | $5.76M | 0.5% | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 300,200 | $5.71M | 0.5% | History |
| CLDRCloudera, Inc. | COM | 354,687 | $5.66M | 0.5% | History |
| MRVIMaravai Lifesciences Holdings, Inc. | COM CL A | 75,000 | $3.68M | 0.3% | History |
| CSODCornerstone OnDemand Inc | COM | 60,000 | $3.44M | 0.3% | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 100,000 | $3.42M | 0.3% | – |
| Monmouth Real Estate Investment Corp609720107 | CL A | 170,000 | $3.17M | 0.3% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 100,000 | $3.02M | 0.2% | – |
| MSONMisonix Inc | COM | 110,000 | $2.78M | 0.2% | History |
| ESXBCommunity Bankers Trust Corp | COM | 175,612 | $2.00M | 0.2% | History |
| OCDXOrtho Clinical Diagnostics Holdings plc | ORD SHS | 100,000 | $1.85M | 0.1% | History |
| EXPEExpedia Group, Inc. | Stock | 10,700 | $1.75M | 0.1% | History |
| FIVNFive9, Inc. | COM | 10,000 | $1.60M | 0.1% | History |
| Kensington Capital AcquisitiG5251K111 | UNIT 99/99/9999 | 150,000 | $1.53M | 0.1% | – |
| DELLDell Technologies Inc. | Stock | 10,000 | $1.04M | 0.1% | History |
| Rice Acquisition Corp IIG75529118 | UNIT 99/99/9999 | 100,000 | $1.03M | 0.1% | – |
| Alpha Healthcare Acqu Corp I02073F203 | UNIT 04/01/2026 | 100,000 | $993.0K | 0.1% | – |
| APMIUAxonPrime Infrastructure Acquisition Corp | UNIT 05/31/2028 | 100,000 | $990.0K | 0.1% | History |
| Frontier Investment CorpG36816117 | UNIT 06/29/2026 | 100,000 | $985.0K | 0.1% | – |
| Nightdragon Acquisition Corp65413D204 | UNIT 02/26/20266 | 96,000 | $953.0K | 0.1% | – |
| MXMagnachip Semiconductor Corp | COM | 50,000 | $888.0K | 0.1% | History |
| CIIG Capital Partners II, Inc.12561U208 | UNIT 02/28/2028 | 75,000 | $756.0K | 0.1% | – |
| FTAC Hera Acquisition Corp.G3728Y129 | UNIT 02/28/2026 | 75,000 | $747.0K | 0.1% | – |
| Gores Hldgs VIII Inc382863108 | CL A | 75,000 | $739.0K | 0.1% | – |
| KKR Acquisition Holding I Co48253T208 | UNIT 99/99/9999 | 72,000 | $719.0K | 0.1% | – |
| RXR Acquisition Corp74981W206 | UNIT 01/01/2025 | 72,000 | $709.0K | 0.1% | – |
| Alpha Partners Tech Mergr CoG63290103 | *W EXP 03/31/202 | 50,000 | $494.0K | <0.1% | – |
| Silver Spike Acquisitn CorpG8201H121 | UNIT 02/26/2026 | 36,000 | $361.0K | <0.1% | – |
| Revolution Healthcar Aq Corp76155Y207 | UNIT 03/18/20266 | 36,000 | $355.0K | <0.1% | – |
| GKOSGLAUKOS Corp | COM | 5,000 | $241.0K | <0.1% | History |
| OKLOOklo Inc. | COM CL A | 20,000 | $197.0K | <0.1% | History |