DLD Asset Management, LP
- SEC CIK
- 0001578299
- Latest filing
- Aug 12, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 103
- −6 vs. Q2 2021
- Portfolio value
- $1.26B
- −$33.2M (−2.6%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $120.5M | 9.6% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $109.4M | 8.7% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $80.2M | 6.4% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $69.5M | 5.5% | – | – | – |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $57.7M | 4.6% | – | New | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $54.5M | 4.3% | – | – | – |
| World Wrestling Entmt Inc98156QAB4 | NOTE 3.375%12/1 | – | $51.9M | 4.1% | – | – | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $49.6M | 4.0% | – | – | – |
| Nuance Communications, Inc.67020YAN0 | NOTE 1.250% 4/0 | – | $47.4M | 3.8% | – | – | – |
| NTRANatera, Inc. | CONV BD US | – | $42.8M | 3.4% | – | – | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $34.8M | 2.8% | – | – | – |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $32.3M | 2.6% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $31.1M | 2.5% | – | – | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $29.6M | 2.4% | – | – | – |
| Istar Inc45031UCB5 | NOTE 3.125% 9/1 | – | $24.6M | 2.0% | – | – | – |
| KSUKansas City Southern | COM NEW | 90,100 | $24.4M | 1.9% | +20,100+28.7% | Added | History |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $24.3M | 1.9% | – | – | – |
| INFOIHS Markit Ltd. | SHS | 200,000 | $23.3M | 1.9% | −14,138−6.6% | Reduced | History |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $22.7M | 1.8% | – | New | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $20.9M | 1.7% | – | – | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $20.0M | 1.6% | – | – | – |
| XLNXXilinx Inc | COM | 120,000 | $18.1M | 1.4% | +9,519+8.6% | Added | History |
| BKNGBooking Holdings Inc. | Stock | 6,728 | $16.0M | 1.3% | −500−6.9% | Reduced | History |
| Athene Holding Ltd.G0684D107 | CL A | 200,528 | $13.8M | 1.1% | +100,528+100.5% | Added | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $12.8M | 1.0% | – | New | – |
| Galata Acquisition CorpG3R23A124 | UNIT 99/99/9999 | 1,237,500 | $12.4M | 1.0% | +1,237,500 | New | – |
| Envoy Medical, Inc.03737A101 | COM CL A | 1,175,000 | $11.4M | 0.9% | 00.0% | Unchanged | – |
| Coherent Inc192479103 | COM | 44,912 | $11.2M | 0.9% | −5,088−10.2% | Reduced | – |
| STMPStamps.com Inc | COM NEW | 32,564 | $10.7M | 0.9% | +32,564 | New | History |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $10.3M | 0.8% | – | New | – |
| XECCimarex Energy Co | COM | 116,006 | $10.1M | 0.8% | +116,006 | New | History |
| MBACM3-Brigade Acquisition II Corp. | COM CL A | 1,000,000 | $9.91M | 0.8% | 00.0% | Unchanged | History |
| TXNMTXNM Energy Inc | COM | 200,055 | $9.90M | 0.8% | +20,000+11.1% | Added | History |
| Figure Acquisition Corp. I302438106 | COM CL A | 944,500 | $9.30M | 0.7% | 00.0% | Unchanged | – |
| MCHPMicrochip Technology Inc | Stock | 59,400 | $9.12M | 0.7% | +14,000+30.8% | Added | History |
| WTWWillis Towers Watson PLC | SHS | 30,000 | $6.97M | 0.6% | +9,783+48.4% | Added | History |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | – | $6.29M | 0.5% | – | New | – |
| JBLUJetBlue Airways Corp | COM | 376,500 | $5.76M | 0.5% | +12,900+3.5% | Added | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 300,200 | $5.71M | 0.5% | +235,074+361.0% | Added | History |
| CLDRCloudera, Inc. | COM | 354,687 | $5.66M | 0.5% | 00.0% | Unchanged | History |
| STFCState Auto Financial CORP | COM | 100,485 | $5.12M | 0.4% | +100,485 | New | History |
| SCPLSciPlay Corp | CL A | 240,000 | $4.97M | 0.4% | +240,000 | New | History |
| CITCit Group Inc | COM NEW | 74,077 | $3.85M | 0.3% | −8,307−10.1% | Reduced | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 150,000 | $3.81M | 0.3% | +150,000 | New | History |
| MRVIMaravai Lifesciences Holdings, Inc. | COM CL A | 75,000 | $3.68M | 0.3% | +75,000 | New | History |
| CSODCornerstone OnDemand Inc | COM | 60,000 | $3.44M | 0.3% | +60,000 | New | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 100,000 | $3.42M | 0.3% | +100,000 | New | – |
| Monmouth Real Estate Investment Corp609720107 | CL A | 170,000 | $3.17M | 0.3% | +30,000+21.4% | Added | – |
| STLSterling Bancorp | COM | 124,510 | $3.11M | 0.2% | +74,510+149.0% | Added | History |
| Itamar Med Ltd465437101 | SPONSORED ADS | 100,000 | $3.02M | 0.2% | +100,000 | New | – |
| MSONMisonix Inc | COM | 110,000 | $2.78M | 0.2% | +110,000 | New | History |
| TGNATegna Inc | COM | 140,000 | $2.76M | 0.2% | +140,000 | New | History |
| ANATAmerican National Group Inc | COM NEW | 13,164 | $2.49M | 0.2% | +13,164 | New | History |
| MTNVail Resorts Inc | COM | 7,039 | $2.35M | 0.2% | +639+10.0% | Added | History |
| ESXBCommunity Bankers Trust Corp | COM | 175,612 | $2.00M | 0.2% | +25,612+17.1% | Added | History |
| OCDXOrtho Clinical Diagnostics Holdings plc | ORD SHS | 100,000 | $1.85M | 0.1% | +100,000 | New | History |
| EXPEExpedia Group, Inc. | Stock | 10,700 | $1.75M | 0.1% | 00.0% | Unchanged | History |
| IHCIndependence Holding Co | COM NEW | 35,000 | $1.74M | 0.1% | +35,000 | New | History |
| FIVNFive9, Inc. | COM | 10,000 | $1.60M | 0.1% | +10,000 | New | History |
| Kensington Capital AcquisitiG5251K111 | UNIT 99/99/9999 | 150,000 | $1.53M | 0.1% | +150,000 | New | – |
| DXCMDexcom Inc | COM | 2,582 | $1.41M | 0.1% | +2,582 | New | History |
| TDSTelephone & Data Systems Inc | COM NEW | 68,846 | $1.34M | 0.1% | +8,846+14.7% | Added | History |
| PPCPilgrims Pride Corp | Stock | 40,000 | $1.16M | 0.1% | +40,000 | New | History |
| DELLDell Technologies Inc. | Stock | 10,000 | $1.04M | 0.1% | +10,000 | New | History |
| Rice Acquisition Corp IIG75529118 | UNIT 99/99/9999 | 100,000 | $1.03M | 0.1% | 00.0% | Unchanged | – |
| UAAUnder Armour, Inc. | Stock | 50,000 | $1.01M | 0.1% | +50,000 | New | History |
| Alpha Healthcare Acqu Corp I02073F203 | UNIT 04/01/2026 | 100,000 | $993.0K | 0.1% | +100,000 | New | – |
| APMIUAxonPrime Infrastructure Acquisition Corp | UNIT 05/31/2028 | 100,000 | $990.0K | 0.1% | +100,000 | New | History |
| Frontier Investment CorpG36816117 | UNIT 06/29/2026 | 100,000 | $985.0K | 0.1% | +100,000 | New | – |
| Nightdragon Acquisition Corp65413D204 | UNIT 02/26/20266 | 96,000 | $953.0K | 0.1% | 00.0% | Unchanged | – |
| Climate Real Impact Slutins187171103 | COM CL A | 96,000 | $939.0K | 0.1% | 00.0% | Unchanged | – |
| Compute Health Acquisitin Co204833107 | COM CL A | 96,000 | $938.0K | 0.1% | 00.0% | Unchanged | – |
| MXMagnachip Semiconductor Corp | COM | 50,000 | $888.0K | 0.1% | −50,000−50.0% | Reduced | History |
| CIIG Capital Partners II, Inc.12561U208 | UNIT 02/28/2028 | 75,000 | $756.0K | 0.1% | +75,000 | New | – |
| FTAC Hera Acquisition Corp.G3728Y129 | UNIT 02/28/2026 | 75,000 | $747.0K | 0.1% | 00.0% | Unchanged | – |
| Gores Hldgs VIII Inc382863108 | CL A | 75,000 | $739.0K | 0.1% | +75,000 | New | – |
| Gores Holdings VII Inc38286T101 | COM CL A | 75,000 | $739.0K | 0.1% | 00.0% | Unchanged | – |
| CONXCONX Corp. | COM CL A | 75,000 | $735.0K | 0.1% | 00.0% | Unchanged | History |
| Prospector Capital CorpG7273A105 | CL A | 75,000 | $732.0K | 0.1% | 00.0% | Unchanged | – |
| Jack Creek Investment Corp.G4989X115 | CL A SHS | 75,000 | $731.0K | 0.1% | 00.0% | Unchanged | – |
| FVIVFortress Value Acquisition Corp. IV | COM CL A | 75,000 | $730.0K | 0.1% | 00.0% | Unchanged | History |
| HIIIHudson Executive Investment Corp. III | COM CL A | 75,000 | $730.0K | 0.1% | 00.0% | Unchanged | History |
| KKR Acquisition Holding I Co48253T208 | UNIT 99/99/9999 | 72,000 | $719.0K | 0.1% | 00.0% | Unchanged | – |
| RXR Acquisition Corp74981W206 | UNIT 01/01/2025 | 72,000 | $709.0K | 0.1% | 00.0% | Unchanged | – |
| Tishman Speyer Innovation Co88825H100 | COM CL A | 72,000 | $706.0K | 0.1% | 00.0% | Unchanged | – |
| Marlin Technology Corp.G58411102 | CL A SHS | 72,000 | $703.0K | 0.1% | 00.0% | Unchanged | – |
| Golden Falcon Acquisition Co38102H109 | CL A | 72,000 | $702.0K | 0.1% | 00.0% | Unchanged | – |
| Simon Property Grp Acq Holdi82880R103 | COM CL A | 72,000 | $702.0K | 0.1% | 00.0% | Unchanged | – |
| SLAMSlam Corp. | CL A SHS | 72,000 | $702.0K | 0.1% | +72,000 | New | History |
| TBCPThunder Bridge Capital Partners III Inc. | COM CL A | 54,000 | $527.0K | <0.1% | 00.0% | Unchanged | History |
| Alpha Partners Tech Mergr CoG63290103 | *W EXP 03/31/202 | 50,000 | $494.0K | <0.1% | +50,000 | New | – |
| Hamilton Lane Alliance Hldgs40749M103 | COM CL A | 50,000 | $485.0K | <0.1% | 00.0% | Unchanged | – |
| Gores Technology Partners II38287L107 | CLASS A COM | 48,000 | $472.0K | <0.1% | 00.0% | Unchanged | – |
| Forest Road Acquisition Cor34619V103 | CL A | 48,000 | $468.0K | <0.1% | 00.0% | Unchanged | – |
| Arclight Clean Transition IIG0R21B104 | CLASS A ORD SHS | 48,000 | $468.0K | <0.1% | +48,000 | New | – |
| Silver Spike Acquisitn CorpG8201H121 | UNIT 02/26/2026 | 36,000 | $361.0K | <0.1% | +36,000 | New | – |
| Revolution Healthcar Aq Corp76155Y207 | UNIT 03/18/20266 | 36,000 | $355.0K | <0.1% | 00.0% | Unchanged | – |
| GKOSGLAUKOS Corp | COM | 5,000 | $241.0K | <0.1% | +5,000 | New | History |
| Vectoiq Acquisition Corp II92244F109 | COM CL A | 22,000 | $214.0K | <0.1% | 00.0% | Unchanged | – |
| OKLOOklo Inc. | COM CL A | 20,000 | $197.0K | <0.1% | +20,000 | New | History |
Options (28)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| EXCExelon Corp | Stock | – | $15.3M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $15.1M | – |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | $12.4M | – |
| AALAmerican Airlines Group Inc. | Stock | $10.8M | – |
| GESGuess Inc | COM | $8.30M | – |
| BLMNBloomin' Brands, Inc. | COM | $7.50M | – |
| BYNDBeyond Meat, Inc. | COM | $5.26M | – |
| BKNGBooking Holdings Inc. | Stock | $4.75M | – |
| LUVSouthwest Airlines Co | COM | $4.11M | – |
| VRMVroom, Inc. | COM | $3.64M | – |
| KDPKeurig Dr Pepper Inc. | COM | – | $3.46M |
| ICPTIntercept Pharmaceuticals, Inc. | COM | $3.35M | – |
| MCHPMicrochip Technology Inc | Stock | $3.07M | – |
| HOUSAnywhere Real Estate Inc. | COM | $2.63M | – |
| VCRAVocera Communications, Inc. | COM | $2.56M | – |
| IMAXImax Corp | COM | $1.90M | – |
| XLRNAcceleron Pharma Inc | COM | – | $1.72M |
| WWayfair Inc. | CL A | $1.28M | – |
| LTHMLivent Corp. | COM | $1.16M | – |
| WWEWorld Wrestling Entertainment, LLC | CL A | $1.13M | – |
| MDRXVeradigm Inc. | COM | $1.00M | – |
| EXPEExpedia Group, Inc. | Stock | $820.0K | – |
| GKOSGLAUKOS Corp | COM | – | $583.0K |
| BCLIBrainstorm Cell Therapeutics Inc. | COM NEW | – | $439.0K |
| JBLUJetBlue Airways Corp | COM | $382.0K | – |
| M3-Brigade Acquisition II Corp.553800111 | *W EXP 09/03/202 | – | $335.0K |
| Anzu Special Acquisitin Corp03737A119 | *W EXP 01/27/202 | – | $235.0K |
| Figure Acquisition Corp. I302438114 | *W EXP 03/31/202 | – | $228.0K |
Sold out since Q2 2021 (45)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $72.2M | 5.6% | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $45.8M | 3.6% | – |
| Under Armour, Inc.904311AC1 | NOTE 1.500% 6/0 | – | $34.7M | 2.7% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 120,497 | $22.1M | 1.7% | History |
| National Vision Hldgs Inc63845RAB3 | NOTE 2.500% 5/1 | – | $19.2M | 1.5% | – |
| PRAHPRA Health Sciences, Inc. | COM | 110,739 | $18.3M | 1.4% | History |
| PFPTProofpoint Inc | COM | 70,344 | $12.2M | 0.9% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 129,000 | $11.0M | 0.9% | History |
| MXIMMaxim Integrated Products Inc | COM | 84,948 | $8.95M | 0.7% | History |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $8.37M | 0.6% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $8.29M | 0.6% | – |
| GRAW R Grace & Co | COM | 110,922 | $7.67M | 0.6% | History |
| HOMEAt Home Group Inc. | COM | 200,000 | $7.37M | 0.6% | History |
| VERVEREIT, Inc. | COM | 125,000 | $5.74M | 0.4% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 70,000 | $5.41M | 0.4% | History |
| TLNDTalend S.A. | ADS | 80,000 | $5.25M | 0.4% | History |
| CNSTConstellation Pharmaceuticals Inc | COM | 150,000 | $5.07M | 0.4% | History |
| Macquarie Infrastructure Cor55608B105 | COM | 120,000 | $4.59M | 0.4% | – |
| CBBCincinnati Bell Inc | COM NEW | 270,565 | $4.17M | 0.3% | History |
| KNLKnoll Inc | COM NEW | 100,000 | $2.60M | 0.2% | History |
| MDPHawkeye Acquisition, Inc. | COM | 40,000 | $1.74M | 0.1% | History |
| WBTWelbilt, Inc. | COM | 70,000 | $1.62M | 0.1% | History |
| Discovery Inc25470F302 | COM SER C | 50,000 | $1.45M | 0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 32,906 | $1.15M | 0.1% | – |
| Dmy Technology Group Inc IV23344K102 | COM CL A | 96,000 | $938.0K | 0.1% | – |
| Longview Acquisition Corp. II54319Q204 | UNIT 99/99/9999 | 75,000 | $756.0K | 0.1% | – |
| Gores Hldgs VIII Inc382863207 | UNIT 02/01/2028 | 75,000 | $753.0K | 0.1% | – |
| Motive Capital CorpG6293A103 | SHS CL A | 75,000 | $733.0K | 0.1% | – |
| WPCBWarburg Pincus Capital Corp I-B | SHS CL A | 72,000 | $730.0K | 0.1% | History |
| AMPSAltus Power, Inc. | COM CL A | 75,000 | $728.0K | 0.1% | History |
| FTAAFTAC Athena Acquisition Corp. | CL A SHS | 72,000 | $710.0K | 0.1% | History |
| Arctos Northstar Acquis CorpG0477L100 | SHS CL A | 72,000 | $701.0K | 0.1% | – |
| Deep Lake Capital Acqustn CoG27029100 | CL A SHS | 72,000 | $697.0K | 0.1% | – |
| STESTERIS plc | SHS USD | 3,152 | $650.0K | 0.1% | History |
| MPCMarathon Petroleum Corp | Stock | 10,000 | $604.0K | <0.1% | History |
| Exfo Inc302046107 | SUB VTG SHS | 100,000 | $595.0K | <0.1% | – |
| TCW Special Purpose Acqu Cor87301L205 | UNIT 99/99/9999 | 54,000 | $538.0K | <0.1% | – |
| OPAL Fuels Inc.G0R21B120 | UNIT 03/16/2028 | 48,000 | $489.0K | <0.1% | – |
| Lazard Growth Acquisition CoG54035103 | SHS | 50,000 | $489.0K | <0.1% | – |
| Highland Transcend PartnersG44690108 | COM CL A | 50,000 | $486.0K | <0.1% | – |
| G Squared Ascend I IncG4204R109 | SHS CL A | 48,000 | $474.0K | <0.1% | – |
| Altimar Acquisition Corp IIG03709105 | SHS CL A | 48,000 | $467.0K | <0.1% | – |
| LBTYALiberty Global Ltd. | SHS CL A | 17,151 | $466.0K | <0.1% | History |
| Power & Digital Infra Acq Co739190106 | COM CL A | 44,000 | $433.0K | <0.1% | – |
| MMACMMA Capital Holdings, LLC | COM | 7,500 | $204.0K | <0.1% | History |