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Livermore
Livermore
ZHEN

Advisory Services Network, LLC

SEC CIK
0001573876
Latest filing
Aug 12, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 2, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
1,372
−75 vs. Q1 2022
Portfolio value
$2.92B
−$473.5M (−13.9%) vs. Q1 2022
Filed
Aug 2, 2022
SEC
Holdings of Advisory Services Network, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NAKNorthern Dynasty Minerals LtdCOM NEW10,900$3.00K<0.1%00.0%UnchangedHistory
SDOTSadot Group Inc.COM10,000$4.00K<0.1%00.0%UnchangedHistory
GMBLEsports Entertainment Group, Inc.COM12,500$5.00K<0.1%00.0%UnchangedHistory
NHIQNantHealth, Inc.COM15,349$6.00K<0.1%+15,349NewHistory
DSSDSS, Inc.COM20,000$7.00K<0.1%00.0%UnchangedHistory
GROMGrom Social Enterprises, Inc.COM NEW20,000$8.00K<0.1%+20,000NewHistory
Redwood Tr Inc758075AC9NOTE 4.750% 8/110,000$9.00K<0.1%00.0%Unchanged–
Osi Systems Inc671044AD7NOTE 1.250% 9/011,000$11.0K<0.1%+11,000New–
FAMIFarmmi, Inc.SHS11,000$12.0K<0.1%+11,000NewHistory
VRMVroom, Inc.COM10,740$13.0K<0.1%−50,378−82.4%ReducedHistory
ZOMDFZomedica Corp.COM57,561$13.0K<0.1%+1,800+3.2%AddedHistory
CREXCreative Realities, Inc.COM NEW26,000$16.0K<0.1%−10,000−27.8%ReducedHistory
Kaleyra, Inc.483379111*W EXP 11/25/20275,719$16.0K<0.1%+14,119+22.9%Added–
PTNPalatin Technologies IncCOM PAR $ .0162,700$18.0K<0.1%00.0%UnchangedHistory
DNNDenison Mines Corp.COM19,100$19.0K<0.1%+2,700+16.5%AddedHistory
HOFVHall of Fame Resort & Entertainment CoCOM34,075$20.0K<0.1%00.0%UnchangedHistory
DAREDare Bioscience, Inc.COM17,000$21.0K<0.1%+2,000+13.3%AddedHistory
Western Asset Mtg Cap Corp95790DAA3NOTE 6.750%10/021,000$21.0K<0.1%+11,000+110.0%Added–
Veeco Instrs Inc Del922417AD2CONVERTIBLE BOND25,000$25.0K<0.1%+25,000New–
APLDApplied Digital Corp.COM NEW24,515$26.0K<0.1%+24,515NewHistory
IDNIntellicheck, Inc.COM NEW13,000$26.0K<0.1%−500−3.7%ReducedHistory
DBVTDBV Technologies S.A.SPONSORED ADR10,000$26.0K<0.1%+10,000NewHistory
VSTMVerastem, Inc.COM25,875$30.0K<0.1%00.0%UnchangedHistory
PDDPDD Holdings Inc.SPONSORED ADS550$34.0K<0.1%+550NewHistory
NPKINPK International Inc.COM SHS11,200$35.0K<0.1%00.0%UnchangedHistory
DMDesktop Metal, Inc.COM CL A15,968$35.0K<0.1%+363+2.3%AddedHistory
Sonnet Biotherapeutc HLDNG I83548R105COM130,525$37.0K<0.1%+80,000+158.3%Added–
IMPPImperial Petroleum Inc./Marshall IslandsCOMMON SHARES87,000$37.0K<0.1%+87,000NewHistory
VVRInvesco Senior Income TrustCOM10,000$39.0K<0.1%00.0%UnchangedHistory
AST SpaceMobile, Inc.00217D118*W EXP 04/06/20218,794$39.0K<0.1%00.0%Unchanged–
Chemomab Therapeutics Ltd Sponsored ADS03280X102ADR11,173$41.0K<0.1%+11,173New–
ORCOrchid Island Capital, Inc.COM15,923$45.0K<0.1%00.0%UnchangedHistory
CYHCommunity Health Systems IncCOM12,615$47.0K<0.1%+625+5.2%AddedHistory
RIOTRiot Platforms, Inc.COM11,385$48.0K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM10,521$50.0K<0.1%+10,521NewHistory
RKLBRocket Lab CorpCOM14,089$53.0K<0.1%+14,089NewHistory
APPHAppHarvest, Inc.COM16,147$56.0K<0.1%+16,147NewHistory
ARAYAccuray IncCOM29,300$57.0K<0.1%00.0%UnchangedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF12,492$64.0K<0.1%00.0%UnchangedHistory
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR20,151$64.0K<0.1%00.0%UnchangedHistory
MCRMFS Charter Income TrustSH BEN INT10,773$68.0K<0.1%00.0%UnchangedHistory
MTAMetalla Royalty & Streaming Ltd.COM NEW14,265$69.0K<0.1%00.0%UnchangedHistory
ProShares Bitcoin ETF74347G440ETF6,250$73.0K<0.1%+6,250New–
EADAllspring Income Opportunities FundINC OPPTY FD11,723$76.0K<0.1%+485+4.3%AddedHistory
BRSPBrightSpire Capital, Inc.COM CL A10,537$80.0K<0.1%+434+4.3%AddedHistory
SELFGlobal Self Storage, Inc.COM14,284$80.0K<0.1%+14,284NewHistory
Silvercrest Metals Inc828363101COM13,300$81.0K<0.1%−950−6.7%Reduced–
LQDALiquidia CorpCOM NEW18,500$81.0K<0.1%+18,500NewHistory
Sandstorm Gold Ltd Com New80013R206Stock13,977$83.0K<0.1%−96−0.7%Reduced–
ZTRVirtus Total Return Fund Inc.COM10,203$83.0K<0.1%00.0%UnchangedHistory
NVTAInvitae CorpCOM34,006$83.0K<0.1%−454−1.3%ReducedHistory
IAEVoya Asia Pacific High Dividend Equity Income FundCOM11,978$83.0K<0.1%00.0%UnchangedHistory
AGFirst Majestic Silver CorpCOM11,727$84.0K<0.1%+135+1.2%AddedHistory
ARRArmour Residential REIT, Inc.COM NEW11,996$84.0K<0.1%+550+4.8%AddedHistory
WKHSWorkhorse Group Inc.COM NEW32,400$84.0K<0.1%+4,694+16.9%AddedHistory
EARNEllington Credit CoCOM SHS BEN INT11,729$88.0K<0.1%00.0%UnchangedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM16,337$88.0K<0.1%+339+2.1%AddedHistory
OPENOpendoor Technologies Inc.COM19,133$90.0K<0.1%−71,346−78.9%ReducedHistory
GILTGilat Satellite Networks LtdSHS NEW15,280$92.0K<0.1%+579+3.9%AddedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT10,790$95.0K<0.1%−2,500−18.8%ReducedHistory
PFLPIMCO Income Strategy FundCOM10,742$97.0K<0.1%+10,742NewHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS11,167$100.0K<0.1%+11,167NewHistory
FAMFirst Trust/Abrdn Global Opportunity Income FundCOM SHS16,757$101.0K<0.1%+150+0.9%AddedHistory
PCGPG&E CorpStock10,368$103.0K<0.1%−1,283−11.0%ReducedHistory
Advisorshares Tr00768Y453PURE US CANN ETF10,059$104.0K<0.1%−12,053−54.5%Reduced–
ACPabrdn Income Credit Strategies FundCOM13,788$105.0K<0.1%+531+4.0%AddedHistory
FNBFNB CorpCOM10,052$109.0K<0.1%+10,052NewHistory
EDFVirtus Stone Harbor Emerging Markets Income FundCOM25,329$111.0K<0.1%−4,467−15.0%ReducedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK12,014$115.0K<0.1%−734−5.8%ReducedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM11,052$116.0K<0.1%00.0%UnchangedHistory
CHYCalamos Convertible & High Income FundCOM SHS10,467$117.0K<0.1%+10,467NewHistory
Global X FDS37954Y160GBL X BLOCKCHAIN23,756$120.0K<0.1%+23,756New–
HLHecla Mining CoCOM30,923$121.0K<0.1%+434+1.4%AddedHistory
ASGLiberty All Star Growth Fund Inc.COM20,835$121.0K<0.1%+2,186+11.7%AddedHistory
Social Capital Hedosopha HLDG82514103SHS CL A12,172$121.0K<0.1%−13,069−51.8%Reduced–
TEITempleton Emerging Markets Income FundCOM22,674$122.0K<0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM9,292$123.0K<0.1%−630−6.3%ReducedHistory
DKNGDraftKings Inc.Stock10,724$125.0K<0.1%−166−1.5%ReducedHistory
Global X FDS37950E549GLB X SUPERDIV13,747$128.0K<0.1%+13,747New–
ETF Ser Solutions26922B873DEFIANCE HTL AIR8,550$129.0K<0.1%+8,550New–
Nuveen PFD & Incm Securties67072C105COM17,998$131.0K<0.1%+279+1.6%Added–
WITWipro LtdSPON ADR 1 SH24,845$132.0K<0.1%−8,212−24.8%ReducedHistory
FIRYFiry Inc.COM108,213$134.0K<0.1%−135,229−55.5%ReducedHistory
MFICMidCap Financial Investment CorpCOM NEW12,491$135.0K<0.1%+351+2.9%AddedHistory
NMAINuveen Multi-Asset Income FundCOM10,250$135.0K<0.1%+74+0.7%AddedHistory
CLMTCalumet, Inc.UT LTD PARTNER13,000$135.0K<0.1%−2,250−14.8%ReducedHistory
RCReady Capital CorpCOM11,445$136.0K<0.1%+309+2.8%AddedHistory
HNSTHonest Company, Inc.COM46,635$136.0K<0.1%+12,100+35.0%AddedHistory
SJTSan Juan Basin Royalty TrustUNIT BEN INT15,650$136.0K<0.1%+15,650NewHistory
IHDVoya Emerging Markets High Dividend Equity FundCOM24,718$142.0K<0.1%00.0%UnchangedHistory
BTABlackRock Long-Term Municipal Advantage TrustCOM12,900$143.0K<0.1%+12,900NewHistory
GGBGerdau S.A.SPON ADR REP PFD33,497$144.0K<0.1%−36−0.1%ReducedHistory
KTKT CorpSPONSORED ADR10,403$145.0K<0.1%+399+4.0%AddedHistory
SIRISirius XM Holdings Inc.COM23,699$145.0K<0.1%+90.0%AddedHistory
BSMBlack Stone Minerals, L.P.COM UNIT10,800$148.0K<0.1%+700+6.9%AddedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR20,050$150.0K<0.1%+150+0.8%AddedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR13,202$154.0K<0.1%+13,202NewHistory
BGHBarings Global Short Duration High Yield FundCOM11,841$154.0K<0.1%−806−6.4%ReducedHistory
PTONPeloton Interactive, Inc.CL A COM16,987$156.0K<0.1%+16,987NewHistory
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM10,732$156.0K<0.1%+10,732NewHistory

Sold out since Q1 2022 (180)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 180 by value last quarter.

Positions of Advisory Services Network, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
iShares U.S. Regional Banks ETF464288778ETF173,256$10.2M0.3%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE131,091$7.14M0.2%–
GSKGSK plcSPONSORED ADR77,251$3.37M0.1%History
SNVSynovus Financial CorpCOM NEW53,487$2.62M0.1%History
Vanguard Materials ETF92204A801ETF11,321$2.20M0.1%–
iShares Tr464288562RESIDENTIAL MULT22,008$2.11M0.1%–
CIMChimera Investment CorpCOM NEW143,987$1.73M0.1%History
Innovator ETFs Tr45782C102IBD 50 ETF42,091$1.65M<0.1%–
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT34,104$1.64M<0.1%–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS17,870$1.64M<0.1%History
Kraneshares Trust500767678GLOBAL CARB STRA32,562$1.52M<0.1%–
iShares Inc464286145MSCI FRONTIER39,844$1.29M<0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT48,000$1.24M<0.1%–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT22,712$1.22M<0.1%–
Motley Fool Small-Cap Growth ETF74933W874ETF38,571$1.20M<0.1%–
WIXWix.com Ltd.SHS8,573$896.0K<0.1%History
SYFSynchrony FinancialCOM23,543$819.0K<0.1%History
American Centy ETF Tr025072208US QUALITY VAL15,718$818.0K<0.1%–
iShares Tr46435G334MSCI UK ETF NEW23,481$790.0K<0.1%–
iShares Inc464286319EM MKTS DIV ETF22,536$737.0K<0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM8,457$730.0K<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT42,372$724.0K<0.1%–
TOLToll Brothers, Inc.COM15,280$718.0K<0.1%History
PINSPinterest, Inc.CL A28,101$692.0K<0.1%History
Exchange Traded Concepts Tru301505624BITWISE CRYPTO39,360$682.0K<0.1%–
VCYTVeracyte, Inc.COM24,594$678.0K<0.1%History
iShares Inc464286350MSCI AGR PRO ETF14,071$669.0K<0.1%–
AAAlcoa CorpStock7,330$660.0K<0.1%History
FOXAFox CorpCL A COM16,406$647.0K<0.1%History
IBRXImmunityBio, Inc.COM113,299$636.0K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF9,066$625.0K<0.1%–
UMCUnited Microelectronics CorpSPON ADR NEW68,558$625.0K<0.1%History
AZPNASPENTECH CorpCOM3,749$620.0K<0.1%History
PBCTPeople's United Financial, Inc.COM30,518$610.0K<0.1%History
CRLCharles River Laboratories International, Inc.COM2,083$592.0K<0.1%History
BNY Mellon ETF Trust09661T107US LRG CP CORE6,955$591.0K<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD17,163$538.0K<0.1%–
WSTWest Pharmaceutical Services IncCOM1,307$537.0K<0.1%History
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,208$523.0K<0.1%–
ACLSAxcelis Technologies IncStock6,540$494.0K<0.1%History
MIMEMimecast LtdORD SHS6,150$489.0K<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A16,041$457.0K<0.1%History
AQNAlgonquin Power & Utilities Corp.COM28,712$446.0K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF14,937$434.0K<0.1%–
CCJCameco CorpStock14,399$419.0K<0.1%History
SCCOSouthern Copper CorpStock5,144$390.0K<0.1%History
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL8,455$387.0K<0.1%–
State Street SPDR S&P Bank ETF78464A797ETF7,362$385.0K<0.1%–
VLTAVolta Inc.COM CL A122,143$373.0K<0.1%History
iShares Tr46434V647GLOBAL REIT ETF12,687$371.0K<0.1%–
HGVHilton Grand Vacations Inc.COM7,023$365.0K<0.1%History
HCPHashiCorp, Inc.COM CL A6,765$365.0K<0.1%History
AMNAmn Healthcare Services IncCOM3,426$358.0K<0.1%History
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF4,405$357.0K<0.1%–
CELHCelsius Holdings, Inc.COM NEW6,364$351.0K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF12,700$350.0K<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10012,000$348.0K<0.1%–
Global X FDS37954Y657US PFD ETF14,631$344.0K<0.1%–
Healthcare Realty Trust Inc42225P501CL A NEW10,944$343.0K<0.1%–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV3,737$338.0K<0.1%–
iShares Tr46434V1000-5YR INVT GR CP6,837$337.0K<0.1%–
CNNECannae Holdings, Inc.COM13,899$333.0K<0.1%History
VMWVmware LLCCL A COM2,893$330.0K<0.1%History
PLLPiedmont Lithium Inc.Stock4,499$328.0K<0.1%History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX2,814$327.0K<0.1%–
Listed FD Tr53656F417ROUNDHILL BALL27,276$326.0K<0.1%–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD12,382$320.0K<0.1%–
BLDRBuilders FirstSource, Inc.Stock4,931$318.0K<0.1%History
iShares Tr464289883CORE 30 70 ETF8,377$316.0K<0.1%–
Vanguard Wellington FD921935607US MULTIFACTOR3,012$313.0K<0.1%–
RIVNRivian Automotive, Inc.Stock6,199$311.0K<0.1%History
SEDGSolaredge Technologies, Inc.COM941$303.0K<0.1%History
Barclays Bank PLC06742A669IPATH SHILR CAPE13,495$301.0K<0.1%–
Osi ETF Tr67110P407OSHARES US QUALT6,829$300.0K<0.1%–
BIOBio-Rad Laboratories, Inc.CL A528$296.0K<0.1%History
First Tr Exchange Traded FD33738R118NASD TECH DIV4,989$294.0K<0.1%–
iShares Tr46436E767ESG MSCI USA ETF8,209$293.0K<0.1%–
CROXCrocs, Inc.COM3,817$292.0K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM3,451$289.0K<0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT19,681$288.0K<0.1%History
VHIValhi IncCOM9,720$285.0K<0.1%History
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,954$278.0K<0.1%–
CBRECbre Group, Inc.CL A3,037$277.0K<0.1%History
CPAYCorpay, Inc.COM1,112$276.0K<0.1%History
JDJD.com, Inc.SPON ADS CL A4,739$275.0K<0.1%History
KWRQuaker Chemical CorpCOM1,564$270.0K<0.1%History
iShares Tr464287192US TRSPRTION980$265.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS2,683$264.0K<0.1%–
NCNOnCino, Inc.COM6,416$263.0K<0.1%History
ARK Next Generation Technology ETF00214Q401ETF2,954$258.0K<0.1%–
AREAlexandria Real Estate Equities, Inc.COM1,270$256.0K<0.1%History
RHIRobert Half Inc.COM2,235$255.0K<0.1%History
ETF Ser Solutions26922A701ROUNDHILL ACQUI7,619$255.0K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF8,554$254.0K<0.1%–
OMOutset Medical, Inc.COM5,600$254.0K<0.1%History
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,914$251.0K<0.1%–
UUnity Software Inc.COM2,531$251.0K<0.1%History
CERNCERNER CorpCOM2,669$250.0K<0.1%History
ANDEAndersons, Inc.COM4,933$248.0K<0.1%History
HPHelmerich & Payne, Inc.COM5,801$248.0K<0.1%History