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Livermore
Livermore
ZHEN

King Wealth

SEC CIK
0001568235
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
172
+1 vs. Q2 2021
Portfolio value
$488.3M
−$871.0K (−0.2%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of King Wealth in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WTERAlkaline Water Co IncCOM NEW10,000$16.0K<0.1%+10,000NewHistory
CFMSConformis IncCOM25,000$33.0K<0.1%00.0%UnchangedHistory
UONEUrban One, Inc.CL A10,000$81.0K<0.1%+10,000NewHistory
LQDALiquidia CorpCOM NEW30,000$83.0K<0.1%00.0%UnchangedHistory
TBPHTheravance Biopharma, Inc.COM13,000$96.0K<0.1%−10,000−43.5%ReducedHistory
ACREAres Commercial Real Estate CorpCOM10,000$151.0K<0.1%+10,000NewHistory
HALOHalozyme Therapeutics, Inc.COM5,000$203.0K<0.1%00.0%UnchangedHistory
DEODiageo PLCSPON ADR NEW1,069$206.0K<0.1%−47−4.2%ReducedHistory
LAZLazard, Inc.SHS A4,500$206.0K<0.1%00.0%UnchangedHistory
iShares S&P 500 Value ETF464287408ETF1,423$207.0K<0.1%+1,423New–
CCitigroup IncStock2,953$207.0K<0.1%+2,953NewHistory
iShares Tr464287622RUS 1000 ETF915$221.0K<0.1%00.0%Unchanged–
Alps ETF Tr00162Q858SECTR DIV DOGS4,373$223.0K<0.1%−120−2.7%Reduced–
PRUPrudential Financial IncStock2,132$224.0K<0.1%−37−1.7%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD4,480$229.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Value ETF922908744ETF1,716$232.0K<0.1%−84−4.7%Reduced–
GOOGAlphabet Inc.Stock88$235.0K<0.1%+88NewHistory
GPNGlobal Payments IncStock1,500$236.0K<0.1%+1,500NewHistory
IFFInternational Flavors & Fragrances IncCOM1,800$241.0K<0.1%00.0%UnchangedHistory
MRNAModerna, Inc.Stock635$244.0K<0.1%+635NewHistory
IMPLIPI Legacy Liquidation CoCOM20,000$244.0K<0.1%+20,000NewHistory
KEYKeycorpCOM11,326$245.0K0.1%00.0%UnchangedHistory
GEGeneral Electric CoStock2,434$251.0K0.1%00.0%UnchangedConverted for a 1-for-8 splitHistory
CSCOCisco Systems, Inc.Stock4,657$253.0K0.1%−47−1.0%ReducedHistory
INTCIntel CorpStock4,810$256.0K0.1%+6+0.1%AddedHistory
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM16,380$262.0K0.1%−481−2.9%ReducedHistory
DOWDow Inc.Stock4,730$272.0K0.1%+500+11.8%AddedHistory
LLoews CorpCOM5,119$276.0K0.1%00.0%UnchangedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF3,528$279.0K0.1%−968−21.5%Reduced–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF3,393$290.0K0.1%−38−1.1%Reduced–
DHRDanaher CorpStock977$297.0K0.1%00.0%UnchangedHistory
VMWVmware LLCCL A COM2,000$297.0K0.1%00.0%UnchangedHistory
iShares S&P 100 ETF464287101ETF1,511$298.0K0.1%−25−1.6%Reduced–
BACBank of America CorpStock7,111$302.0K0.1%+7,111NewHistory
WDFCWD 40 CoCOM1,316$305.0K0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock3,021$311.0K0.1%−300−9.0%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF1,994$312.0K0.1%−20−1.0%Reduced–
TJXTJX Companies IncStock4,752$314.0K0.1%00.0%UnchangedHistory
LKFTLakefront Biotherapeutics NVSPON ADR6,000$316.0K0.1%00.0%UnchangedHistory
TUTelus CorpCOM14,520$319.0K0.1%00.0%UnchangedHistory
SPDR Series Trust78464A763ST STR SP DIV2,770$326.0K0.1%−159−5.4%Reduced–
Vanguard S&P 500 ETF922908363ETF832$328.0K0.1%−21−2.5%Reduced–
NBONeuberger Berman New York Municipal Fund Inc.COM25,240$332.0K0.1%00.0%UnchangedHistory
RTXRTX CorpStock3,878$333.0K0.1%+4+0.1%AddedHistory
MOAltria Group, Inc.Stock7,308$333.0K0.1%+750+11.4%AddedHistory
MSMorgan StanleyStock3,445$335.0K0.1%+3,445NewHistory
TRSTTrustco Bank Corp N YCOM NEW10,592$339.0K0.1%−316−2.9%ReducedHistory
ETNEaton Corp plcStock2,288$342.0K0.1%00.0%UnchangedHistory
BABoeing CoStock1,584$348.0K0.1%+50+3.3%AddedHistory
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM14,237$349.0K0.1%−70−0.5%ReducedHistory
NEENextera Energy IncStock4,568$359.0K0.1%00.0%UnchangedHistory
DUKDuke Energy CORPStock3,718$363.0K0.1%−105−2.7%ReducedHistory
ORCLOracle CorpStock4,196$366.0K0.1%+123+3.0%AddedHistory
AQNAlgonquin Power & Utilities Corp.COM25,000$367.0K0.1%−1,200−4.6%ReducedHistory
MTBM&T Bank CorpCOM2,475$370.0K0.1%00.0%UnchangedHistory
EHCEncompass Health CorpCOM5,000$375.0K0.1%00.0%UnchangedHistory
AROWArrow Financial CorpCOM10,928$375.0K0.1%+314+3.0%AddedHistory
BMYBristol Myers Squibb CoStock6,443$381.0K0.1%−196−3.0%ReducedHistory
BMRNBiomarin Pharmaceutical IncCOM5,000$386.0K0.1%00.0%UnchangedHistory
HUMHumana IncStock1,000$389.0K0.1%00.0%UnchangedHistory
PTGXProtagonist Therapeutics, IncCOM22,000$390.0K0.1%00.0%UnchangedHistory
GDSGDS Holdings LtdSPONSORED ADS6,900$391.0K0.1%00.0%UnchangedHistory
MSTRStrategy IncStock707$409.0K0.1%+332+88.5%AddedHistory
INGRIngredion IncCOM4,625$412.0K0.1%00.0%UnchangedHistory
PRTAProthena Corp Public Ltd CoSHS6,000$427.0K0.1%−2,000−25.0%ReducedHistory
FFord Motor CoStock31,066$440.0K0.1%+400+1.3%AddedHistory
GSGoldman Sachs Group IncStock1,200$454.0K0.1%+600+100.0%AddedHistory
IBMInternational Business Machines CorpStock3,390$471.0K0.1%+421+14.2%AddedHistory
NVONovo Nordisk A SADR5,103$490.0K0.1%+2,001+64.5%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF1,808$495.0K0.1%00.0%Unchanged–
XOMExxonMobil Holdings CorpCOM8,509$500.0K0.1%+2,302+37.1%AddedHistory
KLACKLA CorpCOM NEW1,500$502.0K0.1%00.0%UnchangedHistory
BLKBlackRock, Inc.COM602$505.0K0.1%00.0%UnchangedHistory
HDBHDFC Bank LtdSPONSORED ADS7,000$512.0K0.1%00.0%UnchangedHistory
Vanguard Index FDS922908652EXTEND MKT ETF2,856$521.0K0.1%+3+0.1%Added–
Vanguard Morningstar Growth ETF922908736ETF1,855$538.0K0.1%−50−2.6%Reduced–
WMWaste Management IncStock3,658$546.0K0.1%−39−1.1%ReducedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS5,000$548.0K0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock7,334$551.0K0.1%+30.0%AddedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF5,056$553.0K0.1%+5,056New–
iShares Tr46428743220 YR TR BD ETF3,872$559.0K0.1%+280+7.8%Added–
ABBVAbbVie Inc.Stock5,343$576.0K0.1%+4+0.1%AddedHistory
UPSUnited Parcel Service IncStock3,181$579.0K0.1%00.0%UnchangedHistory
KOCoca Cola CoStock11,293$593.0K0.1%+927+8.9%AddedHistory
AWRAmerican States Water CoCOM7,000$599.0K0.1%00.0%UnchangedHistory
ADBEAdobe Inc.Stock1,050$605.0K0.1%−5−0.5%ReducedHistory
CATCaterpillar IncStock3,249$624.0K0.1%+42+1.3%AddedHistory
PFEPfizer IncStock14,892$641.0K0.1%+204+1.4%AddedHistory
TSLATesla, Inc.Stock838$650.0K0.1%+132+18.7%AddedHistory
TXNTexas Instruments IncStock3,653$702.0K0.1%00.0%UnchangedHistory
HONHoneywell International IncCOM3,328$706.0K0.1%+125+3.9%AddedHistory
iShares Tips Bond ETF464287176ETF5,552$709.0K0.1%−15−0.3%Reduced–
DRIDarden Restaurants IncCOM4,846$734.0K0.2%+4,846NewHistory
GMABGenmab A/SSPONSORED ADS16,897$738.0K0.2%00.0%UnchangedHistory
ELVElevance Health, Inc.Stock1,988$741.0K0.2%00.0%UnchangedHistory
GISGeneral Mills IncStock12,534$750.0K0.2%00.0%UnchangedHistory
ZGZillow Group, Inc.CL A9,080$804.0K0.2%+3,020+49.8%AddedHistory
NKENIKE, Inc.Stock5,548$806.0K0.2%−99−1.8%ReducedHistory
TCOMTrip.com Group LtdADS27,000$830.0K0.2%+17,000+170.0%AddedHistory
CICigna GroupStock4,165$834.0K0.2%+2,401+136.1%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of King Wealth in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$5.00K–

Sold out since Q2 2021 (14)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of King Wealth sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
RXTRackspace Technology, Inc.COM211,289$4.14M0.8%History
PDDPDD Holdings Inc.SPONSORED ADS10,000$1.27M0.3%History
VTRSViatris IncStock58,121$831.0K0.2%History
SPDR Index Shs FDS78463X400SP CHINA ETF4,400$584.0K0.1%–
iShares Inc464286871MSCI HONG KG ETF18,850$504.0K0.1%–
KMXCarMax IncCOM3,000$387.0K0.1%History
UTLUnitil CorpCOM4,296$228.0K<0.1%History
CASYCaseys General Stores IncCOM1,050$204.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock1,044$200.0K<0.1%History
PPLPPL CorpCOM6,739$188.0K<0.1%History
UHALU-Haul Holding CoCOM295$174.0K<0.1%History
CMECME Group Inc.COM650$138.0K<0.1%History
EQIXEquinix IncCOM155$125.0K<0.1%History
ZYNEZynerba Pharmaceuticals, Inc.COM16,000$85.0K<0.1%History