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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 6, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,214
+174 vs. Q3 2023
Portfolio value
$12.9B
+$1.71B (+15.3%) vs. Q3 2023
Filed
Feb 6, 2024
SEC
Holdings of Private Advisor Group, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PDMPiedmont Realty Trust, Inc.COM CL A13,803$98.1K<0.1%+72+0.5%AddedHistory
BBCPConcrete Pumping Holdings, Inc.COM12,330$101.1K<0.1%+12,330NewHistory
UMCUnited Microelectronics CorpSPON ADR NEW12,136$102.7K<0.1%−4,837−28.5%ReducedHistory
INODInnodata IncCOM NEW12,700$103.4K<0.1%+1,000+8.5%AddedHistory
AMCRAmcor plcORD11,157$107.6K<0.1%+11,157NewHistory
MQTBlackRock Muniyield Quality Fund II, Inc.COM10,464$108.3K<0.1%+10,464NewHistory
JQCNuveen Credit Strategies Income FundCOM SHS20,853$108.9K<0.1%+1,438+7.4%AddedHistory
FNCBFNCB Bancorp, Inc.COM16,085$109.2K<0.1%+16,085NewHistory
SSRMSSR Mining Inc.Stock11,779$109.5K<0.1%+11,779NewHistory
CHPTChargePoint Holdings, Inc.COM CL A47,599$111.4K<0.1%−8,691−15.4%ReducedHistory
PGPPIMCO Global StocksPLUS & Income FundCOM15,017$112.6K<0.1%00.0%UnchangedHistory
CTMXCytomX Therapeutics, Inc.COM73,179$113.4K<0.1%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR34,089$116.6K<0.1%−75,683−68.9%ReducedHistory
CRMDCorMedix Inc.COM31,460$118.3K<0.1%−340−1.1%ReducedHistory
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS11,477$118.3K<0.1%+50.0%AddedHistory
PFNPIMCO Income Strategy Fund IICOM17,014$123.0K<0.1%−220−1.3%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS13,192$124.1K<0.1%−220−1.6%ReducedHistory
VLYValley National BancorpCOM11,447$124.3K<0.1%−8,090−41.4%ReducedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM39,095$124.7K<0.1%+350+0.9%AddedHistory
DUOTDuos Technologies Group, Inc.COM43,556$126.3K<0.1%−8,200−15.8%ReducedHistory
ZIMZIM Integrated Shipping Services Ltd.SHS12,819$126.5K<0.1%+12,819NewHistory
HOODRobinhood Markets, Inc.Stock10,013$127.6K<0.1%+550+5.8%AddedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM36,400$131.0K<0.1%00.0%UnchangedHistory
NPKINPK International Inc.COM SHS20,212$134.2K<0.1%+20,212NewHistory
JBLUJetBlue Airways CorpCOM24,470$135.8K<0.1%+2,717+12.5%AddedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM13,033$137.2K<0.1%+13,033NewHistory
First Tr Exchange-Traded FD33735T109COMMON SHS11,608$140.1K<0.1%+11,608New–
NBHNeuberger Municipal Fund Inc.COM13,616$140.9K<0.1%+13,616NewHistory
ROICRetail Opportunity Investments CorpCOM10,066$141.2K<0.1%00.0%UnchangedHistory
PSNYPolestar Automotive Holding UK PLCADS A62,550$141.4K<0.1%+38,450+159.5%AddedHistory
Exscientia PLC30223G102ADS22,500$144.2K<0.1%+12,000+114.3%Added–
UAUnder Armour, Inc.CL C17,591$146.9K<0.1%+1,646+10.3%AddedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR31,155$148.3K<0.1%−18,547−37.3%ReducedHistory
GDLGDL FundCOM SH BEN IT18,527$149.0K<0.1%+74+0.4%AddedHistory
BGRBlackRock Energy & Resources TrustCOM12,106$150.5K<0.1%00.0%UnchangedHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM17,785$151.5K<0.1%+605+3.5%AddedHistory
Lithium Americas Argentina Cor Com Shs53681K100Stock24,020$151.8K<0.1%+24,020New–
EVVEaton Vance Ltd Duration Income FundCOM15,867$152.0K<0.1%00.0%UnchangedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM17,345$152.3K<0.1%+17,345NewHistory
LACLithium Americas Corp.Stock23,856$152.7K<0.1%−475−2.0%ReducedHistory
CNHCNH Industrial N.V.SHS12,709$154.8K<0.1%+1,090+9.4%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST47,936$154.8K<0.1%−2,567−5.1%Reduced–
GOODGladstone Commercial CorpCOM11,760$155.7K<0.1%−6,646−36.1%ReducedHistory
NMAINuveen Multi-Asset Income FundCOM12,669$155.8K<0.1%+12,669NewHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM12,837$156.5K<0.1%+1,001+8.5%AddedHistory
LUMNLumen Technologies, Inc.Stock90,560$161.6K<0.1%−30,018−24.9%ReducedHistory
STEWSRH Total Return Fund, Inc.COM11,863$164.5K<0.1%−6,777−36.4%ReducedHistory
EGYVaalco Energy IncCOM NEW36,923$165.8K<0.1%+3,538+10.6%AddedHistory
Franklin Templeton ETF Tr35473P454MARTIN CURRIE11,539$168.9K<0.1%−249−2.1%Reduced–
SPESpecial Opportunities Fund, Inc.COM14,462$171.5K<0.1%00.0%UnchangedHistory
ECFEllsworth Growth & Income Fund LtdCOM21,524$173.9K<0.1%+51+0.2%AddedHistory
DRTSAlpha Tau Medical Ltd.ORDINARY SHARES58,430$175.9K<0.1%+58,430NewHistory
PLUGPlug Power IncStock39,360$177.1K<0.1%−1,213−3.0%ReducedHistory
Direxion Shs ETF Tr25460G260DLY TSLA BEAR 1X10,750$177.1K<0.1%+10,750New–
BCATBlackRock Capital Allocation Term TrustCOM11,851$177.2K<0.1%+11,851NewHistory
FLYYSpirit Aviation Holdings, Inc.COM10,945$179.4K<0.1%+10,945NewHistory
WEAWestern Asset Premier Bond FundSHS BEN INT16,900$182.5K<0.1%+16,900NewHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG12,000$183.4K<0.1%+12,000NewHistory
VVRInvesco Senior Income TrustCOM45,936$188.3K<0.1%−3,500−7.1%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM15,845$188.7K<0.1%−500−3.1%ReducedHistory
OBEObsidian Energy Ltd.COM27,994$189.8K<0.1%−14,190−33.6%ReducedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM15,704$190.0K<0.1%+15,704NewHistory
PACBPacific Biosciences of California, Inc.COM19,391$190.2K<0.1%−349−1.8%ReducedHistory
BTEBaytex Energy Corp.COM57,951$192.4K<0.1%−4,718−7.5%ReducedHistory
Enerplus Corp292766102COM12,589$193.1K<0.1%−1,110−8.1%Reduced–
HFROHighland Opportunities & Income FundHIGHLAND INCOME25,287$194.5K<0.1%+4,424+21.2%AddedHistory
Two Harbors Investment Corp.90187B804COM14,152$197.0K<0.1%+14,152New–
RFICohen & Steers Total Return Realty Fund IncCOM16,825$197.7K<0.1%−1,542−8.4%ReducedHistory
CSIQCanadian Solar Inc.COM7,656$200.8K<0.1%+7,656NewHistory
LOPEGrand Canyon Education, Inc.COM1,521$200.8K<0.1%+1,521NewHistory
MOHMolina Healthcare, Inc.COM556$200.9K<0.1%+556NewHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A5,718$201.7K<0.1%+5,718NewHistory
iShares Tr46436E577ISHARES 25+ YR T16,500$202.9K<0.1%+16,500New–
UCBUnited Community Banks IncCOM6,954$203.5K<0.1%+6,954NewHistory
PCNPIMCO Corporate & Income Strategy FundCOM16,404$203.6K<0.1%−226−1.4%ReducedHistory
OGNOrganon & Co.Stock14,095$203.6K<0.1%−12,728−47.5%ReducedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM16,162$203.6K<0.1%−1,995−11.0%ReducedHistory
ARWArrow Electronics, Inc.COM1,666$203.7K<0.1%+1,666NewHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS19,424$203.9K<0.1%+4,654+31.5%AddedHistory
First Tr Exch Traded FD III33739P863CALIF MUN INCM4,100$204.7K<0.1%+4,100New–
DNNDenison Mines Corp.COM116,000$205.3K<0.1%+52,500+82.7%AddedHistory
DTMDT Midstream, Inc.COMMON STOCK3,752$205.6K<0.1%+3,752NewHistory
DECKDeckers Outdoor CorpCOM308$205.9K<0.1%+308NewHistory
MTZMastec IncCOM2,720$206.0K<0.1%+2,720NewHistory
MFGMizuho Financial Group IncSPONSORED ADR59,953$206.2K<0.1%−975−1.6%ReducedHistory
iShares Tr46434V696CORE MSCI PAC3,470$206.5K<0.1%+1,758+102.7%Added–
ProShares Tr74348A210SHRT RUSSELL20009,800$206.6K<0.1%−7,000−41.7%Reduced–
PRAProassurance CorpCOM14,992$206.7K<0.1%+91+0.6%AddedHistory
PKBKParke Bancorp, Inc.COM10,237$207.3K<0.1%−224−2.1%ReducedHistory
RBB FD Inc74933W627MOTLEY FOOL MID8,200$207.6K<0.1%+8,200New–
TRPTC Energy CorpCOM5,322$208.1K<0.1%+5,322NewHistory
Global X FDS37954Y376RATE PREFERRED8,988$208.2K<0.1%−12−0.1%Reduced–
NWGNatWest Group plcSPONS ADR36,985$208.2K<0.1%−2,397−6.1%ReducedHistory
DLYDoubleLine Yield Opportunities FundCOM14,020$208.5K<0.1%+385+2.8%AddedHistory
MKSIMKS IncCOM2,028$208.6K<0.1%+2,028NewHistory
Amplify Blockchain Technology ETF032108607ETF6,999$208.9K<0.1%+6,999New–
BCPCBalchem CorpCOM1,408$209.4K<0.1%+1,408NewHistory
EFXEquifax IncCOM847$209.5K<0.1%+847NewHistory
GLADGladstone Capital CorpCOM19,583$209.5K<0.1%+1,639+9.1%AddedHistory
LBAILakeland Bancorp IncCOM14,194$209.9K<0.1%+14,194NewHistory

Options (33)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q4 2023
SecurityClassPutsCalls
SOFISoFi Technologies, Inc.Stock–$77.8K
SPYSPDR S&P 500 ETF TrustETF$22.4K$1.99K
PFEPfizer IncStock–$18.2K
NOCNorthrop Grumman CorpStock–$17.5K
GOOGAlphabet Inc.Stock–$13.1K
YETIYETI Holdings, Inc.COM–$11.0K
TGTTarget CorpStock–$5.92K
BRK.BBerkshire Hathaway IncStock$5.37K–
BABAAlibaba Group Holding LtdADR–$5.01K
TSLATesla, Inc.Stock$4.95K–
SBUXStarbucks CorpStock–$4.80K
PLTRPalantir Technologies Inc.Stock–$4.54K
STMSTMicroelectronics N.V.NY REGISTRY$3.38K–
VZVerizon Communications IncStock–$2.32K
CVNACarvana Co.CL A–$2.26K
CEGConstellation Energy CorpStock–$2.00K
BACBank of America CorpStock–$1.75K
HOODRobinhood Markets, Inc.Stock–$1.25K
LLYEli Lilly & CoStock$1.20K–
MUMicron Technology IncStock$432–
BXBlackstone Inc.COM$423–
AMGNAmgen IncStock$218–
iShares Tr46428743220 YR TR BD ETF$205–
LNGCheniere Energy, Inc.COM NEW$120–
ENPHEnphase Energy, Inc.Stock$45–
MCDMcDonalds CorpStock$40–
BAXBaxter International IncStock–$30
CAGConagra Brands Inc.Stock–$30
COINCoinbase Global, Inc.COM CL A$20–
UUnity Software Inc.COM–$10
FDXFedEx CorpStock–$5
DFSDiscover Financial ServicesCOM$5–
PYPLPayPal Holdings, Inc.Stock–$2

Sold out since Q3 2023 (87)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Private Advisor Group, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46434VAX8IBONDS DEC23 ETF238,955$6.06M0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB219,576$4.66M<0.1%–
ATVIActivision Blizzard, Inc.COM36,315$3.40M<0.1%History
WisdomTree Tr97717W547US VALUE FD39,859$2.46M<0.1%–
VanEck ETF Trust92189F460CEF MUNI INCOME117,195$2.21M<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN66,097$1.34M<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY35,602$1.27M<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY51,833$1.22M<0.1%–
SPDR Series Trust78464A789ST STR SP INS28,352$1.21M<0.1%–
iShares Tr46436E882IBONDS 23 TRM TS47,321$1.17M<0.1%–
ASRSoutheast Airport GroupSPON ADR SER B4,205$1.03M<0.1%History
iShares Tr46435G318IBONDS DEC202335,030$894.1K<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV18,541$766.6K<0.1%–
SPDR Ser Tr78464A110FACTST INV ETF6,096$754.1K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS6,368$736.7K<0.1%History
Flexshares Tr33939L795STOXX GLOBR INF15,025$727.7K<0.1%–
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF26,265$631.7K<0.1%–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD40,495$615.1K<0.1%–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI23,403$586.0K<0.1%–
YOUClear Secure, Inc.COM CL A25,831$491.8K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN14,706$436.8K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH12,289$416.6K<0.1%–
KNXKnight-Swift Transportation Holdings Inc.CL A7,542$378.3K<0.1%History
iShares Tr46434V464LOW CA OP MS ETF2,433$365.6K<0.1%–
Nuveen PFD & Incm Securties67072C105COM56,731$350.0K<0.1%–
Pacer FDS Tr69374H717LUNT LRG CP ALTR9,488$326.8K<0.1%–
AVTRAvantor, Inc.COM15,463$326.0K<0.1%History
HSICHenry Schein IncCOM4,125$306.3K<0.1%History
ACICAmerican Coastal Insurance CorpCOM41,091$302.4K<0.1%History
CHRDChord Energy CorpCOM NEW1,803$292.2K<0.1%History
ESTEEarthstone Energy IncCL A14,000$283.4K<0.1%History
VMWVmware LLCCL A COM1,682$280.0K<0.1%History
CDECoeur Mining, Inc.COM NEW125,695$279.0K<0.1%History
CMRECostamare Inc.SHS28,394$273.2K<0.1%History
OZKBank OZKCOM7,366$273.1K<0.1%History
U.S. Global Jets ETF26922A842ETF15,566$265.1K<0.1%–
Global X FDS37960A669SUPERDIVIDEND11,722$256.8K<0.1%–
SPDR Index Shs FDS78463X855S&P GBLINF ETF5,166$254.5K<0.1%–
VICRVicor CorpCOM4,281$252.1K<0.1%History
WDSWoodside Energy Group LtdADR10,806$251.7K<0.1%History
HIWHighwoods Properties, Inc.COM12,198$251.4K<0.1%History
iShares Future AI & Tech ETF46435U556ETF8,112$247.7K<0.1%–
Franklin Templeton ETF Tr35473P819FTSE CHINA14,444$246.9K<0.1%–
Fidelity Covington Trust316092618ENHA HIGH YI ETF5,323$243.3K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B4,023$240.1K<0.1%History
AMGAffiliated Managers Group, Inc.Stock1,791$233.4K<0.1%History
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC2,971$233.4K<0.1%–
RRCRange Resources CorpCOM7,085$229.6K<0.1%History
Indexiq ETF Tr45409B883IQ GLB RES ETF6,678$218.3K<0.1%–
RGRSturm Ruger & Co IncStock4,176$217.7K<0.1%History
Franklin ETF Tr353506108SHRT DUR US GOVT2,335$208.5K<0.1%–
iShares Tr46436E536US SML CP VALUE7,782$205.4K<0.1%–
DIODDiodes IncCOM2,597$204.7K<0.1%History
EQHEquitable Holdings, Inc.COM7,169$203.5K<0.1%History
HTZHertz Global Holdings, IncCOM NEW16,072$196.9K<0.1%History
PFSProvident Financial Services IncCOM12,128$185.4K<0.1%History
FGBIFirst Guaranty Bancshares, Inc.COM15,366$169.0K<0.1%History
Crescent PT Energy Corp22576C101COM19,485$161.7K<0.1%–
BLEBlackRock Municipal Income Trust IICOM15,272$139.6K<0.1%History
MYNBlackRock Muniyield New York Quality Fund, Inc.COM15,500$137.3K<0.1%History
UAAUnder Armour, Inc.Stock19,663$134.7K<0.1%History
NBWNeuberger Berman California Municipal Fund Inc.COM12,275$120.2K<0.1%History
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM10,026$118.1K<0.1%History
ETF Ser Solutions26922A826LONCAR CANCER10,355$113.4K<0.1%–
NUVNuveen Municipal Value Fund IncCOM12,985$107.3K<0.1%History
VKQInvesco Municipal TrustCOM12,542$104.6K<0.1%History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM13,850$98.6K<0.1%History
MYDBlackRock Muniyield Fund, Inc.COM10,103$92.7K<0.1%History
TELFYTelefonica S ASPONSORED ADR22,597$92.0K<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A10,326$79.0K<0.1%History
GRWGGrowGeneration Corp.COM24,596$71.8K<0.1%History
CRESYCresud IncSPONSORED ADR10,128$67.8K<0.1%History
QXO, Inc.82846H207COM NEW20,000$65.6K<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM10,316$65.0K<0.1%History
SPDR Series Trust78464A516ST INTL BBG ETF2,813$59.8K<0.1%–
AGRAvangrid, Inc.COM1,829$55.2K<0.1%History
iShares Inc464286509MSCI CDA ETF1,332$44.6K<0.1%–
HUTHut 8 Corp.Common Stock18,095$35.3K<0.1%History
IRDOpus Genetics, Inc.COM10,200$34.2K<0.1%History
TECXTectonic Therapeutic, Inc.COM21,410$33.0K<0.1%History
UTHRUnited Therapeutics CorpCOM107$24.2K<0.1%History
iShares Inc464286749MSCI SWITZERLAND454$19.8K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 500340$18.1K<0.1%–
PAVMPAVmed Inc.COM40,000$11.8K<0.1%History
NCNANuCana plcSPONSORED ADR15,500$9.46K<0.1%History
MGRXMangoceuticals, Inc.COM10,200$8.68K<0.1%History
REEAFREE Automotive Ltd.CLASS A ORD SHS11,000$1.61K<0.1%History