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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 6, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,214
+174 vs. Q3 2023
Portfolio value
$12.9B
+$1.71B (+15.3%) vs. Q3 2023
Filed
Feb 6, 2024
SEC
Holdings of Private Advisor Group, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Bristol Myers Squibb Co110122140RIGHT 12/30/203015,000$1.35K<0.1%00.0%Unchanged–
INSGInseego Corp.COM10,062$2.21K<0.1%00.0%UnchangedHistory
HLTHCue Health Inc.COM20,000$3.25K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM67,735$4.79K<0.1%−28,162−29.4%ReducedHistory
STEXStreamex Corp.COM NEW11,870$5.64K<0.1%00.0%UnchangedHistory
WKHSWorkhorse Group Inc.COM NEW19,505$7.02K<0.1%+3,504+21.9%AddedHistory
NVTAInvitae CorpCOM11,872$7.44K<0.1%+450+3.9%AddedHistory
EVTLVertical Aerospace Ltd.ORD SHS11,235$7.73K<0.1%+11,235NewHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES13,974$8.17K<0.1%+13,974NewHistory
MLSSMilestone Scientific Inc.COM NEW12,650$8.72K<0.1%−2,650−17.3%ReducedHistory
AEVAAeva Technologies, Inc.COM14,877$11.3K<0.1%+66+0.4%AddedHistory
XTNTXtant Medical Holdings, Inc.COM NEW10,000$11.3K<0.1%+10,000NewHistory
EVGNEvogene Ltd.SHS14,013$11.8K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW13,655$11.9K<0.1%+400+3.0%AddedHistory
MEHCQChrome Holding Co.CLASS A COM13,336$12.2K<0.1%+13,336NewHistory
HYLNHyliion Holdings Corp.COMMON STOCK15,000$12.2K<0.1%−1,000−6.3%ReducedHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$12.9K<0.1%–––
PGENPrecigen, Inc.COM10,357$13.9K<0.1%+10,357NewHistory
IMUXImmunic, Inc.COM10,000$15.0K<0.1%+10,000NewHistory
CLOVClover Health Investments, Corp.COM CL A16,605$15.8K<0.1%−38−0.2%ReducedHistory
New Gold Inc Cda644535106COM12,500$18.3K<0.1%+12,500New–
XFORX4 Pharmaceuticals, IncCOM21,800$18.3K<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM41,614$19.8K<0.1%+1,319+3.3%AddedHistory
CGENCompugen LtdORD10,111$20.0K<0.1%00.0%UnchangedHistory
PLBYPlayboy, Inc.COM20,994$21.0K<0.1%−1,253−5.6%ReducedHistory
ETF Managers Tr26924G755ETFMG US ALTER13,000$21.0K<0.1%−2,000−13.3%Reduced–
AMWLAmerican Well CorpCL A14,944$22.3K<0.1%+1,865+14.3%AddedHistory
Freyr BatteryL4135L100COM12,340$23.1K<0.1%−105−0.8%Reduced–
SOUNSoundhound AI, Inc.CLASS A COM10,950$23.2K<0.1%+550+5.3%AddedHistory
OPKOpko Health, Inc.COM15,663$23.7K<0.1%+1,012+6.9%AddedHistory
BFXBowflex Inc.COM31,250$24.1K<0.1%+4,000+14.7%AddedHistory
AKBAAkebia Therapeutics, Inc.COM20,235$25.1K<0.1%+4,094+25.4%AddedHistory
KOPNKopin CorpCOM12,363$25.1K<0.1%−8,645−41.2%ReducedHistory
NKLANikola CorpCOM28,854$25.2K<0.1%−3,421−10.6%ReducedHistory
INVZInnoviz Technologies Ltd.SHS10,659$27.0K<0.1%+103+1.0%AddedHistory
BFLYButterfly Network, Inc.COM CL A26,143$28.2K<0.1%+26,143NewHistory
BKKTBakkt, Inc.COM CL A13,200$29.4K<0.1%+150+1.1%AddedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW40,000$30.3K<0.1%00.0%UnchangedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS17,938$30.3K<0.1%+6,075+51.2%AddedHistory
MTTRMatterport, Inc.COM CL A11,666$31.4K<0.1%+11,666NewHistory
LONALeonaBio, Inc.COM12,975$31.5K<0.1%+12,975NewHistory
DMDesktop Metal, Inc.COM CL A49,901$36.3K<0.1%−13,385−21.2%ReducedHistory
FCELFuelcell Energy IncCOM22,786$36.5K<0.1%+1,002+4.6%AddedHistory
GSATGlobalstar, Inc.COM19,294$37.4K<0.1%+10+0.1%AddedHistory
BTGB2GOLD CorpCOM11,992$37.9K<0.1%+11,992NewHistory
SLDPSolid Power, Inc.CLASS A COM26,573$38.5K<0.1%−9,062−25.4%ReducedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW16,341$39.2K<0.1%+3,807+30.4%AddedHistory
WULFTerawulf Inc.COM16,605$39.9K<0.1%−300−1.8%ReducedHistory
BLNKBlink Charging Co.COM12,352$41.9K<0.1%+12,352NewHistory
FSRFisker Inc.CL A COM STK23,962$41.9K<0.1%+2,969+14.1%AddedHistory
BKCCBlackRock Capital Investment CorpCOM11,135$43.1K<0.1%−4,078−26.8%ReducedHistory
SKYXSKYX Platforms Corp.COM29,500$47.2K<0.1%00.0%UnchangedHistory
EVGOEVgo Inc.CL A COM13,616$48.7K<0.1%−853−5.9%ReducedHistory
ATRAAtara Biotherapeutics, Inc.COM95,661$49.1K<0.1%+198+0.2%AddedHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/150,000$49.3K<0.1%+50,000New–
LUMOLumos Pharma, Inc.COM16,013$50.9K<0.1%−4,000−20.0%ReducedHistory
IBRXImmunityBio, Inc.COM10,500$52.7K<0.1%+10,500NewHistory
HLHecla Mining CoCOM11,533$55.5K<0.1%−157−1.3%ReducedHistory
GRABGrab Holdings LtdCLASS A ORD16,904$57.0K<0.1%+1,154+7.3%AddedHistory
ULCCFrontier Group Holdings, Inc.COM10,816$59.1K<0.1%+10,816NewHistory
NVAXNovavax IncCOM NEW12,457$59.8K<0.1%+1,297+11.6%AddedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT13,272$60.4K<0.1%−292−2.2%ReducedHistory
FUBOFuboTV Inc.COM19,544$62.2K<0.1%−12,146−38.3%ReducedHistory
CMUMFS High Yield Municipal TrustSH BEN INT19,093$63.2K<0.1%00.0%UnchangedHistory
NOTVInotiv, Inc.COM17,547$64.4K<0.1%−66,605−79.1%ReducedHistory
ARISAris Mining CorpCOM20,000$65.7K<0.1%00.0%UnchangedHistory
MVISMicrovision, Inc.COM NEW25,490$67.8K<0.1%00.0%UnchangedHistory
PHKPIMCO High Income FundCOM SHS13,675$68.2K<0.1%+2,373+21.0%AddedHistory
CGCCanopy Growth CorpCOM NEW13,752$70.3K<0.1%+1,690+14.0%AddedConverted for a 1-for-10 splitHistory
NXENexGen Energy Ltd.COM10,050$70.3K<0.1%−1,200−10.7%ReducedHistory
CRONCronos Group Inc.COM34,269$71.6K<0.1%+4,020+13.3%AddedHistory
MTNBMatinas BioPharma Holdings, Inc.COM337,330$72.9K<0.1%+80,000+31.1%AddedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM10,739$73.9K<0.1%−2,981−21.7%ReducedHistory
GUTGabelli Utility TrustCOM13,735$74.4K<0.1%+83+0.6%AddedHistory
ONLOrion Properties Inc.REIT13,104$74.9K<0.1%+13,104NewHistory
JOBYJoby Aviation, Inc.COMMON STOCK11,609$77.2K<0.1%+11,609NewHistory
ACHRArcher Aviation Inc.Stock12,658$77.7K<0.1%+1,498+13.4%AddedHistory
RUMRUM Group Inc.Stock17,377$78.0K<0.1%−27,500−61.3%ReducedHistory
TELLTellurian Inc.COM103,819$78.4K<0.1%+9,687+10.3%AddedHistory
PCTTWPureCycle Technologies, Inc.*W EXP 01/28/20268,899$78.5K<0.1%+4,600+7.2%AddedHistory
DDD3D Systems CorpCOM NEW12,465$79.2K<0.1%+12,465NewHistory
SABASaba Capital Income & Opportunities Fund IICOM20,944$79.4K<0.1%−49−0.2%ReducedHistory
GLBZGlen Burnie BancorpCOM13,266$79.6K<0.1%+13,266NewHistory
PMMFranklin Managed Municipal Income TrustCOM13,244$80.5K<0.1%−4,103−23.7%ReducedHistory
CIMChimera Investment CorpCOM NEW16,421$81.9K<0.1%+3,066+23.0%AddedHistory
CRFCornerstone Total Return Fund IncCOM11,810$83.4K<0.1%−5,415−31.4%ReducedHistory
BCSBarclays PLCADR10,888$85.8K<0.1%−6,240−36.4%ReducedHistory
ESPREsperion Therapeutics, Inc.COM28,828$86.2K<0.1%+222+0.8%AddedHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT10,229$86.4K<0.1%+10,229NewHistory
HMYHarmony Gold Mining Co LtdADR14,181$87.2K<0.1%−305−2.1%ReducedHistory
MNKDMannkind CorpCOM NEW24,225$87.9K<0.1%−1,544−6.0%ReducedHistory
OPENOpendoor Technologies Inc.COM19,716$88.3K<0.1%−7,594−27.8%ReducedHistory
FSMFortuna Mining Corp.COM23,065$89.0K<0.1%−1,202−5.0%ReducedHistory
EZPWEzcorp IncCL A NON VTG10,254$89.6K<0.1%00.0%UnchangedHistory
BBBLACKBERRY LtdCOM25,522$90.3K<0.1%+5,645+28.4%AddedHistory
MUXMcEwen Inc.COM NEW12,545$90.4K<0.1%+1,000+8.7%AddedHistory
SACHSachem Capital Corp.COM24,690$92.3K<0.1%+524+2.2%AddedHistory
FSPFranklin Street Properties CorpCOM36,737$93.2K<0.1%−2,113−5.4%ReducedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS10,286$96.0K<0.1%−999−8.9%ReducedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF16,077$97.7K<0.1%+40+0.2%AddedHistory

Options (33)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q4 2023
SecurityClassPutsCalls
SOFISoFi Technologies, Inc.Stock–$77.8K
SPYSPDR S&P 500 ETF TrustETF$22.4K$1.99K
PFEPfizer IncStock–$18.2K
NOCNorthrop Grumman CorpStock–$17.5K
GOOGAlphabet Inc.Stock–$13.1K
YETIYETI Holdings, Inc.COM–$11.0K
TGTTarget CorpStock–$5.92K
BRK.BBerkshire Hathaway IncStock$5.37K–
BABAAlibaba Group Holding LtdADR–$5.01K
TSLATesla, Inc.Stock$4.95K–
SBUXStarbucks CorpStock–$4.80K
PLTRPalantir Technologies Inc.Stock–$4.54K
STMSTMicroelectronics N.V.NY REGISTRY$3.38K–
VZVerizon Communications IncStock–$2.32K
CVNACarvana Co.CL A–$2.26K
CEGConstellation Energy CorpStock–$2.00K
BACBank of America CorpStock–$1.75K
HOODRobinhood Markets, Inc.Stock–$1.25K
LLYEli Lilly & CoStock$1.20K–
MUMicron Technology IncStock$432–
BXBlackstone Inc.COM$423–
AMGNAmgen IncStock$218–
iShares Tr46428743220 YR TR BD ETF$205–
LNGCheniere Energy, Inc.COM NEW$120–
ENPHEnphase Energy, Inc.Stock$45–
MCDMcDonalds CorpStock$40–
BAXBaxter International IncStock–$30
CAGConagra Brands Inc.Stock–$30
COINCoinbase Global, Inc.COM CL A$20–
UUnity Software Inc.COM–$10
FDXFedEx CorpStock–$5
DFSDiscover Financial ServicesCOM$5–
PYPLPayPal Holdings, Inc.Stock–$2

Sold out since Q3 2023 (87)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Private Advisor Group, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46434VAX8IBONDS DEC23 ETF238,955$6.06M0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB219,576$4.66M<0.1%–
ATVIActivision Blizzard, Inc.COM36,315$3.40M<0.1%History
WisdomTree Tr97717W547US VALUE FD39,859$2.46M<0.1%–
VanEck ETF Trust92189F460CEF MUNI INCOME117,195$2.21M<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN66,097$1.34M<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY35,602$1.27M<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY51,833$1.22M<0.1%–
SPDR Series Trust78464A789ST STR SP INS28,352$1.21M<0.1%–
iShares Tr46436E882IBONDS 23 TRM TS47,321$1.17M<0.1%–
ASRSoutheast Airport GroupSPON ADR SER B4,205$1.03M<0.1%History
iShares Tr46435G318IBONDS DEC202335,030$894.1K<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV18,541$766.6K<0.1%–
SPDR Ser Tr78464A110FACTST INV ETF6,096$754.1K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS6,368$736.7K<0.1%History
Flexshares Tr33939L795STOXX GLOBR INF15,025$727.7K<0.1%–
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF26,265$631.7K<0.1%–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD40,495$615.1K<0.1%–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI23,403$586.0K<0.1%–
YOUClear Secure, Inc.COM CL A25,831$491.8K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN14,706$436.8K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH12,289$416.6K<0.1%–
KNXKnight-Swift Transportation Holdings Inc.CL A7,542$378.3K<0.1%History
iShares Tr46434V464LOW CA OP MS ETF2,433$365.6K<0.1%–
Nuveen PFD & Incm Securties67072C105COM56,731$350.0K<0.1%–
Pacer FDS Tr69374H717LUNT LRG CP ALTR9,488$326.8K<0.1%–
AVTRAvantor, Inc.COM15,463$326.0K<0.1%History
HSICHenry Schein IncCOM4,125$306.3K<0.1%History
ACICAmerican Coastal Insurance CorpCOM41,091$302.4K<0.1%History
CHRDChord Energy CorpCOM NEW1,803$292.2K<0.1%History
ESTEEarthstone Energy IncCL A14,000$283.4K<0.1%History
VMWVmware LLCCL A COM1,682$280.0K<0.1%History
CDECoeur Mining, Inc.COM NEW125,695$279.0K<0.1%History
CMRECostamare Inc.SHS28,394$273.2K<0.1%History
OZKBank OZKCOM7,366$273.1K<0.1%History
U.S. Global Jets ETF26922A842ETF15,566$265.1K<0.1%–
Global X FDS37960A669SUPERDIVIDEND11,722$256.8K<0.1%–
SPDR Index Shs FDS78463X855S&P GBLINF ETF5,166$254.5K<0.1%–
VICRVicor CorpCOM4,281$252.1K<0.1%History
WDSWoodside Energy Group LtdADR10,806$251.7K<0.1%History
HIWHighwoods Properties, Inc.COM12,198$251.4K<0.1%History
iShares Future AI & Tech ETF46435U556ETF8,112$247.7K<0.1%–
Franklin Templeton ETF Tr35473P819FTSE CHINA14,444$246.9K<0.1%–
Fidelity Covington Trust316092618ENHA HIGH YI ETF5,323$243.3K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B4,023$240.1K<0.1%History
AMGAffiliated Managers Group, Inc.Stock1,791$233.4K<0.1%History
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC2,971$233.4K<0.1%–
RRCRange Resources CorpCOM7,085$229.6K<0.1%History
Indexiq ETF Tr45409B883IQ GLB RES ETF6,678$218.3K<0.1%–
RGRSturm Ruger & Co IncStock4,176$217.7K<0.1%History
Franklin ETF Tr353506108SHRT DUR US GOVT2,335$208.5K<0.1%–
iShares Tr46436E536US SML CP VALUE7,782$205.4K<0.1%–
DIODDiodes IncCOM2,597$204.7K<0.1%History
EQHEquitable Holdings, Inc.COM7,169$203.5K<0.1%History
HTZHertz Global Holdings, IncCOM NEW16,072$196.9K<0.1%History
PFSProvident Financial Services IncCOM12,128$185.4K<0.1%History
FGBIFirst Guaranty Bancshares, Inc.COM15,366$169.0K<0.1%History
Crescent PT Energy Corp22576C101COM19,485$161.7K<0.1%–
BLEBlackRock Municipal Income Trust IICOM15,272$139.6K<0.1%History
MYNBlackRock Muniyield New York Quality Fund, Inc.COM15,500$137.3K<0.1%History
UAAUnder Armour, Inc.Stock19,663$134.7K<0.1%History
NBWNeuberger Berman California Municipal Fund Inc.COM12,275$120.2K<0.1%History
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM10,026$118.1K<0.1%History
ETF Ser Solutions26922A826LONCAR CANCER10,355$113.4K<0.1%–
NUVNuveen Municipal Value Fund IncCOM12,985$107.3K<0.1%History
VKQInvesco Municipal TrustCOM12,542$104.6K<0.1%History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM13,850$98.6K<0.1%History
MYDBlackRock Muniyield Fund, Inc.COM10,103$92.7K<0.1%History
TELFYTelefonica S ASPONSORED ADR22,597$92.0K<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A10,326$79.0K<0.1%History
GRWGGrowGeneration Corp.COM24,596$71.8K<0.1%History
CRESYCresud IncSPONSORED ADR10,128$67.8K<0.1%History
QXO, Inc.82846H207COM NEW20,000$65.6K<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM10,316$65.0K<0.1%History
SPDR Series Trust78464A516ST INTL BBG ETF2,813$59.8K<0.1%–
AGRAvangrid, Inc.COM1,829$55.2K<0.1%History
iShares Inc464286509MSCI CDA ETF1,332$44.6K<0.1%–
HUTHut 8 Corp.Common Stock18,095$35.3K<0.1%History
IRDOpus Genetics, Inc.COM10,200$34.2K<0.1%History
TECXTectonic Therapeutic, Inc.COM21,410$33.0K<0.1%History
UTHRUnited Therapeutics CorpCOM107$24.2K<0.1%History
iShares Inc464286749MSCI SWITZERLAND454$19.8K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 500340$18.1K<0.1%–
PAVMPAVmed Inc.COM40,000$11.8K<0.1%History
NCNANuCana plcSPONSORED ADR15,500$9.46K<0.1%History
MGRXMangoceuticals, Inc.COM10,200$8.68K<0.1%History
REEAFREE Automotive Ltd.CLASS A ORD SHS11,000$1.61K<0.1%History