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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,906
−201 vs. Q2 2022
Portfolio value
$8.70B
−$2.51B (−22.4%) vs. Q2 2022
Filed
Oct 14, 2022
SEC
Holdings of Private Advisor Group, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
UUUUEnergy Fuels IncCOM NEW12,389$76.0K<0.1%−300−2.4%ReducedHistory
FSRFisker Inc.CL A COM STK10,160$77.0K<0.1%+10,160NewHistory
WEBRWeber Inc.CL A11,670$77.0K<0.1%−382,150−97.0%ReducedHistory
CMUMFS High Yield Municipal TrustSH BEN INT25,893$78.0K<0.1%00.0%UnchangedHistory
EZPWEzcorp IncCL A NON VTG10,196$79.0K<0.1%00.0%UnchangedHistory
BRMKBroadmark Realty Capital Inc.COM15,636$79.0K<0.1%+481+3.2%AddedHistory
PACBPacific Biosciences of California, Inc.COM13,711$80.0K<0.1%−1,458−9.6%ReducedHistory
HUMAHumacyte, Inc.COM24,500$80.0K<0.1%00.0%UnchangedHistory
CRFCornerstone Total Return Fund IncCOM10,007$81.0K<0.1%−6,655−39.9%ReducedHistory
MNKDMannkind CorpCOM NEW26,207$81.0K<0.1%−800−3.0%ReducedHistory
FRBKRepublic First Bancorp IncCOM28,695$81.0K<0.1%+2,884+11.2%AddedHistory
GERNGeron CorpCOM34,650$82.0K<0.1%+2,500+7.8%AddedHistory
BKTBlackRock Income Trust, Inc.COM20,000$83.0K<0.1%+20,000NewHistory
RIGTransocean Ltd.REGISTERED SHS33,822$84.0K<0.1%+3,388+11.1%AddedHistory
SACHSachem Capital Corp.COM25,369$84.0K<0.1%+3,678+17.0%AddedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM13,871$85.0K<0.1%−24,000−63.4%ReducedHistory
CLGNCollPlant Biotechnologies LtdSHS NEW12,862$87.0K<0.1%00.0%UnchangedHistory
BINIBollinger Innovations, Inc.COMMON STOCK264,841$87.0K<0.1%+56,200+26.9%AddedHistory
PMMFranklin Managed Municipal Income TrustCOM15,600$88.0K<0.1%+15,600NewHistory
TEITempleton Emerging Markets Income FundCOM20,683$91.0K<0.1%+5,000+31.9%AddedHistory
CRONCronos Group Inc.COM32,095$91.0K<0.1%−1,125−3.4%ReducedHistory
MVISMicrovision, Inc.COM NEW25,490$92.0K<0.1%00.0%UnchangedHistory
GUTGabelli Utility TrustCOM13,592$94.0K<0.1%+2,196+19.3%AddedHistory
NWGNatWest Group plcSPONS ADR19,077$95.0K<0.1%+19,077NewHistory
AMRSAmyris, Inc.COM NEW33,283$97.0K<0.1%00.0%UnchangedHistory
FTCIFTC Solar, Inc.COM32,824$97.0K<0.1%00.0%UnchangedHistory
VKQInvesco Municipal TrustCOM10,736$98.0K<0.1%−2,000−15.7%ReducedHistory
EIMEaton Vance Municipal Bond FundCOM10,252$99.0K<0.1%−2,000−16.3%ReducedHistory
HBIHanesbrands Inc.COM14,164$99.0K<0.1%−11,913−45.7%ReducedHistory
GAPGap IncCOM12,247$101.0K<0.1%−66−0.5%ReducedHistory
PLBYPlayboy, Inc.COM25,130$101.0K<0.1%−969−3.7%ReducedHistory
FCELFuelcell Energy IncCOM30,051$102.0K<0.1%+4,600+18.1%AddedHistory
MLCOMelco Resorts & Entertainment LTDADR15,750$104.0K<0.1%−273,832−94.6%ReducedHistory
CRMDCorMedix Inc.COM37,710$107.0K<0.1%+17,000+82.1%AddedHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM15,150$107.0K<0.1%−2,000−11.7%ReducedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM13,048$108.0K<0.1%+13,048NewHistory
CFFNCapitol Federal Financial, Inc.COM13,022$108.0K<0.1%−499−3.7%ReducedHistory
SEVNSeven Hills Realty TrustCOM11,827$108.0K<0.1%−4,000−25.3%ReducedHistory
MTNBMatinas BioPharma Holdings, Inc.COM170,478$109.0K<0.1%−60,016−26.0%ReducedHistory
PMXPIMCO Municipal Income Fund IIICOM14,075$109.0K<0.1%+3,108+28.3%AddedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM11,444$112.0K<0.1%+11,444NewHistory
TELFYTelefonica S ASPONSORED ADR34,436$112.0K<0.1%+10,998+46.9%AddedHistory
SWBISmith & Wesson Brands, Inc.COM10,951$114.0K<0.1%+280+2.6%AddedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS14,407$116.0K<0.1%−10,261−41.6%ReducedHistory
BBBLACKBERRY LtdCOM24,629$116.0K<0.1%+7,831+46.6%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM34,716$117.0K<0.1%+19,195+123.7%AddedHistory
BGRBlackRock Energy & Resources TrustCOM10,924$118.0K<0.1%+10.0%AddedHistory
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS10,322$118.0K<0.1%+10,322NewHistory
GAINGladstone Investment CorporationdeCEF10,037$121.0K<0.1%+17+0.2%AddedHistory
CXCemex SAB de CVSPON ADR NEW35,278$121.0K<0.1%+5,750+19.5%AddedHistory
ERICEricsson LM Telephone CoADR B SEK 1021,134$121.0K<0.1%+200+1.0%AddedHistory
CTMXCytomX Therapeutics, Inc.COM83,179$121.0K<0.1%−1,000−1.2%ReducedHistory
Transglobe Energy Corp893662106COM45,275$121.0K<0.1%+9,300+25.9%Added–
AMWLAmerican Well CorpCL A34,349$124.0K<0.1%+43+0.1%AddedHistory
INGING Groep NVSPONSORED ADR14,732$125.0K<0.1%+937+6.8%AddedHistory
INDIindie Semiconductor, Inc.CLASS A COM17,388$127.0K<0.1%00.0%UnchangedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS13,449$128.0K<0.1%+10.0%AddedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM10,739$128.0K<0.1%00.0%UnchangedHistory
NBWNeuberger Berman California Municipal Fund Inc.COM12,275$129.0K<0.1%00.0%UnchangedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT17,580$130.0K<0.1%+3,000+20.6%AddedHistory
NEONeogenomics IncCOM NEW15,124$130.0K<0.1%−300−1.9%ReducedHistory
DNMRDanimer Scientific, Inc.COM CL A44,245$131.0K<0.1%+75+0.2%AddedHistory
RIOTRiot Platforms, Inc.COM19,009$133.0K<0.1%+60.0%AddedHistory
CECOCeco Environmental CorpCOM15,180$134.0K<0.1%00.0%UnchangedHistory
BTGB2GOLD CorpCOM41,696$134.0K<0.1%+5,180+14.2%AddedHistory
RFICohen & Steers Total Return Realty Fund IncCOM11,178$135.0K<0.1%+11,178NewHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR24,810$136.0K<0.1%−24,707−49.9%ReducedHistory
First Tr Exchange-Traded FD33735T109COMMON SHS14,552$136.0K<0.1%00.0%Unchanged–
MV Oil Tr553859109TR UNITS10,900$136.0K<0.1%00.0%Unchanged–
TAKTakeda Pharmaceutical Co LtdADR10,588$137.0K<0.1%−159,479−93.8%ReducedHistory
PFNPIMCO Income Strategy Fund IICOM19,839$137.0K<0.1%−2,414−10.8%ReducedHistory
Lux Health Tech Acquisition55068A100COM CL A13,925$139.0K<0.1%00.0%Unchanged–
VLYValley National BancorpCOM12,973$140.0K<0.1%+759+6.2%AddedHistory
GLADGladstone Capital CorpCOM16,483$140.0K<0.1%+1,000+6.5%AddedHistory
IGRCbre Global Real Estate Income FundCOM24,444$141.0K<0.1%+3,500+16.7%AddedHistory
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY16,612$141.0K<0.1%−2,845−14.6%Reduced–
PCNPIMCO Corporate & Income Strategy FundCOM11,987$142.0K<0.1%+1,655+16.0%AddedHistory
ACREAres Commercial Real Estate CorpCOM13,804$144.0K<0.1%+13,804NewHistory
Chiron Real Estate Inc.37954A204COM NEW16,961$145.0K<0.1%+21+0.1%Added–
TELLTellurian Inc.COM60,498$145.0K<0.1%+12,917+27.1%AddedHistory
COTYCoty Inc.COM CL A23,150$146.0K<0.1%00.0%UnchangedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF16,380$149.0K<0.1%+500+3.1%AddedHistory
SKTTanger Inc.COM11,042$151.0K<0.1%−1,955−15.0%ReducedHistory
FLNCFluence Energy, Inc.COM CL A10,320$151.0K<0.1%−188−1.8%ReducedHistory
AWFAlliancebernstein Global High Income Fund IncCOM17,040$151.0K<0.1%+22+0.1%AddedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM30,400$151.0K<0.1%+1,000+3.4%AddedHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM15,865$151.0K<0.1%+3,900+32.6%AddedHistory
LUMOLumos Pharma, Inc.COM17,013$151.0K<0.1%−10,000−37.0%ReducedHistory
PCTTWPureCycle Technologies, Inc.*W EXP 01/28/20245,163$154.0K<0.1%+525+1.2%AddedHistory
FUNDSprott Focus Trust Inc.COM22,400$154.0K<0.1%−100−0.4%ReducedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR16,601$155.0K<0.1%+5,785+53.5%AddedHistory
PDMPiedmont Realty Trust, Inc.COM CL A14,636$155.0K<0.1%00.0%UnchangedHistory
NUVNuveen Municipal Value Fund IncCOM18,478$156.0K<0.1%+55+0.3%AddedHistory
JBLUJetBlue Airways CorpCOM23,864$158.0K<0.1%−5,505−18.7%ReducedHistory
TLRYTilray Brands, Inc.COM CL 257,545$158.0K<0.1%+5,012+9.5%AddedHistory
BLEBlackRock Municipal Income Trust IICOM16,319$163.0K<0.1%−5,176−24.1%ReducedHistory
GFIGold Fields LtdSPONSORED ADR20,759$168.0K<0.1%+1,922+10.2%AddedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM15,744$168.0K<0.1%+40.0%AddedHistory
ECFEllsworth Growth & Income Fund LtdCOM21,146$169.0K<0.1%+21,146NewHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM20,180$170.0K<0.1%00.0%UnchangedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF–$610.0K
VanEck ETF Trust92189F106GOLD MINERS ETF–$20.0K

Sold out since Q2 2022 (307)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 307 by value last quarter.

Positions of Private Advisor Group, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Inc464286392MSCI WORLD ETF95,894$10.2M0.1%–
CNCCentene CorpStock106,254$8.99M0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC299,852$7.34M0.1%–
PPLIPeople IncCOM NEW91,033$6.92M0.1%History
VNOMViper Energy, Inc.COM UNT RP INT183,214$4.89M<0.1%History
AVTRAvantor, Inc.COM154,166$4.79M<0.1%History
COWNCowen Inc.CL A NEW200,857$4.76M<0.1%History
GSKGSK plcSPONSORED ADR103,218$4.49M<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A204,057$4.08M<0.1%–
VSTVistra Corp.Stock176,188$4.03M<0.1%History
WisdomTree Tr97717W851JAPN HEDGE EQT63,599$3.97M<0.1%–
LGVLongview Acquisition Corp. IICOM CL A351,856$3.44M<0.1%History
APLSApellis Pharmaceuticals, Inc.COM73,232$3.31M<0.1%History
AIRCApartment Income REIT Corp.COM74,336$3.09M<0.1%History
TCOMTrip.com Group LtdADS109,084$3.00M<0.1%History
ABMAbm Industries IncCOM68,695$2.98M<0.1%History
EDREndeavor Group Holdings, Inc.CL A COM143,942$2.96M<0.1%History
iShares Inc46434G780MSCI SINGPOR ETF165,876$2.93M<0.1%–
TTEKTetra Tech IncCOM20,527$2.80M<0.1%History
MANUManchester United plcORD CL A243,397$2.71M<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM182,558$2.69M<0.1%History
BGBunge Global SACOM29,486$2.67M<0.1%History
VIRTVirtu Financial, Inc.CL A111,544$2.61M<0.1%History
FNFFidelity National Financial, Inc.COM SHS65,331$2.42M<0.1%History
EQIXEquinix IncCOM3,129$2.06M<0.1%History
GLNGGolar LNG LtdSHS87,646$1.99M<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW141,784$1.97M<0.1%History
ARCHArch Resources, Inc.CL A12,102$1.73M<0.1%History
CNRCore Natural Resources, Inc.COM34,714$1.72M<0.1%History
Global X FDS37954Y319MSCI GREECE ETF66,819$1.58M<0.1%–
BVBrightView Holdings, Inc.COM129,911$1.56M<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF16,854$1.55M<0.1%–
VanEck Vectors ETF Tr92189F817VIETNAM ETF106,330$1.53M<0.1%–
LPGDorian LPG Ltd.SHS USD97,933$1.49M<0.1%History
ORANYOrangeSPONSORED ADR122,841$1.45M<0.1%History
GHCGraham Holdings CoCOM CL B2,472$1.40M<0.1%History
DBEInvesco DB Energy FundENERGY FD52,678$1.38M<0.1%History
SASeabridge Gold IncCOM110,272$1.37M<0.1%History
TPGTPG Inc.COM CL A57,204$1.37M<0.1%History
CMCanadian Imperial Bank of CommerceCOM28,015$1.36M<0.1%History
BKIBlack Knight, Inc.COM19,638$1.28M<0.1%History
SPHRSphere Entertainment Co.CL A24,321$1.28M<0.1%History
TPGYTPG Pace Beneficial Finance Corp.CL A COM128,944$1.28M<0.1%History
iShares U S ETF Tr46431W598BLOOMBERG ROLL21,745$1.27M<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S14,146$1.23M<0.1%–
Sports Ventures Acquisin CorG8372A103CL A SHS119,102$1.17M<0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF16,499$1.16M<0.1%–
HMCHonda Motor Co LtdADR ECH CNV IN 345,432$1.10M<0.1%History
NUVANuvasive IncCOM21,980$1.08M<0.1%History
MEDMedifast IncCOM5,866$1.06M<0.1%History
Invesco DB G10 Currency Harv46139B102UNIT41,331$1.06M<0.1%–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT44,739$1.03M<0.1%History
SRSpire IncCOM13,844$1.03M<0.1%History
PNWPinnacle West Capital CorpCOM13,526$989.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW34,939$975.0K<0.1%–
AMXAmerica Movil SAB de CVSPON ADR L SHS47,639$973.0K<0.1%History
MSMMSC Industrial Direct Co IncCL A12,784$960.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW42,716$919.0K<0.1%History
MTDMettler Toledo International IncCOM745$856.0K<0.1%History
MSCIMSCI Inc.Stock2,072$854.0K<0.1%History
SAPSAP SEADR9,116$827.0K<0.1%History
GDDYGoDaddy Inc.CL A11,514$801.0K<0.1%History
PCHPotlatchdeltic CorpCOM17,917$792.0K<0.1%History
TRUTransUnionCOM9,659$773.0K<0.1%History
WisdomTree Tr97717X651US S CAP QTY DIV18,819$747.0K<0.1%–
NVRNVR IncCOM185$741.0K<0.1%History
VRSNVerisign IncCOM4,416$739.0K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF10,522$738.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF21,333$723.0K<0.1%–
AMRNAmarin Corp PLCSPONS ADR NEW479,497$714.0K<0.1%History
REYNReynolds Consumer Products Inc.COM25,836$704.0K<0.1%History
OKTAOkta, Inc.CL A7,647$691.0K<0.1%History
ACGLArch Capital Group Ltd.Stock15,022$683.0K<0.1%History
TMXTerminix Global Holdings IncCOM16,749$681.0K<0.1%History
CDKCDK Global, Inc.COM12,281$673.0K<0.1%History
ELMEElme CommunitiesSH BEN INT31,323$668.0K<0.1%History
GMABGenmab A/SSPONSORED ADS20,522$666.0K<0.1%History
CCEPCoca-Cola Europacific Partners plcSHS12,881$665.0K<0.1%History
SIVBSVB Financial GroupCOM1,665$657.0K<0.1%History
Nushares ETF Tr67092P102NUVEEN ENHNC YLD30,155$649.0K<0.1%–
CUZCousins Properties IncCOM NEW21,708$634.0K<0.1%History
CTLTCatalent, Inc.COM5,870$630.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A1,266$627.0K<0.1%History
VFCV F CorpStock14,005$618.0K<0.1%History
HASHasbro, Inc.COM7,462$611.0K<0.1%History
NTAPNetApp, Inc.Stock9,235$602.0K<0.1%History
Vanguard Wellington FD921935409US MINIMUM6,244$601.0K<0.1%–
RBCRBC Bearings INCCOM3,243$600.0K<0.1%History
EVTCEVERTEC, Inc.COM16,282$600.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM1,536$590.0K<0.1%History
SAFMSanderson Farms IncCOM2,724$587.0K<0.1%History
PZZAPapa Johns International IncStock6,987$584.0K<0.1%History
THOThor Industries IncCOM7,815$584.0K<0.1%History
BKRBaker Hughes CoCL A20,110$581.0K<0.1%History
FHNFirst Horizon CorpCOM26,331$576.0K<0.1%History
DELLDell Technologies Inc.Stock12,392$573.0K<0.1%History
FIZZNational Beverage CorpCOM11,379$557.0K<0.1%History
LSTRLandstar System IncCOM3,817$555.0K<0.1%History
ONCBeOne Medicines Ltd.ADR3,407$551.0K<0.1%History
APTVAptiv PLCSHS6,150$548.0K<0.1%History