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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,906
−201 vs. Q2 2022
Portfolio value
$8.70B
−$2.51B (−22.4%) vs. Q2 2022
Filed
Oct 14, 2022
SEC
Holdings of Private Advisor Group, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/202292,424$00.0%+92,424New–
AMPEAmpio Pharmaceuticals, Inc.COM10,000$1.00K<0.1%−11,076−52.6%ReducedHistory
Bristol Myers Squibb Co110122140RIGHT 12/30/203015,000$2.00K<0.1%00.0%Unchanged–
IBIOiBio, Inc.COM NEW18,110$3.00K<0.1%−12,415−40.7%ReducedHistory
PALIPalisade Bio, Inc.COM33,500$3.00K<0.1%00.0%UnchangedHistory
HSDTSolana CoCOM CL A NEW15,000$4.00K<0.1%+15,000NewHistory
NMTR9 Meters Biopharma, Inc.COM20,000$4.00K<0.1%00.0%UnchangedHistory
CARMCarisma Therapeutics Inc.COM10,000$4.00K<0.1%00.0%UnchangedHistory
Otonomo Technologies Ltd.M7571L111*W EXP 08/13/20298,650$4.00K<0.1%00.0%Unchanged–
FSRDFast Radius, Inc.COMMON STOCK10,000$4.00K<0.1%+10,000NewHistory
ADILAdial Pharmaceuticals, Inc.COM21,400$7.00K<0.1%00.0%UnchangedHistory
TOONKartoon Studios, Inc.COM11,545$7.00K<0.1%00.0%UnchangedHistory
ATOSAtossa Therapeutics, Inc.COM10,013$8.00K<0.1%−1,608−13.8%ReducedHistory
AUDAudacy, Inc.COM20,062$8.00K<0.1%−12,503−38.4%ReducedHistory
STEXStreamex Corp.COM NEW11,870$8.00K<0.1%00.0%UnchangedHistory
PLXPPLx Pharma Winddown Corp.COM13,725$9.00K<0.1%−600−4.2%ReducedHistory
SLESuper League Enterprise, Inc.COM12,783$9.00K<0.1%+333+2.7%AddedHistory
RYMRYTHM, Inc.COM23,267$10.0K<0.1%00.0%UnchangedHistory
Predictive Oncology Inc74039M200COM NEW27,805$10.0K<0.1%00.0%Unchanged–
EVGNEvogene Ltd.SHS14,013$12.0K<0.1%00.0%UnchangedHistory
New Gold Inc Cda644535106COM14,350$13.0K<0.1%−7,000−32.8%Reduced–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$13.0K<0.1%–––
SENSSenseonics Holdings, Inc.COM10,100$13.0K<0.1%−500−4.7%ReducedHistory
NEUENeueHealth, Inc.COM12,000$13.0K<0.1%−3,000−20.0%ReducedHistory
IRNTIronNet, Inc.COM22,024$15.0K<0.1%00.0%UnchangedHistory
CLOVClover Health Investments, Corp.COM CL A10,209$17.0K<0.1%+10,209NewHistory
CLSDClearside Biomedical, Inc.COM14,900$17.0K<0.1%00.0%UnchangedHistory
Arrival GroupL0423Q108SHS20,800$17.0K<0.1%00.0%Unchanged–
IAGIamgold CorpCOM17,225$18.0K<0.1%00.0%UnchangedHistory
NCNANuCana plcSPONSORED ADR17,500$18.0K<0.1%+17,500NewHistory
RNLXYRenalytix plcADS14,077$18.0K<0.1%00.0%UnchangedHistory
SURFSurface Oncology, Inc.COM17,325$18.0K<0.1%00.0%UnchangedHistory
VBIVVBI Vaccines Inc/BCCOM NEW26,300$19.0K<0.1%−265−1.0%ReducedHistory
BNGOBionano Genomics, Inc.COM10,975$20.0K<0.1%−1,000−8.4%ReducedHistory
INSGInseego Corp.COM10,062$21.0K<0.1%00.0%UnchangedHistory
REEAFREE Automotive Ltd.CLASS A ORD SHS31,000$21.0K<0.1%+20,000+181.8%AddedHistory
MLSSMilestone Scientific Inc.COM NEW29,200$23.0K<0.1%00.0%UnchangedHistory
AGFSAgroFresh Solutions, Inc.COM15,271$23.0K<0.1%−5,000−24.7%ReducedHistory
XFORX4 Pharmaceuticals, IncCOM13,221$23.0K<0.1%00.0%UnchangedHistory
UPWheels Up Experience Inc.COMMON STOCK19,700$23.0K<0.1%00.0%UnchangedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK10,130$24.0K<0.1%+10,130NewHistory
KOPNKopin CorpCOM22,883$24.0K<0.1%00.0%UnchangedHistory
MFGMizuho Financial Group IncSPONSORED ADR11,228$25.0K<0.1%−45,468−80.2%ReducedHistory
CYPHCypherpunk Technologies Inc.COM28,500$25.0K<0.1%+5,000+21.3%AddedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW11,399$27.0K<0.1%−45,271−79.9%ReducedHistory
ACHRArcher Aviation Inc.Stock10,600$28.0K<0.1%00.0%UnchangedHistory
Adamas Trust, Inc.649604501COM PAR $.0211,900$28.0K<0.1%+144+1.2%Added–
HYZNHyzon Motors Inc.COMMON STOCK16,288$28.0K<0.1%−36,700−69.3%ReducedHistory
NVVENuvve Holding Corp.COM20,807$29.0K<0.1%00.0%UnchangedHistory
REKRRekor Systems, Inc.COM30,265$30.0K<0.1%+4,340+16.7%AddedHistory
BKKTBakkt, Inc.COM CL A13,050$30.0K<0.1%00.0%UnchangedHistory
GRABGrab Holdings LtdCLASS A ORD12,750$34.0K<0.1%+400+3.2%AddedHistory
SNFIStark Novus Financial Inc.COM CL A18,774$34.0K<0.1%−1,530−7.5%ReducedHistory
HMYHarmony Gold Mining Co LtdADR14,330$35.0K<0.1%−10,348−41.9%ReducedHistory
PAVMPAVmed Inc.COM41,138$35.0K<0.1%−185−0.4%ReducedHistory
DAVEDave Inc.COMMON STOCK100,725$36.0K<0.1%+100,725NewHistory
BKCCBlackRock Capital Investment CorpCOM11,305$38.0K<0.1%−38−0.3%ReducedHistory
Theravance Inc88338TAB0NOTE 2.125% 1/1–$39.0K<0.1%–––
HLHecla Mining CoCOM10,677$42.0K<0.1%+10,677NewHistory
LFVNLifevantage CorpCOM NEW11,200$42.0K<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM34,367$42.0K<0.1%+890+2.7%AddedHistory
QXO, Inc.82846H207COM NEW15,000$42.0K<0.1%+15,000New–
LONALeonaBio, Inc.COM14,475$43.0K<0.1%00.0%UnchangedHistory
MTTRMatterport, Inc.COM CL A11,534$44.0K<0.1%−1,922−14.3%ReducedHistory
HYLNHyliion Holdings Corp.COMMON STOCK16,000$46.0K<0.1%−500−3.0%ReducedHistory
NVTAInvitae CorpCOM18,745$46.0K<0.1%−11,480−38.0%ReducedHistory
WKHSWorkhorse Group Inc.COM NEW15,963$46.0K<0.1%−2,140−11.8%ReducedHistory
HUTHut 8 Corp.Common Stock26,423$47.0K<0.1%+130+0.5%AddedHistory
SPCEVirgin Galactic Holdings, IncCOM10,032$47.0K<0.1%−16,830−62.7%ReducedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW40,000$48.0K<0.1%−714−1.8%ReducedHistory
INFIInfinity Pharmaceuticals, Inc.COM40,100$48.0K<0.1%−3,500−8.0%ReducedHistory
BFXBowflex Inc.COM29,305$48.0K<0.1%−10,000−25.4%ReducedHistory
FUBOFuboTV Inc.COM13,866$49.0K<0.1%−12,964−48.3%ReducedHistory
KGCKinross Gold CorpCOM13,135$49.0K<0.1%00.0%UnchangedHistory
GRWGGrowGeneration Corp.COM14,163$50.0K<0.1%−5,100−26.5%ReducedHistory
PTRAQProterra IncCOM10,038$50.0K<0.1%00.0%UnchangedHistory
INVZInnoviz Technologies Ltd.SHS10,000$52.0K<0.1%00.0%UnchangedHistory
ARBKArgo Blockchain PlcADS13,827$54.0K<0.1%00.0%UnchangedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF11,646$55.0K<0.1%+72+0.6%AddedHistory
OPENOpendoor Technologies Inc.COM18,032$56.0K<0.1%+18,032NewHistory
OSUROrasure Technologies IncCOM15,155$57.0K<0.1%+350+2.4%AddedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT13,984$59.0K<0.1%00.0%UnchangedHistory
PHKPIMCO High Income FundCOM SHS12,698$59.0K<0.1%+12,698NewHistory
JEQAbrdn Japan Equity Fund, Inc.COM11,808$59.0K<0.1%+11,808NewHistory
SVMSilvercorp Metals IncCOM27,007$63.0K<0.1%00.0%UnchangedHistory
MFMAberdeen Municipal Income FundSH BEN INT12,939$63.0K<0.1%00.0%UnchangedHistory
Two Harbors Investment Corp.90187B408COM NEW19,486$65.0K<0.1%+1,512+8.4%Added–
MNTSMomentus Inc.COM CL A47,661$65.0K<0.1%00.0%UnchangedHistory
ZVRAZevra Therapeutics, Inc.COM NEW10,790$67.0K<0.1%00.0%UnchangedHistory
SABASaba Capital Income & Opportunities Fund IICOM16,392$67.0K<0.1%+1,500+10.1%AddedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES12,737$68.0K<0.1%+876+7.4%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS17,538$69.0K<0.1%−791−4.3%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS14,013$70.0K<0.1%−23,388−62.5%ReducedHistory
PTNPalatin Technologies IncCOM NEW12,000$71.0K<0.1%+11,520+2,400.0%AddedConverted for a 1-for-25 splitHistory
CDECoeur Mining, Inc.COM NEW20,925$72.0K<0.1%00.0%UnchangedHistory
CIMChimera Investment CorpCOM NEW14,003$73.0K<0.1%+14,003NewHistory
LOGCContextLogic Inc.COM CL A100,145$73.0K<0.1%−132,140−56.9%ReducedHistory
DODiamond Offshore Drilling, Inc.COM11,363$75.0K<0.1%−1,541−11.9%ReducedHistory
JQCNuveen Credit Strategies Income FundCOM SHS14,919$76.0K<0.1%00.0%UnchangedHistory
PGPPIMCO Global StocksPLUS & Income FundCOM11,831$76.0K<0.1%+11,831NewHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF–$610.0K
VanEck ETF Trust92189F106GOLD MINERS ETF–$20.0K

Sold out since Q2 2022 (307)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 307 by value last quarter.

Positions of Private Advisor Group, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Inc464286392MSCI WORLD ETF95,894$10.2M0.1%–
CNCCentene CorpStock106,254$8.99M0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC299,852$7.34M0.1%–
PPLIPeople IncCOM NEW91,033$6.92M0.1%History
VNOMViper Energy, Inc.COM UNT RP INT183,214$4.89M<0.1%History
AVTRAvantor, Inc.COM154,166$4.79M<0.1%History
COWNCowen Inc.CL A NEW200,857$4.76M<0.1%History
GSKGSK plcSPONSORED ADR103,218$4.49M<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A204,057$4.08M<0.1%–
VSTVistra Corp.Stock176,188$4.03M<0.1%History
WisdomTree Tr97717W851JAPN HEDGE EQT63,599$3.97M<0.1%–
LGVLongview Acquisition Corp. IICOM CL A351,856$3.44M<0.1%History
APLSApellis Pharmaceuticals, Inc.COM73,232$3.31M<0.1%History
AIRCApartment Income REIT Corp.COM74,336$3.09M<0.1%History
TCOMTrip.com Group LtdADS109,084$3.00M<0.1%History
ABMAbm Industries IncCOM68,695$2.98M<0.1%History
EDREndeavor Group Holdings, Inc.CL A COM143,942$2.96M<0.1%History
iShares Inc46434G780MSCI SINGPOR ETF165,876$2.93M<0.1%–
TTEKTetra Tech IncCOM20,527$2.80M<0.1%History
MANUManchester United plcORD CL A243,397$2.71M<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM182,558$2.69M<0.1%History
BGBunge Global SACOM29,486$2.67M<0.1%History
VIRTVirtu Financial, Inc.CL A111,544$2.61M<0.1%History
FNFFidelity National Financial, Inc.COM SHS65,331$2.42M<0.1%History
EQIXEquinix IncCOM3,129$2.06M<0.1%History
GLNGGolar LNG LtdSHS87,646$1.99M<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW141,784$1.97M<0.1%History
ARCHArch Resources, Inc.CL A12,102$1.73M<0.1%History
CNRCore Natural Resources, Inc.COM34,714$1.72M<0.1%History
Global X FDS37954Y319MSCI GREECE ETF66,819$1.58M<0.1%–
BVBrightView Holdings, Inc.COM129,911$1.56M<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF16,854$1.55M<0.1%–
VanEck Vectors ETF Tr92189F817VIETNAM ETF106,330$1.53M<0.1%–
LPGDorian LPG Ltd.SHS USD97,933$1.49M<0.1%History
ORANYOrangeSPONSORED ADR122,841$1.45M<0.1%History
GHCGraham Holdings CoCOM CL B2,472$1.40M<0.1%History
DBEInvesco DB Energy FundENERGY FD52,678$1.38M<0.1%History
SASeabridge Gold IncCOM110,272$1.37M<0.1%History
TPGTPG Inc.COM CL A57,204$1.37M<0.1%History
CMCanadian Imperial Bank of CommerceCOM28,015$1.36M<0.1%History
BKIBlack Knight, Inc.COM19,638$1.28M<0.1%History
SPHRSphere Entertainment Co.CL A24,321$1.28M<0.1%History
TPGYTPG Pace Beneficial Finance Corp.CL A COM128,944$1.28M<0.1%History
iShares U S ETF Tr46431W598BLOOMBERG ROLL21,745$1.27M<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S14,146$1.23M<0.1%–
Sports Ventures Acquisin CorG8372A103CL A SHS119,102$1.17M<0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF16,499$1.16M<0.1%–
HMCHonda Motor Co LtdADR ECH CNV IN 345,432$1.10M<0.1%History
NUVANuvasive IncCOM21,980$1.08M<0.1%History
MEDMedifast IncCOM5,866$1.06M<0.1%History
Invesco DB G10 Currency Harv46139B102UNIT41,331$1.06M<0.1%–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT44,739$1.03M<0.1%History
SRSpire IncCOM13,844$1.03M<0.1%History
PNWPinnacle West Capital CorpCOM13,526$989.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW34,939$975.0K<0.1%–
AMXAmerica Movil SAB de CVSPON ADR L SHS47,639$973.0K<0.1%History
MSMMSC Industrial Direct Co IncCL A12,784$960.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW42,716$919.0K<0.1%History
MTDMettler Toledo International IncCOM745$856.0K<0.1%History
MSCIMSCI Inc.Stock2,072$854.0K<0.1%History
SAPSAP SEADR9,116$827.0K<0.1%History
GDDYGoDaddy Inc.CL A11,514$801.0K<0.1%History
PCHPotlatchdeltic CorpCOM17,917$792.0K<0.1%History
TRUTransUnionCOM9,659$773.0K<0.1%History
WisdomTree Tr97717X651US S CAP QTY DIV18,819$747.0K<0.1%–
NVRNVR IncCOM185$741.0K<0.1%History
VRSNVerisign IncCOM4,416$739.0K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF10,522$738.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF21,333$723.0K<0.1%–
AMRNAmarin Corp PLCSPONS ADR NEW479,497$714.0K<0.1%History
REYNReynolds Consumer Products Inc.COM25,836$704.0K<0.1%History
OKTAOkta, Inc.CL A7,647$691.0K<0.1%History
ACGLArch Capital Group Ltd.Stock15,022$683.0K<0.1%History
TMXTerminix Global Holdings IncCOM16,749$681.0K<0.1%History
CDKCDK Global, Inc.COM12,281$673.0K<0.1%History
ELMEElme CommunitiesSH BEN INT31,323$668.0K<0.1%History
GMABGenmab A/SSPONSORED ADS20,522$666.0K<0.1%History
CCEPCoca-Cola Europacific Partners plcSHS12,881$665.0K<0.1%History
SIVBSVB Financial GroupCOM1,665$657.0K<0.1%History
Nushares ETF Tr67092P102NUVEEN ENHNC YLD30,155$649.0K<0.1%–
CUZCousins Properties IncCOM NEW21,708$634.0K<0.1%History
CTLTCatalent, Inc.COM5,870$630.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A1,266$627.0K<0.1%History
VFCV F CorpStock14,005$618.0K<0.1%History
HASHasbro, Inc.COM7,462$611.0K<0.1%History
NTAPNetApp, Inc.Stock9,235$602.0K<0.1%History
Vanguard Wellington FD921935409US MINIMUM6,244$601.0K<0.1%–
RBCRBC Bearings INCCOM3,243$600.0K<0.1%History
EVTCEVERTEC, Inc.COM16,282$600.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM1,536$590.0K<0.1%History
SAFMSanderson Farms IncCOM2,724$587.0K<0.1%History
PZZAPapa Johns International IncStock6,987$584.0K<0.1%History
THOThor Industries IncCOM7,815$584.0K<0.1%History
BKRBaker Hughes CoCL A20,110$581.0K<0.1%History
FHNFirst Horizon CorpCOM26,331$576.0K<0.1%History
DELLDell Technologies Inc.Stock12,392$573.0K<0.1%History
FIZZNational Beverage CorpCOM11,379$557.0K<0.1%History
LSTRLandstar System IncCOM3,817$555.0K<0.1%History
ONCBeOne Medicines Ltd.ADR3,407$551.0K<0.1%History
APTVAptiv PLCSHS6,150$548.0K<0.1%History