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Livermore
Livermore
ZHEN

Oxbow Advisors, LLC

SEC CIK
0001564770
Latest filing
Aug 7, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
281
−9 vs. Q3 2021
Portfolio value
$1.04B
+$61.2M (+6.2%) vs. Q3 2021
Filed
Feb 9, 2022
SEC
Holdings of Oxbow Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr46428743220 YR TR BD ETF422,499$62.6M6.0%+422,499New–
AAPLApple Inc.Stock205,181$36.4M3.5%+3,725+1.8%AddedHistory
MSFTMicrosoft CorpStock101,134$34.0M3.3%+171+0.2%AddedHistory
IAUiShares Gold TrustETF939,135$32.7M3.1%−7,835−0.8%ReducedHistory
GOOGAlphabet Inc.Stock10,270$29.7M2.8%+301+3.0%AddedHistory
EPDEnterprise Products Partners L.P.Stock1,344,020$29.5M2.8%−6,664−0.5%ReducedHistory
Nextera Energy Inc65339F739UNIT 99/99/9999420,835$24.4M2.3%−7,118−1.7%Reduced–
AMZNAmazon Com IncStock6,591$22.0M2.1%+216+3.4%AddedHistory
MAMastercard IncStock60,233$21.6M2.1%+921+1.6%AddedHistory
C.PNCitigroup IncPFD718,417$20.0M1.9%+13,353+1.9%AddedHistory
UNHUnitedHealth Group IncStock39,733$20.0M1.9%−138−0.3%ReducedHistory
METAMeta Platforms, Inc.Stock57,124$19.2M1.8%+2,816+5.2%AddedHistory
Bank of Amer Corp0605056827.25%CNV PFD L11,879$17.2M1.6%+254+2.2%Added–
ADBEAdobe Inc.Stock30,058$17.0M1.6%+2,990+11.0%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT102,268$16.6M1.6%+345+0.3%Added–
ACNAccenture plcStock38,213$15.8M1.5%+158+0.4%AddedHistory
VVisa Inc.Stock72,351$15.7M1.5%+4,967+7.4%AddedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A10,481$15.6M1.5%+224+2.2%AddedHistory
ULUnilever PLCSPON ADR NEW274,884$14.8M1.4%+100,940+58.0%AddedHistory
CHTRCharter Communications, Inc.CL A21,472$14.0M1.3%+12,075+128.5%AddedHistory
ORLYO Reilly Automotive IncStock19,593$13.8M1.3%−244−1.2%ReducedHistory
BKNGBooking Holdings Inc.Stock5,649$13.6M1.3%+270+5.0%AddedHistory
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK253,638$13.4M1.3%+3,540+1.4%Added–
NOWServiceNow, Inc.Stock20,103$13.0M1.2%+1,798+9.8%AddedHistory
CRMSalesforce, Inc.Stock50,344$12.8M1.2%+1,340+2.7%AddedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM3,302,315$12.6M1.2%+24,556+0.7%AddedHistory
MPTMedical Properties Trust IncCOM524,610$12.4M1.2%+46,704+9.8%AddedHistory
KMIKinder Morgan, Inc.Stock770,426$12.2M1.2%−13,048−1.7%ReducedHistory
Boston Scientific Corp1011372065.50% CNV PFD A104,350$12.0M1.1%+104,350New–
NKENIKE, Inc.Stock70,259$11.7M1.1%+297+0.4%AddedHistory
MPLXMPLX LPCOM UNIT REP LTD387,585$11.5M1.1%+5,386+1.4%AddedHistory
NTRNutrien Ltd.COM151,781$11.4M1.1%−2,672−1.7%ReducedHistory
PYPLPayPal Holdings, Inc.Stock57,240$10.8M1.0%+28,920+102.1%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP224,388$10.4M1.0%+2,607+1.2%AddedHistory
MNRLMNRL Sub Inc.CL A COM489,172$10.3M1.0%−750,227−60.5%ReducedHistory
Healthpeak Properties, Inc.71943U104COM543,489$10.2M1.0%+126,678+30.4%Added–
AMTAmerican Tower CorpREIT34,915$10.2M1.0%+3,029+9.5%AddedHistory
MCOMoodys CorpStock25,939$10.1M1.0%+522+2.1%AddedHistory
NEMNEWMONT CorpStock162,012$10.0M1.0%+35,242+27.8%AddedHistory
ETF Ser Solutions26922A321DISTILLATE US215,122$9.96M1.0%+5,119+2.4%Added–
OHIOmega Healthcare Investors IncCOM325,142$9.62M0.9%−31,692−8.9%ReducedHistory
FNVFranco Nevada CorpStock69,546$9.62M0.9%−7,337−9.5%ReducedHistory
MRKMerck & Co., Inc.Stock124,152$9.52M0.9%−1,146−0.9%ReducedHistory
iShares Select Dividend ETF464287168ETF73,416$9.00M0.9%+1,140+1.6%Added–
RYNRayonier IncCOM219,816$8.87M0.8%−2,308−1.0%ReducedHistory
NVSNovartis AGADR101,241$8.86M0.8%−1,479−1.4%ReducedHistory
LMTLockheed Martin CorpStock24,751$8.80M0.8%−264−1.1%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF170,944$8.63M0.8%+8,130+5.0%Added–
Broadcom Inc.11135F200COM4,057$8.42M0.8%−6,363−61.1%Reduced–
CVXChevron CorpStock61,518$7.22M0.7%−71,150−53.6%ReducedHistory
MS.PFMorgan StanleyPFD238,832$6.62M0.6%+185+0.1%AddedHistory
Managed Portfolio Series56167N720TORTOISE NRAM PI264,530$5.88M0.6%−908−0.3%Reduced–
NEANuveen AMT-Free Quality Municipal Income FundCOM351,785$5.49M0.5%−10,027−2.8%ReducedHistory
GTYGetty Realty CorpCOM164,648$5.28M0.5%+164,648NewHistory
UBAUrstadt Biddle Properties IncCL A246,685$5.25M0.5%−5,330−2.1%ReducedHistory
TPLTexas Pacific Land CorpStock4,105$5.13M0.5%+1,321+47.4%AddedHistory
NADNuveen Quality Municipal Income FundCOM303,136$4.88M0.5%−13,159−4.2%ReducedHistory
OKEONEOK IncCOM73,000$4.29M0.4%+784+1.1%AddedHistory
JXNJackson Financial Inc.COM CL A99,500$4.16M0.4%+99,500NewHistory
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS146,824$4.08M0.4%−9,072−5.8%ReducedHistory
USB.PPUS Bancorp DEPFD142,249$3.77M0.4%−181,647−56.1%ReducedHistory
XOMExxonMobil Holdings CorpCOM61,117$3.74M0.4%−6,730−9.9%ReducedHistory
WUWestern Union COStock188,082$3.35M0.3%+60,755+47.7%AddedHistory
Invesco QQQ Trust Series I46090E103ETF8,024$3.19M0.3%+1,950+32.1%Added–
ADTADT Inc.COM376,060$3.16M0.3%+376,060NewHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR62,370$3.14M0.3%+3,675+6.3%Added–
WBAWalgreens Boots Alliance, Inc.COM58,475$3.05M0.3%−105−0.2%ReducedHistory
MOAltria Group, Inc.Stock64,286$3.05M0.3%−5,144−7.4%ReducedHistory
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM123,686$2.93M0.3%−17,965−12.7%ReducedHistory
JNJJohnson & JohnsonStock17,027$2.91M0.3%00.0%UnchangedHistory
BXBlackstone Inc.COM21,834$2.83M0.3%+999+4.8%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A277,729$2.82M0.3%+1,979+0.7%AddedHistory
MMM3M CoStock15,503$2.75M0.3%−500−3.1%ReducedHistory
MSGSMadison Square Garden Sports Corp.CL A13,866$2.41M0.2%−560−3.9%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock12,740$2.33M0.2%−408−3.1%ReducedHistory
IBMInternational Business Machines CorpStock16,953$2.27M0.2%+146+0.9%AddedHistory
Wesco International Inc95082P303Common Stock73,475$2.25M0.2%00.0%Unchanged–
Tristate Cap. Fix/Flt Pfd A Pe89678F209PFD84,915$2.22M0.2%−1,200−1.4%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF9,146$2.21M0.2%00.0%Unchanged–
AVKAdvent Convertible & Income FundCOM113,388$2.09M0.2%+6,190+5.8%AddedHistory
JPM.PCJPMorgan Chase & CoPFD76,705$2.09M0.2%+4,343+6.0%AddedHistory
Nustar Logistics LP67059T204PFD81,750$2.06M0.2%+1,180+1.5%Added–
SPYSPDR S&P 500 ETF TrustETF4,122$1.96M0.2%+63+1.6%AddedHistory
FAMFirst Trust/Abrdn Global Opportunity Income FundCOM SHS203,525$1.96M0.2%+10,905+5.7%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH11,695$1.89M0.2%+220+1.9%Added–
TEITempleton Emerging Markets Income FundCOM257,268$1.88M0.2%−1,405−0.5%ReducedHistory
CATCaterpillar IncStock8,994$1.86M0.2%00.0%UnchangedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT489,931$1.84M0.2%00.0%UnchangedHistory
HBIHanesbrands Inc.COM105,777$1.77M0.2%−71,550−40.3%ReducedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF127,130$1.73M0.2%−365−0.3%ReducedHistory
Merchants Bancorp Fx/Flt A Per58844R405PFD62,400$1.73M0.2%00.0%Unchanged–
BLWBlackRock Ltd Duration Income TrustCOM SHS101,820$1.72M0.2%+7,770+8.3%AddedHistory
WMBWilliams Companies, Inc.COM64,680$1.68M0.2%−44,820−40.9%ReducedHistory
GOOGLAlphabet Inc.Stock578$1.67M0.2%−10−1.7%ReducedHistory
PFEPfizer IncStock27,547$1.63M0.2%+40.0%AddedHistory
PGProcter & Gamble CoStock9,813$1.60M0.2%−19−0.2%ReducedHistory
PEPPepsiCo IncStock8,840$1.54M0.1%−820−8.5%ReducedHistory
ARK Innovation ETF00214Q104ETF16,000$1.51M0.1%+16,000New–
ACBIAtlantic Capital Bancshares, Inc.COM52,293$1.50M0.1%00.0%UnchangedHistory
ADPAutomatic Data Processing IncStock6,075$1.50M0.1%00.0%UnchangedHistory

Sold out since Q3 2021 (34)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Oxbow Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Healthcare Realty Trust Inc42225P501CL A NEW292,869$8.69M0.9%–
RGLDRoyal Gold IncStock76,687$7.32M0.7%History
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS394,409$6.61M0.7%History
JQCNuveen Credit Strategies Income FundCOM SHS461,717$3.03M0.3%History
SPDR Series Trust78468R556SP O&G EXPL PRO30,645$2.96M0.3%–
ARK ETF Tr00214Q302GENOMIC REV ETF22,450$1.68M0.2%–
PAASPan American Silver CorpStock67,450$1.57M0.2%History
FISVFiserv IncStock14,181$1.54M0.2%History
GWWW.W. Grainger, Inc.Stock3,000$1.18M0.1%History
TWLOTwilio IncCL A2,715$866.0K0.1%History
PDPagerDuty, Inc.COM19,050$789.0K0.1%History
BTGB2GOLD CorpCOM226,930$776.0K0.1%History
iShares Core U.S. Aggregate Bond ETF464287226ETF6,570$754.0K0.1%–
ZMZoom Communications, Inc.Stock2,706$708.0K0.1%History
PINSPinterest, Inc.CL A10,917$556.0K0.1%History
ZZillow Group, Inc.CL C CAP STK5,065$446.0K<0.1%History
DVNDevon Energy CorpStock12,011$427.0K<0.1%History
TSCTriState Capital Holdings, Inc.COM19,688$416.0K<0.1%History
LSPDLightspeed Commerce Inc.SUB VTG SHS4,250$410.0K<0.1%History
MLMMartin Marietta Materials IncCOM701$240.0K<0.1%History
BABAAlibaba Group Holding LtdADR1,615$239.0K<0.1%History
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM14,630$223.0K<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM7,420$221.0K<0.1%–
SDGRSchrodinger, Inc.COM4,019$220.0K<0.1%History
ATOMAtomera IncCOM9,500$219.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund9,338$215.0K<0.1%–
ESTCElastic N.V.ORD SHS1,411$210.0K<0.1%History
MHDBlackRock Muniholdings Fund, Inc.COM12,705$208.0K<0.1%History
MTLSMaterialise NVSPONSORED ADS10,300$207.0K<0.1%History
NPVNuveen Virginia Quality Municipal Income FundCOM10,325$172.0K<0.1%History
BYMBlackRock Municipal Income Quality TrustCOM10,900$166.0K<0.1%History
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM10,685$137.0K<0.1%History
FIRYFiry Inc.COM11,050$109.0K<0.1%History
Peyto Exp & Dev717046106COM10,712$84.0K<0.1%–