Oxbow Advisors, LLC
- SEC CIK
- 0001564770
- Latest filing
- Aug 7, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 290
- −2 vs. Q2 2021
- Portfolio value
- $983.3M
- +$21.5M (+2.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| American Caresource Holdings I02505A202 | COM | 74,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| Hycroft Mining Holding Corp44862P125 | *W EXP 10/12/202 | 10,084 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| Paleo Resources Inc696275106 | COM | 205,000 | $3.00K | <0.1% | +205,000 | New | – |
| Regis Resources NLQ8059N120 | COM | 22,500 | $33.0K | <0.1% | 00.0% | Unchanged | – |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 10,000 | $52.0K | <0.1% | 00.0% | Unchanged | History |
| VVRInvesco Senior Income Trust | COM | 13,000 | $58.0K | <0.1% | 00.0% | Unchanged | History |
| New Gold Inc Cda644535106 | COM | 60,000 | $64.0K | <0.1% | 00.0% | Unchanged | – |
| Peyto Exp & Dev717046106 | COM | 10,712 | $84.0K | <0.1% | 00.0% | Unchanged | – |
| SABASaba Capital Income & Opportunities Fund II | COM | 18,417 | $99.0K | <0.1% | 00.0% | Unchanged | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 13,650 | $105.0K | <0.1% | 00.0% | Unchanged | History |
| FIRYFiry Inc. | COM | 11,050 | $109.0K | <0.1% | 00.0% | Unchanged | History |
| PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | COM | 10,685 | $137.0K | <0.1% | +10,685 | New | History |
| NCVVirtus Convertible & Income Fund | COM | 23,636 | $141.0K | <0.1% | +503+2.2% | Added | History |
| IHDVoya Emerging Markets High Dividend Equity Fund | COM | 19,930 | $147.0K | <0.1% | +369+1.9% | Added | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 16,650 | $165.0K | <0.1% | 00.0% | Unchanged | History |
| BYMBlackRock Municipal Income Quality Trust | COM | 10,900 | $166.0K | <0.1% | 00.0% | Unchanged | History |
| NPVNuveen Virginia Quality Municipal Income Fund | COM | 10,325 | $172.0K | <0.1% | 00.0% | Unchanged | History |
| GNTGAMCO Natural Resources, Gold & Income Trust | SH BEN INT | 39,080 | $198.0K | <0.1% | 00.0% | Unchanged | History |
| LOWLowes Companies Inc | Stock | 1,000 | $203.0K | <0.1% | +1,000 | New | History |
| MTLSMaterialise NV | SPONSORED ADS | 10,300 | $207.0K | <0.1% | 00.0% | Unchanged | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 6,000 | $207.0K | <0.1% | +6,000 | New | – |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 12,705 | $208.0K | <0.1% | 00.0% | Unchanged | History |
| ESTCElastic N.V. | ORD SHS | 1,411 | $210.0K | <0.1% | +1,411 | New | History |
| MASMasco Corp | COM | 3,811 | $212.0K | <0.1% | 00.0% | Unchanged | History |
| FCXFreeport-McMoran Inc | Stock | 6,557 | $213.0K | <0.1% | +6,557 | New | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 9,338 | $215.0K | <0.1% | −500−5.1% | Reduced | – |
| ATOMAtomera Inc | COM | 9,500 | $219.0K | <0.1% | 00.0% | Unchanged | History |
| SDGRSchrodinger, Inc. | COM | 4,019 | $220.0K | <0.1% | −100−2.4% | Reduced | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 7,420 | $221.0K | <0.1% | +7,420 | New | – |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 14,630 | $223.0K | <0.1% | 00.0% | Unchanged | History |
| LLYEli Lilly & Co | Stock | 975 | $225.0K | <0.1% | 00.0% | Unchanged | History |
| EGPEastgroup Properties Inc | COM | 1,350 | $225.0K | <0.1% | 00.0% | Unchanged | History |
| SCCOSouthern Copper Corp | Stock | 4,050 | $227.0K | <0.1% | 00.0% | Unchanged | History |
| NTGTortoise Midstream Energy Fund, Inc. | COM | 7,905 | $228.0K | <0.1% | +20.0% | Added | History |
| WGSGeneDx Holdings Corp. | COMMON STOCK | 30,500 | $231.0K | <0.1% | +30,500 | New | History |
| DEDeere & Co | Stock | 693 | $232.0K | <0.1% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 1,395 | $234.0K | <0.1% | 00.0% | Unchanged | History |
| BABAAlibaba Group Holding Ltd | ADR | 1,615 | $239.0K | <0.1% | −48,094−96.8% | Reduced | History |
| MLMMartin Marietta Materials Inc | COM | 701 | $240.0K | <0.1% | −285−28.9% | Reduced | History |
| CAHPFEvolution Mining Limited | COM | 100,000 | $252.0K | <0.1% | 00.0% | Unchanged | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 5,025 | $257.0K | <0.1% | +5,025 | New | – |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 15,032 | $258.0K | <0.1% | −96,200−86.5% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 10,225 | $259.0K | <0.1% | +10,225 | New | – |
| INTUIntuit Inc. | Stock | 490 | $264.0K | <0.1% | −209−29.9% | Reduced | History |
| YUMYum Brands Inc | Stock | 2,191 | $268.0K | <0.1% | 00.0% | Unchanged | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 9,925 | $269.0K | <0.1% | +1,395+16.4% | Added | History |
| DHRDanaher Corp | Stock | 904 | $275.0K | <0.1% | +904 | New | History |
| NFLXNetflix Inc | Stock | 454 | $277.0K | <0.1% | +20+4.6% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 29,175 | $279.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell Midcap ETF464287499 | ETF | 3,620 | $283.0K | <0.1% | 00.0% | Unchanged | – |
| ORCLOracle Corp | Stock | 3,354 | $292.0K | <0.1% | −454−11.9% | Reduced | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 18,660 | $292.0K | <0.1% | +500+2.8% | Added | History |
| GFIGold Fields Ltd | SPONSORED ADR | 36,675 | $298.0K | <0.1% | 00.0% | Unchanged | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 30,905 | $301.0K | <0.1% | −2,160−6.5% | Reduced | History |
| SNAPSnap Inc | Stock | 4,100 | $303.0K | <0.1% | +4,100 | New | History |
| FUBOFuboTV Inc. | COM | 13,000 | $311.0K | <0.1% | +13,000 | New | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 1,562 | $314.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,150 | $315.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 2,293 | $320.0K | <0.1% | +132+6.1% | Added | – |
| ORealty Income Corp | REIT | 5,015 | $325.0K | <0.1% | −100−2.0% | Reduced | History |
| Vanguard Scottsdale FDS92206C730 | VNG RUS1000IDX | 1,628 | $326.0K | <0.1% | +83+5.4% | Added | – |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 7,351 | $328.0K | <0.1% | +30.0% | Added | – |
| CEQPCrestwood Equity Partners LP | UNIT LTD PARTNER | 11,850 | $336.0K | <0.1% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 6,323 | $344.0K | <0.1% | +530+9.1% | Added | History |
| ProShares Tr74347B714 | SHORT QQQ NEW | 28,860 | $352.0K | <0.1% | 00.0% | Unchanged | – |
| Dundee Precious Metals Inc265269209 | COM | 59,000 | $357.0K | <0.1% | 00.0% | Unchanged | – |
| DDDuPont de Nemours, Inc. | COM | 5,269 | $358.0K | <0.1% | −2,300−30.4% | Reduced | History |
| SANBanco Santander, S.A. | ADR | 101,300 | $367.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 3,280 | $368.0K | <0.1% | 00.0% | Unchanged | – |
| MTGMgic Investment Corp | COM | 25,000 | $374.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 6,933 | $380.0K | <0.1% | +10.0% | Added | – |
| CLFCleveland-Cliffs Inc. | COM | 19,500 | $386.0K | <0.1% | +19,500 | New | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 24,477 | $409.0K | <0.1% | −102,061−80.7% | Reduced | History |
| LSPDLightspeed Commerce Inc. | SUB VTG SHS | 4,250 | $410.0K | <0.1% | +4,250 | New | History |
| BRK.ABerkshire Hathaway Inc | CL A | 1 | $411.0K | <0.1% | 00.0% | Unchanged | History |
| TSCTriState Capital Holdings, Inc. | COM | 19,688 | $416.0K | <0.1% | 00.0% | Unchanged | History |
| PATHUiPath, Inc. | Stock | 7,950 | $418.0K | <0.1% | +7,950 | New | History |
| AGIAlamos Gold Inc | Stock | 58,474 | $421.0K | <0.1% | 00.0% | Unchanged | History |
| TRPTC Energy Corp | COM | 8,867 | $426.0K | <0.1% | +47+0.5% | Added | History |
| DVNDevon Energy Corp | Stock | 12,011 | $427.0K | <0.1% | +12,011 | New | History |
| FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC | COM | 19,301 | $430.0K | <0.1% | 00.0% | Unchanged | History |
| TAT&T Inc. | Stock | 16,380 | $442.0K | <0.1% | −1,846−10.1% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,528 | $443.0K | <0.1% | 00.0% | Unchanged | – |
| RSGRepublic Services, Inc. | COM | 3,715 | $446.0K | <0.1% | +110+3.1% | Added | History |
| ZZillow Group, Inc. | CL C CAP STK | 5,065 | $446.0K | <0.1% | +60+1.2% | Added | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 4,809 | $454.0K | <0.1% | +20+0.4% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 9,017 | $456.0K | <0.1% | 00.0% | Unchanged | – |
| ADIAnalog Devices Inc | Stock | 2,726 | $457.0K | <0.1% | −211−7.2% | Reduced | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 30,369 | $460.0K | <0.1% | −275−0.9% | Reduced | History |
| SWNSouthwestern Energy Co | COM | 85,000 | $471.0K | <0.1% | +30,000+54.5% | Added | History |
| MGNIMagnite, Inc. | COM | 17,160 | $480.0K | <0.1% | +1,800+11.7% | Added | History |
| Ramelius Resources LtdQ7982E108 | COM | 495,000 | $486.0K | <0.1% | 00.0% | Unchanged | – |
| BANXArrowMark Financial Corp. | COM | 22,216 | $490.0K | <0.1% | −425−1.9% | Reduced | History |
| GISGeneral Mills Inc | Stock | 8,294 | $496.0K | 0.1% | −216−2.5% | Reduced | History |
| GLWCorning Inc | COM | 13,739 | $501.0K | 0.1% | +13,739 | New | History |
| SSRMSSR Mining Inc. | Stock | 35,230 | $513.0K | 0.1% | 00.0% | Unchanged | History |
| RTXRTX Corp | Stock | 6,142 | $528.0K | 0.1% | −418−6.4% | Reduced | History |
| HDHome Depot, Inc. | Stock | 1,632 | $536.0K | 0.1% | −279−14.6% | Reduced | History |
| XYZBlock, Inc. | CL A | 2,250 | $540.0K | 0.1% | 00.0% | Unchanged | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 35,730 | $544.0K | 0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2021 (24)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Tencent Holdings Ltd ADR88032Q109 | COM | 182,506 | $13.7M | 1.4% | – |
| Roche Hldg Ltd ADR771195104 | COM | 272,186 | $12.8M | 1.3% | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 71,391 | $8.58M | 0.9% | History |
| Nestle SA ADR641069406 | COM | 67,768 | $8.45M | 0.9% | – |
| SLViShares Silver Trust | ETF | 251,960 | $6.10M | 0.6% | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 70,800 | $3.31M | 0.3% | – |
| MS.PAMorgan Stanley | PREFERR | 82,657 | $2.09M | 0.2% | History |
| TAPMolson Coors Beverage Co | CL B | 33,072 | $1.78M | 0.2% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 50,655 | $1.72M | 0.2% | – |
| ETF Ser Solutions26922B501 | DISTILLATE INTNL | 20,733 | $563.0K | 0.1% | – |
| BTABlackRock Long-Term Municipal Advantage Trust | COM | 30,022 | $409.0K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 14,050 | $382.0K | <0.1% | History |
| LULUlululemon athletica inc. | Stock | 756 | $276.0K | <0.1% | History |
| JPMorgan Ultra-Short Municipal44641Q654 | COM | 5,025 | $257.0K | <0.1% | – |
| CHHChoice Hotels International Inc | COM | 2,000 | $238.0K | <0.1% | History |
| URIUnited Rentals, Inc. | COM | 710 | $226.0K | <0.1% | History |
| BPBP PLC | ADR | 8,533 | $225.0K | <0.1% | History |
| WFCWells Fargo & Company | Stock | 4,978 | $225.0K | <0.1% | History |
| ISRGIntuitive Surgical Inc | COM NEW | 240 | $221.0K | <0.1% | History |
| Oil Svc Holders Tr Holdr678002106 | COM | 970 | $212.0K | <0.1% | – |
| UNPUnion Pacific Corp | Stock | 948 | $208.0K | <0.1% | History |
| MGMMGM Resorts International | Stock | 4,800 | $205.0K | <0.1% | History |
| BABoeing Co | Stock | 838 | $201.0K | <0.1% | History |
| GEGeneral Electric Co | COM | 11,545 | $155.0K | <0.1% | History |