SNS Financial Group, LLC

SEC CIK: 0001557485
Latest filing: Aug 11, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 12, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 185; −7 vs. Q2 2022
Portfolio value: $688.8M; −$69.6M (−9.2%) vs. Q2 2022
Filed: Oct 12, 2022; SEC

Holdings of SNS Financial Group, LLC in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
iShares MSCI USA Quality Factor ETF46432F339	ETF	667,474	$69.4M	10.1%	−728−0.1%	Reduced	–
iShares Tr464288661	3 7 YR TREAS BD	582,670	$66.6M	9.7%	−6,281−1.1%	Reduced	–
Schwab International Equity ETF808524805	ETF	1,444,799	$40.6M	5.9%	+34,700+2.5%	Added	–
SPYSPDR S&P 500 ETF Trust	ETF	89,678	$32.2M	4.7%	−332−0.4%	Reduced	History
Schwab U.S. Broad Market ETF808524102	ETF	632,955	$26.6M	3.9%	−2,735−0.4%	Reduced	–
Vanguard Total Bond Market ETF921937835	ETF	367,577	$26.2M	3.8%	−101,158−21.6%	Reduced	–
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	535,369	$23.3M	3.4%	−20,188−3.6%	Reduced	–
AAPLApple Inc.	Stock	165,547	$22.9M	3.3%	−120−0.1%	Reduced	History
iShares Core High Dividend ETF46429B663	ETF	217,197	$19.8M	2.9%	−4,186−1.9%	Reduced	–
iShares S&P 100 ETF464287101	ETF	121,468	$19.7M	2.9%	+932+0.8%	Added	–
iShares Tr464288414	NATIONAL MUN ETF	183,573	$18.8M	2.7%	+52,876+40.5%	Added	–
Vanguard Ftse Emerging Markets ETF922042858	ETF	497,993	$18.2M	2.6%	+990.0%	Added	–
Invesco Exch TRD SLF Idx FD46138J866	BULSHS 2023 CB	854,278	$17.8M	2.6%	+65,009+8.2%	Added	–
GLDMWorld Gold Trust	SPDR GLD MINIS	518,186	$17.1M	2.5%	+11,957+2.4%	Added	History
Invesco Exch TRD SLF Idx FD46138J841	BULSHS 2024 CB	782,566	$16.0M	2.3%	−532,080−40.5%	Reduced	–
iShares MSCI Eafe ETF464287465	ETF	240,044	$13.4M	2.0%	+35,772+17.5%	Added	–
Invesco Exch TRD SLF Idx FD46138J882	BULSHS 2022 CB	542,987	$11.5M	1.7%	−313,583−36.6%	Reduced	–
Vanguard Morningstar Mid-Cap Value ETF922908512	ETF	82,314	$10.0M	1.5%	−1,620−1.9%	Reduced	–
American Centy ETF Tr025072877	US SML CP VALU	151,087	$9.99M	1.5%	+12,980+9.4%	Added	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	53,702	$9.64M	1.4%	+4,622+9.4%	Added	–
Vanguard Morningstar Growth ETF922908736	ETF	36,669	$7.84M	1.1%	+566+1.6%	Added	–
First Tr Exchange-Traded FD336917109	SHS	233,345	$7.50M	1.1%	+21,215+10.0%	Added	–
MSFTMicrosoft Corp	Stock	28,383	$6.61M	1.0%	+254+0.9%	Added	History
Dimensional ETF Trust25434V401	US EQUI MARK ETF	143,375	$5.57M	0.8%	+74,048+106.8%	Added	–
Vanguard Total World Stock ETF922042742	ETF	68,993	$5.44M	0.8%	−519−0.7%	Reduced	–
iShares Tr464287234	MSCI EMG MKT ETF	153,704	$5.36M	0.8%	+14,348+10.3%	Added	–
Vanguard Intermediate-Term Bond ETF921937819	ETF	72,816	$5.35M	0.8%	+18,394+33.8%	Added	–
Schwab Emerging Markets Equity ETF808524706	ETF	227,755	$5.10M	0.7%	−142−0.1%	Reduced	–
Vanguard Ftse All-World Ex-US Index Fund922042775	ETF	112,994	$5.01M	0.7%	+8,550+8.2%	Added	–
iShares Russell 2000 ETF464287655	ETF	28,364	$4.68M	0.7%	−311−1.1%	Reduced	–
Schwab US Dividend Equity ETF808524797	ETF	67,704	$4.50M	0.7%	+3,951+6.2%	Added	–
Vanguard Morningstar Small-Cap Value ETF922908611	ETF	29,620	$4.25M	0.6%	−1,029−3.4%	Reduced	–
UNHUnitedHealth Group Inc	Stock	8,214	$4.15M	0.6%	−100−1.2%	Reduced	History
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	12,274	$3.54M	0.5%	−53−0.4%	Reduced	History
iShares S&P Mid-Cap 400 Value ETF464287705	ETF	37,749	$3.40M	0.5%	+2,608+7.4%	Added	–
MMM3M Co	Stock	30,667	$3.39M	0.5%	−630−2.0%	Reduced	History
TSLATesla, Inc.	Stock	12,567	$3.33M	0.5%	00.0%	UnchangedConverted for a 3-for-1 split	History
MRKMerck & Co., Inc.	Stock	37,177	$3.23M	0.5%	−147−0.4%	Reduced	History
iShares Tr464288257	MSCI ACWI ETF	40,334	$3.14M	0.5%	00.0%	Unchanged	–
iShares Core S&P 500 ETF464287200	ETF	8,287	$2.97M	0.4%	+66+0.8%	Added	–
PFEPfizer Inc	Stock	64,488	$2.82M	0.4%	−1,345−2.0%	Reduced	History
WisdomTree Tr97717X511	YIELD ENHANCD US	64,581	$2.73M	0.4%	+14,562+29.1%	Added	–
TSCOTractor Supply Co	COM	13,405	$2.49M	0.4%	+15+0.1%	Added	History
UNPUnion Pacific Corp	Stock	12,472	$2.43M	0.4%	+109+0.9%	Added	History
PCARPaccar Inc	COM	28,662	$2.40M	0.3%	+18+0.1%	Added	History
State Street Energy Select Sector SPDR ETF81369Y506	ETF	31,665	$2.28M	0.3%	−408−1.3%	Reduced	–
SPDR Series Trust78464A292	ST STR PFD ETF	64,733	$2.26M	0.3%	+30,993+91.9%	Added	–
MSIMotorola Solutions, Inc.	Stock	9,240	$2.08M	0.3%	−156−1.7%	Reduced	History
CAGConagra Brands Inc.	Stock	63,389	$2.07M	0.3%	+139+0.2%	Added	History
PEGPublic Service Enterprise Group Inc	COM	36,558	$2.06M	0.3%	+50+0.1%	Added	History
BRK.BBerkshire Hathaway Inc	Stock	7,477	$2.00M	0.3%	+25+0.3%	Added	History
AMZNAmazon Com Inc	Stock	16,593	$1.88M	0.3%	+831+5.3%	Added	History
HSYHershey Co	COM	8,435	$1.86M	0.3%	+8+0.1%	Added	History
Vanguard World FD921910873	MEGA CAP INDEX	14,733	$1.85M	0.3%	+7,538+104.8%	Added	–
USBUS Bancorp DE	COM NEW	43,893	$1.79M	0.3%	−1,247−2.8%	Reduced	History
GLWCorning Inc	COM	55,549	$1.61M	0.2%	−3,040−5.2%	Reduced	History
CSCOCisco Systems, Inc.	Stock	39,926	$1.60M	0.2%	−703−1.7%	Reduced	History
Vanguard Short-Term Bond ETF921937827	ETF	21,180	$1.58M	0.2%	+5,086+31.6%	Added	–
AMGNAmgen Inc	Stock	7,013	$1.58M	0.2%	+15+0.2%	Added	History
TGTTarget Corp	Stock	10,349	$1.54M	0.2%	+7+0.1%	Added	History
SCIService Corp International	COM	26,470	$1.53M	0.2%	−50.0%	Reduced	History
First Tr Exchange Traded FD33738R605	DORSEY WRT 5 ETF	37,108	$1.52M	0.2%	00.0%	Unchanged	–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889	ETF	58,309	$1.50M	0.2%	+234+0.4%	Added	–
ABTAbbott Laboratories	Stock	15,031	$1.46M	0.2%	+21+0.1%	Added	History
JNJJohnson & Johnson	Stock	8,697	$1.42M	0.2%	+60+0.7%	Added	History
Invesco QQQ Trust Series I46090E103	ETF	5,114	$1.37M	0.2%	−94−1.8%	Reduced	–
PGProcter & Gamble Co	Stock	10,691	$1.35M	0.2%	+63+0.6%	Added	History
ABBVAbbVie Inc.	Stock	10,019	$1.34M	0.2%	+43+0.4%	Added	History
State Street SPDR Portfolio Aggregate Bond ETF78464A649	ETF	53,692	$1.34M	0.2%	+6,348+13.4%	Added	–
BRBroadridge Financial Solutions, Inc.	Stock	9,186	$1.33M	0.2%	+40.0%	Added	History
GOOGAlphabet Inc.	Stock	13,402	$1.29M	0.2%	+122+0.9%	AddedConverted for a 20-for-1 split	History
GOOGLAlphabet Inc.	Stock	12,691	$1.21M	0.2%	+371+3.0%	AddedConverted for a 20-for-1 split	History
Vanguard Real Estate ETF922908553	ETF	14,536	$1.17M	0.2%	+46+0.3%	Added	–
BNYBank of New York Mellon Corp	Stock	30,234	$1.16M	0.2%	+127+0.4%	Added	History
UPSUnited Parcel Service Inc	Stock	7,161	$1.16M	0.2%	+8+0.1%	Added	History
MDTMedtronic plc	Stock	14,135	$1.15M	0.2%	−40.0%	Reduced	History
SPDR Series Trust78464A805	ST STR PR SP1500	26,078	$1.15M	0.2%	−740−2.8%	Reduced	–
HONHoneywell International Inc	COM	6,808	$1.14M	0.2%	+16+0.2%	Added	History
Dimensional ETF Trust25434V815	US SMALL CAP ETF	49,570	$1.08M	0.2%	+27,215+121.7%	Added	–
Vanguard Ftse Developed Markets ETF921943858	ETF	26,782	$974.0K	0.1%	00.0%	Unchanged	–
COSTCostco Wholesale Corp	Stock	2,055	$970.0K	0.1%	+8+0.4%	Added	History
iShares Core U.S. Aggregate Bond ETF464287226	ETF	9,583	$923.0K	0.1%	−551−5.4%	Reduced	–
PIIPolaris Inc.	Stock	9,460	$905.0K	0.1%	00.0%	Unchanged	History
Schwab U.S. Small-Cap ETF808524607	ETF	23,328	$882.0K	0.1%	−649−2.7%	Reduced	–
Vanguard Dividend Appreciation ETF921908844	ETF	6,412	$867.0K	0.1%	−172−2.6%	Reduced	–
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	13,049	$855.0K	0.1%	−101−0.8%	Reduced	–
GLDSPDR Gold Trust	ETF	5,458	$844.0K	0.1%	−20−0.4%	Reduced	History
iShares Tr46435U218	ESG MSCI LEADR	11,435	$706.0K	0.1%	+665+6.2%	Added	–
MCDMcDonalds Corp	Stock	3,009	$695.0K	0.1%	+22+0.7%	Added	History
SCHWSchwab Charles Corp	Stock	9,284	$667.0K	0.1%	+70+0.8%	Added	History
XOMExxonMobil Holdings Corp	COM	7,485	$654.0K	0.1%	+116+1.6%	Added	History
METAMeta Platforms, Inc.	Stock	4,696	$637.0K	0.1%	+34+0.7%	Added	History
CATCaterpillar Inc	Stock	3,862	$634.0K	0.1%	−3−0.1%	Reduced	History
DISWalt Disney Co	Stock	6,693	$632.0K	0.1%	+31+0.5%	Added	History
State Street Technology Select Sector SPDR ETF81369Y803	ETF	5,052	$600.0K	0.1%	00.0%	Unchanged	–
iShares Tr46435G425	ESG AWR MSCI USA	7,460	$592.0K	0.1%	+2,790+59.7%	Added	–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474	ETF	19,119	$559.0K	0.1%	+5,078+36.2%	Added	–
PEPPepsiCo Inc	Stock	3,393	$554.0K	0.1%	+55+1.6%	Added	History
iShares Tr46435U663	ESG AWARE MSCI	17,885	$549.0K	0.1%	+880+5.2%	Added	–
HDHome Depot, Inc.	Stock	1,961	$541.0K	0.1%	+7+0.4%	Added	History

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of SNS Financial Group, LLC in Q3 2022
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$643.0K	$3.68M
AAPLApple Inc.	Stock	–	$1.38M
Invesco QQQ Trust Series I46090E103	ETF	$27.0K	$294.0K
iShares Russell 2000 ETF464287655	ETF	–	$214.0K
AMZNAmazon Com Inc	Stock	$158.0K	–
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	–	$29.0K

Sold out since Q2 2022 (10)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of SNS Financial Group, LLC sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
Schwab U.S. Large-Cap ETF808524201	ETF	373,867	$16.7M	2.2%	–
Schwab US Aggregate Bond ETF808524839	ETF	95,327	$4.56M	0.6%	–
Schwab Strategic Tr808524789	FUNDAMENTAL US B	4,566	$229.0K	<0.1%	–
SPDR Index Shs FDS78463X756	ST MARKE CAP ETF	4,650	$226.0K	<0.1%	–
VZVerizon Communications Inc	Stock	4,300	$218.0K	<0.1%	History
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	1,646	$211.0K	<0.1%	–
J P Morgan Exchange Traded F46641Q241	BETABUILDERS US	4,356	$209.0K	<0.1%	–
Vanguard Health Care ETF92204A504	ETF	884	$208.0K	<0.1%	–
Vanguard High Dividend Yield Index ETF921946406	ETF	1,970	$200.0K	<0.1%	–
AMRNAmarin Corp PLC	SPONS ADR NEW	13,500	$20.0K	<0.1%	History