SNS Financial Group, LLC
- SEC CIK
- 0001557485
- Latest filing
- Aug 11, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 209
- +6 vs. Q2 2021
- Portfolio value
- $807.6M
- +$43.8M (+5.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 598,397 | $78.8M | 9.8% | +106,672+21.7% | Added | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 591,453 | $77.0M | 9.5% | +47,848+8.8% | Added | – |
| Schwab International Equity ETF808524805 | ETF | 1,346,886 | $52.1M | 6.5% | +141,487+11.7% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 91,478 | $39.3M | 4.9% | −1,105−1.2% | Reduced | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 448,283 | $38.3M | 4.7% | +95,217+27.0% | Added | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 329,785 | $34.3M | 4.2% | −90,216−21.5% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 1,266,683 | $27.4M | 3.4% | +30,521+2.5% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 493,964 | $24.7M | 3.1% | +14,761+3.1% | Added | – |
| AAPLApple Inc. | Stock | 173,542 | $24.6M | 3.0% | −1,749−1.0% | Reduced | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 456,034 | $24.4M | 3.0% | +91,352+25.0% | Added | – |
| iShares Core High Dividend ETF46429B663 | ETF | 195,291 | $18.4M | 2.3% | +14,230+7.9% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 847,867 | $18.3M | 2.3% | +15,946+1.9% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 202,303 | $15.8M | 2.0% | +4,653+2.4% | Added | – |
| iShares S&P 100 ETF464287101 | ETF | 79,466 | $15.7M | 1.9% | +75,195+1,760.6% | Added | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 640,139 | $13.5M | 1.7% | −142,296−18.2% | Reduced | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 125,397 | $13.0M | 1.6% | +109,113+670.1% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 41,335 | $12.0M | 1.5% | −1,321−3.1% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 51,877 | $11.5M | 1.4% | −2,428−4.5% | Reduced | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 81,376 | $11.4M | 1.4% | +1,430+1.8% | Added | – |
| Vanguard Total World Stock ETF922042742 | ETF | 94,749 | $9.65M | 1.2% | −12,233−11.4% | Reduced | – |
| BABoeing Co | Stock | 42,303 | $9.30M | 1.2% | −100−0.2% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 30,020 | $8.46M | 1.0% | −104−0.3% | Reduced | History |
| American Centy ETF Tr025072877 | US SML CP VALU | 107,222 | $8.11M | 1.0% | −3,312−3.0% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 36,228 | $7.92M | 1.0% | −5,068−12.3% | Reduced | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 150,511 | $7.58M | 0.9% | −2,369−1.5% | Reduced | – |
| First Tr Exchange-Traded FD336917109 | SHS | 217,322 | $7.12M | 0.9% | −2,410−1.1% | Reduced | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 34,948 | $5.92M | 0.7% | −3,333−8.7% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 1,758 | $5.78M | 0.7% | +52+3.0% | Added | History |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 188,867 | $5.76M | 0.7% | +7,628+4.2% | Added | – |
| MMM3M Co | Stock | 31,936 | $5.60M | 0.7% | +276+0.9% | Added | History |
| iShares Tr464288257 | MSCI ACWI ETF | 50,184 | $5.01M | 0.6% | −2,861−5.4% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 81,000 | $4.94M | 0.6% | −377−0.5% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 13,974 | $4.73M | 0.6% | −429−3.0% | Reduced | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 84,425 | $4.58M | 0.6% | +3,459+4.3% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 60,925 | $4.52M | 0.6% | −127−0.2% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 37,190 | $3.83M | 0.5% | −662−1.7% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 8,349 | $3.60M | 0.4% | −405−4.6% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 8,499 | $3.32M | 0.4% | +20.0% | Added | History |
| TSLATesla, Inc. | Stock | 4,023 | $3.12M | 0.4% | +21+0.5% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 25,793 | $3.00M | 0.4% | +8,545+49.5% | Added | – |
| USBUS Bancorp DE | COM NEW | 48,768 | $2.90M | 0.4% | −10,670−18.0% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 36,228 | $2.72M | 0.3% | +1,153+3.3% | Added | History |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 50,670 | $2.69M | 0.3% | −17,973−26.2% | Reduced | – |
| TSCOTractor Supply Co | COM | 12,955 | $2.63M | 0.3% | +12,955 | New | History |
| UNPUnion Pacific Corp | Stock | 13,205 | $2.59M | 0.3% | +359+2.8% | Added | History |
| TGTTarget Corp | Stock | 10,736 | $2.46M | 0.3% | −11,735−52.2% | Reduced | History |
| PCARPaccar Inc | COM | 30,462 | $2.40M | 0.3% | +30,462 | New | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,577 | $2.35M | 0.3% | +1,404+27.1% | Added | – |
| PEGPublic Service Enterprise Group Inc | COM | 38,327 | $2.33M | 0.3% | +38,327 | New | History |
| FFord Motor Co | Stock | 163,963 | $2.32M | 0.3% | 00.0% | Unchanged | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 43,515 | $2.27M | 0.3% | −687−1.6% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 41,595 | $2.26M | 0.3% | +861+2.1% | Added | History |
| CZRCaesars Entertainment, Inc. | COM | 20,000 | $2.25M | 0.3% | +20,000 | New | History |
| CAGConagra Brands Inc. | Stock | 65,508 | $2.22M | 0.3% | +4,648+7.6% | Added | History |
| GLWCorning Inc | COM | 59,295 | $2.16M | 0.3% | +59,295 | New | History |
| SWKSSkyworks Solutions, Inc. | Stock | 12,802 | $2.11M | 0.3% | +12,802 | New | History |
| BRK.BBerkshire Hathaway Inc | Stock | 7,525 | $2.05M | 0.3% | −21−0.3% | Reduced | History |
| LLYEli Lilly & Co | Stock | 8,408 | $1.94M | 0.2% | +94+1.1% | Added | History |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 41,577 | $1.90M | 0.2% | +177+0.4% | Added | – |
| MDTMedtronic plc | Stock | 14,622 | $1.83M | 0.2% | −181−1.2% | Reduced | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 50,015 | $1.81M | 0.2% | −178−0.4% | Reduced | – |
| ABTAbbott Laboratories | Stock | 15,120 | $1.79M | 0.2% | +10.0% | Added | History |
| GOOGAlphabet Inc. | Stock | 643 | $1.71M | 0.2% | +3+0.5% | Added | History |
| PFEPfizer Inc | Stock | 39,703 | $1.71M | 0.2% | −56,486−58.7% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 20,873 | $1.65M | 0.2% | −152−0.7% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 15,998 | $1.63M | 0.2% | +214+1.4% | Added | – |
| GOOGLAlphabet Inc. | Stock | 586 | $1.57M | 0.2% | 00.0% | Unchanged | History |
| BNYBank of New York Mellon Corp | Stock | 30,168 | $1.56M | 0.2% | +1,407+4.9% | Added | History |
| HONHoneywell International Inc | COM | 7,311 | $1.55M | 0.2% | −300−3.9% | Reduced | History |
| AMGNAmgen Inc | Stock | 7,269 | $1.55M | 0.2% | −1,306−15.2% | Reduced | History |
| SCIService Corp International | COM | 25,460 | $1.53M | 0.2% | +893+3.6% | Added | History |
| PGProcter & Gamble Co | Stock | 10,777 | $1.51M | 0.2% | −928−7.9% | Reduced | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 50,104 | $1.50M | 0.2% | +189+0.4% | Added | – |
| METAMeta Platforms, Inc. | Stock | 4,404 | $1.50M | 0.2% | +91+2.1% | Added | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 8,943 | $1.49M | 0.2% | +220+2.5% | Added | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 14,582 | $1.46M | 0.2% | −1,632−10.1% | Reduced | – |
| ATVIActivision Blizzard, Inc. | COM | 18,530 | $1.43M | 0.2% | +18,530 | New | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 27,998 | $1.41M | 0.2% | −95−0.3% | Reduced | – |
| JNJJohnson & Johnson | Stock | 8,550 | $1.38M | 0.2% | −359−4.0% | Reduced | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 11,977 | $1.38M | 0.2% | +90+0.8% | Added | – |
| UPSUnited Parcel Service Inc | Stock | 7,383 | $1.34M | 0.2% | 00.0% | Unchanged | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 15,646 | $1.28M | 0.2% | +5,948+61.3% | Added | – |
| DISWalt Disney Co | Stock | 7,073 | $1.20M | 0.1% | −451−6.0% | Reduced | History |
| GPPGreen Plains Partners LP | COM REP PTR IN | 88,189 | $1.17M | 0.1% | 00.0% | Unchanged | History |
| PIIPolaris Inc. | Stock | 9,560 | $1.14M | 0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 10,407 | $1.12M | 0.1% | +20.0% | Added | History |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 25,541 | $1.11M | 0.1% | +656+2.6% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 7,053 | $1.08M | 0.1% | +93+1.3% | Added | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 11,800 | $1.05M | 0.1% | +1,764+17.6% | Added | – |
| COSTCostco Wholesale Corp | Stock | 2,190 | $984.0K | 0.1% | −8−0.4% | Reduced | History |
| CMECME Group Inc. | COM | 4,737 | $916.0K | 0.1% | −454−8.7% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 5,294 | $867.0K | 0.1% | +63+1.2% | Added | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 8,373 | $843.0K | 0.1% | −1,614−16.2% | Reduced | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 13,182 | $842.0K | 0.1% | −500−3.7% | Reduced | – |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 15,898 | $825.0K | 0.1% | 00.0% | Unchanged | – |
| GLDSPDR Gold Trust | ETF | 4,917 | $807.0K | 0.1% | −410−7.7% | Reduced | History |
| iShares Tr46435G532 | MSCI GBL SUS DEV | 8,360 | $803.0K | 0.1% | −1,125−11.9% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,943 | $766.0K | 0.1% | −60−3.0% | Reduced | – |
| SCHWSchwab Charles Corp | Stock | 10,200 | $743.0K | 0.1% | +40.0% | Added | History |
| CATCaterpillar Inc | Stock | 3,844 | $738.0K | 0.1% | −11−0.3% | Reduced | History |
Options (18)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $43.0K | $9.44M |
| AAPLApple Inc. | Stock | – | $8.49M |
| TSNTyson Foods, Inc. | Stock | – | $3.95M |
| iShares Russell 2000 ETF464287655 | ETF | – | $2.23M |
| Invesco QQQ Trust Series I46090E103 | ETF | – | $537.0K |
| GEGeneral Electric Co | Stock | – | $268.0K |
| iShares Tr464287234 | MSCI EMG MKT ETF | $15.0K | $182.0K |
| iShares MSCI Eafe ETF464287465 | ETF | – | $86.0K |
| HDHome Depot, Inc. | Stock | – | $66.0K |
| FFord Motor Co | Stock | – | $62.0K |
| GLDSPDR Gold Trust | ETF | – | $49.0K |
| BABoeing Co | Stock | $44.0K | – |
| DISWalt Disney Co | Stock | – | $34.0K |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | – | $34.0K |
| MSFTMicrosoft Corp | Stock | – | $28.0K |
| UNPUnion Pacific Corp | Stock | – | $20.0K |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | – | $16.0K |
| ATVIActivision Blizzard, Inc. | COM | – | $8.00K |
Sold out since Q2 2021 (9)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| MSIMotorola Solutions, Inc. | Stock | 11,849 | $2.57M | 0.3% | History |
| CMICummins Inc | Stock | 8,909 | $2.17M | 0.3% | History |
| HIGHartford Insurance Group, Inc. | Stock | 34,751 | $2.15M | 0.3% | History |
| iShares Tr464287192 | US TRSPRTION | 2,000 | $520.0K | 0.1% | – |
| CCChemours Co | Stock | 5,999 | $209.0K | <0.1% | History |
| NXPINXP Semiconductors N.V. | COM | 1,000 | $206.0K | <0.1% | History |
| MOAltria Group, Inc. | Stock | 4,276 | $204.0K | <0.1% | History |
| IPInternational Paper Co | COM | 3,260 | $200.0K | <0.1% | History |
| First Tr Exchange-Traded FD33738R886 | DORSEY WRIGHT | 8,097 | $200.0K | <0.1% | – |