Smith Anglin Financial, LLC
- SEC CIK
- 0001553540
- Latest filing
- Jul 17, 2025
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 20, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 135
- −7 vs. Q2 2021
- Portfolio value
- $513.0M
- −$6.44M (−1.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 139,197 | $36.6M | 7.1% | −208−0.1% | Reduced | – |
| Cambria ETF Tr132061201 | SHSHLD YIELD ETF | 466,130 | $28.1M | 5.5% | +23,957+5.4% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 61,359 | $26.4M | 5.2% | +388+0.6% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 351,186 | $25.7M | 5.0% | −3,848−1.1% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 327,493 | $24.2M | 4.7% | −19,381−5.6% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 147,591 | $21.5M | 4.2% | −3,794−2.5% | Reduced | – |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 552,901 | $20.9M | 4.1% | +552,901 | New | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 258,036 | $19.2M | 3.7% | −201,633−43.9% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 53,914 | $18.2M | 3.6% | −978−1.8% | Reduced | History |
| AAPLApple Inc. | Stock | 128,002 | $18.1M | 3.5% | +22,334+21.1% | Added | History |
| iShares Tr464288257 | MSCI ACWI ETF | 181,177 | $18.1M | 3.5% | −13,284−6.8% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 36,610 | $15.7M | 3.1% | −111−0.3% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 234,104 | $14.5M | 2.8% | −20,605−8.1% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 133,351 | $13.7M | 2.7% | −5,553−4.0% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 70,397 | $10.8M | 2.1% | +6,799+10.7% | Added | – |
| ARK Innovation ETF00214Q104 | ETF | 96,285 | $10.6M | 2.1% | +39,316+69.0% | Added | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 70,663 | $10.5M | 2.0% | −2,755−3.8% | Reduced | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 125,139 | $9.91M | 1.9% | −5,878−4.5% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 58,409 | $8.75M | 1.7% | −1,661−2.8% | Reduced | – |
| LUVSouthwest Airlines Co | COM | 147,600 | $7.59M | 1.5% | +8,910+6.4% | Added | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 57,978 | $7.54M | 1.5% | −2,553−4.2% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 68,021 | $7.08M | 1.4% | −4,780−6.6% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 2,134 | $7.01M | 1.4% | +14+0.7% | Added | History |
| iShares U S ETF Tr46431W598 | BLOOMBERG ROLL | 118,479 | $6.92M | 1.3% | +118,479 | New | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 65,472 | $6.59M | 1.3% | −1,642−2.4% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 13,550 | $6.52M | 1.3% | −10−0.1% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 92,026 | $6.21M | 1.2% | −4,651−4.8% | Reduced | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 18,306 | $6.04M | 1.2% | −486−2.6% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 15,484 | $5.54M | 1.1% | −615−3.8% | Reduced | – |
| Schwab International Equity ETF808524805 | ETF | 131,551 | $5.09M | 1.0% | −110,907−45.7% | Reduced | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 64,805 | $4.29M | 0.8% | −4,274−6.2% | Reduced | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 43,162 | $3.31M | 0.6% | +1,334+3.2% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 30,246 | $3.30M | 0.6% | −2,103−6.5% | Reduced | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 108,229 | $3.30M | 0.6% | −33,446−23.6% | Reduced | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 23,372 | $3.25M | 0.6% | +1,006+4.5% | Added | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 41,758 | $3.16M | 0.6% | +345+0.8% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 41,798 | $3.10M | 0.6% | +40+0.1% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 39,496 | $3.08M | 0.6% | 00.0% | Unchanged | – |
| MSFTMicrosoft Corp | Stock | 9,475 | $2.67M | 0.5% | +482+5.4% | Added | History |
| DISWalt Disney Co | Stock | 12,227 | $2.07M | 0.4% | −230−1.8% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 9,443 | $2.06M | 0.4% | +231+2.5% | Added | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 19,749 | $1.72M | 0.3% | +529+2.8% | Added | – |
| TSLATesla, Inc. | Stock | 2,047 | $1.59M | 0.3% | −20−1.0% | Reduced | History |
| WMTWalmart Inc. | Stock | 10,562 | $1.47M | 0.3% | −125−1.2% | Reduced | History |
| NKENIKE, Inc. | Stock | 10,097 | $1.47M | 0.3% | +10+0.1% | Added | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 6,120 | $1.44M | 0.3% | +269+4.6% | Added | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 6,032 | $1.43M | 0.3% | +4+0.1% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 24,052 | $1.42M | 0.3% | +900+3.9% | Added | History |
| DALDelta Air Lines, Inc. | COM NEW | 32,198 | $1.37M | 0.3% | +3,766+13.2% | Added | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 17,805 | $1.33M | 0.3% | −2,444−12.1% | Reduced | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 13,276 | $1.33M | 0.3% | −843−6.0% | Reduced | – |
| PGProcter & Gamble Co | Stock | 9,075 | $1.27M | 0.2% | +50+0.6% | Added | History |
| KOCoca Cola Co | Stock | 23,980 | $1.26M | 0.2% | +1,518+6.8% | Added | History |
| PEPPepsiCo Inc | Stock | 8,116 | $1.22M | 0.2% | +148+1.9% | Added | History |
| iShares Select Dividend ETF464287168 | ETF | 10,378 | $1.19M | 0.2% | 00.0% | Unchanged | – |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 23,222 | $1.15M | 0.2% | +4,167+21.9% | Added | – |
| GLDSPDR Gold Trust | ETF | 6,800 | $1.12M | 0.2% | +1,126+19.8% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 20,570 | $1.04M | 0.2% | −12,568−37.9% | Reduced | – |
| NVDANVIDIA Corp | Stock | 4,756 | $985.0K | 0.2% | 00.0% | UnchangedConverted for a 4-for-1 split | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 12,039 | $940.0K | 0.2% | −4,211−25.9% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 7,827 | $909.0K | 0.2% | −53−0.7% | Reduced | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 35,932 | $899.0K | 0.2% | −6,839−16.0% | Reduced | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 8,405 | $873.0K | 0.2% | +27+0.3% | Added | – |
| JNJJohnson & Johnson | Stock | 5,349 | $864.0K | 0.2% | +54+1.0% | Added | History |
| HDHome Depot, Inc. | Stock | 2,546 | $836.0K | 0.2% | +397+18.5% | Added | History |
| TXNTexas Instruments Inc | Stock | 4,294 | $825.0K | 0.2% | +159+3.8% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 7,024 | $807.0K | 0.2% | −254−3.5% | Reduced | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 7,227 | $777.0K | 0.2% | −358−4.7% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 2,736 | $747.0K | 0.1% | −102−3.6% | Reduced | History |
| MGIMoneygram International Inc | COM NEW | 91,066 | $730.0K | 0.1% | 00.0% | Unchanged | History |
| BABoeing Co | Stock | 3,296 | $725.0K | 0.1% | −1,801−35.3% | Reduced | History |
| BAXBaxter International Inc | Stock | 8,034 | $646.0K | 0.1% | +27+0.3% | Added | History |
| COSTCostco Wholesale Corp | Stock | 1,432 | $644.0K | 0.1% | −92−6.0% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 2,879 | $630.0K | 0.1% | −83−2.8% | Reduced | – |
| MCDMcDonalds Corp | Stock | 2,614 | $630.0K | 0.1% | +7+0.3% | Added | History |
| COINCoinbase Global, Inc. | COM CL A | 2,724 | $620.0K | 0.1% | +371+15.8% | Added | History |
| GOOGLAlphabet Inc. | Stock | 230 | $615.0K | 0.1% | −8−3.4% | Reduced | History |
| WINGWingstop Inc. | COM | 3,707 | $608.0K | 0.1% | +4+0.1% | Added | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 19,318 | $516.0K | 0.1% | +5,850+43.4% | Added | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 65,417 | $502.0K | 0.1% | +5,781+9.7% | Added | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 7,077 | $464.0K | 0.1% | +41+0.6% | Added | – |
| VVisa Inc. | Stock | 1,908 | $425.0K | 0.1% | −74−3.7% | Reduced | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,744 | $415.0K | 0.1% | +516+12.2% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 8,250 | $413.0K | 0.1% | +42+0.5% | Added | – |
| CATCaterpillar Inc | Stock | 2,104 | $404.0K | 0.1% | +4+0.2% | Added | History |
| NXHNeighborhood Intelligence, Inc. | COM | 5,163 | $402.0K | 0.1% | +5,163 | New | History |
| GOOGAlphabet Inc. | Stock | 149 | $397.0K | 0.1% | 00.0% | Unchanged | History |
| GMGeneral Motors Co | COM | 7,493 | $395.0K | 0.1% | −3,159−29.7% | Reduced | History |
| CVXChevron Corp | Stock | 3,877 | $393.0K | 0.1% | +639+19.7% | Added | History |
| ADBEAdobe Inc. | Stock | 675 | $389.0K | 0.1% | −40−5.6% | Reduced | History |
| iShares Inc464286608 | MSCI EURZONE ETF | 8,077 | $389.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 6,382 | $383.0K | 0.1% | −289−4.3% | Reduced | – |
| LOWLowes Companies Inc | Stock | 1,884 | $382.0K | 0.1% | −24−1.3% | Reduced | History |
| VZVerizon Communications Inc | Stock | 6,888 | $372.0K | 0.1% | +122+1.8% | Added | History |
| iShares Tr464288760 | US AER DEF ETF | 3,563 | $371.0K | 0.1% | +10.0% | Added | – |
| METAMeta Platforms, Inc. | Stock | 1,089 | $370.0K | 0.1% | +128+13.3% | Added | History |
| ORCLOracle Corp | Stock | 4,184 | $365.0K | 0.1% | −418−9.1% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 924 | $361.0K | 0.1% | −32−3.3% | Reduced | History |
| HSYHershey Co | COM | 2,120 | $359.0K | 0.1% | +11+0.5% | Added | History |
| BACBank of America Corp | Stock | 8,310 | $353.0K | 0.1% | −5,477−39.7% | Reduced | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| PFEPfizer Inc | Stock | – | $5.00K |
Sold out since Q2 2021 (15)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 27,034 | $1.71M | 0.3% | – |
| iShares Tr464289859 | CORE 80 20 ETF | 8,926 | $631.0K | 0.1% | – |
| OKEONEOK Inc | COM | 8,037 | $447.0K | 0.1% | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 9,898 | $302.0K | 0.1% | – |
| ZMZoom Communications, Inc. | Stock | 774 | $300.0K | 0.1% | History |
| SPDR Series Trust78464A789 | ST STR SP INS | 7,422 | $286.0K | 0.1% | – |
| STNEStoneCo Ltd. | COM | 4,203 | $282.0K | 0.1% | History |
| UNPUnion Pacific Corp | Stock | 1,147 | $252.0K | <0.1% | History |
| ENPHEnphase Energy, Inc. | Stock | 1,342 | $246.0K | <0.1% | History |
| Innovator ETFs Tr45783Y509 | GROWTH ACCELE | 8,525 | $239.0K | <0.1% | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 4,333 | $237.0K | <0.1% | – |
| OLEDUniversal Display Corp | COM | 973 | $216.0K | <0.1% | History |
| INTCIntel Corp | Stock | 3,761 | $211.0K | <0.1% | History |
| SOFISoFi Technologies, Inc. | Stock | 10,046 | $193.0K | <0.1% | History |
| INSGInseego Corp. | COM | 10,590 | $107.0K | <0.1% | History |