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Livermore
Livermore
ZHEN

Bartlett & Co. LLC

SEC CIK
0001550075
Latest filing
Jan 8, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 10, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,201
+25 vs. Q2 2023
Portfolio value
$5.57B
−$211.5M (−3.7%) vs. Q2 2023
Filed
Oct 10, 2023
SEC
Holdings of Bartlett & Co. LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Paramount Global92556H206CL B114$1.00K<0.1%−333−74.5%Reduced–
ZIVOZivo Bioscience, Inc.COM NEW1,000$1.00K<0.1%00.0%UnchangedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS800$1.00K<0.1%+300+60.0%AddedHistory
Three Sixty Solar Com88577D109COM3,200$1.00K<0.1%+3,000+1,500.0%Added–
SCE.PGSouthern California Edison CoPreferred Stock69$1.00K<0.1%00.0%UnchangedHistory
AXDXAccelerate Diagnostics, IncCOMM STK200$1.00K<0.1%00.0%UnchangedConverted for a 1-for-10 splitHistory
CRKNCrown Electrokinetics Corp.COM2,009$1.00K<0.1%+2,009NewHistory
iShares Russell Top 200 Growth ETF464289438ETF13$2.00K<0.1%00.0%Unchanged–
Fidelity MSCI Health Care Index ETF316092600ETF34$2.00K<0.1%00.0%Unchanged–
SAPSAP SEADR14$2.00K<0.1%00.0%UnchangedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF21$2.00K<0.1%00.0%Unchanged–
DOCUDocuSign, Inc.Stock52$2.00K<0.1%00.0%UnchangedHistory
Vanguard Long-Term Treasury ETF92206C847ETF32$2.00K<0.1%00.0%Unchanged–
BSTBlackRock Science & Technology TrustSHS75$2.00K<0.1%00.0%UnchangedHistory
COINCoinbase Global, Inc.COM CL A20$2.00K<0.1%00.0%UnchangedHistory
CDECoeur Mining, Inc.COM NEW1,050$2.00K<0.1%+1,050NewHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC75$2.00K<0.1%00.0%Unchanged–
EVVEaton Vance Ltd Duration Income FundCOM255$2.00K<0.1%00.0%UnchangedHistory
SNNSmith & Nephew PLCSPDN ADR NEW63$2.00K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS26$2.00K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN74$2.00K<0.1%00.0%Unchanged–
IXOrix CorpSPONSORED ADR23$2.00K<0.1%00.0%UnchangedHistory
Bank of Amer Corp0605056827.25%CNV PFD L–$2.00K<0.1%–––
HIIHuntington Ingalls Industries, Inc.COM12$2.00K<0.1%00.0%UnchangedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 350$2.00K<0.1%00.0%UnchangedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS100$2.00K<0.1%−1,000−90.9%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM23$2.00K<0.1%00.0%UnchangedHistory
LDOSLeidos Holdings, Inc.COM22$2.00K<0.1%00.0%UnchangedHistory
SSNCSS&C Technologies Holdings IncCOM43$2.00K<0.1%00.0%UnchangedHistory
CLNEClean Energy Fuels Corp.COM500$2.00K<0.1%00.0%UnchangedHistory
JBGSJBG Smith PropertiesCOM115$2.00K<0.1%00.0%UnchangedHistory
Deutsche Post AG25157Y202COM56$2.00K<0.1%00.0%Unchanged–
ETF Managers Tr26924G102PRIME JUNIR SLVR200$2.00K<0.1%+200New–
HBIHanesbrands Inc.COM434$2.00K<0.1%−666−60.5%ReducedHistory
LVMH Moet Hennessy Louis Vuitt502441306COM12$2.00K<0.1%00.0%Unchanged–
Roche Hldg Ltd ADR771195104COM71$2.00K<0.1%−250−77.9%Reduced–
ODPODP CorpCOM44$2.00K<0.1%00.0%UnchangedHistory
Tokyo Electron Ltd889110102ADR25$2.00K<0.1%00.0%Unchanged–
Vinci SA927320101COM77$2.00K<0.1%00.0%Unchanged–
BGBunge Global SACOM20$2.00K<0.1%+20NewHistory
GLXYGalaxy Digital Inc.Common430$2.00K<0.1%00.0%UnchangedHistory
PCGPG&E CorpStock200$3.00K<0.1%00.0%UnchangedHistory
REZIResideo Technologies, Inc.Stock200$3.00K<0.1%−200−50.0%ReducedHistory
COFCapital One Financial CorpStock30$3.00K<0.1%+30NewHistory
BBYBest Buy Co IncStock50$3.00K<0.1%+50NewHistory
BABAAlibaba Group Holding LtdADR30$3.00K<0.1%00.0%UnchangedHistory
BRBRBellring Brands, Inc.Stock74$3.00K<0.1%00.0%UnchangedHistory
LCIDLucid Group, Inc.COM500$3.00K<0.1%00.0%UnchangedHistory
LIILennox International IncCOM9$3.00K<0.1%00.0%UnchangedHistory
NWSANews CorpCL A159$3.00K<0.1%00.0%UnchangedHistory
JOBYJoby Aviation, Inc.COMMON STOCK475$3.00K<0.1%+475NewHistory
CBLCBL & Associates Properties IncCOMMON STOCK133$3.00K<0.1%−13−8.9%ReducedHistory
HOGHarley-Davidson, Inc.COM80$3.00K<0.1%00.0%UnchangedHistory
DBX ETF Tr233051432XTRACK USD HIGH85$3.00K<0.1%00.0%Unchanged–
GLPIGaming & Leisure Properties, Inc.COM70$3.00K<0.1%00.0%UnchangedHistory
SSPE.W. Scripps CoCL A NEW523$3.00K<0.1%00.0%UnchangedHistory
FOXAFox CorpCL A COM112$3.00K<0.1%00.0%UnchangedHistory
CPERUnited States Commodity Index Funds TrustCM REP COPP FD120$3.00K<0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430396JUST US LRG CP52$3.00K<0.1%−23−30.7%Reduced–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF128$3.00K<0.1%+128New–
FVRRFiverr International Ltd.ORD SHS125$3.00K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/9999200$3.00K<0.1%00.0%UnchangedHistory
CRLBFCresco Labs Inc.COM1,605$3.00K<0.1%00.0%UnchangedHistory
Learning Tree International522015106COM15,340$3.00K<0.1%00.0%Unchanged–
TLRYTilray Brands, Inc.COM CL 21,122$3.00K<0.1%00.0%UnchangedHistory
Webster Fin CRP Sr G PFD (NV)947890703COM150$3.00K<0.1%00.0%Unchanged–
RKTRocket Companies, Inc.Stock500$4.00K<0.1%−400−44.4%ReducedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF30$4.00K<0.1%00.0%Unchanged–
AVNSAvanos Medical, Inc.Stock212$4.00K<0.1%−40−15.9%ReducedHistory
CRUSCirrus Logic, Inc.Stock50$4.00K<0.1%−50−50.0%ReducedHistory
IRMIron Mountain IncCOM70$4.00K<0.1%00.0%UnchangedHistory
iShares Tr46428743220 YR TR BD ETF45$4.00K<0.1%+45New–
UTHRUnited Therapeutics CorpCOM16$4.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y483NASDAQ 100 COVER250$4.00K<0.1%00.0%Unchanged–
USFDUS Foods Holding Corp.COM97$4.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT245$4.00K<0.1%+19+8.4%Added–
NBTBNBT Bancorp IncCOM138$4.00K<0.1%00.0%UnchangedHistory
FTSFortis Inc.COM94$4.00K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P201NUVEEN ESG LRGCP59$4.00K<0.1%00.0%Unchanged–
CSQCalamos Strategic Total Return FundCOM SH BEN INT270$4.00K<0.1%00.0%UnchangedHistory
iShares Inc46434G822MSCI JAPAN ETF62$4.00K<0.1%+62New–
CFGCitizens Financial Group IncCOM148$4.00K<0.1%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM72$4.00K<0.1%−8−10.0%ReducedHistory
CARAvis Budget Group, Inc.COM25$4.00K<0.1%00.0%UnchangedHistory
LGTYLogility Supply Chain Solutions, IncCL A364$4.00K<0.1%00.0%UnchangedHistory
AXA SA054536107COM129$4.00K<0.1%00.0%Unchanged–
ETF Managers Tr26924G201PRIME CYBR SCRTY80$4.00K<0.1%00.0%Unchanged–
HPSJohn Hancock Preferred Income Fund IIICOM300$4.00K<0.1%00.0%UnchangedHistory
NWBONorthwest Biotherapeutics IncCOM4,292$4.00K<0.1%00.0%UnchangedHistory
STT.PGState Street CorpDEP SHS 1/4000TH INT175$4.00K<0.1%00.0%UnchangedHistory
VRTVVeritiv CorpCOM24$4.00K<0.1%00.0%UnchangedHistory
Vanguard Energy ETF92204A306ETF41$5.00K<0.1%+41New–
SLViShares Silver TrustETF250$5.00K<0.1%+250NewHistory
EVRGEvergy, Inc.Stock89$5.00K<0.1%00.0%UnchangedHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF100$5.00K<0.1%00.0%Unchanged–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS500$5.00K<0.1%00.0%UnchangedHistory
iShares Tr464288836U.S. PHARMA ETF30$5.00K<0.1%00.0%Unchanged–
SLVMSylvamo CorpCOMMON STOCK115$5.00K<0.1%00.0%UnchangedHistory
NWENorthWestern Energy Group, Inc.COM NEW102$5.00K<0.1%00.0%UnchangedHistory
FFINFirst Financial Bankshares IncCOM180$5.00K<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (43)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Bartlett & Co. LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Liberty Media Corp Del531229607COM C SIRIUSXM29,454$964.0K<0.1%–
Liberty Media Corp531229409COM A SIRIUSXM12,867$422.0K<0.1%–
Vale SA - Sponsored ADR627021666ADR21,050$282.0K<0.1%–
LSILife Storage, Inc.COM1,650$219.0K<0.1%History
SKTTanger Inc.COM8,300$183.0K<0.1%History
FOCSFocus Financial Partners Inc.COM CL A2,625$138.0K<0.1%History
Wells Farg949746556Preferred Stock3,700$93.0K<0.1%–
Invesco S&P 500 Quality ETF46137V241ETF1,102$56.0K<0.1%–
VVVValvoline IncCOM1,479$55.0K<0.1%History
WEXWEX Inc.COM250$46.0K<0.1%History
Goldman Sachs GP Div 5.5 PFD38145G308DEP REP 1/1000 PRF SERJ1,375$35.0K<0.1%–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF362$27.0K<0.1%–
Citigroup Inc Dep Shs Repstg 1/1000 PFD172967341PFD835$21.0K<0.1%–
RPTXRepare Therapeutics Inc.COM2,000$21.0K<0.1%History
BWABorgwarner IncCOM400$20.0K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM100$19.0K<0.1%History
AALAmerican Airlines Group Inc.Stock1,000$18.0K<0.1%History
EBSEmergent BioSolutions Inc.COM2,000$15.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A400$12.0K<0.1%History
DBX ETF Tr233051200XTRACK MSCI EAFE329$12.0K<0.1%–
MGMMGM Resorts InternationalStock231$10.0K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD333$9.00K<0.1%–
HLIOHelios Technologies, Inc.COM100$7.00K<0.1%History
DXCMDexcom IncCOM44$6.00K<0.1%History
FLFoot Locker, Inc.COM200$5.00K<0.1%History
UNITUniti Group Inc.COM1,000$5.00K<0.1%History
IQVIQVIA Holdings Inc.Stock19$4.00K<0.1%History
TRUTransUnionCOM45$4.00K<0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF59$4.00K<0.1%–
MDRXVeradigm Inc.COM350$4.00K<0.1%History
WPCW. P. Carey Inc.COM48$3.00K<0.1%History
WCNWaste Connections, Inc.COM12$2.00K<0.1%History
WTWWillis Towers Watson PLCSHS9$2.00K<0.1%History
AAPAdvance Auto Parts IncCOM34$2.00K<0.1%History
OKTAOkta, Inc.CL A25$2.00K<0.1%History
Integrys E45822P204PFD93$2.00K<0.1%–
CECelanese CorpStock12$1.00K<0.1%History
LYFTLyft, Inc.CL A COM100$1.00K<0.1%History
EPREpr PropertiesCOM SH BEN INT14$1.00K<0.1%History
AVYAvery Dennison CorpCOM8$1.00K<0.1%History
GRWGGrowGeneration Corp.COM200$1.00K<0.1%History
iShares S&P Small-Cap 600 Value ETF464287879ETF4$00.0%–
ICCMIceCure Medical Ltd.SHS NEW250$00.0%History