Bartlett & Co. LLC

SEC CIK: 0001550075
Latest filing: Jan 8, 2024

SEC filings (opens in a new tab)

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 10, 2023. Long positions only; changes compare share counts with Q2 2023.

Positions: 1,201; +25 vs. Q2 2023
Portfolio value: $5.57B; −$211.5M (−3.7%) vs. Q2 2023
Filed: Oct 10, 2023; SEC

Holdings of Bartlett & Co. LLC in Q3 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
GMEGameStop Corp.	Stock	4	$0	0.0%	00.0%	Unchanged	History
NIONIO Inc.	ADR	50	$0	0.0%	00.0%	Unchanged	History
Occidental Pete Corp WT Exp 080327674599162	Stock	6	$0	0.0%	00.0%	Unchanged	–
ZIMVZimVie Inc.	Stock	10	$0	0.0%	−34−77.3%	Reduced	History
Pacer US Small Cap Cash Cows ETF69374H857	ETF	4	$0	0.0%	+4	New	–
UAAUnder Armour, Inc.	Stock	56	$0	0.0%	00.0%	Unchanged	History
FUBOFuboTV Inc.	COM	60	$0	0.0%	00.0%	Unchanged	History
J P Morgan Exchange Traded F46641Q852	INTL BD OPP ETF	5	$0	0.0%	+5	New	–
BENFranklin Templeton Inc	COM	11	$0	0.0%	00.0%	Unchanged	History
RCIRogers Communications Inc	CL B	11	$0	0.0%	00.0%	Unchanged	History
FRMEFirst Merchants Corp	COM	8	$0	0.0%	−403−98.1%	Reduced	History
NOKNokia Corp	SPONSORED ADR	6	$0	0.0%	00.0%	Unchanged	History
Invesco Exch Traded FD Tr II46138G664	S&P SMALLCAP 600	6	$0	0.0%	+6	New	–
J P Morgan Exchange Traded F46641Q266	ACTIVEBLDRS EMER	10	$0	0.0%	+10	New	–
J P Morgan Exchange Traded F46641Q886	DIVERSFED RTRN	2	$0	0.0%	+2	New	–
Invesco Exchange Traded FD T46137V191	S&P MDCP400 VL	2	$0	0.0%	+2	New	–
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	5	$0	0.0%	00.0%	Unchanged	–
MANUManchester United plc	ORD CL A	1	$0	0.0%	00.0%	Unchanged	History
QUBTQuantum Computing Inc.	COM	225	$0	0.0%	00.0%	Unchanged	History
SANASana Biotechnology, Inc.	COM	100	$0	0.0%	00.0%	Unchanged	History
SDSandridge Energy Inc	COM NEW	2	$0	0.0%	00.0%	Unchanged	History
UAUnder Armour, Inc.	CL C	56	$0	0.0%	00.0%	Unchanged	History
Aethlon Med Inc00808Y307	COM	267	$0	0.0%	00.0%	Unchanged	–
American Power Corp02906T107	com	150	$0	0.0%	00.0%	Unchanged	–
Cardia Inc14140R102	COM	5,702	$0	0.0%	00.0%	Unchanged	–
CHPTChargePoint Holdings, Inc.	COM CL A	100	$0	0.0%	00.0%	Unchanged	History
DRDDrdgold Ltd	SPON ADR REPSTG	24	$0	0.0%	00.0%	Unchanged	History
Encorium Group Inc29257R208	COM	52	$0	0.0%	00.0%	Unchanged	–
First Rep BK San Francisco C33616C100	COM	91	$0	0.0%	00.0%	Unchanged	–
Highlands REIT, Inc.43110A104	COM	1,250	$0	0.0%	00.0%	Unchanged	–
L & L Energy Inc50162D100	COM	179	$0	0.0%	00.0%	Unchanged	–
RHEPRegional Health Properties, Inc	COM	137	$0	0.0%	00.0%	Unchanged	History
RINO International Corporation766883102	COM	100	$0	0.0%	00.0%	Unchanged	–
SIVBSVB Financial Group	COM	185	$0	0.0%	00.0%	Unchanged	History
SEELSeelos Therapeutics, Inc.	COM	1,000	$0	0.0%	00.0%	Unchanged	History
Titan Med Inc88830X819	COM NEW	33	$0	0.0%	00.0%	Unchanged	–
VXRTVaxart, Inc.	COM NEW	200	$0	0.0%	00.0%	Unchanged	History
Vasamed Inc92834L102	COM	24,613	$0	0.0%	00.0%	Unchanged	–
Wave Systems Co943526608	Equities	43	$0	0.0%	00.0%	Unchanged	–
Wichita Develpoment Corp967108101	COM	333	$0	0.0%	00.0%	Unchanged	–
Valaris PLC Shs Class AG9402V109	Stock	245	$0	0.0%	00.0%	Unchanged	–
PTRAQProterra Inc	COM	1,000	$0	0.0%	00.0%	Unchanged	History
UNRVUnrivaled Brands, Inc.	COM	134	$0	0.0%	00.0%	Unchanged	History
Valaris LtdG9460G119	*W EXP 04/29/202	4	$0	0.0%	00.0%	Unchanged	–
Regenicin Inc75887Q102	COM	7,600	$0	0.0%	00.0%	Unchanged	–
TSVT2seventy bio, Inc.	COMMON STOCK	33	$0	0.0%	00.0%	Unchanged	History
BETRFBetterLife Pharma Inc.	COM	4,000	$0	0.0%	00.0%	Unchanged	History
Prairie Shores Incratxxx Escrow Pending739ESC010	EX TRD EQ FD	19	$0	0.0%	00.0%	Unchanged	–
Quest Rare Minerals F74836T101	COM	449	$0	0.0%	00.0%	Unchanged	–
Sefe Inc XXX Registration Revoked BY815787106	COM	3,000	$0	0.0%	00.0%	Unchanged	–
Therma-Med Inc New88342Q203	COM	5	$0	0.0%	00.0%	Unchanged	–
Total Apparel Group NXXX Registration Revoked BY89149H404	COM	1	$0	0.0%	00.0%	Unchanged	–
Icoa Inc449292309	COM	58	$0	0.0%	00.0%	Unchanged	–
Pershing Square Tontine715ESC018	COM	10,000	$0	0.0%	00.0%	Unchanged	–
Pershing Square T 25 WTS Pending Receipt Of New715ESC026	WT	1,111	$0	0.0%	00.0%	Unchanged	–
AGMRFSilver Mountain Resources, Inc.	COM	2,100	$0	0.0%	00.0%	Unchanged	History
Soligor Intl Com834224107	EX TRD EQ FD	105	$0	0.0%	00.0%	Unchanged	–
Contra Abiomed Inc NPV003CVR016	COM	37	$0	0.0%	00.0%	Unchanged	–
Fuqi Intl Inc New36102A207	COM	750	$0	0.0%	00.0%	Unchanged	–
Esc Gci Liberty Inc Sr361ESC049	COM	36	$0	0.0%	00.0%	Unchanged	–
GFASYGafisa S.A.	COM	12	$0	0.0%	00.0%	Unchanged	History
Rebus HLDGS Inc Com75619J103	COM	2	$0	0.0%	00.0%	Unchanged	–
Yuhe International Inc Com988432100	COM	1,000	$0	0.0%	00.0%	Unchanged	–
Reneuron Group PLC OrdfG7489A121	COM	1,000	$0	0.0%	00.0%	Unchanged	–
Islet Sciences Inc46467R208	COM	46,723	$0	0.0%	+46,723	New	–
Icecure Medical LT OrdfM53071102	COM	250	$0	0.0%	+250	New	–
LEGLeggett & Platt Inc	Stock	25	$1.00K	<0.1%	00.0%	Unchanged	History
SNAPSnap Inc	Stock	100	$1.00K	<0.1%	00.0%	Unchanged	History
JWNNordstrom Inc	Stock	100	$1.00K	<0.1%	00.0%	Unchanged	History
TSNTyson Foods, Inc.	Stock	14	$1.00K	<0.1%	−52−78.8%	Reduced	History
Xtrackers International Real Estate ETF233051846	ETF	52	$1.00K	<0.1%	00.0%	Unchanged	–
ARK Innovation ETF00214Q104	ETF	30	$1.00K	<0.1%	00.0%	Unchanged	–
KVUEKenvue Inc.	Stock	25	$1.00K	<0.1%	+25	New	History
Vanguard Emerging Markets Government Bond ETF921946885	ETF	15	$1.00K	<0.1%	00.0%	Unchanged	–
SEESealed Air Corp	COM	45	$1.00K	<0.1%	00.0%	Unchanged	History
WRAPWrap Technologies, Inc.	COM	900	$1.00K	<0.1%	00.0%	Unchanged	History
SAICScience Applications International Corp	COM	11	$1.00K	<0.1%	00.0%	Unchanged	History
PTONPeloton Interactive, Inc.	CL A COM	180	$1.00K	<0.1%	00.0%	Unchanged	History
VanEck ETF Trust92189F171	GREEN BOND ETF	65	$1.00K	<0.1%	00.0%	Unchanged	–
WisdomTree Tr97717W604	US SMALLCAP DIVD	44	$1.00K	<0.1%	00.0%	Unchanged	–
Invesco Exchange Traded FD T46137V548	INTL DIVI ACHI	55	$1.00K	<0.1%	+55	New	–
UNFIUnited Natural Foods Inc	COM	77	$1.00K	<0.1%	00.0%	Unchanged	History
TDYTeledyne Technologies Inc	COM	2	$1.00K	<0.1%	00.0%	Unchanged	History
NEANuveen AMT-Free Quality Municipal Income Fund	COM	105	$1.00K	<0.1%	−5,251−98.0%	Reduced	History
PHMPultegroup Inc	COM	9	$1.00K	<0.1%	+9	New	History
PHINPhinia Inc.	COMMON STOCK	40	$1.00K	<0.1%	+40	New	History
ACCOAcco Brands Corp	COM	188	$1.00K	<0.1%	00.0%	Unchanged	History
Goldman Sachs ETF Tr381430107	ACTIVEBETA INT	31	$1.00K	<0.1%	+31	New	–
SPDR Series Trust78464A789	ST STR SP INS	26	$1.00K	<0.1%	00.0%	Unchanged	–
LYVLive Nation Entertainment, Inc.	COM	10	$1.00K	<0.1%	+10	New	History
PJTPJT Partners Inc.	COM CL A	18	$1.00K	<0.1%	00.0%	Unchanged	History
Fidelity Covington Trust316092873	MSCI COMMNTN SVC	34	$1.00K	<0.1%	00.0%	Unchanged	–
MMacy's, Inc.	COM	48	$1.00K	<0.1%	00.0%	Unchanged	History
TWLOTwilio Inc	CL A	15	$1.00K	<0.1%	00.0%	Unchanged	History
NNDMNano Dimension Ltd.	SPONSORD ADS NEW	250	$1.00K	<0.1%	00.0%	Unchanged	History
ASIXAdvanSix Inc.	COM	47	$1.00K	<0.1%	00.0%	Unchanged	History
DISHDISH Network CORP	CL A	101	$1.00K	<0.1%	−600−85.6%	Reduced	History
FNMAFederal National Mortgage Association Fannie Mae	COM	1,000	$1.00K	<0.1%	00.0%	Unchanged	History
GTBIFGreen Thumb Industries Inc.	COM	100	$1.00K	<0.1%	00.0%	Unchanged	History
Technip Energies N V Sponsored ADR87854Y109	COM	24	$1.00K	<0.1%	00.0%	Unchanged	–

Sold out since Q2 2023 (43)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Bartlett & Co. LLC sold out since Q2 2023
Security	Class	Shares in Q2 2023	Value in Q2 2023	% of portfolio in Q2 2023	History
Liberty Media Corp Del531229607	COM C SIRIUSXM	29,454	$964.0K	<0.1%	–
Liberty Media Corp531229409	COM A SIRIUSXM	12,867	$422.0K	<0.1%	–
Vale SA - Sponsored ADR627021666	ADR	21,050	$282.0K	<0.1%	–
LSILife Storage, Inc.	COM	1,650	$219.0K	<0.1%	History
SKTTanger Inc.	COM	8,300	$183.0K	<0.1%	History
FOCSFocus Financial Partners Inc.	COM CL A	2,625	$138.0K	<0.1%	History
Wells Farg949746556	Preferred Stock	3,700	$93.0K	<0.1%	–
Invesco S&P 500 Quality ETF46137V241	ETF	1,102	$56.0K	<0.1%	–
VVVValvoline Inc	COM	1,479	$55.0K	<0.1%	History
WEXWEX Inc.	COM	250	$46.0K	<0.1%	History
Goldman Sachs GP Div 5.5 PFD38145G308	DEP REP 1/1000 PRF SERJ	1,375	$35.0K	<0.1%	–
iShares S&P Mid-Cap 400 Growth ETF464287606	ETF	362	$27.0K	<0.1%	–
Citigroup Inc Dep Shs Repstg 1/1000 PFD172967341	PFD	835	$21.0K	<0.1%	–
RPTXRepare Therapeutics Inc.	COM	2,000	$21.0K	<0.1%	History
BWABorgwarner Inc	COM	400	$20.0K	<0.1%	History
ALNYAlnylam Pharmaceuticals, Inc.	COM	100	$19.0K	<0.1%	History
AALAmerican Airlines Group Inc.	Stock	1,000	$18.0K	<0.1%	History
EBSEmergent BioSolutions Inc.	COM	2,000	$15.0K	<0.1%	History
SPRSpirit AeroSystems Holdings, Inc.	COM CL A	400	$12.0K	<0.1%	History
DBX ETF Tr233051200	XTRACK MSCI EAFE	329	$12.0K	<0.1%	–
MGMMGM Resorts International	Stock	231	$10.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138G805	TAXABLE MUN BD	333	$9.00K	<0.1%	–
HLIOHelios Technologies, Inc.	COM	100	$7.00K	<0.1%	History
DXCMDexcom Inc	COM	44	$6.00K	<0.1%	History
FLFoot Locker, Inc.	COM	200	$5.00K	<0.1%	History
UNITUniti Group Inc.	COM	1,000	$5.00K	<0.1%	History
IQVIQVIA Holdings Inc.	Stock	19	$4.00K	<0.1%	History
TRUTransUnion	COM	45	$4.00K	<0.1%	History
First Tr Exchange-Traded FD33733E104	CAP STRENGTH ETF	59	$4.00K	<0.1%	–
MDRXVeradigm Inc.	COM	350	$4.00K	<0.1%	History
WPCW. P. Carey Inc.	COM	48	$3.00K	<0.1%	History
WCNWaste Connections, Inc.	COM	12	$2.00K	<0.1%	History
WTWWillis Towers Watson PLC	SHS	9	$2.00K	<0.1%	History
AAPAdvance Auto Parts Inc	COM	34	$2.00K	<0.1%	History
OKTAOkta, Inc.	CL A	25	$2.00K	<0.1%	History
Integrys E45822P204	PFD	93	$2.00K	<0.1%	–
CECelanese Corp	Stock	12	$1.00K	<0.1%	History
LYFTLyft, Inc.	CL A COM	100	$1.00K	<0.1%	History
EPREpr Properties	COM SH BEN INT	14	$1.00K	<0.1%	History
AVYAvery Dennison Corp	COM	8	$1.00K	<0.1%	History
GRWGGrowGeneration Corp.	COM	200	$1.00K	<0.1%	History
iShares S&P Small-Cap 600 Value ETF464287879	ETF	4	$0	0.0%	–
ICCMIceCure Medical Ltd.	SHS NEW	250	$0	0.0%	History