Frontier Wealth Management LLC
- SEC CIK
- 0001548179
- Latest filing
- Aug 15, 2022
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 420
- −3 vs. Q2 2021
- Portfolio value
- $1.45B
- +$22.0M (+1.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 1,491,041 | $136.4M | 9.4% | −58,208−3.8% | Reduced | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 3,364,320 | $100.4M | 6.9% | +127,765+3.9% | Added | – |
| AAPLApple Inc. | Stock | 388,714 | $55.0M | 3.8% | −3,511−0.9% | Reduced | History |
| BACBank of America Corp | Stock | 1,231,012 | $52.3M | 3.6% | −26,946−2.1% | Reduced | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 398,216 | $41.4M | 2.9% | +16,641+4.4% | Added | – |
| GLDSPDR Gold Trust | ETF | 212,385 | $34.9M | 2.4% | +21,948+11.5% | Added | History |
| MSFTMicrosoft Corp | Stock | 119,829 | $33.8M | 2.3% | −3,108−2.5% | Reduced | History |
| GPRKGeoPark Ltd | USD SHS | 2,496,654 | $31.9M | 2.2% | −21,330−0.8% | Reduced | History |
| DVNDevon Energy Corp | Stock | 771,199 | $27.4M | 1.9% | −222,372−22.4% | Reduced | History |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 573,050 | $26.5M | 1.8% | +99,104+20.9% | Added | – |
| Kraneshares Tr500767736 | QUADRTC INT RT | 866,859 | $24.2M | 1.7% | +866,859 | New | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 210,237 | $23.2M | 1.6% | −219,082−51.0% | Reduced | – |
| PGProcter & Gamble Co | Stock | 163,479 | $22.9M | 1.6% | −666−0.4% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 76,509 | $20.9M | 1.4% | −232−0.3% | Reduced | History |
| Listed FD Tr53656F847 | CORE ALT FD | 650,852 | $19.3M | 1.3% | +650,852 | New | – |
| SLQTSelectQuote, Inc. | COM | 1,449,538 | $18.7M | 1.3% | +82,660+6.0% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 431,730 | $18.4M | 1.3% | +68,207+18.8% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 487,195 | $17.6M | 1.2% | +78,748+19.3% | Added | – |
| AMZNAmazon Com Inc | Stock | 5,174 | $17.0M | 1.2% | +1,035+25.0% | Added | History |
| GOOGLAlphabet Inc. | Stock | 6,182 | $16.5M | 1.1% | −225−3.5% | Reduced | History |
| iShares Inc46434G764 | MSCI EMRG CHN | 264,664 | $16.0M | 1.1% | +41,543+18.6% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 306,264 | $15.5M | 1.1% | −68,364−18.2% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 296,272 | $15.4M | 1.1% | +60,109+25.5% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 31,734 | $15.3M | 1.1% | +10.0% | Added | History |
| CELCCelcuity Inc. | COM | 750,336 | $13.5M | 0.9% | +588+0.1% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 19,560 | $11.2M | 0.8% | −1,975−9.2% | Reduced | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 126,555 | $10.5M | 0.7% | +3,564+2.9% | Added | – |
| JNJJohnson & Johnson | Stock | 64,317 | $10.4M | 0.7% | +1,309+2.1% | Added | History |
| COSTCostco Wholesale Corp | Stock | 22,854 | $10.3M | 0.7% | +55+0.2% | Added | History |
| CFBCrossfirst Bankshares, Inc. | COM | 752,197 | $9.78M | 0.7% | −1,068−0.1% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 58,884 | $9.64M | 0.7% | +2,829+5.0% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 158,633 | $9.33M | 0.6% | +9,652+6.5% | Added | History |
| DISWalt Disney Co | Stock | 51,897 | $8.78M | 0.6% | −1,695−3.2% | Reduced | History |
| HDHome Depot, Inc. | Stock | 26,043 | $8.55M | 0.6% | +556+2.2% | Added | History |
| AMGNAmgen Inc | Stock | 39,456 | $8.39M | 0.6% | −3,422−8.0% | Reduced | History |
| SPOTSpotify Technology S.A. | Stock | 36,456 | $8.21M | 0.6% | −1,083−2.9% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 22,618 | $7.68M | 0.5% | +721+3.3% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 74,817 | $7.63M | 0.5% | +74,817 | New | – |
| VZVerizon Communications Inc | Stock | 133,901 | $7.23M | 0.5% | +11,772+9.6% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 16,242 | $7.00M | 0.5% | +1,763+12.2% | Added | – |
| PARPar Technology Corp | COM | 113,512 | $6.98M | 0.5% | +7,200+6.8% | Added | History |
| PEPPepsiCo Inc | Stock | 45,738 | $6.88M | 0.5% | −495−1.1% | Reduced | History |
| MDTMedtronic plc | Stock | 54,585 | $6.84M | 0.5% | −498−0.9% | Reduced | History |
| NKENIKE, Inc. | Stock | 45,883 | $6.66M | 0.5% | −638−1.4% | Reduced | History |
| SBUXStarbucks Corp | Stock | 60,028 | $6.62M | 0.5% | +5,179+9.4% | Added | History |
| CVXChevron Corp | Stock | 64,222 | $6.51M | 0.5% | +16,527+34.7% | Added | History |
| GOOGAlphabet Inc. | Stock | 2,408 | $6.42M | 0.4% | +75+3.2% | Added | History |
| SCHWSchwab Charles Corp | Stock | 87,741 | $6.39M | 0.4% | +4,001+4.8% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 23,706 | $6.24M | 0.4% | −32−0.1% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 57,081 | $6.16M | 0.4% | +1,602+2.9% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 99,922 | $5.91M | 0.4% | −3,955−3.8% | Reduced | History |
| UMBFUmb Financial Corp | COM | 59,960 | $5.80M | 0.4% | 00.0% | Unchanged | History |
| WSOWatsco Inc | COM | 21,166 | $5.60M | 0.4% | +4,266+25.2% | Added | History |
| PFEPfizer Inc | Stock | 128,691 | $5.54M | 0.4% | +6,237+5.1% | Added | History |
| FSKFS KKR Capital Corp | COM | 249,276 | $5.49M | 0.4% | −11,229−4.3% | Reduced | History |
| Davis Fundamental ETF Tr23908L207 | SELECT US EQTY | 161,220 | $5.46M | 0.4% | +21,306+15.2% | Added | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 88,672 | $5.32M | 0.4% | −15,787−15.1% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 19,012 | $5.16M | 0.4% | +3,194+20.2% | Added | History |
| WMTWalmart Inc. | Stock | 36,630 | $5.11M | 0.4% | +1,088+3.1% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 12,816 | $5.01M | 0.3% | +306+2.4% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 45,026 | $4.92M | 0.3% | +190.0% | Added | – |
| AMTAmerican Tower Corp | REIT | 18,216 | $4.83M | 0.3% | +2,100+13.0% | Added | History |
| MRKMerck & Co., Inc. | Stock | 62,794 | $4.72M | 0.3% | +9,117+17.0% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 25,124 | $4.58M | 0.3% | +704+2.9% | Added | History |
| BRK.ABerkshire Hathaway Inc | CL A | 11 | $4.53M | 0.3% | 00.0% | Unchanged | History |
| BSYBentley Systems Inc | COM CL B | 74,558 | $4.52M | 0.3% | +30.0% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 248,756 | $4.48M | 0.3% | +169+0.1% | Added | History |
| TAT&T Inc. | Stock | 165,311 | $4.46M | 0.3% | −110,384−40.0% | Reduced | History |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 183,254 | $4.34M | 0.3% | −22,170−10.8% | Reduced | – |
| FASTFastenal Co | Stock | 83,452 | $4.31M | 0.3% | +13,575+19.4% | Added | History |
| EVRGEvergy, Inc. | Stock | 68,083 | $4.24M | 0.3% | +2,263+3.4% | Added | History |
| VVisa Inc. | Stock | 18,955 | $4.22M | 0.3% | +54+0.3% | Added | History |
| MMM3M Co | Stock | 23,391 | $4.10M | 0.3% | +1,490+6.8% | Added | History |
| MCDMcDonalds Corp | Stock | 16,958 | $4.09M | 0.3% | −506−2.9% | Reduced | History |
| VRSNVerisign Inc | COM | 19,806 | $4.06M | 0.3% | 00.0% | Unchanged | History |
| SPGIS&P Global Inc. | Stock | 9,105 | $3.87M | 0.3% | +40.0% | Added | History |
| EVIEvi Industries, Inc. | COM | 139,191 | $3.79M | 0.3% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 69,095 | $3.76M | 0.3% | −41,005−37.2% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 17,011 | $3.72M | 0.3% | +455+2.7% | Added | – |
| PMPhilip Morris International Inc. | Stock | 39,253 | $3.72M | 0.3% | −680−1.7% | Reduced | History |
| CERNCERNER Corp | COM | 50,190 | $3.54M | 0.2% | −407−0.8% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 17,452 | $3.42M | 0.2% | −207−1.2% | Reduced | History |
| Goldman Sachs ETF Tr381430396 | JUST US LRG CP | 53,351 | $3.33M | 0.2% | −349−0.6% | Reduced | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 40,609 | $3.33M | 0.2% | −34,778−46.1% | Reduced | – |
| MAMastercard Inc | Stock | 9,457 | $3.29M | 0.2% | +170+1.8% | Added | History |
| LOWLowes Companies Inc | Stock | 16,177 | $3.28M | 0.2% | +206+1.3% | Added | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 63,315 | $3.19M | 0.2% | −4,938−7.2% | Reduced | – |
| KOCoca Cola Co | Stock | 60,386 | $3.17M | 0.2% | −1,257−2.0% | Reduced | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 51,474 | $3.16M | 0.2% | −722−1.4% | Reduced | – |
| KHCKraft Heinz Co | Stock | 80,462 | $2.96M | 0.2% | +11,800+17.2% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 6,570 | $2.82M | 0.2% | +940+16.7% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 74,871 | $2.81M | 0.2% | +59,482+386.5% | Added | – |
| RTXRTX Corp | Stock | 32,414 | $2.79M | 0.2% | +3,659+12.7% | Added | History |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 32,602 | $2.78M | 0.2% | −221−0.7% | Reduced | – |
| COPConocoPhillips | Stock | 40,949 | $2.77M | 0.2% | −547−1.3% | Reduced | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 131,004 | $2.76M | 0.2% | −5,078−3.7% | Reduced | History |
| INTCIntel Corp | Stock | 49,338 | $2.63M | 0.2% | −3,901−7.3% | Reduced | History |
| BABoeing Co | Stock | 11,855 | $2.61M | 0.2% | −818−6.5% | Reduced | History |
| MGPIMGP Ingredients Inc | COM | 39,572 | $2.58M | 0.2% | −102−0.3% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 10,628 | $2.57M | 0.2% | −20−0.2% | Reduced | – |
Sold out since Q2 2021 (35)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PIMCO ETF Tr72201R304 | 15+ YR US TIPS | 20,427 | $1.76M | 0.1% | – |
| OPKOpko Health, Inc. | COM | 302,500 | $1.23M | 0.1% | History |
| CKPTCheckpoint Therapeutics, Inc. | COM | 353,980 | $1.04M | 0.1% | History |
| ORMPOramed Pharmaceuticals Inc. | COM NEW | 72,600 | $971.0K | 0.1% | History |
| BOXBox Inc | CL A | 37,200 | $950.0K | 0.1% | History |
| NBSENeuBase Therapeutics, Inc. | COM | 145,000 | $695.0K | <0.1% | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 8,497 | $636.0K | <0.1% | – |
| GEGeneral Electric Co | COM | 26,342 | $355.0K | <0.1% | History |
| BIIBBiogen Inc. | COM | 977 | $338.0K | <0.1% | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 4,543 | $304.0K | <0.1% | – |
| ILMNIllumina, Inc. | COM | 615 | $291.0K | <0.1% | History |
| ICEIntercontinental Exchange, Inc. | Stock | 2,270 | $269.0K | <0.1% | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,272 | $265.0K | <0.1% | – |
| CHDChurch & Dwight Co Inc | COM | 3,037 | $259.0K | <0.1% | History |
| AZEKAZEK Co Inc. | CL A | 6,000 | $255.0K | <0.1% | History |
| TDOCTeladoc Health, Inc. | COM | 1,457 | $242.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,041 | $236.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P103 | LNG/SHT EQUITY | 4,783 | $233.0K | <0.1% | – |
| ROKURoku, Inc | COM CL A | 496 | $228.0K | <0.1% | History |
| PRVBProvention Bio, Inc. | COM | 26,500 | $223.0K | <0.1% | History |
| Victory Portfolios II92647N667 | VICSHS DV AC ETF | 5,010 | $221.0K | <0.1% | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 3,336 | $218.0K | <0.1% | – |
| Schwab US Tips ETF808524870 | ETF | 3,488 | $218.0K | <0.1% | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 2,780 | $218.0K | <0.1% | – |
| LIILennox International Inc | COM | 622 | $218.0K | <0.1% | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,045 | $213.0K | <0.1% | – |
| BCABBioAtla, Inc. | COM | 4,994 | $212.0K | <0.1% | History |
| IPGPIpg Photonics Corp | COM | 1,000 | $211.0K | <0.1% | History |
| MPCMarathon Petroleum Corp | Stock | 3,450 | $208.0K | <0.1% | History |
| IPInternational Paper Co | COM | 3,400 | $208.0K | <0.1% | History |
| SHOPShopify Inc. | Stock | 139 | $203.0K | <0.1% | History |
| APDAir Products & Chemicals, Inc. | Stock | 698 | $201.0K | <0.1% | History |
| PQ Group Hldgs Inc73943T103 | COM | 11,000 | $169.0K | <0.1% | – |
| CLVSClovis Oncology, Inc. | COM | 27,575 | $160.0K | <0.1% | History |
| WINTWindtree Therapeutics Inc | COM | 60,000 | $137.0K | <0.1% | History |