Frontier Wealth Management LLC
- SEC CIK
- 0001548179
- Latest filing
- Aug 15, 2022
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 423
- +44 vs. Q1 2021
- Portfolio value
- $1.43B
- +$124.6M (+9.6%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Diffusion Pharmaceuticals IN253748305 | COM PAR | 25,000 | $18.0K | <0.1% | 00.0% | Unchanged | – |
| NMTR9 Meters Biopharma, Inc. | COM | 20,000 | $22.0K | <0.1% | 00.0% | Unchanged | History |
| ABEVAmbev S.A. | SPONSORED ADR | 10,000 | $34.0K | <0.1% | 00.0% | Unchanged | History |
| GUTGabelli Utility Trust | COM | 11,099 | $88.0K | <0.1% | 00.0% | Unchanged | History |
| JNCEJounce Therapeutics, Inc. | COM | 13,099 | $89.0K | <0.1% | 00.0% | Unchanged | History |
| KPLTKatapult Holdings, Inc. | COM | 10,000 | $108.0K | <0.1% | +10,000 | New | History |
| PRPermian Resources Corp | CL A | 17,040 | $116.0K | <0.1% | 00.0% | Unchanged | History |
| JOFJapan Smaller Capitalization Fund Inc | COM | 13,785 | $124.0K | <0.1% | 00.0% | Unchanged | History |
| SIRISirius XM Holdings Inc. | COM | 19,681 | $129.0K | <0.1% | +2,402+13.9% | Added | History |
| WINTWindtree Therapeutics Inc | COM | 60,000 | $137.0K | <0.1% | +60,000 | New | History |
| CLVSClovis Oncology, Inc. | COM | 27,575 | $160.0K | <0.1% | +10.0% | Added | History |
| PQ Group Hldgs Inc73943T103 | COM | 11,000 | $169.0K | <0.1% | 00.0% | Unchanged | – |
| UECUranium Energy Corp | COM | 67,100 | $178.0K | <0.1% | 00.0% | Unchanged | History |
| NOKNokia Corp | SPONSORED ADR | 33,477 | $178.0K | <0.1% | −1,574−4.5% | Reduced | History |
| LUMNLumen Technologies, Inc. | Stock | 13,516 | $184.0K | <0.1% | +1,091+8.8% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 698 | $201.0K | <0.1% | +698 | New | History |
| SHOPShopify Inc. | Stock | 139 | $203.0K | <0.1% | +139 | New | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 2,257 | $205.0K | <0.1% | +2,257 | New | – |
| BPBP PLC | ADR | 7,841 | $207.0K | <0.1% | +7,841 | New | History |
| MPCMarathon Petroleum Corp | Stock | 3,450 | $208.0K | <0.1% | +3,450 | New | History |
| IPInternational Paper Co | COM | 3,400 | $208.0K | <0.1% | +3,400 | New | History |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 4,458 | $209.0K | <0.1% | +4,458 | New | – |
| APHAmphenol Corp | CL A | 3,070 | $210.0K | <0.1% | 00.0% | Unchanged | History |
| IPGPIpg Photonics Corp | COM | 1,000 | $211.0K | <0.1% | 00.0% | Unchanged | History |
| BCABBioAtla, Inc. | COM | 4,994 | $212.0K | <0.1% | +4,994 | New | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,045 | $213.0K | <0.1% | +16+0.8% | Added | – |
| TDToronto Dominion Bank | Stock | 3,040 | $213.0K | <0.1% | −748−19.7% | Reduced | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 2,665 | $216.0K | <0.1% | +2,665 | New | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 3,336 | $218.0K | <0.1% | +3,336 | New | – |
| Schwab US Tips ETF808524870 | ETF | 3,488 | $218.0K | <0.1% | +3,488 | New | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 2,780 | $218.0K | <0.1% | −30−1.1% | Reduced | – |
| LIILennox International Inc | COM | 622 | $218.0K | <0.1% | +622 | New | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 3,778 | $221.0K | <0.1% | +3,778 | New | – |
| Victory Portfolios II92647N667 | VICSHS DV AC ETF | 5,010 | $221.0K | <0.1% | 00.0% | Unchanged | – |
| ARK Innovation ETF00214Q104 | ETF | 1,701 | $222.0K | <0.1% | −104−5.8% | Reduced | – |
| PRVBProvention Bio, Inc. | COM | 26,500 | $223.0K | <0.1% | 00.0% | Unchanged | History |
| iShares 1-10 Year U.S. Aggregate Bond ETF464288596 | ETF | 1,849 | $226.0K | <0.1% | +1,849 | New | – |
| ROKURoku, Inc | COM CL A | 496 | $228.0K | <0.1% | −507−50.5% | Reduced | History |
| J P Morgan Exchange Traded F46641Q845 | DIVERSFD EQT ETF | 5,147 | $228.0K | <0.1% | −2,645−33.9% | Reduced | – |
| UUnity Software Inc. | COM | 2,073 | $228.0K | <0.1% | +2,073 | New | History |
| SYYSysco Corp | Stock | 2,944 | $229.0K | <0.1% | +2,944 | New | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 1,720 | $229.0K | <0.1% | 00.0% | Unchanged | – |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 7,200 | $230.0K | <0.1% | +7,200 | New | History |
| First Tr Exch Traded FD III33739P103 | LNG/SHT EQUITY | 4,783 | $233.0K | <0.1% | −412−7.9% | Reduced | – |
| KRKroger Co | Stock | 6,105 | $234.0K | <0.1% | +134+2.2% | Added | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,041 | $236.0K | <0.1% | 00.0% | Unchanged | – |
| AIZAssurant, Inc. | Stock | 1,525 | $238.0K | <0.1% | 00.0% | Unchanged | History |
| FISVFiserv Inc | Stock | 2,226 | $238.0K | <0.1% | −409−15.5% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 1,656 | $240.0K | <0.1% | −100−5.7% | Reduced | History |
| GLWCorning Inc | COM | 5,920 | $242.0K | <0.1% | +45+0.8% | Added | History |
| TDOCTeladoc Health, Inc. | COM | 1,457 | $242.0K | <0.1% | +340+30.4% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 6,606 | $245.0K | <0.1% | +161+2.5% | Added | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 9,984 | $247.0K | <0.1% | +9,984 | New | – |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 9,761 | $248.0K | <0.1% | 00.0% | Unchanged | – |
| PRUPrudential Financial Inc | Stock | 2,462 | $252.0K | <0.1% | +2,462 | New | History |
| ADPAutomatic Data Processing Inc | Stock | 1,271 | $252.0K | <0.1% | 00.0% | Unchanged | History |
| ARCCAres Capital Corp | CEF | 12,963 | $254.0K | <0.1% | −197−1.5% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 4,200 | $254.0K | <0.1% | +4,200 | New | – |
| AZEKAZEK Co Inc. | CL A | 6,000 | $255.0K | <0.1% | +6,000 | New | History |
| ECLEcolab Inc. | Stock | 1,242 | $256.0K | <0.1% | +131+11.8% | Added | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 8,384 | $257.0K | <0.1% | +30.0% | Added | – |
| ALBAlbemarle Corp | Stock | 1,531 | $258.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 832 | $259.0K | <0.1% | +1+0.1% | Added | – |
| CHDChurch & Dwight Co Inc | COM | 3,037 | $259.0K | <0.1% | +50+1.7% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 5,105 | $260.0K | <0.1% | +12+0.2% | Added | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 2,706 | $262.0K | <0.1% | 00.0% | Unchanged | – |
| KSUKansas City Southern | COM NEW | 927 | $263.0K | <0.1% | −100−9.7% | Reduced | History |
| CICigna Group | Stock | 1,119 | $265.0K | <0.1% | +30+2.8% | Added | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,272 | $265.0K | <0.1% | +10.0% | Added | – |
| NSCNorfolk Southern Corp | Stock | 1,004 | $266.0K | <0.1% | 00.0% | Unchanged | History |
| COINCoinbase Global, Inc. | COM CL A | 1,052 | $266.0K | <0.1% | +1,052 | New | History |
| TWLOTwilio Inc | CL A | 675 | $266.0K | <0.1% | +675 | New | History |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 6,601 | $268.0K | <0.1% | 00.0% | Unchanged | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 5,532 | $268.0K | <0.1% | 00.0% | Unchanged | – |
| ICEIntercontinental Exchange, Inc. | Stock | 2,270 | $269.0K | <0.1% | −60−2.6% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 9,740 | $269.0K | <0.1% | −25−0.3% | Reduced | – |
| HSYHershey Co | COM | 1,550 | $270.0K | <0.1% | −65−4.0% | Reduced | History |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 40,081 | $270.0K | <0.1% | 00.0% | Unchanged | History |
| USBUS Bancorp DE | COM NEW | 4,763 | $271.0K | <0.1% | −146−3.0% | Reduced | History |
| CMGChipotle Mexican Grill Inc | COM | 176 | $273.0K | <0.1% | +176 | New | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 10,175 | $275.0K | <0.1% | +10,175 | New | – |
| PCTYPaylocity Holding Corp | COM | 1,440 | $275.0K | <0.1% | 00.0% | Unchanged | History |
| CORCencora, Inc. | Stock | 2,418 | $277.0K | <0.1% | 00.0% | Unchanged | History |
| Kraneshares Trust500767678 | GLOBAL CARB STRA | 7,650 | $283.0K | <0.1% | +7,650 | New | – |
| Innovator ETFs Trust45782C474 | US SML CP PWR B | 9,060 | $283.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,216 | $289.0K | <0.1% | −3−0.2% | Reduced | – |
| YUMCYum China Holdings, Inc. | COM | 4,375 | $290.0K | <0.1% | +20+0.5% | Added | History |
| ILMNIllumina, Inc. | COM | 615 | $291.0K | <0.1% | +615 | New | History |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 6,526 | $292.0K | <0.1% | +6,526 | New | – |
| YETIYETI Holdings, Inc. | COM | 3,248 | $298.0K | <0.1% | +254+8.5% | Added | History |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 3,939 | $298.0K | <0.1% | 00.0% | Unchanged | – |
| Innovator ETFs Trust45782C409 | US EQTY BUFR JAN | 8,343 | $299.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 3,166 | $301.0K | <0.1% | −487−13.3% | Reduced | – |
| ATVIActivision Blizzard, Inc. | COM | 3,151 | $301.0K | <0.1% | −634−16.8% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 4,543 | $304.0K | <0.1% | +528+13.2% | Added | – |
| OTISOtis Worldwide Corp | Stock | 3,794 | $310.0K | <0.1% | −829−17.9% | Reduced | History |
| BFHBread Financial Holdings, Inc. | COM | 3,004 | $313.0K | <0.1% | +74+2.5% | Added | History |
| HTLFHeartland Financial USA Inc | COM | 6,704 | $315.0K | <0.1% | −500−6.9% | Reduced | History |
| INTUIntuit Inc. | Stock | 648 | $318.0K | <0.1% | −20−3.0% | Reduced | History |
| BWABorgwarner Inc | COM | 6,547 | $318.0K | <0.1% | +20+0.3% | Added | History |
Sold out since Q1 2021 (6)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| FS KKR Cap Corp II35952V303 | COM | 273,980 | $5.35M | 0.4% | – |
| J P Morgan Exchange-Traded F46641Q613 | US AGGREGATE | 85,040 | $2.28M | 0.2% | – |
| IAUiShares Gold Trust | ISHARES | 41,800 | $680.0K | 0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 806 | $497.0K | <0.1% | History |
| CEQPCrestwood Equity Partners LP | UNIT LTD PARTNER | 10,873 | $304.0K | <0.1% | History |
| Finserv Acquisition Corp318085107 | CL A | 10,000 | $131.0K | <0.1% | – |