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Gradient Investments LLC

SEC CIK
0001542265
Latest filing
Jul 8, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 18, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,831
+25 vs. Q3 2023
Portfolio value
$4.14B
+$346.7M (+9.2%) vs. Q3 2023
Filed
Jan 18, 2024
SEC
Holdings of Gradient Investments LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,756,129$210.0M5.1%+87,951+2.4%Added–
Innovator ETFs Tr45783Y665GRADIENT TACTIC6,993,591$168.9M4.1%−1,517,510−17.8%Reduced–
iShares Tr464288638ISHS 5-10YR INVT2,236,835$116.3M2.8%+223,242+11.1%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF4,312,284$110.6M2.7%−364,672−7.8%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF3,166,600$107.7M2.6%−881,375−21.8%Reduced–
Doubleline ETF Trust25861R402MORTGAGE ETF1,857,872$91.9M2.2%−9,887−0.5%Reduced–
Janus Detroit STR Tr47103U852HENDERSON MTG1,920,675$88.2M2.1%+141,811+8.0%Added–
AAPLApple Inc.Stock414,968$79.9M1.9%+9,756+2.4%AddedHistory
Innovator ETFs Trust45782C789US EQTY BUFR JUL1,856,766$69.9M1.7%+147,470+8.6%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF455,411$67.0M1.6%+11,012+2.5%Added–
Goldman Sachs ETF Tr38149W788CMN2,296,998$64.5M1.6%+513,231+28.8%Added–
MSFTMicrosoft CorpStock162,687$61.2M1.5%+13,995+9.4%AddedHistory
Ssga Active ETF Tr78467V707ST STR UL BD ETF1,459,635$58.9M1.4%+433,260+42.2%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR1,180,840$58.9M1.4%+349,788+42.1%Added–
AMZNAmazon Com IncStock376,828$57.3M1.4%+18,044+5.0%AddedHistory
GLDMWorld Gold TrustSPDR GLD MINIS1,389,608$56.8M1.4%+891,187+178.8%AddedHistory
GOOGAlphabet Inc.Stock374,438$52.8M1.3%+17,031+4.8%AddedHistory
Janus Detroit STR Tr47103U845HENDRSON AAA CL902,770$45.4M1.1%−139,105−13.4%Reduced–
UNHUnitedHealth Group IncStock84,278$44.4M1.1%+5,023+6.3%AddedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF1,214,631$44.0M1.1%+100,374+9.0%Added–
J P Morgan Exchange Traded F46654Q724HEDG EQU LAD ETF806,792$42.7M1.0%+806,792New–
iShares Tr464288646ISHS 1-5YR INVS815,891$41.8M1.0%−237,105−22.5%Reduced–
GSGoldman Sachs Group IncStock95,074$36.7M0.9%+80.0%AddedHistory
JPMJPMorgan Chase & CoStock213,974$36.4M0.9%−32,320−13.1%ReducedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW608,688$36.3M0.9%−65,899−9.8%Reduced–
CVXChevron CorpStock237,467$35.4M0.9%+10,208+4.5%AddedHistory
SCHWSchwab Charles CorpStock507,971$34.9M0.8%+4,607+0.9%AddedHistory
American Centy ETF Tr025072604AVANTIS EMGMKT619,310$34.9M0.8%+619,310New–
CICigna GroupStock116,136$34.8M0.8%+1,605+1.4%AddedHistory
iShares Tr464288794US BR DEL SE ETF319,682$34.7M0.8%−8,080−2.5%Reduced–
JNJJohnson & JohnsonStock217,044$34.0M0.8%+9,597+4.6%AddedHistory
VanEck ETF Trust92189H730MORNINGSTAR SMID1,044,103$32.9M0.8%−405,717−28.0%Reduced–
PIMCO ETF Tr72201R619PREFERRED AND CP675,594$32.7M0.8%−936,185−58.1%Reduced–
MSMorgan StanleyStock348,699$32.5M0.8%+28,300+8.8%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY852,198$32.0M0.8%+851,800+214,020.1%Added–
MDTMedtronic plcStock385,111$31.7M0.8%+64,649+20.2%AddedHistory
EXRExtra Space Storage Inc.COM190,616$30.6M0.7%+14,963+8.5%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD325,865$30.3M0.7%−11,901−3.5%Reduced–
BACBank of America CorpStock860,588$29.0M0.7%−93,548−9.8%ReducedHistory
ABTAbbott LaboratoriesStock257,508$28.3M0.7%+11,508+4.7%AddedHistory
NVDANVIDIA CorpStock55,977$27.7M0.7%+6,985+14.3%AddedHistory
ADPAutomatic Data Processing IncStock115,983$27.0M0.7%−6,610−5.4%ReducedHistory
Innovator ETFs Tr45782C235INVATR 20 PLS 91,299,800$26.3M0.6%−143,245−9.9%Reduced–
NEENextera Energy IncStock404,889$24.6M0.6%+22,556+5.9%AddedHistory
KOCoca Cola CoStock415,344$24.5M0.6%+69,016+19.9%AddedHistory
CMCSAComcast CorpStock554,713$24.3M0.6%−114,334−17.1%ReducedHistory
Innovator ETFs Trust45782C698US EQUT BUFR AUG675,668$24.3M0.6%+675,668New–
AMDAdvanced Micro Devices IncStock162,304$23.9M0.6%+8,941+5.8%AddedHistory
iShares Tr46428743220 YR TR BD ETF233,284$23.1M0.6%−30,675−11.6%Reduced–
SBUXStarbucks CorpStock240,000$23.0M0.6%+70,976+42.0%AddedHistory
PANWPalo Alto Networks IncStock76,315$22.5M0.5%+975+1.3%AddedHistory
Innovator ETFs Trust45782C722INTRNL DEV JULY809,790$22.0M0.5%+228,041+39.2%Added–
METAMeta Platforms, Inc.Stock61,037$21.6M0.5%−6,483−9.6%ReducedHistory
Matthews Asia FDS577125818EMER MKTS EQUITY758,532$21.4M0.5%−242,701−24.2%Reduced–
PYPLPayPal Holdings, Inc.Stock345,594$21.2M0.5%+58,266+20.3%AddedHistory
TGTTarget CorpStock147,264$21.0M0.5%−92,723−38.6%ReducedHistory
Global X FDS37954Y343GLBL X MLP ETF455,452$20.2M0.5%+189,931+71.5%Added–
AREAlexandria Real Estate Equities, Inc.COM154,443$19.6M0.5%−72,383−31.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM194,531$19.4M0.5%+5,407+2.9%AddedHistory
iShares Tr46435G102CONV BD ETF247,471$19.4M0.5%−131,474−34.7%Reduced–
HDHome Depot, Inc.Stock55,205$19.1M0.5%−1,817−3.2%ReducedHistory
DXCMDexcom IncCOM152,839$19.0M0.5%+33,742+28.3%AddedHistory
GPNGlobal Payments IncStock148,362$18.8M0.5%+9,643+7.0%AddedHistory
BXBlackstone Inc.COM141,694$18.6M0.4%−139,368−49.6%ReducedHistory
AXPAmerican Express CoStock98,115$18.4M0.4%+94,354+2,508.7%AddedHistory
BRK.BBerkshire Hathaway IncStock51,527$18.4M0.4%+6,993+15.7%AddedHistory
VVisa Inc.Stock70,452$18.3M0.4%+2,093+3.1%AddedHistory
WMTWalmart Inc.Stock116,098$18.3M0.4%+12,090+11.6%AddedHistory
AMTAmerican Tower CorpREIT84,661$18.3M0.4%+2,865+3.5%AddedHistory
iShares Tr46428865310-20 YR TRS ETF166,771$18.1M0.4%−27,107−14.0%Reduced–
NOWServiceNow, Inc.Stock25,485$18.0M0.4%−1,362−5.1%ReducedHistory
AMGNAmgen IncStock62,378$18.0M0.4%−3,120−4.8%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock138,641$17.8M0.4%−11,053−7.4%ReducedHistory
COSTCostco Wholesale CorpStock26,815$17.7M0.4%+2,322+9.5%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock83,354$17.6M0.4%−2,598−3.0%ReducedHistory
Innovator ETFs Trust45782C284US SML CP PWR B644,887$17.5M0.4%+58,034+9.9%Added–
AMPAmeriprise Financial IncCOM45,325$17.2M0.4%−4,569−9.2%ReducedHistory
CVSCVS Health CorpStock217,038$17.1M0.4%−6,224−2.8%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM310,741$17.1M0.4%−905,804−74.5%Reduced–
RTXRTX CorpStock201,921$17.0M0.4%+32,111+18.9%AddedHistory
ACNAccenture plcStock48,327$17.0M0.4%−3,540−6.8%ReducedHistory
DOVDOVER CorpCOM109,891$16.9M0.4%−5,051−4.4%ReducedHistory
AVGOBroadcom Inc.Stock15,117$16.9M0.4%+191+1.3%AddedHistory
BALLBALL CorpCOM293,185$16.9M0.4%−3,444−1.2%ReducedHistory
ADIAnalog Devices IncStock84,636$16.8M0.4%−3,066−3.5%ReducedHistory
BSXBoston Scientific CorpStock288,543$16.7M0.4%+30,015+11.6%AddedHistory
PGProcter & Gamble CoStock113,198$16.6M0.4%+8,668+8.3%AddedHistory
MCHPMicrochip Technology IncStock183,108$16.5M0.4%+182,547+32,539.6%AddedHistory
IPGInterpublic Group of Companies, Inc.COM503,755$16.4M0.4%+503,720+1,439,200.0%AddedHistory
LOWLowes Companies IncStock73,630$16.4M0.4%+6,458+9.6%AddedHistory
ARESAres Management CorpCL A COM STK137,544$16.4M0.4%−38,382−21.8%ReducedHistory
CBChubb LtdStock72,080$16.3M0.4%−8,086−10.1%ReducedHistory
AVBAvalonbay Communities IncCOM86,978$16.3M0.4%−2,920−3.2%ReducedHistory
SYYSysco CorpStock222,379$16.3M0.4%+4,031+1.8%AddedHistory
NKENIKE, Inc.Stock149,277$16.2M0.4%+146,885+6,140.7%AddedHistory
KVUEKenvue Inc.Stock743,399$16.0M0.4%+109,478+17.3%AddedHistory
Doubleline ETF Trust25861R303COMMERCIAL REAL309,901$15.8M0.4%+309,901New–
URIUnited Rentals, Inc.COM27,310$15.7M0.4%+169+0.6%AddedHistory
METMetlife IncStock235,751$15.6M0.4%+7,485+3.3%AddedHistory
TSCOTractor Supply CoCOM72,382$15.6M0.4%−1,929−2.6%ReducedHistory

Sold out since Q3 2023 (112)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 112 by value last quarter.

Positions of Gradient Investments LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46436E882IBONDS 23 TRM TS266,757$6.62M0.2%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB241,712$5.13M0.1%–
MDWTMidwest Holding Inc.COM NEW82,232$2.15M0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY43,546$1.02M<0.1%–
Northern LTS FD Tr IV66538H575FRMLAFLIO TACT12,171$298.4K<0.1%–
HOMBHome Bancshares IncCOM8,680$181.8K<0.1%History
ATVIActivision Blizzard, Inc.COM584$54.7K<0.1%History
BXSLBlackstone Secured Lending FundCOMMON STOCK1,998$54.7K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY1,447$47.9K<0.1%–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF358$39.5K<0.1%–
MCYMercury General CorpCOM1,360$38.1K<0.1%History
ProShares Tr74347B680S&P MDCP 400 DIV396$26.4K<0.1%–
NINisource Inc.COM1,018$25.1K<0.1%History
Schwab Fundamental U.S. Large Company ETF808524771ETF448$25.1K<0.1%–
ASAASA Gold & Precious Metals LtdSHS1,796$23.9K<0.1%History
MIOPioneer Municipal High Income Opportunities Fund, Inc.COMMON STOCK2,500$23.9K<0.1%History
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF503$22.3K<0.1%–
CLBTCellebrite DI Ltd.ORDINARY SHARES2,400$18.4K<0.1%History
ProShares Tr74347B839MSCI EAFE DIVD517$18.0K<0.1%–
First Tr Exchange Traded FD33738R118NASD TECH DIV313$17.6K<0.1%–
DRDDrdgold LtdSPON ADR REPSTG2,100$17.4K<0.1%History
OKTAOkta, Inc.CL A200$16.3K<0.1%History
VMWVmware LLCCL A COM96$16.0K<0.1%History
First Trust Dow Jones Internet Index Fund33733E302ETF100$16.0K<0.1%–
PEOAdams Natural Resources Fund, Inc.COM600$13.9K<0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF185$13.6K<0.1%–
New Gold Inc Cda644535106COM13,000$11.8K<0.1%–
ADXAdams Diversified Equity Fund, Inc.COM700$11.6K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM184$10.3K<0.1%–
KTFDWS Municipal Income TrustCOM1,300$10.0K<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM200$9.45K<0.1%History
ATHXAthersys, IncCOM NEW21,700$9.38K<0.1%History
AMLIFAmerican Lithium Corp.COM6,400$9.15K<0.1%History
Vanguard S&P 500 Value ETF921932703ETF52$7.73K<0.1%–
TDFTempleton Dragon Fund IncCOM850$7.26K<0.1%History
RMIRiverNorth Opportunistic Municipal Income Fund, Inc.COM500$7.18K<0.1%History
Vanguard World FD921910840MEGA CAP VAL ETF65$6.59K<0.1%–
JOYYJOYY Inc.ADS REPSTG COM A170$6.48K<0.1%History
TRTootsie Roll Industries IncCOM215$6.42K<0.1%History
Schwab Fundamental U.S. Small Company ETF808524763ETF132$6.40K<0.1%–
CEECentral & Eastern Europe Fund, Inc.COM700$6.02K<0.1%History
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS500$5.94K<0.1%History
IAGIamgold CorpCOM2,700$5.80K<0.1%History
Schwab International Small-Cap Equity ETF808524888ETF179$5.77K<0.1%–
VPVInvesco Pennsylvania Value Municipal Income TrustCOM600$5.37K<0.1%History
STEWSRH Total Return Fund, Inc.COM400$5.19K<0.1%History
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF155$4.84K<0.1%–
Northern LTS FD Tr IV66538H666FRMLAFOLIOS TATL228$4.56K<0.1%–
MRVLMarvell Technology, Inc.COM81$4.38K<0.1%History
MASIMasimo CorpCOM50$4.38K<0.1%History
USACUSA Compression Partners, LPCOMUNIT LTDPAR180$4.29K<0.1%History
NXJNuveen New Jersey Quality Municipal Income FundCOM400$4.23K<0.1%History
GGZGabelli Global Small & Mid Cap Value TrustCOM400$4.14K<0.1%History
CDECoeur Mining, Inc.COM NEW1,800$4.00K<0.1%History
iShares Tr464287325GLOB HLTHCRE ETF39$3.21K<0.1%–
HGLBHighland Global Allocation FundCOM400$3.20K<0.1%History
JOFJapan Smaller Capitalization Fund IncCOM400$2.84K<0.1%History
WESWestern Midstream Partners, LPCOM UNIT LP INT100$2.72K<0.1%History
MAVPioneer Municipal High Income Advantage Fund, Inc.COM400$2.69K<0.1%History
JEQAbrdn Japan Equity Fund, Inc.COM500$2.67K<0.1%History
CENCenter Coast Brookfield MLP & Energy Infrastructure FundSHS BEN INT121$2.56K<0.1%History
BATLBattalion Oil CorpCOM400$2.47K<0.1%History
EFXTEnerflex Ltd.COM408$2.34K<0.1%History
APPNAppian CorpCL A50$2.28K<0.1%History
SRVNXG Cushing Midstream Energy FundCOM NEW60$2.18K<0.1%History
VanEck ETF Trust92189F387SHRT HGH YLD MUN100$2.16K<0.1%–
HOODRobinhood Markets, Inc.Stock200$1.96K<0.1%History
iShares Inc464286681MSCI EQUAL WEITE25$1.90K<0.1%–
MSBMesabi TrustCTF BEN INT80$1.60K<0.1%History
HQHabrdn Healthcare InvestorsSH BEN INT100$1.55K<0.1%History
GDLGDL FundCOM SH BEN IT200$1.55K<0.1%History
XPXP Inc.CL A66$1.52K<0.1%History
SJTSan Juan Basin Royalty TrustUNIT BEN INT215$1.49K<0.1%History
VEONVEON Ltd.SPONSORED ADS72$1.40K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR48$1.32K<0.1%–
SGENSeagen Inc.COM6$1.27K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC51$1.22K<0.1%–
AQNAlgonquin Power & Utilities Corp.COM190$1.13K<0.1%History
CHNChina Fund, Inc.COM100$1.06K<0.1%History
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW200$946<0.1%History
AXAxos Financial, Inc.COM24$909<0.1%History
SFTGQShift Technologies, Inc.CL A NEW500$800<0.1%History
SSRMSSR Mining Inc.Stock60$797<0.1%History
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT100$756<0.1%History
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM100$688<0.1%History
MUABlackRock Muniassets Fund, Inc.COM68$612<0.1%History
BTGB2GOLD CorpCOM200$578<0.1%History
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL8$561<0.1%–
GATOGatos Silver, Inc.COM100$518<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES12$511<0.1%–
OXLCOxford Lane Capital Corp.COM100$499<0.1%History
iShares Tr46435G672CORE INTL AGGR10$488<0.1%–
JBLUJetBlue Airways CorpCOM100$460<0.1%History
WDCWestern Digital CorpCOM10$456<0.1%History
HRTGHeritage Insurance Holdings, Inc.COM70$454<0.1%History
STWDStarwood Property Trust, Inc.COM20$387<0.1%History
HMYHarmony Gold Mining Co LtdADR100$376<0.1%History
Orla MNG Ltd New68634K106COM100$357<0.1%–
RRCRange Resources CorpCOM10$324<0.1%History
VAPOVapotherm IncCOM NEW87$220<0.1%History