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Gradient Investments LLC

SEC CIK
0001542265
Latest filing
Jul 8, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 27, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,806
+34 vs. Q2 2023
Portfolio value
$3.79B
−$94.7M (−2.4%) vs. Q2 2023
Filed
Oct 27, 2023
SEC
Holdings of Gradient Investments LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Innovator ETFs Tr45783Y665GRADIENT TACTIC8,511,101$186.4M4.9%−1,298,669−13.2%Reduced–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,668,178$184.4M4.9%+429,030+13.2%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF4,047,975$125.5M3.3%+1,063,951+35.7%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF4,676,956$113.8M3.0%−378,506−7.5%Reduced–
iShares Tr464288638ISHS 5-10YR INVT2,013,593$98.0M2.6%+32,097+1.6%Added–
Doubleline ETF Trust25861R402MORTGAGE ETF1,867,759$87.8M2.3%+46,336+2.5%Added–
Janus Detroit STR Tr47103U852HENDERSON MTG1,778,864$77.2M2.0%+45,186+2.6%Added–
PIMCO ETF Tr72201R619PREFERRED AND CP1,611,779$73.7M1.9%+50,892+3.3%Added–
AAPLApple Inc.Stock405,212$69.4M1.8%+17,712+4.6%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM1,216,545$65.2M1.7%+41,056+3.5%Added–
Innovator ETFs Trust45782C789US EQTY BUFR JUL1,709,296$58.9M1.6%+1,709,268+6,104,528.6%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF444,399$58.6M1.5%+117,431+35.9%Added–
iShares Tr464288646ISHS 1-5YR INVS1,052,996$52.5M1.4%+20,775+2.0%Added–
Janus Detroit STR Tr47103U845HENDRSON AAA CL1,041,875$52.4M1.4%+18,540+1.8%Added–
GOOGAlphabet Inc.Stock357,407$47.1M1.2%+22,351+6.7%AddedHistory
MSFTMicrosoft CorpStock148,692$46.9M1.2%+2,110+1.4%AddedHistory
AMZNAmazon Com IncStock358,784$45.6M1.2%+15,208+4.4%AddedHistory
Goldman Sachs ETF Tr38149W788CMN1,783,767$45.1M1.2%+426,951+31.5%Added–
Ssga Active ETF Tr78467V707ST STR UL BD ETF1,026,375$41.3M1.1%+314,539+44.2%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR831,052$41.3M1.1%+255,158+44.3%Added–
VanEck ETF Trust92189H730MORNINGSTAR SMID1,449,820$41.2M1.1%+1,449,707+1,282,926.5%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF862,003$41.0M1.1%+82,821+10.6%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW674,587$40.1M1.1%+6,733+1.0%Added–
UNHUnitedHealth Group IncStock79,255$40.0M1.1%+3,035+4.0%AddedHistory
CVXChevron CorpStock227,259$38.3M1.0%+5,476+2.5%AddedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF1,114,257$37.6M1.0%+1,114,257New–
SPDR Series Trust78464A664ST LON TREAS ETF1,391,357$36.4M1.0%+31,092+2.3%Added–
JPMJPMorgan Chase & CoStock246,294$35.7M0.9%+5,608+2.3%AddedHistory
CICigna GroupStock114,531$32.8M0.9%+1,794+1.6%AddedHistory
JNJJohnson & JohnsonStock207,447$32.3M0.9%+5,988+3.0%AddedHistory
GSGoldman Sachs Group IncStock95,066$30.8M0.8%+1,953+2.1%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD337,766$30.5M0.8%+3,462+1.0%Added–
BXBlackstone Inc.COM281,062$30.1M0.8%−1,394−0.5%ReducedHistory
iShares Tr464288794US BR DEL SE ETF327,762$29.8M0.8%+108,738+49.6%Added–
CMCSAComcast CorpStock669,047$29.7M0.8%+4,590+0.7%AddedHistory
ADPAutomatic Data Processing IncStock122,593$29.5M0.8%+621+0.5%AddedHistory
iShares Tr46435G102CONV BD ETF378,945$28.1M0.7%+3,324+0.9%Added–
SCHWSchwab Charles CorpStock503,364$27.6M0.7%+2,907+0.6%AddedHistory
Innovator ETFs Tr45782C235INVATR 20 PLS 91,443,045$26.9M0.7%+1,443,045New–
TGTTarget CorpStock239,987$26.5M0.7%+9,622+4.2%AddedHistory
Matthews Asia FDS577125818EMER MKTS EQUITY1,001,233$26.3M0.7%+34,615+3.6%Added–
MSMorgan StanleyStock320,399$26.2M0.7%+8,358+2.7%AddedHistory
BACBank of America CorpStock954,136$26.1M0.7%+19,069+2.0%AddedHistory
MDTMedtronic plcStock320,462$25.1M0.7%+7,821+2.5%AddedHistory
ABTAbbott LaboratoriesStock246,000$23.8M0.6%+4,955+2.1%AddedHistory
iShares Tr46428743220 YR TR BD ETF263,959$23.4M0.6%+8,431+3.3%Added–
AREAlexandria Real Estate Equities, Inc.COM226,826$22.7M0.6%+5,526+2.5%AddedHistory
XOMExxonMobil Holdings CorpCOM189,124$22.2M0.6%−1,653−0.9%ReducedHistory
NEENextera Energy IncStock382,333$21.9M0.6%+13,295+3.6%AddedHistory
EXRExtra Space Storage Inc.COM175,653$21.4M0.6%+6,469+3.8%AddedHistory
NVDANVIDIA CorpStock48,992$21.3M0.6%+1,341+2.8%AddedHistory
METAMeta Platforms, Inc.Stock67,520$20.3M0.5%+1,036+1.6%AddedHistory
KOCoca Cola CoStock346,328$19.4M0.5%+202,694+141.1%AddedHistory
iShares Tr46428865310-20 YR TRS ETF193,878$19.1M0.5%+5,610+3.0%Added–
GLDMWorld Gold TrustSPDR GLD MINIS498,421$18.3M0.5%−27,715−5.3%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock101,549$18.2M0.5%−3,801−3.6%ReducedHistory
ARESAres Management CorpCL A COM STK175,926$18.1M0.5%−5,736−3.2%ReducedHistory
PANWPalo Alto Networks IncStock75,340$17.7M0.5%+4,493+6.3%AddedHistory
AMGNAmgen IncStock65,498$17.6M0.5%+60,587+1,233.7%AddedHistory
CMECME Group Inc.COM86,871$17.4M0.5%−2,381−2.7%ReducedHistory
HDHome Depot, Inc.Stock57,022$17.2M0.5%−1,296−2.2%ReducedHistory
PYPLPayPal Holdings, Inc.Stock287,328$16.8M0.4%+15,999+5.9%AddedHistory
COPConocoPhillipsStock139,749$16.7M0.4%+4,815+3.6%AddedHistory
CBChubb LtdStock80,166$16.7M0.4%−1,623−2.0%ReducedHistory
STZConstellation Brands, Inc.Stock66,286$16.7M0.4%−1,203−1.8%ReducedHistory
WMTWalmart Inc.Stock104,008$16.6M0.4%+7,725+8.0%AddedHistory
ICEIntercontinental Exchange, Inc.Stock149,694$16.5M0.4%−3,239−2.1%ReducedHistory
AMPAmeriprise Financial IncCOM49,894$16.4M0.4%−1,307−2.6%ReducedHistory
BDXBecton Dickinson & CoStock63,402$16.4M0.4%−1,645−2.5%ReducedHistory
UNPUnion Pacific CorpStock79,219$16.1M0.4%−1,347−1.7%ReducedHistory
SPLKSplunk IncCOM109,818$16.1M0.4%+3,614+3.4%AddedHistory
DOVDOVER CorpCOM114,942$16.0M0.4%−2,107−1.8%ReducedHistory
GPNGlobal Payments IncStock138,719$16.0M0.4%+4,913+3.7%AddedHistory
ACNAccenture plcStock51,867$15.9M0.4%−690−1.3%ReducedHistory
AMDAdvanced Micro Devices IncStock153,363$15.8M0.4%+13,398+9.6%AddedHistory
VVisa Inc.Stock68,359$15.7M0.4%+5,331+8.5%AddedHistory
FITBFifth Third BancorpCOM620,584$15.7M0.4%−11,292−1.8%ReducedHistory
APDAir Products & Chemicals, Inc.Stock55,374$15.7M0.4%−890−1.6%ReducedHistory
BRK.BBerkshire Hathaway IncStock44,534$15.6M0.4%+2,279+5.4%AddedHistory
CVSCVS Health CorpStock223,262$15.6M0.4%−2,813−1.2%ReducedHistory
AVBAvalonbay Communities IncCOM89,898$15.4M0.4%−1,722−1.9%ReducedHistory
SBUXStarbucks CorpStock169,024$15.4M0.4%−2,163−1.3%ReducedHistory
ADIAnalog Devices IncStock87,702$15.4M0.4%−1,337−1.5%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD166,648$15.3M0.4%+5,143+3.2%Added–
PGProcter & Gamble CoStock104,530$15.2M0.4%+6,078+6.2%AddedHistory
WENWendy's CoStock740,700$15.1M0.4%−2,989−0.4%ReducedHistory
TSCOTractor Supply CoCOM74,311$15.1M0.4%−993−1.3%ReducedHistory
NOWServiceNow, Inc.Stock26,847$15.0M0.4%+1,329+5.2%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock85,952$15.0M0.4%−891−1.0%ReducedHistory
GGenpact LTDSHS412,603$14.9M0.4%−1,712−0.4%ReducedHistory
Innovator ETFs Trust45782C722INTRNL DEV JULY581,749$14.8M0.4%+581,749New–
BALLBALL CorpCOM296,629$14.8M0.4%−4,127−1.4%ReducedHistory
Innovator ETFs Trust45782C284US SML CP PWR B586,853$14.7M0.4%+586,853New–
UPSUnited Parcel Service IncStock93,032$14.5M0.4%−778−0.8%ReducedHistory
SYYSysco CorpStock218,348$14.4M0.4%−1,858−0.8%ReducedHistory
METMetlife IncStock228,266$14.4M0.4%+227,934+68,654.8%AddedHistory
LOWLowes Companies IncStock67,172$14.0M0.4%+4,533+7.2%AddedHistory
COSTCostco Wholesale CorpStock24,493$13.8M0.4%+1,677+7.4%AddedHistory
BSXBoston Scientific CorpStock258,528$13.7M0.4%+17,071+7.1%AddedHistory
AMTAmerican Tower CorpREIT81,796$13.5M0.4%−495−0.6%ReducedHistory

Sold out since Q2 2023 (141)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of Gradient Investments LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BRK.ABerkshire Hathaway IncCL A3$1.55M<0.1%History
Innovator ETFs Trust45782C664US EQTY BUF SEP13,657$470.5K<0.1%–
Advisorshares Tr00768Y727NEWFLT MULSINC2,747$123.1K<0.1%–
NEXTNextDecade CorpCOM10,029$82.3K<0.1%History
BBBLACKBERRY LtdCOM14,138$78.2K<0.1%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF1,493$75.7K<0.1%–
RBB FD Inc74933W627MOTLEY FOOL MID3,139$75.0K<0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP798$49.7K<0.1%History
BKIBlack Knight, Inc.COM785$46.9K<0.1%History
WisdomTree Tr97717W851JAPN HEDGE EQT453$37.7K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER940$35.4K<0.1%–
CRBGCorebridge Financial, Inc.COM1,900$33.6K<0.1%History
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF995$33.3K<0.1%–
SUNSunoco LPCOM UT REP LP600$26.1K<0.1%History
iShares Inc46434G848MSCI GBL ETF NEW615$24.9K<0.1%–
iShares Tr46435U713US INFRASTRUC636$24.9K<0.1%–
PDCEPDC Energy, Inc.COM300$21.3K<0.1%History
JRONuveen Floating Rate Income Opportunity FundCOM SHS2,729$21.3K<0.1%History
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM1,000$20.4K<0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT1,343$15.7K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD337$14.8K<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A2,185$14.8K<0.1%History
iShares Tr464287796U.S. ENERGY ETF336$14.4K<0.1%–
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X401$14.2K<0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP211$12.7K<0.1%–
Vanguard World FD921910873MEGA CAP INDEX80$12.5K<0.1%–
U.S. Global Jets ETF26922A842ETF550$11.8K<0.1%–
ECHOEchoStar CORPCL A629$10.9K<0.1%History
BKSCBank of South Carolina CorpCOM660$9.22K<0.1%History
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF55$9.00K<0.1%–
CNNECannae Holdings, Inc.COM352$7.11K<0.1%History
TELFYTelefonica S ASPONSORED ADR1,663$6.70K<0.1%History
BTZBlackRock Credit Allocation Income TrustCOM644$6.54K<0.1%History
ZIMZIM Integrated Shipping Services Ltd.SHS489$6.06K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH290$5.62K<0.1%–
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS121$5.44K<0.1%–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER100$5.14K<0.1%–
GSITGsi Technology IncCOM925$5.12K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM450$4.79K<0.1%History
SPDR Series Trust78468R861STATE STRET SPDR250$4.62K<0.1%–
Procure ETF Trust II74280R205SPACE ETF237$4.54K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock800$4.10K<0.1%–
Fidelity MSCI Information Technology Index ETF316092808ETF30$3.92K<0.1%–
Invesco S&P 500 Quality ETF46137V241ETF74$3.73K<0.1%–
BNTXBioNTech SESPONSORED ADS32$3.45K<0.1%History
NXDTNexpoint Diversified Real Estate TrustCOM NEW260$3.26K<0.1%History
ACGLArch Capital Group Ltd.Stock40$2.99K<0.1%History
UNVRUnivar Solutions Inc.COM81$2.90K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM410$2.66K<0.1%History
CMCCommercial Metals CoStock48$2.53K<0.1%History
TYLTyler Technologies IncCOM6$2.50K<0.1%History
DPZDominos Pizza IncCOM7$2.36K<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER79$2.09K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN35$2.05K<0.1%History
Schwab Fundamental International Small Equity ETF808524748ETF60$1.99K<0.1%–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT181$1.90K<0.1%–
PBIPitney Bowes IncCOM533$1.89K<0.1%History
IMGNImmunoGen, Inc.COM100$1.89K<0.1%History
NXPINXP Semiconductors N.V.COM9$1.84K<0.1%History
Genetic Technologies Ltd37185R307NEW SPONSRD ADR2,192$1.82K<0.1%–
SPDR Series Trust78464A771ST STR SP CAPMKT21$1.78K<0.1%–
Xtrackers International Real Estate ETF233051846ETF88$1.77K<0.1%–
AMCAMC Entertainment Holdings, Inc.CL A COM359$1.58K<0.1%History
PRGOPERRIGO Co plcSHS44$1.49K<0.1%History
CDWCDW CorpCOM8$1.47K<0.1%History
Fidelity Covington Trust316092204MSCI CONSM DIS20$1.47K<0.1%–
TXG10x Genomics, Inc.CL A COM25$1.40K<0.1%History
RRXRegal Rexnord CorpCOM9$1.39K<0.1%History
USFDUS Foods Holding Corp.COM31$1.36K<0.1%History
PCNPIMCO Corporate & Income Strategy FundCOM101$1.32K<0.1%History
Arrival OrdL0423Q124ORD SHS500$1.29K<0.1%–
AESAES CorpStock53$1.10K<0.1%History
SVMSilvercorp Metals IncCOM365$1.03K<0.1%History
ABRArbor Realty Trust IncCOM68$1.00K<0.1%History
APCXAppTech Payments Corp.COM500$985<0.1%History
MMSMaximus, Inc.COM11$930<0.1%History
AMGAffiliated Managers Group, Inc.Stock6$899<0.1%History
CELHCelsius Holdings, Inc.COM NEW6$895<0.1%History
CVECenovus Energy Inc.COM51$866<0.1%History
Uscf ETF Tr90290T882MIDS ENE INC ETF25$856<0.1%–
AGNTAGNT, Inc.COM42$852<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM26$851<0.1%–
iShares Inc46434G889EMNG MKTS EQT20$831<0.1%–
Atlantica Sustainable Infr PG0751N103SHS35$820<0.1%–
GENGen Digital Inc.Stock43$798<0.1%History
PACBPacific Biosciences of California, Inc.COM60$798<0.1%History
PORPortland General Electric CoCOM NEW16$749<0.1%History
OTEXOpen Text CorpCOM17$706<0.1%History
OSKOshkosh CorpCOM8$693<0.1%History
RDNRadian Group IncCOM27$683<0.1%History
FRGFranchise Group, Inc.COM23$659<0.1%History
BEBloom Energy CorpCOM CL A40$654<0.1%History
NWBINorthwest Bancshares, Inc.COM58$619<0.1%History
GFSGLOBALFOUNDRIES Inc.Stock8$517<0.1%History
CZRCaesars Entertainment, Inc.COM10$510<0.1%History
VETVermilion Energy Inc.COM40$498<0.1%History
AYIAcuity Inc. (DE)Stock3$489<0.1%History
MMATMeta Materials Inc.COM2,174$468<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A8$444<0.1%History
iShares Tr46434V290US SML CAP EQT8$429<0.1%–