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Gradient Investments LLC

SEC CIK
0001542265
Latest filing
Jul 8, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 17, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,507
+11 vs. Q4 2022
Portfolio value
$3.67B
+$495.2M (+15.6%) vs. Q4 2022
Filed
Apr 17, 2023
SEC
Holdings of Gradient Investments LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Innovator ETFs Tr45783Y665GRADIENT TACTIC12,283,410$272.6M7.4%+12,283,410New–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,282,612$158.1M4.3%+67,949+2.1%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF5,370,010$138.5M3.8%−27,051−0.5%Reduced–
iShares Tr464288638ISHS 5-10YR INVT2,448,392$125.6M3.4%−8,306−0.3%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF2,526,796$81.2M2.2%+244,648+10.7%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF1,577,276$77.0M2.1%+221,379+16.3%Added–
Schwab U.S. Mid-Cap ETF808524508ETF1,001,869$68.0M1.9%−27,636−2.7%Reduced–
GLDMWorld Gold TrustSPDR GLD MINIS1,710,622$66.9M1.8%−65,709−3.7%ReducedHistory
Janus Detroit STR Tr47103U852HENDERSON MTG1,363,046$63.6M1.7%+1,363,046New–
AAPLApple Inc.Stock366,915$60.5M1.6%+30,706+9.1%AddedHistory
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF667,079$56.9M1.6%+12,381+1.9%Added–
SPDR Series Trust78464A672ST INTER ETF1,935,314$56.0M1.5%−2,132,220−52.4%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF413,841$51.3M1.4%−13,378−3.1%Reduced–
Innovator ETFs Trust45782C417US EQTY PWR BUF1,746,241$51.0M1.4%+1,746,241New–
MSFTMicrosoft CorpStock158,282$45.6M1.2%+674+0.4%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM806,763$44.0M1.2%+3,313+0.4%Added–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF1,857,785$43.9M1.2%+448,389+31.8%Added–
Pacer FDS Tr69374H741DATA AND INFRAST1,444,039$42.8M1.2%+129,534+9.9%Added–
Global X FDS37954Y376RATE PREFERRED1,838,191$42.0M1.1%−368,998−16.7%Reduced–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF1,241,511$40.3M1.1%−358,188−22.4%Reduced–
Janus Detroit STR Tr47103U845HENDRSON AAA CL744,568$36.9M1.0%+744,568New–
CVXChevron CorpStock223,183$36.4M1.0%+40,774+22.4%AddedHistory
Goldman Sachs ETF Tr38149W788CMN1,362,267$36.4M1.0%+1,362,267New–
AMZNAmazon Com IncStock351,789$36.3M1.0%−32,875−8.5%ReducedHistory
SPDR Series Trust78464A383ST STR BACKE ETF1,560,055$34.6M0.9%+776,332+99.1%Added–
UNHUnitedHealth Group IncStock71,531$33.8M0.9%+39,703+124.7%AddedHistory
GOOGAlphabet Inc.Stock320,026$33.3M0.9%−19,707−5.8%ReducedHistory
GSGoldman Sachs Group IncStock95,801$31.3M0.9%+52,173+119.6%AddedHistory
JPMJPMorgan Chase & CoStock237,236$30.9M0.8%+8,752+3.8%AddedHistory
TGTTarget CorpStock181,291$30.0M0.8%−9,956−5.2%ReducedHistory
JNJJohnson & JohnsonStock182,413$28.3M0.8%+42,108+30.0%AddedHistory
AVGOBroadcom Inc.Stock42,335$27.2M0.7%+1,214+3.0%AddedHistory
NEENextera Energy IncStock344,688$26.6M0.7%+248,979+260.1%AddedHistory
CMCSAComcast CorpStock692,454$26.3M0.7%+57,742+9.1%AddedHistory
AREAlexandria Real Estate Equities, Inc.COM202,761$25.5M0.7%+10,596+5.5%AddedHistory
ADPAutomatic Data Processing IncStock113,798$25.3M0.7%+113,173+18,107.7%AddedHistory
EXRExtra Space Storage Inc.COM152,644$24.9M0.7%−18,426−10.8%ReducedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF815,597$24.2M0.7%+811,349+19,099.6%Added–
BXBlackstone Inc.COM268,067$23.5M0.6%+22,325+9.1%AddedHistory
BACBank of America CorpStock814,846$23.3M0.6%+98,421+13.7%AddedHistory
ABTAbbott LaboratoriesStock226,916$23.0M0.6%+161,187+245.2%AddedHistory
CICigna GroupStock89,308$22.8M0.6%+16,944+23.4%AddedHistory
MDTMedtronic plcStock281,716$22.7M0.6%+36,777+15.0%AddedHistory
BMYBristol Myers Squibb CoStock325,731$22.6M0.6%+53,679+19.7%AddedHistory
Innovator ETFs Trust45782C474US SML CP PWR B715,462$22.0M0.6%+715,055+175,689.2%Added–
iShares Tr46436E882IBONDS 23 TRM TS845,908$21.0M0.6%+422,741+99.9%Added–
XOMExxonMobil Holdings CorpCOM187,835$20.6M0.6%+7,312+4.1%AddedHistory
iShares Tr46436E874IBONDS 24 TRM TS829,747$19.9M0.5%+436,280+110.9%Added–
Ssga Active ETF Tr78467V707ST STR UL BD ETF475,174$19.1M0.5%+198,583+71.8%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR385,434$19.1M0.5%+160,483+71.3%Added–
NVDANVIDIA CorpStock67,533$18.8M0.5%−10,171−13.1%ReducedHistory
ADIAnalog Devices IncStock94,636$18.7M0.5%+890+0.9%AddedHistory
ORCLOracle CorpStock197,144$18.3M0.5%+7,081+3.7%AddedHistory
METAMeta Platforms, Inc.Stock84,584$17.9M0.5%−47,569−36.0%ReducedHistory
DOVDOVER CorpCOM115,380$17.5M0.5%+4,153+3.7%AddedHistory
PYPLPayPal Holdings, Inc.Stock228,231$17.3M0.5%−51,874−18.5%ReducedHistory
SBUXStarbucks CorpStock165,717$17.3M0.5%+6,963+4.4%AddedHistory
ARESAres Management CorpCL A COM STK206,567$17.2M0.5%+4,988+2.5%AddedHistory
DRIDarden Restaurants IncCOM110,481$17.1M0.5%+4,782+4.5%AddedHistory
UPSUnited Parcel Service IncStock87,835$17.0M0.5%+3,867+4.6%AddedHistory
CMECME Group Inc.COM87,930$16.8M0.5%+4,569+5.5%AddedHistory
Innovator ETFs Trust45782C516EMRGNG MKT JAN596,451$16.8M0.5%+596,451New–
HDHome Depot, Inc.Stock55,712$16.4M0.4%+3,728+7.2%AddedHistory
COPConocoPhillipsStock165,679$16.4M0.4%+50,433+43.8%AddedHistory
RTXRTX CorpStock165,637$16.2M0.4%+8,408+5.3%AddedHistory
BALLBALL CorpCOM292,421$16.1M0.4%+15,761+5.7%AddedHistory
ICEIntercontinental Exchange, Inc.Stock152,759$15.9M0.4%+8,742+6.1%AddedHistory
BDXBecton Dickinson & CoStock64,092$15.9M0.4%+3,955+6.6%AddedHistory
SCHWSchwab Charles CorpStock302,880$15.9M0.4%+302,673+146,218.8%AddedHistory
WTWWillis Towers Watson PLCSHS68,003$15.8M0.4%+4,100+6.4%AddedHistory
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB760,200$15.7M0.4%−162,687−17.6%Reduced–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB740,867$15.6M0.4%−204,527−21.6%Reduced–
APDAir Products & Chemicals, Inc.Stock54,280$15.6M0.4%+4,856+9.8%AddedHistory
SYYSysco CorpStock200,744$15.5M0.4%+16,924+9.2%AddedHistory
iShares Tr46436E866IBONDS 25 TRM TS656,234$15.4M0.4%+335,365+104.5%Added–
WTRGEssential Utilities, Inc.COM353,437$15.4M0.4%+28,436+8.7%AddedHistory
UNPUnion Pacific CorpStock76,483$15.4M0.4%+6,707+9.6%AddedHistory
ATOAtmos Energy CorpCOM136,602$15.3M0.4%+134,197+5,579.9%AddedHistory
AVBAvalonbay Communities IncCOM91,327$15.3M0.4%+6,429+7.6%AddedHistory
PANWPalo Alto Networks IncStock76,720$15.3M0.4%+7,291+10.5%AddedHistory
AMPAmeriprise Financial IncCOM49,687$15.2M0.4%+2,953+6.3%AddedHistory
AMTAmerican Tower CorpREIT74,352$15.2M0.4%+5,470+7.9%AddedHistory
NFLXNetflix IncStock43,883$15.2M0.4%−1,001−2.2%ReducedHistory
STZConstellation Brands, Inc.Stock66,591$15.0M0.4%+66,575+416,093.8%AddedHistory
BRBroadridge Financial Solutions, Inc.Stock102,105$15.0M0.4%+102,097+1,276,212.5%AddedHistory
ACNAccenture plcStock51,768$14.8M0.4%+51,606+31,855.6%AddedHistory
PGProcter & Gamble CoStock97,938$14.6M0.4%+23,960+32.4%AddedHistory
CBChubb LtdStock74,896$14.5M0.4%+5,596+8.1%AddedHistory
AMDAdvanced Micro Devices IncStock147,352$14.4M0.4%−2,197−1.5%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock71,523$14.0M0.4%+6,870+10.6%AddedHistory
WMTWalmart Inc.Stock94,780$14.0M0.4%+23,677+33.3%AddedHistory
VVisa Inc.Stock59,082$13.3M0.4%+5,635+10.5%AddedHistory
CVSCVS Health CorpStock178,834$13.3M0.4%+25,474+16.6%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD141,549$12.9M0.4%+141,159+36,194.6%Added–
GPNGlobal Payments IncStock122,198$12.9M0.4%−16,444−11.9%ReducedHistory
FITBFifth Third BancorpCOM481,586$12.8M0.3%+59,628+14.1%AddedHistory
BRK.BBerkshire Hathaway IncStock41,520$12.8M0.3%+8,345+25.2%AddedHistory
NOWServiceNow, Inc.Stock27,344$12.7M0.3%+2,487+10.0%AddedHistory
CFGCitizens Financial Group IncCOM412,864$12.5M0.3%+43,781+11.9%AddedHistory
VanEck ETF Trust92189F437FALLEN ANGEL HG444,149$12.4M0.3%−957,785−68.3%Reduced–

Sold out since Q4 2022 (173)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 173 by value last quarter.

Positions of Gradient Investments LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Vanguard Scottsdale FDS92206C706INTER TERM TREAS4,214$246.4K<0.1%–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM11,000$119.5K<0.1%History
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM14,000$105.7K<0.1%History
BF.ABrown Forman CorpCL A1,307$85.9K<0.1%History
CHWCalamos Global Dynamic Income FundCOM14,000$78.1K<0.1%History
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE933$69.0K<0.1%–
Exchange Listed FDS Tr30151E723CABANA TARGET 73,176$67.5K<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED2,339$59.9K<0.1%–
POSHPoshmark, Inc.COM CL A3,332$59.6K<0.1%History
UIUbiquiti Inc.COM200$54.7K<0.1%History
Victory Portfolios II92647N782VCSHS US 500 ENH839$53.7K<0.1%–
Invesco Exch TRD SLF Idx FD46138J650BULLSHS 24 USD2,216$53.3K<0.1%–
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD2,171$50.5K<0.1%–
iShares Tr46435G326CORE MSCI INTL871$48.8K<0.1%–
America Movil SAB de CV02364W204SPONSORED ADR2,400$43.2K<0.1%–
RVTRoyce Small-Cap Trust, Inc.COM3,202$42.5K<0.1%History
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN1,039$40.3K<0.1%–
ETF Ser Solutions26922A222APTUS COLLRD INV1,328$38.3K<0.1%–
ETF Ser Solutions26922A446OPUS SML CP VL1,203$37.3K<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN1,001$33.6K<0.1%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF300$31.6K<0.1%–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT3,700$28.9K<0.1%History
Vanguard Wellington FD921935508US MOMENTUM250$28.5K<0.1%–
STXSeagate Technology Holdings plcORD SHS525$27.6K<0.1%History
NPKNational Presto Industries IncCOM400$27.4K<0.1%History
SHYFShyft Group, Inc.COM1,098$27.3K<0.1%History
ETF Ser Solutions26922B816DEFIANCE DIGITAL6,215$26.9K<0.1%–
Pacer Trendpilot US Large Cap ETF69374H105ETF716$26.8K<0.1%–
TCPCBlackRock TCP Capital Corp.COM2,000$25.9K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF804$25.3K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE496$23.9K<0.1%–
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV250$21.5K<0.1%–
CLMCornerstone Strategic Investment Fund, Inc.COM2,700$19.9K<0.1%History
Vanguard Wellington FD921935409US MINIMUM200$19.7K<0.1%–
Exchange Listed FDS Tr30151E616CABANA AGGRESSIV1,062$19.4K<0.1%–
BF.BBrown Forman CorpStock283$18.6K<0.1%History
WisdomTree Tr97717X594ITL HDG QTLY DIV500$17.8K<0.1%–
ESTEEarthstone Energy IncCL A1,000$14.2K<0.1%History
CHDChurch & Dwight Co IncCOM172$13.9K<0.1%History
AAgilent Technologies, Inc.COM92$13.8K<0.1%History
iShares Tr46432F388MSCI USA VALUE129$11.8K<0.1%–
iShares S&P Small-Cap 600 Value ETF464287879ETF127$11.6K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS375$10.3K<0.1%–
FASTFastenal CoStock200$9.46K<0.1%History
Fidelity Covington Trust316092824LOW VOLITY ETF202$9.33K<0.1%–
iShares Tr464287622RUS 1000 ETF44$9.26K<0.1%–
Strategy Shs86280R803DAY HAGAN SMART300$9.14K<0.1%–
Two RDS Shared Tr90214Q642REGENTS PK HDGD1,033$8.69K<0.1%–
EXDEaton Vance Tax-Managed Buy-Write Strategy FundCOM SH BEN INT920$8.46K<0.1%History
SPDR Index Shs FDS78463X459ST STR SP GLBDIV143$8.39K<0.1%–
CXWCoreCivic, Inc.COM652$7.54K<0.1%History
GDDYGoDaddy Inc.CL A100$7.48K<0.1%History
Exchange Listed FDS Tr30151E632CABANA CONSERVAT378$7.43K<0.1%–
Global X FDS37950E291GLOBX SUPDV US380$7.14K<0.1%–
MINAberdeen Intermediate Income FundSH BEN INT2,445$6.75K<0.1%History
APHAmphenol CorpCL A77$5.86K<0.1%History
MEDMedifast IncCOM50$5.77K<0.1%History
Natura &CO Hldg S A63884N108ADS1,105$4.79K<0.1%–
FMCFMC CorpCOM NEW38$4.74K<0.1%History
iShares S&P Mid-Cap 400 Growth ETF464287606ETF68$4.64K<0.1%–
Schwab Fundamental U.S. Large Company ETF808524771ETF81$4.33K<0.1%–
CHCIComstock Holding Companies, Inc.CL A NEW986$4.19K<0.1%History
BKNGBooking Holdings Inc.Stock2$4.03K<0.1%History
MUSAMurphy USA Inc.COM14$3.91K<0.1%History
TRCTejon Ranch CoCOM200$3.77K<0.1%History
MPWRMonolithic Power Systems, Inc.COM10$3.54K<0.1%History
CHKPCheck Point Software Technologies LtdORD27$3.41K<0.1%History
Two Harbors Investment Corp.90187B804COM213$3.36K<0.1%–
Fidelity MSCI Information Technology Index ETF316092808ETF35$3.31K<0.1%–
WYWeyerhaeuser CoCOM NEW100$3.10K<0.1%History
Invesco Exchange Traded FD T46137V597RAFI US 150019$3.01K<0.1%–
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS72$2.99K<0.1%–
iShares Core S&P US Value ETF464287663ETF42$2.97K<0.1%–
STLDSteel Dynamics IncCOM27$2.64K<0.1%History
Schwab Fundamental International Small Equity ETF808524748ETF84$2.63K<0.1%–
ODFLOld Dominion Freight Line, Inc.COM8$2.27K<0.1%History
WIREEncore Wire CorpCOM16$2.20K<0.1%History
LHCGLHC Group, IncCOM13$2.10K<0.1%History
HLTHCue Health Inc.COM1,000$2.07K<0.1%History
Northern LTS FD Tr IV66538H179MAIN BUYWRITE160$2.03K<0.1%–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF13$2.02K<0.1%–
LPXLouisiana-Pacific CorpCOM34$2.01K<0.1%History
Schwab International Small-Cap Equity ETF808524888ETF62$1.95K<0.1%–
TREXTrex Co IncCOM45$1.91K<0.1%History
Exchange Listed FDS Tr30151E624CABANA MODERATE94$1.89K<0.1%–
SGISomnigroup International Inc.COM52$1.78K<0.1%History
BCCBoise Cascade CoCOM26$1.78K<0.1%History
LKQLKQ CorpCOM33$1.76K<0.1%History
WENWendy's CoStock76$1.72K<0.1%History
LHLabcorp Holdings Inc.COM NEW7$1.65K<0.1%History
UHSUniversal Health Services IncCL B11$1.55K<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A300$1.49K<0.1%History
CFCF Industries Holdings, Inc.COM17$1.45K<0.1%History
ProShares Tr74347X633ULTRA FNCLS NEW30$1.37K<0.1%–
Schwab Fundamental U.S. Small Company ETF808524763ETF29$1.35K<0.1%–
Northern LTS FD Tr IV66538H278MAIN THEMATC IN106$1.31K<0.1%–
HWMHowmet Aerospace Inc.Stock33$1.30K<0.1%History
INVAInnoviva, Inc.COM98$1.30K<0.1%History
AEISAdvanced Energy Industries IncCOM15$1.29K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A3$1.26K<0.1%History