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Creative Planning

SEC CIK
0001540235
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
2,050
+75 vs. Q2 2021
Portfolio value
$56.4B
+$40.3M (+0.1%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of Creative Planning in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BANFBancfirst CorpCOM3,911$235.0K<0.1%00.0%UnchangedHistory
AGIOAgios Pharmaceuticals, Inc.COM5,102$235.0K<0.1%00.0%UnchangedHistory
POWIPower Integrations IncCOM2,388$236.0K<0.1%+2,388NewHistory
AIZAssurant, Inc.Stock1,505$237.0K<0.1%−613−28.9%ReducedHistory
IVZInvesco Ltd.Stock9,818$237.0K<0.1%+9,818NewHistory
LEN.BLennar CorpCL B3,060$237.0K<0.1%−10.0%ReducedHistory
WTSWatts Water Technologies IncCL A1,412$237.0K<0.1%+1,412NewHistory
NKLANikola CorpCOM22,195$237.0K<0.1%+570+2.6%AddedHistory
CCJCameco CorpStock10,939$238.0K<0.1%−936−7.9%ReducedHistory
BKHBlack Hills CorpCOM3,793$238.0K<0.1%+3,793NewHistory
OVVOvintiv Inc.COM7,227$238.0K<0.1%−1,862−20.5%ReducedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD5,839$238.0K<0.1%00.0%Unchanged–
NODKNI Holdings, Inc.COM13,533$238.0K<0.1%+13,533NewHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC7,980$239.0K<0.1%−3,051−27.7%Reduced–
GRFSGrifols SASP ADR REP B NVT16,390$239.0K<0.1%−27,160−62.4%ReducedHistory
Amplify ETF Tr032108102ONLIN RETL ETF2,184$239.0K<0.1%−70−3.1%Reduced–
CAJPYCanon IncSPONSORED ADR9,787$239.0K<0.1%+9,787NewHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM234,043$239.0K<0.1%−3,981−1.7%ReducedHistory
Schwab Strategic Tr8085247221000 INDEX ETF5,659$241.0K<0.1%−3,745−39.8%Reduced–
VICRVicor CorpCOM1,800$241.0K<0.1%+1,800NewHistory
HOUSAnywhere Real Estate Inc.COM13,739$241.0K<0.1%+270+2.0%AddedHistory
BURLBurlington Stores, Inc.COM854$242.0K<0.1%+24+2.9%AddedHistory
iShares Tr464288703MRNING SM CP ETF4,251$242.0K<0.1%−3−0.1%Reduced–
iShares Tr464288372GLB INFRASTR ETF5,282$242.0K<0.1%00.0%Unchanged–
NTLAIntellia Therapeutics, Inc.COM1,810$243.0K<0.1%+1,810NewHistory
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW3,864$243.0K<0.1%+3,864New–
EXPEagle Materials IncCOM1,853$243.0K<0.1%00.0%UnchangedHistory
WSCWillScot Holdings CorpCOM CL A7,716$245.0K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN4,169$245.0K<0.1%+4,169New–
LEALear CorpCOM NEW1,563$245.0K<0.1%−77−4.7%ReducedHistory
PDDPDD Holdings Inc.SPONSORED ADS2,709$246.0K<0.1%+2,709NewHistory
PUKPrudential PLCADR6,284$246.0K<0.1%+6,284NewHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD2,328$246.0K<0.1%+2,328New–
Flexshares Tr33939L100MORNSTAR USMKT1,459$246.0K<0.1%00.0%Unchanged–
MRKRMarker Therapeutics, Inc.COM145,361$246.0K<0.1%−5,000−3.3%ReducedHistory
ENDPEndo International plcSHS76,321$247.0K<0.1%−205−0.3%ReducedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO2,565$248.0K<0.1%−722−22.0%Reduced–
iShares Tr464287812US CONSM STAPLES1,379$248.0K<0.1%−66−4.6%Reduced–
TriSalus Life Sciences, Inc.58507N105COM CL A25,000$248.0K<0.1%+25,000New–
GHGuardant Health, Inc.COM1,993$249.0K<0.1%+158+8.6%AddedHistory
MITKMitek Systems IncCOM NEW13,441$249.0K<0.1%+13,441NewHistory
ABTCAmerican Bitcoin Corp.COM88,178$249.0K<0.1%−14,163−13.8%ReducedHistory
Listed FDS Tr53656F623HORI KI INFL ETF8,600$251.0K<0.1%+8,600New–
LFUSLittelfuse IncCOM919$251.0K<0.1%−126−12.1%ReducedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM25,119$251.0K<0.1%00.0%UnchangedHistory
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF9,966$252.0K<0.1%+1,117+12.6%Added–
NRGNRG Energy, Inc.Stock6,181$252.0K<0.1%+6,181NewHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS28,223$252.0K<0.1%+1,172+4.3%AddedHistory
TROXTronox Holdings plcSHS10,211$252.0K<0.1%+10,211NewHistory
Chindata Group Hldgs Ltd16955F107ADS30,000$252.0K<0.1%+30,000New–
AAAlcoa CorpStock5,167$253.0K<0.1%+5,167NewHistory
iShares Tr464288109MORNINGSTAR VALU3,970$253.0K<0.1%−3,428−46.3%Reduced–
QDELQuidelOrtho CorpCOM1,791$253.0K<0.1%+1,791NewHistory
VNTVontier CorpStock7,562$254.0K<0.1%+67+0.9%AddedHistory
PLANAnaplan, Inc.COM4,166$254.0K<0.1%+4,166NewHistory
RVNCRevance Therapeutics, Inc.COM9,113$254.0K<0.1%00.0%UnchangedHistory
BKEBuckle IncCOM6,453$255.0K<0.1%+6,453NewHistory
PUBMPubMatic, Inc.COM CL A9,691$255.0K<0.1%+3,627+59.8%AddedHistory
CHYCalamos Convertible & High Income FundCOM SHS16,371$256.0K<0.1%+474+3.0%AddedHistory
PEverpure, Inc.CL A10,187$256.0K<0.1%+10,187NewHistory
NATINational Instruments CorpCOM6,515$256.0K<0.1%−1,050−13.9%ReducedHistory
AGCOAGCO CorpCOM2,095$257.0K<0.1%−577−21.6%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS67,808$257.0K<0.1%−2,755−3.9%ReducedHistory
BLEBlackRock Municipal Income Trust IICOM16,962$257.0K<0.1%−590−3.4%ReducedHistory
STORStore Capital LLCCOM8,025$257.0K<0.1%+1,686+26.6%AddedHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM23,835$258.0K<0.1%+3,428+16.8%AddedHistory
Global X FDS37954Y814FINTECH ETF5,373$258.0K<0.1%+474+9.7%Added–
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI9,995$258.0K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W648U.S. TECH INDEPD4,638$259.0K<0.1%+54+1.2%Added–
MCABlackRock Muniyield California Quality Fund, Inc.COM16,321$259.0K<0.1%+2,300+16.4%AddedHistory
LTHMLivent Corp.COM11,214$259.0K<0.1%−519−4.4%ReducedHistory
ARLPAlliance Resource Partners LPStock23,880$260.0K<0.1%+500+2.1%AddedHistory
MGNIMagnite, Inc.COM9,327$261.0K<0.1%−3,968−29.8%ReducedHistory
CTRACoterra Energy Inc.Stock12,083$263.0K<0.1%+964+8.7%AddedHistory
MHKMohawk Industries IncCOM1,483$263.0K<0.1%−194−11.6%ReducedHistory
DNLIDenali Therapeutics Inc.COM5,208$263.0K<0.1%+5,208NewHistory
BGSB&G Foods, Inc.COM8,807$263.0K<0.1%+2,344+36.3%AddedHistory
Global X FDS37954Y673US INFR DEV ETF10,402$264.0K<0.1%+10,402New–
FLGTFulgent Genetics, Inc.COM2,935$264.0K<0.1%−2,020−40.8%ReducedHistory
MARAMARA Holdings, Inc.COM8,358$264.0K<0.1%+8,358NewHistory
SPDR Ser Tr78468R648S&P KENSHO NEW4,341$264.0K<0.1%−474−9.8%Reduced–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,415$265.0K<0.1%+4,415New–
HBNCHorizon Bancorp IncCOM14,580$265.0K<0.1%00.0%UnchangedHistory
DANDANA IncCOM11,958$266.0K<0.1%−57,224−82.7%ReducedHistory
JMIAJumia Technologies AGSPONSORED ADS14,301$266.0K<0.1%+209+1.5%AddedHistory
BENFranklin Templeton IncCOM9,014$268.0K<0.1%−366−3.9%ReducedHistory
IDAIdacorp IncCOM2,597$268.0K<0.1%+182+7.5%AddedHistory
iShares Tr46435G789IBONDS DEC202110,479$268.0K<0.1%+10,479New–
VSTOVista Outdoor Inc.COM6,649$268.0K<0.1%−1,378−17.2%ReducedHistory
KSSKOHLS CorpStock5,715$269.0K<0.1%−1,239−17.8%ReducedHistory
AGOAssured Guaranty LtdCOM5,756$269.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW5,115$269.0K<0.1%−994−16.3%Reduced–
TBCHTurtle Beach CorpCOM NEW9,654$269.0K<0.1%+100+1.0%AddedHistory
EATBrinker International, IncStock5,506$270.0K<0.1%−100−1.8%ReducedHistory
WABWestinghouse Air Brake Technologies CorpStock3,153$272.0K<0.1%−234−6.9%ReducedHistory
BOHBank of Hawaii CorpCOM3,310$272.0K<0.1%+380+13.0%AddedHistory
AXTAAxalta Coating Systems Ltd.COM9,324$272.0K<0.1%+9,324NewHistory
Nushares ETF Tr67092P201NUVEEN ESG LRGCP4,160$272.0K<0.1%00.0%Unchanged–
IBNIcici Bank LtdADR14,407$272.0K<0.1%+14,407NewHistory
WMPNWilliam Penn BancorporationCOM22,273$272.0K<0.1%+22,273NewHistory

Options (59)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Creative Planning in Q3 2021
SecurityClassPutsCalls
EAREargo, Inc.COM$346.0K–
MVISMicrovision, Inc.COM NEW–$302.0K
AMATApplied Materials IncStock$250.0K–
BOXBox IncCL A–$203.0K
SNOWSnowflake Inc.Stock–$201.0K
AAPLApple Inc.Stock$156.0K$17.0K
INTCIntel CorpStock–$145.0K
NIONIO Inc.ADR–$108.0K
UBERUber Technologies, IncStock–$95.0K
State Street Energy Select Sector SPDR ETF81369Y506ETF–$86.0K
FDXFedEx CorpStock$52.0K–
PLUGPlug Power IncStock–$50.0K
SPCEVirgin Galactic Holdings, IncCOM–$48.0K
ABNBAirbnb, Inc.Stock–$42.0K
PPGPPG Industries IncStock$31.0K–
TTDTrade Desk, Inc.Stock–$31.0K
UNPUnion Pacific CorpStock$29.0K–
SHOPShopify Inc.Stock–$28.0K
BABAAlibaba Group Holding LtdADR–$26.0K
TLRYTilray Brands, Inc.COM CL 2–$22.0K
BEBloom Energy CorpCOM CL A–$20.0K
AMZNAmazon Com IncStock$11.0K$8.00K
SPYSPDR S&P 500 ETF TrustETF–$19.0K
FSLRFirst Solar, Inc.Stock–$16.0K
JNJJohnson & JohnsonStock$15.0K–
LCIDLucid Group, Inc.COM–$15.0K
AMDAdvanced Micro Devices IncStock$13.0K–
PLTRPalantir Technologies Inc.Stock–$13.0K
UPSUnited Parcel Service IncStock$11.0K–
ABTCAmerican Bitcoin Corp.COM–$11.0K
MSFTMicrosoft CorpStock$9.00K–
ILMNIllumina, Inc.COM–$8.00K
EXASExact Sciences CorpCOM–$8.00K
BACBank of America CorpStock$7.00K–
UPSTUpstart Holdings, Inc.COM–$7.00K
WFCWells Fargo & CompanyStock$6.00K–
POSHPoshmark, Inc.COM CL A–$6.00K
PYPLPayPal Holdings, Inc.Stock–$5.00K
ETSYEtsy IncCOM–$5.00K
NNDMNano Dimension Ltd.SPONSORD ADS NEW–$4.00K
HUTHut 8 Corp.Common Stock–$4.00K
NVTAInvitae CorpCOM–$4.00K
GOOGLAlphabet Inc.Stock$3.00K–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF–$3.00K
ARK ETF Tr00214Q302GENOMIC REV ETF–$3.00K
COINCoinbase Global, Inc.COM CL A–$3.00K
RIOTRiot Platforms, Inc.COM–$3.00K
FFord Motor CoStock–$2.00K
MGMMGM Resorts InternationalStock–$2.00K
XYZBlock, Inc.CL A–$2.00K
LENLennar CorpCL A–$2.00K
DDD3D Systems CorpCOM NEW–$2.00K
NFLXNetflix IncStock$1.00K–
GMEGameStop Corp.Stock$1.00K–
JPMJPMorgan Chase & CoStock$1.00K–
CCitigroup IncStock$1.00K–
DOCUDocuSign, Inc.Stock–$1.00K
ACBAurora Cannabis IncCOM–$1.00K
COUPCoupa Software IncCOM–$1.00K

Sold out since Q2 2021 (127)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 127 by value last quarter.

Positions of Creative Planning sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Churchill Capital Corp IV171439102CL A164,508$4.74M<0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF14,723$3.60M<0.1%–
PARPar Technology CorpCOM41,986$2.94M<0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS147,334$2.60M<0.1%History
STNEStoneCo Ltd.COM29,008$1.95M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A95,850$1.81M<0.1%–
MXIMMaxim Integrated Products IncCOM9,275$977.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE56,621$871.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A17,163$760.0K<0.1%History
ProShares Tr74347R693PSHS ULTRA TECH6,926$667.0K<0.1%–
AXSMAxsome Therapeutics, Inc.COM9,668$652.0K<0.1%History
Gores Holdings VI Inc38286R105COM CL A40,132$651.0K<0.1%–
Capital Product Partners L PY11082206PARTNERSHP UNITS52,545$641.0K<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE14,013$621.0K<0.1%–
ZNGAZynga IncCL A52,424$557.0K<0.1%History
AEOAmerican Eagle Outfitters IncCOM14,736$553.0K<0.1%History
VALEVale S.A.SPONSORED ADS24,005$548.0K<0.1%History
TWSTTwist Bioscience CorpCOM3,950$526.0K<0.1%History
RADNew Rite Aid, LLCCOM29,439$480.0K<0.1%History
VINCVincerx Pharma, Inc.COM NEW35,000$455.0K<0.1%History
iShares Tr46435G474FALN ANGLS USD14,795$443.0K<0.1%–
USCRU.S. Concrete, Inc.COM5,768$426.0K<0.1%History
VBTXVeritex Holdings, Inc.COM11,648$412.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF6,426$407.0K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF14,929$386.0K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,639$386.0K<0.1%–
MSEXMiddlesex Water CoCOM4,451$364.0K<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A1,996$357.0K<0.1%History
DAYDayforce, Inc.COM3,727$357.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM1,931$355.0K<0.1%History
iShares Inc464286632MSCI ISRAEL ETF5,074$354.0K<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF8,700$344.0K<0.1%–
RDYDr Reddys Laboratories LtdADR4,550$334.0K<0.1%History
GRWGGrowGeneration Corp.COM6,892$332.0K<0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,850$319.0K<0.1%–
MFNCMackinac Financial CorpCOM15,778$312.0K<0.1%History
COHRCoherent Corp.COM4,247$308.0K<0.1%History
KDPKeurig Dr Pepper Inc.COM8,607$303.0K<0.1%History
EBSEmergent BioSolutions Inc.COM4,749$299.0K<0.1%History
NVCRNovoCure LtdORD SHS1,341$297.0K<0.1%History
ASBAssociated Banc-CorpCOM14,330$293.0K<0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF3,839$290.0K<0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL2,535$284.0K<0.1%–
Tuscan Hldgs Corp90069K104COM20,070$274.0K<0.1%–
SRSpire IncCOM3,646$264.0K<0.1%History
Global X FDS37954Y780INTERNET OF THNG7,283$260.0K<0.1%–
CHMGChemung Financial CorpCOM5,814$258.0K<0.1%History
PAASPan American Silver CorpStock8,900$254.0K<0.1%History
PTCPTC Inc.Stock1,789$253.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF3,134$253.0K<0.1%–
TRTNTriton International LtdCL A4,826$253.0K<0.1%History
MDXGMimedx Group, Inc.COM20,135$252.0K<0.1%History
SFIXStitch Fix, Inc.Stock4,153$250.0K<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR1,900$250.0K<0.1%History
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM18,207$243.0K<0.1%History
PDIPIMCO Dynamic Income FundSHS8,381$241.0K<0.1%History
JAZZJazz Pharmaceuticals plcSHS USD1,323$235.0K<0.1%History
MKSIMKS IncCOM1,313$234.0K<0.1%History
MEDMedifast IncCOM825$233.0K<0.1%History
AEMAgnico Eagle Mines LtdStock3,789$229.0K<0.1%History
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,200$229.0K<0.1%History
Direxion Shs ETF Tr25459W730DLY MIDCAP ETF3X3,720$228.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS10,189$228.0K<0.1%History
CHWYChewy, Inc.CL A2,801$223.0K<0.1%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN2,382$222.0K<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF5,548$222.0K<0.1%–
iShares Inc464286681MSCI EQUAL WEITE2,607$220.0K<0.1%–
APOGApogee Enterprises, Inc.COM5,390$220.0K<0.1%History
LILi Auto Inc.SPONSORED ADS6,250$218.0K<0.1%History
RKTRocket Companies, Inc.Stock11,094$215.0K<0.1%History
NUSNu Skin Enterprises, Inc.CL A3,800$215.0K<0.1%History
PEGAPegasystems IncCOM1,528$213.0K<0.1%History
HQLabrdn Life Sciences InvestorsSH BEN INT9,919$213.0K<0.1%History
WIXWix.com Ltd.SHS734$213.0K<0.1%History
EDITEditas Medicine, Inc.COM3,736$212.0K<0.1%History
ELSEquity Lifestyle Properties IncCOM2,807$209.0K<0.1%History
WisdomTree Tr97717W406US AI ENHANCED2,143$208.0K<0.1%–
iShares Inc464286871MSCI HONG KG ETF7,800$208.0K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT6,481$208.0K<0.1%History
BTZBlackRock Credit Allocation Income TrustCOM13,145$205.0K<0.1%History
RLMDRelmada Therapeutics, Inc.COM6,375$204.0K<0.1%History
SNXTD Synnex CorpCOM1,650$201.0K<0.1%History
iShares Tr46434V282U S EQUITY FACTR4,697$201.0K<0.1%–
SKTTanger Inc.COM10,325$195.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF10,810$172.0K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT10,308$166.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK10,182$156.0K<0.1%History
MYIBlackRock Muniyield Quality Fund III, Inc.COM10,107$150.0K<0.1%History
STKLSunOpta Inc.COM11,902$146.0K<0.1%History
EOLSEvolus, Inc.COM10,946$138.0K<0.1%History
AIRCApartment Income REIT Corp.COM2,909$138.0K<0.1%History
LPLALPL Financial Holdings Inc.COM1,017$137.0K<0.1%History
JAMFJamf Holding Corp.COM4,000$134.0K<0.1%History
YELLQYellow CorpCOM20,385$133.0K<0.1%History
AELAmerican National Group Inc.COM4,000$129.0K<0.1%History
MDVLMedAvail Holdings, Inc.COM10,547$129.0K<0.1%History
OUSTOuster, Inc.COM10,200$127.0K<0.1%History
Genius Sports LtdG3934V117COM15,000$119.0K<0.1%–
PVHPVH Corp.COM1,000$108.0K<0.1%History
ASAASA Gold & Precious Metals LtdSHS5,000$108.0K<0.1%History