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Livermore
Livermore
ZHEN

Leonteq Securities AG

SEC CIK
0001535950
Latest filing
Jul 27, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Mar 11, 2026. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,078
−23 vs. Q3 2023
Portfolio value
$777.9M
−$171.2M (−18.0%) vs. Q3 2023
Filed
Mar 11, 2026
SEC
Holdings of Leonteq Securities AG in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock165,305$31.8M4.1%+38,248+30.1%AddedHistory
MSFTMicrosoft CorpStock58,247$21.9M2.8%−1,848−3.1%ReducedHistory
GOOGLAlphabet Inc.Stock136,023$19.0M2.4%+62,410+84.8%AddedHistory
AMZNAmazon Com IncStock119,096$18.1M2.3%−156,272−56.8%ReducedHistory
TSLATesla, Inc.Stock72,073$17.9M2.3%−31,704−30.6%ReducedHistory
DISWalt Disney CoStock146,691$13.2M1.7%−68,825−31.9%ReducedHistory
PFEPfizer IncStock450,264$13.0M1.7%+326,169+262.8%AddedHistory
NVDANVIDIA CorpStock22,548$11.2M1.4%−13,176−36.9%ReducedHistory
VZVerizon Communications IncStock240,769$9.08M1.2%+32,527+15.6%AddedHistory
HONHoneywell International IncCOM42,887$9.00M1.2%+12,427+40.8%AddedHistory
NKENIKE, Inc.Stock79,512$8.63M1.1%−121,774−60.5%ReducedHistory
JNJJohnson & JohnsonStock53,061$8.32M1.1%+14,341+37.0%AddedHistory
TAT&T Inc.Stock483,096$8.11M1.0%+246,960+104.6%AddedHistory
ZMZoom Communications, Inc.Stock109,893$7.90M1.0%−2,887−2.6%ReducedHistory
BABoeing CoStock29,858$7.78M1.0%+12,155+68.7%AddedHistory
INTUIntuit Inc.Stock11,575$7.23M0.9%+9,891+587.4%AddedHistory
SWKSSkyworks Solutions, Inc.Stock62,432$7.02M0.9%+9,527+18.0%AddedHistory
CSCOCisco Systems, Inc.Stock138,734$7.01M0.9%+41,694+43.0%AddedHistory
SEDGSolaredge Technologies, Inc.COM74,440$6.97M0.9%+13,298+21.7%AddedHistory
ALGNAlign Technology IncCOM25,403$6.96M0.9%+17,630+226.8%AddedHistory
METAMeta Platforms, Inc.Stock19,566$6.93M0.9%+19,389+10,954.2%AddedHistory
BABAAlibaba Group Holding LtdADR88,415$6.85M0.9%+10,477+13.4%AddedHistory
ALBAlbemarle CorpStock47,398$6.85M0.9%+16,693+54.4%AddedHistory
SHOPShopify Inc.Stock85,750$6.83M0.9%−63,559−42.6%ReducedHistory
TXNTexas Instruments IncStock39,165$6.68M0.9%+16,634+73.8%AddedHistory
GOOGAlphabet Inc.Stock43,104$6.07M0.8%+1,548+3.7%AddedHistory
CMCSAComcast CorpStock138,220$6.06M0.8%+63,782+85.7%AddedHistory
TRIPTripAdvisor, Inc.COM271,687$5.85M0.8%−98,844−26.7%ReducedHistory
PYPLPayPal Holdings, Inc.Stock91,535$5.62M0.7%−148,083−61.8%ReducedHistory
PLUGPlug Power IncStock1,240,825$5.58M0.7%+650,934+110.3%AddedHistory
ILMNIllumina, Inc.COM40,053$5.58M0.7%+21,982+121.6%AddedHistory
LLYEli Lilly & CoStock9,418$5.49M0.7%−458−4.6%ReducedHistory
ORAOrmat Technologies, Inc.COM70,100$5.31M0.7%+35,600+103.2%AddedHistory
SLBSLB LimitedStock99,915$5.20M0.7%+54,957+122.2%AddedHistory
PGProcter & Gamble CoStock35,121$5.15M0.7%+19,421+123.7%AddedHistory
ADBEAdobe Inc.Stock8,467$5.05M0.6%+2,167+34.4%AddedHistory
MRNAModerna, Inc.Stock50,626$5.03M0.6%−37,360−42.5%ReducedHistory
BRK.BBerkshire Hathaway IncStock13,879$4.95M0.6%+3,504+33.8%AddedHistory
VVisa Inc.Stock18,388$4.79M0.6%+12,512+212.9%AddedHistory
VFCV F CorpStock241,315$4.54M0.6%−61,498−20.3%ReducedHistory
ESRTEmpire State Realty Trust, Inc.CL A459,104$4.45M0.6%+459,104NewHistory
ENPHEnphase Energy, Inc.Stock33,616$4.44M0.6%−35,068−51.1%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR42,486$4.42M0.6%−82,038−65.9%ReducedHistory
NIONIO Inc.ADR474,813$4.31M0.6%−109,705−18.8%ReducedHistory
PANWPalo Alto Networks IncStock14,428$4.25M0.5%−3,072−17.6%ReducedHistory
NOCNorthrop Grumman CorpStock9,058$4.24M0.5%+679+8.1%AddedHistory
TDOCTeladoc Health, Inc.COM190,926$4.11M0.5%+56,327+41.8%AddedHistory
SBUXStarbucks CorpStock42,220$4.05M0.5%+24,475+137.9%AddedHistory
NEENextera Energy IncStock66,299$4.03M0.5%+11,955+22.0%AddedHistory
PLTRPalantir Technologies Inc.Stock229,376$3.94M0.5%+98,548+75.3%AddedHistory
XOMExxonMobil Holdings CorpCOM39,313$3.93M0.5%+7,277+22.7%AddedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS188,807$3.78M0.5%−17,401−8.4%ReducedHistory
SNAPSnap IncStock220,563$3.73M0.5%−144,363−39.6%ReducedHistory
BMYBristol Myers Squibb CoStock72,406$3.72M0.5%+20,662+39.9%AddedHistory
MAMastercard IncStock8,645$3.69M0.5%−1,762−16.9%ReducedHistory
FTNTFortinet, Inc.Stock59,405$3.48M0.4%+7,978+15.5%AddedHistory
CVXChevron CorpStock23,107$3.45M0.4%+14,214+159.8%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/9999184,147$3.41M0.4%−403,866−68.7%ReducedHistory
MUMicron Technology IncStock40,000$3.41M0.4%+4,031+11.2%AddedHistory
BIDUBaidu, Inc.ADR28,357$3.38M0.4%+12,357+77.2%AddedHistory
SESea LtdSPONSORD ADS81,993$3.32M0.4%+38,993+90.7%AddedHistory
GILDGilead Sciences, Inc.Stock38,432$3.11M0.4%−6,526−14.5%ReducedHistory
COHRCoherent Corp.COM69,684$3.03M0.4%+13,279+23.5%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock11,662$2.98M0.4%−22,605−66.0%ReducedHistory
UALUnited Airlines Holdings, Inc.COM71,332$2.94M0.4%+12,565+21.4%AddedHistory
GEGeneral Electric CoStock22,967$2.93M0.4%−1,349−5.5%ReducedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS280,427$2.93M0.4%−46,744−14.3%ReducedHistory
AAAlcoa CorpStock86,087$2.93M0.4%−36,244−29.6%ReducedHistory
WMTWalmart Inc.Stock18,545$2.92M0.4%+16,438+780.2%AddedHistory
CVSCVS Health CorpStock36,224$2.86M0.4%−4,552−11.2%ReducedHistory
ABNBAirbnb, Inc.Stock20,951$2.85M0.4%−1,829−8.0%ReducedHistory
AALAmerican Airlines Group Inc.Stock201,504$2.77M0.4%+53,238+35.9%AddedHistory
ELEstee Lauder Companies IncCL A18,299$2.68M0.3%−82,553−81.9%ReducedHistory
PMPhilip Morris International Inc.Stock28,042$2.64M0.3%+3,391+13.8%AddedHistory
UAAUnder Armour, Inc.Stock297,163$2.61M0.3%−8,686−2.8%ReducedHistory
SNPSSynopsys IncCOM5,070$2.61M0.3%−2,152−29.8%ReducedHistory
HALHalliburton CoStock70,745$2.56M0.3%+35,090+98.4%AddedHistory
DVNDevon Energy CorpStock56,369$2.55M0.3%+20,268+56.1%AddedHistory
MRKMerck & Co., Inc.Stock22,966$2.50M0.3%−1,949−7.8%ReducedHistory
BNTXBioNTech SESPONSORED ADS23,642$2.50M0.3%−10,422−30.6%ReducedHistory
GSGoldman Sachs Group IncStock6,420$2.48M0.3%+12+0.2%AddedHistory
VRTXVertex Pharmaceuticals IncStock6,083$2.48M0.3%+4,001+192.2%AddedHistory
SNOWSnowflake Inc.Stock12,331$2.45M0.3%−515−4.0%ReducedHistory
ADSKAutodesk, Inc.COM9,931$2.42M0.3%−6,239−38.6%ReducedHistory
CCitigroup IncStock46,917$2.41M0.3%−143,584−75.4%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock17,654$2.33M0.3%+2,549+16.9%AddedHistory
EBAYeBay IncCOM52,585$2.29M0.3%+11,562+28.2%AddedHistory
AMATApplied Materials IncStock13,970$2.26M0.3%−8,622−38.2%ReducedHistory
EWEdwards Lifesciences CorpStock29,687$2.26M0.3%−3,245−9.9%ReducedHistory
IBMInternational Business Machines CorpStock13,814$2.26M0.3%−4,882−26.1%ReducedHistory
NEMNEWMONT CorpStock53,782$2.23M0.3%−194,351−78.3%ReducedHistory
WBDWarner Bros. Discovery, Inc.Stock195,543$2.23M0.3%−1,223−0.6%ReducedHistory
KLACKLA CorpCOM NEW3,743$2.18M0.3%−608−14.0%ReducedHistory
PEPPepsiCo IncStock12,602$2.14M0.3%+3,401+37.0%AddedHistory
ROKURoku, IncCOM CL A23,304$2.14M0.3%−1,709−6.8%ReducedHistory
MOSMosaic CoCOM59,526$2.13M0.3%−17,229−22.4%ReducedHistory
BBYBest Buy Co IncStock26,944$2.11M0.3%+658+2.5%AddedHistory
UBERUber Technologies, IncStock33,508$2.06M0.3%−19,388−36.7%ReducedHistory
BIIBBiogen Inc.COM7,964$2.06M0.3%+1,479+22.8%AddedHistory
APDAir Products & Chemicals, Inc.Stock7,514$2.06M0.3%+538+7.7%AddedHistory

Options (91)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Leonteq Securities AG in Q4 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$129.9M–
iShares Tr464288513IBOXX HI YD ETF$66.2M$23.2M
BABAAlibaba Group Holding LtdADR–$71.6M
iShares Tr464287184CHINA LG-CAP ETF$24.4M$44.9M
AMZNAmazon Com IncStock$5.94M$37.7M
AAPLApple Inc.Stock$16.4M$26.8M
AALAmerican Airlines Group Inc.Stock–$27.4M
JDJD.com, Inc.SPON ADS CL A–$27.1M
BACBank of America CorpStock–$23.9M
TSLATesla, Inc.Stock$1.44M$21.5M
GOOGLAlphabet Inc.Stock–$22.2M
iShares Tr464287234MSCI EMG MKT ETF$18.1M$4.02M
NVDANVIDIA CorpStock$18.6M$1.09M
MSFTMicrosoft CorpStock–$18.7M
METAMeta Platforms, Inc.Stock–$18.5M
CRMSalesforce, Inc.Stock–$18.4M
DISWalt Disney CoStock–$18.1M
CCitigroup IncStock–$15.4M
AMDAdvanced Micro Devices IncStock$1.47M$13.7M
INTCIntel CorpStock–$15.1M
iShares Tr46429B671MSCI CHINA ETF$6.93M$7.74M
PYPLPayPal Holdings, Inc.Stock–$13.3M
MRNAModerna, Inc.Stock–$13.0M
NFLXNetflix IncStock$97.4K$12.6M
XYZBlock, Inc.CL A–$11.6M
GMGeneral Motors CoCOM–$10.9M
QCOMQualcomm IncStock–$10.7M
PFEPfizer IncStock$31.7K$10.1M
NKENIKE, Inc.Stock$10.9K$9.14M
JNJJohnson & JohnsonStock$2.01M$7.05M
JPMJPMorgan Chase & CoStock–$8.93M
FFord Motor CoStock–$6.70M
VanEck ETF Trust92189F106GOLD MINERS ETF$6.20M–
iShares Inc464286400MSCI BRAZIL ETF$3.85M$2.10M
NEMNEWMONT CorpStock–$5.33M
WDCWestern Digital CorpCOM–$5.26M
TWLOTwilio IncCL A–$4.92M
VVisa Inc.Stock$130.2K$4.43M
ADBEAdobe Inc.Stock–$4.41M
ALGNAlign Technology IncCOM–$4.11M
SHOPShopify Inc.Stock–$3.90M
RTXRTX CorpStock–$3.80M
MCDMcDonalds CorpStock–$3.71M
ELEstee Lauder Companies IncCL A–$3.66M
ABNBAirbnb, Inc.Stock–$3.53M
EAElectronic Arts Inc.COM–$3.39M
SBUXStarbucks CorpStock$3.27M–
MUMicron Technology IncStock–$3.20M
VZVerizon Communications IncStock–$3.05M
BMYBristol Myers Squibb CoStock–$2.82M
BIIBBiogen Inc.COM–$2.59M
OXYOccidental Petroleum CorpStock$2.54M–
TTWOTake Two Interactive Software IncCOM–$2.40M
GSGoldman Sachs Group IncStock$2.31M–
SEDGSolaredge Technologies, Inc.COM–$2.07M
AXPAmerican Express CoStock–$1.87M
COPConocoPhillipsStock–$1.74M
TGTTarget CorpStock–$1.72M
GOOGAlphabet Inc.Stock–$1.72M
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1.52M
BMBLBumble Inc.COM CL A–$1.40M
SNAPSnap IncStock$1.35M$42.3K
BABoeing CoStock$755.9K$547.4K
BIDUBaidu, Inc.ADR–$1.19M
iShares Tr46428743220 YR TR BD ETF–$1.09M
MDLZMondelez International, Inc.Stock$1.09M–
PAASPan American Silver CorpStock–$979.8K
DOCSDoximity, Inc.CL A–$933.7K
ADSKAutodesk, Inc.COM–$827.8K
FLFoot Locker, Inc.COM–$716.5K
ENPHEnphase Energy, Inc.Stock–$594.6K
XOMExxonMobil Holdings CorpCOM$449.9K$10.0K
UBERUber Technologies, IncStock–$431.0K
MARAMARA Holdings, Inc.COM–$399.3K
BYNDBeyond Meat, Inc.COM–$362.2K
ZMZoom Communications, Inc.Stock–$359.6K
RIOTRiot Platforms, Inc.COM–$340.3K
iShares Inc464286772MSCI STH KOR ETF$327.6K–
GLDSPDR Gold TrustETF$210.3K–
IBNIcici Bank LtdADR$121.6K–
SONYSony Group CorpSPONSORED ADR–$113.6K
OKTAOkta, Inc.CL A–$90.5K
KOCoca Cola CoStock$53.0K–
HOODRobinhood Markets, Inc.Stock–$51.0K
FLYYSpirit Aviation Holdings, Inc.COM–$49.2K
ARK Innovation ETF00214Q104ETF–$41.9K
PLTRPalantir Technologies Inc.Stock–$34.3K
AXSMAxsome Therapeutics, Inc.COM–$31.8K
ALBAlbemarle CorpStock–$28.9K
RBLXRoblox CorpStock–$27.4K
CCLCarnival Corp Ltd.UNIT 99/99/9999–$1.85K

Sold out since Q3 2023 (120)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Leonteq Securities AG sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
VALEVale S.A.SPONSORED ADS1,015,812$13.6M1.4%History
QCOMQualcomm IncStock84,583$9.39M1.0%History
INTCIntel CorpStock263,665$9.37M1.0%History
CRMSalesforce, Inc.Stock38,486$7.80M0.8%History
OCOwens CorningStock22,548$3.08M0.3%History
RCIRogers Communications IncCL B42,823$2.23M0.2%History
VMWVmware LLCCL A COM13,329$2.22M0.2%History
AQNAlgonquin Power & Utilities Corp.COM238,167$1.91M0.2%History
ATVIActivision Blizzard, Inc.COM9,642$902.8K0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN30,009$891.3K0.1%History
SKESkeena Resources LtdCommon Stock136,000$844.6K0.1%History
Orla MNG Ltd New68634K106COM160,000$768.0K0.1%–
Farfetch Ltd30744W107ORD SH CL A317,527$663.6K0.1%–
SASeabridge Gold IncCOM55,000$580.3K0.1%History
HLTHilton Worldwide Holdings Inc.COM3,388$508.8K0.1%History
NFGCNew Found Gold Corp.COM82,000$459.2K<0.1%History
DLTRDollar Tree, Inc.COM3,422$364.3K<0.1%History
ARGXArgenx SESPONSORED ADR700$344.1K<0.1%History
SNXTD Synnex CorpCOM2,969$296.5K<0.1%History
CUBECubeSmartREIT7,096$270.6K<0.1%History
ACMAecomCOM2,716$225.5K<0.1%History
EXELExelixis, Inc.COM10,000$218.5K<0.1%History
AAOIApplied Optoelectronics, Inc.COM16,000$175.5K<0.1%History
RPMRPM International IncCOM1,532$145.2K<0.1%History
CORCencora, Inc.Stock672$120.9K<0.1%History
CAHCardinal Health IncStock1,189$103.2K<0.1%History
XRXXerox Holdings CorpCOM NEW6,423$100.8K<0.1%History
FUSNFusion Pharmaceuticals Inc.COM35,000$91.0K<0.1%History
RAMPLiveRamp Holdings, Inc.COM3,000$86.5K<0.1%History
DDominion Energy, IncStock1,865$83.3K<0.1%History
MXMagnachip Semiconductor CorpCOM10,000$83.1K<0.1%History
SGENSeagen Inc.COM384$81.5K<0.1%History
PVHPVH Corp.COM936$71.6K<0.1%History
NVTSNavitas Semiconductor CorpCOM10,000$69.5K<0.1%History
AMPLAmplitude, Inc.Stock6,000$69.4K<0.1%History
UUUUEnergy Fuels IncCOM NEW8,200$67.5K<0.1%History
USNAUsana Health Sciences IncCOM1,151$67.5K<0.1%History
Chindata Group Hldgs Ltd16955F107ADS8,061$66.9K<0.1%–
PUBMPubMatic, Inc.COM CL A5,500$66.5K<0.1%History
PHINPhinia Inc.COMMON STOCK2,443$65.4K<0.1%History
ASIXAdvanSix Inc.COM2,040$63.4K<0.1%History
APHAmphenol CorpCL A746$62.7K<0.1%History
MEDMedifast IncCOM820$61.4K<0.1%History
NVRNVR IncCOM10$59.6K<0.1%History
TGBTrekor Metals LtdCOM45,000$56.7K<0.1%History
RHIRobert Half Inc.COM727$53.3K<0.1%History
LYVLive Nation Entertainment, Inc.COM615$51.1K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR5,000$49.5K<0.1%History
HBIHanesbrands Inc.COM10,548$41.8K<0.1%History
FLNAFilana Therapeutics, Inc.COM2,500$41.6K<0.1%History
NMGNouveau Monde Graphite Inc.Stock10,977$39.5K<0.1%History
EXCExelon CorpStock1,000$37.8K<0.1%History
CLSKCleanspark, Inc.COM NEW9,670$36.8K<0.1%History
EVRGEvergy, Inc.Stock695$35.2K<0.1%History
MANUManchester United plcORD CL A1,690$33.4K<0.1%History
AYIAcuity Inc. (DE)Stock196$33.4K<0.1%History
WSMWilliams Sonoma IncCOM196$30.5K<0.1%History
ATOAtmos Energy CorpCOM267$28.3K<0.1%History
LEGNLegend Biotech CorpSPONSORED ADS400$26.9K<0.1%History
URBNUrban Outfitters IncCOM802$26.2K<0.1%History
Textainer Group Holdings LtdG8766E109SHS688$25.6K<0.1%–
SCIService Corp InternationalCOM445$25.4K<0.1%History
SEICSEI Investments CoCOM403$24.3K<0.1%History
RLMDRelmada Therapeutics, Inc.COM8,000$24.0K<0.1%History
GWWW.W. Grainger, Inc.Stock34$23.5K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS208$22.7K<0.1%History
PDFSPDF Solutions IncCOM684$22.2K<0.1%History
WTRGEssential Utilities, Inc.COM600$20.6K<0.1%History
AWRAmerican States Water CoCOM258$20.3K<0.1%History
KBHKB HomeCOM437$20.2K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR343$19.0K<0.1%History
ACMRACM Research, Inc.Stock1,000$18.1K<0.1%History
THOThor Industries IncCOM176$16.7K<0.1%History
TXTernium S.A.SPONSORED ADS400$16.0K<0.1%History
TOLToll Brothers, Inc.COM214$15.8K<0.1%History
SFIXStitch Fix, Inc.Stock4,500$15.5K<0.1%History
GTYGetty Realty CorpCOM537$14.9K<0.1%History
CDWCDW CorpCOM67$13.5K<0.1%History
GATOGatos Silver, Inc.COM2,183$11.3K<0.1%History
TPICQTpi Composites, IncCOM4,258$11.3K<0.1%History
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR1,352$10.9K<0.1%History
INGING Groep NVSPONSORED ADR773$10.2K<0.1%History
VICRVicor CorpCOM150$8.83K<0.1%History
FDSFactset Research Systems IncStock20$8.74K<0.1%History
ELANElanco Animal Health IncCOM768$8.63K<0.1%History
JMIAJumia Technologies AGSPONSORED ADS3,000$7.92K<0.1%History
DENDenbury IncCOM75$7.35K<0.1%History
NCNOnCino, Inc.COM227$7.22K<0.1%History
TYLTyler Technologies IncCOM18$6.95K<0.1%History
OGNOrganon & Co.Stock358$6.21K<0.1%History
IONSIonis Pharmaceuticals IncCOM130$5.90K<0.1%History
ENTGEntegris IncCOM58$5.45K<0.1%History
CPRTCopart IncCOM118$5.08K<0.1%History
DBIDesigner Brands Inc.CL A300$3.80K<0.1%History
WEWeWork Inc.CL A NEW1,250$3.76K<0.1%History
NVTAInvitae CorpCOM6,000$3.63K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM130$3.49K<0.1%History
ARLOArlo Technologies, Inc.COM330$3.40K<0.1%History
CIRCircor International IncCOM60$3.35K<0.1%History
CNSLConsolidated Communications Holdings, Inc.COM930$3.18K<0.1%History