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Livermore
Livermore
ZHEN

Leonteq Securities AG

SEC CIK
0001535950
Latest filing
Jul 27, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Mar 26, 2026. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,037
+62 vs. Q2 2021
Portfolio value
$1.86B
+$546.3M (+41.5%) vs. Q2 2021
Filed
Mar 26, 2026
SEC
Holdings of Leonteq Securities AG in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMZNAmazon Com IncStock30,594$100.5M5.4%+12,042+64.9%AddedHistory
BABAAlibaba Group Holding LtdADR567,032$83.9M4.5%+529,335+1,404.2%AddedHistory
AAPLApple Inc.Stock519,940$73.6M3.9%+89,603+20.8%AddedHistory
MSFTMicrosoft CorpStock213,592$60.2M3.2%+88,576+70.9%AddedHistory
PYPLPayPal Holdings, Inc.Stock173,076$45.0M2.4%+44,288+34.4%AddedHistory
GOOGAlphabet Inc.Stock16,310$43.5M2.3%+128+0.8%AddedHistory
TSLATesla, Inc.Stock50,390$39.1M2.1%+14,481+40.3%AddedHistory
GOOGLAlphabet Inc.Stock13,299$35.6M1.9%+2,179+19.6%AddedHistory
METAMeta Platforms, Inc.Stock103,059$35.0M1.9%+103,059NewHistory
BIDUBaidu, Inc.ADR216,445$33.3M1.8%+133,533+161.1%AddedHistory
DISWalt Disney CoStock141,490$23.9M1.3%+15,914+12.7%AddedHistory
TWTRTwitter, Inc.COM390,585$23.6M1.3%+152,060+63.8%AddedHistory
NVDANVIDIA CorpStock113,221$23.5M1.3%+81,837+260.8%AddedConverted for a 4-for-1 splitHistory
BABoeing CoStock100,780$22.2M1.2%+14,191+16.4%AddedHistory
XYZBlock, Inc.CL A92,079$22.1M1.2%+58,511+174.3%AddedHistory
NFLXNetflix IncStock35,748$21.8M1.2%−48,944−57.8%ReducedHistory
AMDAdvanced Micro Devices IncStock207,100$21.3M1.1%+136,530+193.5%AddedHistory
PINSPinterest, Inc.CL A379,284$19.3M1.0%+321,647+558.1%AddedHistory
MUMicron Technology IncStock264,649$18.8M1.0%+124,003+88.2%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR167,541$18.7M1.0%+63,039+60.3%AddedHistory
CRMSalesforce, Inc.Stock67,426$18.3M1.0%+24,796+58.2%AddedHistory
ZMZoom Communications, Inc.Stock69,779$18.2M1.0%+55,079+374.7%AddedHistory
FDXFedEx CorpStock81,062$17.8M1.0%+53,622+195.4%AddedHistory
FFord Motor CoStock1,248,473$17.7M0.9%+161,505+14.9%AddedHistory
VVisa Inc.Stock78,617$17.5M0.9%+9,619+13.9%AddedHistory
BYNDBeyond Meat, Inc.COM163,117$17.2M0.9%+136,558+514.2%AddedHistory
MAMastercard IncStock48,090$16.7M0.9%+26,901+127.0%AddedHistory
GEGeneral Electric CoStock154,892$16.0M0.9%+154,892NewHistory
TAT&T Inc.Stock581,959$15.7M0.8%+72,056+14.1%AddedHistory
INTCIntel CorpStock291,050$15.5M0.8%−66,101−18.5%ReducedHistory
QCOMQualcomm IncStock116,444$15.0M0.8%+101,528+680.7%AddedHistory
AMATApplied Materials IncStock114,324$14.7M0.8%+64,402+129.0%AddedHistory
BKNGBooking Holdings Inc.Stock6,024$14.3M0.8%−784−11.5%ReducedHistory
CATCaterpillar IncStock74,072$14.2M0.8%+54,536+279.2%AddedHistory
EBAYeBay IncCOM202,031$14.1M0.8%−31,654−13.5%ReducedHistory
BBDBank BradescoSP ADR PFD NEW3,664,005$14.0M0.8%+3,016,242+465.6%AddedHistory
TDOCTeladoc Health, Inc.COM104,453$13.2M0.7%+56,760+119.0%AddedHistory
GMGeneral Motors CoCOM242,629$12.8M0.7%+193,685+395.7%AddedHistory
MRNAModerna, Inc.Stock30,999$11.9M0.6%+7,883+34.1%AddedHistory
CCitigroup IncStock165,539$11.6M0.6%+141,316+583.4%AddedHistory
AVGOBroadcom Inc.Stock23,287$11.3M0.6%+9,473+68.6%AddedHistory
JNJJohnson & JohnsonStock67,581$10.9M0.6%+1,186+1.8%AddedHistory
MOMOHello Group Inc.ADS1,005,722$10.6M0.6%+1,005,722NewHistory
TRIPTripAdvisor, Inc.COM305,348$10.3M0.6%+171,265+127.7%AddedHistory
BIIBBiogen Inc.COM35,416$10.0M0.5%+34,169+2,740.1%AddedHistory
SBUXStarbucks CorpStock85,659$9.45M0.5%+24,076+39.1%AddedHistory
TXNTexas Instruments IncStock48,714$9.36M0.5%+10,559+27.7%AddedHistory
NIONIO Inc.ADR256,491$9.14M0.5%+191,741+296.1%AddedHistory
FCXFreeport-McMoran IncStock279,168$9.08M0.5%+165,795+146.2%AddedHistory
ROKURoku, IncCOM CL A28,360$8.89M0.5%+23,639+500.7%AddedHistory
KOCoca Cola CoStock164,850$8.65M0.5%+38,022+30.0%AddedHistory
UBERUber Technologies, IncStock189,769$8.50M0.5%+99,931+111.2%AddedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD1,600,030$8.43M0.5%−4,519,296−73.9%ReducedHistory
AEMAgnico Eagle Mines LtdStock162,087$8.43M0.5%+82,035+102.5%AddedHistory
CSCOCisco Systems, Inc.Stock153,711$8.37M0.4%+38,901+33.9%AddedHistory
MCDMcDonalds CorpStock33,154$7.99M0.4%+6,446+24.1%AddedHistory
CVXChevron CorpStock75,333$7.64M0.4%+41,613+123.4%AddedHistory
TWLOTwilio IncCL A23,827$7.60M0.4%+17,750+292.1%AddedHistory
AALAmerican Airlines Group Inc.Stock368,604$7.56M0.4%+57,147+18.3%AddedHistory
VRTXVertex Pharmaceuticals IncStock41,480$7.52M0.4%+15,666+60.7%AddedHistory
KHCKraft Heinz CoStock201,497$7.42M0.4%+91,148+82.6%AddedHistory
TTWOTake Two Interactive Software IncCOM47,873$7.38M0.4%+21,152+79.2%AddedHistory
SLBSLB LimitedStock234,893$6.96M0.4%+64,429+37.8%AddedHistory
ABNBAirbnb, Inc.Stock37,505$6.29M0.3%−5,408−12.6%ReducedHistory
BNTXBioNTech SESPONSORED ADS22,944$6.26M0.3%+14,400+168.5%AddedHistory
ADBEAdobe Inc.Stock10,256$5.90M0.3%+3,262+46.6%AddedHistory
FTNTFortinet, Inc.Stock20,057$5.86M0.3%+3,707+22.7%AddedHistory
ATVIActivision Blizzard, Inc.COM72,319$5.60M0.3%+64,264+797.8%AddedHistory
MARAMARA Holdings, Inc.COM174,259$5.50M0.3%+170,952+5,169.4%AddedHistory
GPNGlobal Payments IncStock34,552$5.44M0.3%+27,476+388.3%AddedHistory
LVSLas Vegas Sands CorpCOM145,771$5.34M0.3%+122,550+527.8%AddedHistory
XUnited States Steel CorpCOM233,679$5.13M0.3%+170,695+271.0%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock20,502$5.04M0.3%+13,779+205.0%AddedHistory
HALHalliburton CoStock231,742$5.01M0.3%+231,742NewHistory
PDDPDD Holdings Inc.SPONSORED ADS55,046$4.99M0.3%+16,060+41.2%AddedHistory
WFCWells Fargo & CompanyStock106,853$4.96M0.3%+4,219+4.1%AddedHistory
NVAXNovavax IncCOM NEW21,433$4.44M0.2%+11,740+121.1%AddedHistory
NEENextera Energy IncStock55,089$4.33M0.2%−4,622−7.7%ReducedHistory
DEDeere & CoStock12,295$4.12M0.2%+5,501+81.0%AddedHistory
COINCoinbase Global, Inc.COM CL A17,770$4.04M0.2%+10,795+154.8%AddedHistory
AWKAmerican Water Works Company, Inc.Stock23,572$3.98M0.2%−442−1.8%ReducedHistory
NOWServiceNow, Inc.Stock6,402$3.98M0.2%−2,176−25.4%ReducedHistory
CSGPCostar Group, Inc.COM46,154$3.97M0.2%+40,694+745.3%AddedHistory
Farfetch Ltd30744W107ORD SH CL A103,339$3.87M0.2%+44,855+76.7%Added–
OKTAOkta, Inc.CL A16,138$3.83M0.2%+4,320+36.6%AddedHistory
UALUnited Airlines Holdings, Inc.COM79,183$3.77M0.2%+36,166+84.1%AddedHistory
PANWPalo Alto Networks IncStock7,829$3.75M0.2%+7,289+1,349.8%AddedHistory
AQNAlgonquin Power & Utilities Corp.COM200,837$3.73M0.2%+53,401+36.2%AddedHistory
TGTTarget CorpStock16,144$3.69M0.2%+10,533+187.7%AddedHistory
FSLRFirst Solar, Inc.Stock37,873$3.62M0.2%+3,094+8.9%AddedHistory
SWKSSkyworks Solutions, Inc.Stock21,269$3.50M0.2%+13,848+186.6%AddedHistory
BMRNBiomarin Pharmaceutical IncCOM45,097$3.49M0.2%−1,325−2.9%ReducedHistory
ORAOrmat Technologies, Inc.COM51,645$3.44M0.2%−294−0.6%ReducedHistory
BLDPBallard Power Systems Inc.COM208,315$3.40M0.2%−1,074−0.5%ReducedHistory
ILMNIllumina, Inc.COM8,180$3.32M0.2%+5,911+260.5%AddedHistory
Sunpower Corp867652406COM143,441$3.25M0.2%+12,960+9.9%Added–
OXYOccidental Petroleum CorpStock109,143$3.23M0.2%+32,788+42.9%AddedHistory
ENPHEnphase Energy, Inc.Stock21,379$3.21M0.2%+3,354+18.6%AddedHistory
SNAPSnap IncStock43,350$3.20M0.2%+24,901+135.0%AddedHistory
PLUGPlug Power IncStock124,629$3.18M0.2%+36,023+40.7%AddedHistory

Options (71)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Leonteq Securities AG in Q3 2021
SecurityClassPutsCalls
iShares Tr464288513IBOXX HI YD ETF$67.4M$45.5M
AMZNAmazon Com IncStock–$23.7M
GOOGLAlphabet Inc.Stock$1.07M$20.9M
Invesco QQQ Trust Series I46090E103ETF$21.8M–
iShares Tr464287184CHINA LG-CAP ETF$19.5M$1.75M
iShares Inc46434G822MSCI JAPAN ETF–$20.4M
BIDUBaidu, Inc.ADR–$20.1M
MSFTMicrosoft CorpStock$12.6M$6.34M
State Street Financial Select Sector SPDR ETF81369Y605ETF–$15.0M
iShares Tr464287234MSCI EMG MKT ETF$11.6M$2.52M
FLFoot Locker, Inc.COM$13.7M–
BABAAlibaba Group Holding LtdADR$148.1K$12.4M
VanEck ETF Trust92189F106GOLD MINERS ETF–$11.8M
AAPLApple Inc.Stock$424.5K$10.6M
SBUXStarbucks CorpStock–$11.0M
iShares Inc464286400MSCI BRAZIL ETF$7.39M$1.93M
TXNTexas Instruments IncStock$8.65M–
CSGPCostar Group, Inc.COM$8.61M–
State Street Energy Select Sector SPDR ETF81369Y506ETF–$8.42M
NFLXNetflix IncStock$3.66M$4.33M
iShares Tr46428743220 YR TR BD ETF$3.61M$3.61M
METAMeta Platforms, Inc.Stock$4.58M$2.41M
ISRGIntuitive Surgical IncCOM NEW$4.97M–
TWTRTwitter, Inc.COM$4.64M$271.8K
TSLATesla, Inc.Stock$1.63M$3.18M
CATCaterpillar IncStock$4.80M–
MMacy's, Inc.COM$4.52M–
QCOMQualcomm IncStock$3.87M–
APPSDigital Turbine, Inc.COM NEW–$3.30M
TMETencent Music Entertainment GroupSPON ADS–$3.13M
AVGOBroadcom Inc.Stock–$2.67M
FISVFiserv IncStock–$2.66M
PEverpure, Inc.CL A–$2.64M
BACBank of America CorpStock$2.12M$424.5K
AAAlcoa CorpStock$2.45M–
NVDANVIDIA CorpStock$2.07M$331.5K
WBWEIBO CorpSPONSORED ADR$2.37M–
THCTenet Healthcare CorpCOM NEW–$1.99M
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1.53M
FSLRFirst Solar, Inc.Stock$1.43M–
ABNBAirbnb, Inc.Stock–$1.36M
KOCoca Cola CoStock–$1.34M
SPYSPDR S&P 500 ETF TrustETF–$1.29M
MRVLMarvell Technology, Inc.COM–$1.21M
ARK Innovation ETF00214Q104ETF$1.11M–
VALEVale S.A.SPONSORED ADS$1.05M–
MSMorgan StanleyStock$973.1K–
BSXBoston Scientific CorpStock$867.8K–
CRWDCrowdStrike Holdings, Inc.Stock–$860.2K
XOMExxonMobil Holdings CorpCOM$588.2K–
UBERUber Technologies, IncStock–$582.4K
ABBVAbbVie Inc.Stock$539.4K–
MOMOHello Group Inc.ADS–$529.0K
TTWOTake Two Interactive Software IncCOM–$523.8K
Royal Dutch Shell PLC780259107SPON ADR B–$442.7K
NKENIKE, Inc.Stock–$421.2K
AMDAdvanced Micro Devices IncStock–$401.3K
EAElectronic Arts Inc.COM–$369.9K
TRIPTripAdvisor, Inc.COM–$338.5K
VRTXVertex Pharmaceuticals IncStock–$326.5K
PAASPan American Silver CorpStock–$302.5K
SNAPSnap IncStock–$221.6K
WYNNWynn Resorts LtdCOM–$169.5K
ATVIActivision Blizzard, Inc.COM–$116.1K
CSCOCisco Systems, Inc.Stock–$108.9K
DISWalt Disney CoStock–$101.5K
BYNDBeyond Meat, Inc.COM–$94.7K
NIONIO Inc.ADR$71.3K–
CCitigroup IncStock–$70.2K
MARAMARA Holdings, Inc.COM–$22.1K
ASXCAsensus Surgical, Inc.COM–$9.25K

Sold out since Q2 2021 (120)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Leonteq Securities AG sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
IBMInternational Business Machines CorpStock19,963$2.93M0.2%History
BMYBristol Myers Squibb CoStock42,334$2.83M0.2%History
COPConocoPhillipsStock43,440$2.65M0.2%History
AAAlcoa CorpStock43,100$1.59M0.1%History
Pershing Square Tontine Hldg71531R109COM CL A68,476$1.56M0.1%–
MOSMosaic CoCOM43,216$1.38M0.1%History
PMPhilip Morris International Inc.Stock10,995$1.09M0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN44,601$845.2K0.1%–
PFPTProofpoint IncCOM4,015$697.6K0.1%History
LYFTLyft, Inc.CL A COM11,450$692.5K0.1%History
CHDNChurchill Downs IncCOM2,706$536.5K<0.1%History
FLOFlowers Foods IncCOM20,678$500.4K<0.1%History
LFSTLifeStance Health Group, Inc.COM16,500$459.7K<0.1%History
REREATRenew Inc.SPONSORED ADS30,000$448.5K<0.1%History
GRBKGreen Brick Partners, Inc.COM19,000$432.1K<0.1%History
TRHCTabula Rasa HealthCare, Inc.COM7,000$350.0K<0.1%History
AIGAmerican International Group, Inc.Stock6,594$313.9K<0.1%History
TPICQTpi Composites, IncCOM6,281$304.1K<0.1%History
NAKNorthern Dynasty Minerals LtdCOM NEW600,000$294.1K<0.1%History
Holicity Inc435063201UNIT 08/05/202520,380$278.6K<0.1%–
KORCorvus Gold ULCCOM73,288$250.6K<0.1%History
DAOYoudao, Inc.SPONSORED ADS9,095$210.0K<0.1%History
CTASCintas CorpStock500$191.0K<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS3,735$178.1K<0.1%History
XENTIntersect ENT, Inc.COM10,000$170.9K<0.1%History
PATHUiPath, Inc.Stock2,500$169.8K<0.1%History
DDD3D Systems CorpCOM NEW4,205$168.1K<0.1%History
MDLAMedallia, Inc.COM4,695$158.5K<0.1%History
ADMSAdamas Pharmaceuticals IncCOM30,000$158.4K<0.1%History
GOTUGaotu Techedu Inc.SPONSORED ADS10,425$154.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM830$152.5K<0.1%History
DDominion Energy, IncStock1,950$143.5K<0.1%History
NBPNovaBridge BiosciencesSPONSORED ADS1,612$135.3K<0.1%History
DRNADicerna Pharmaceuticals IncCOM3,596$134.2K<0.1%History
MXIMMaxim Integrated Products IncCOM1,240$130.6K<0.1%History
GDSGDS Holdings LtdSPONSORED ADS1,492$117.1K<0.1%History
GSGoldman Sachs Group IncStock303$115.0K<0.1%History
PCORProcore Technologies, Inc.COM1,000$95.0K<0.1%History
SRPTSarepta Therapeutics, Inc.COM1,200$93.3K<0.1%History
AZEKAZEK Co Inc.CL A2,000$84.9K<0.1%History
KNSLKinsale Capital Group, Inc.Stock500$82.4K<0.1%History
HAPNHappen, Inc.COM NEW4,465$81.0K<0.1%History
TNDMTandem Diabetes Care IncCOM NEW800$77.9K<0.1%History
PETQPetIQ, Inc.COM CL A2,000$77.2K<0.1%History
TFCTruist Financial CorpCOM1,300$72.2K<0.1%History
NDAQNasdaq, Inc.COM410$72.1K<0.1%History
GRVYGRAVITY Co., Ltd.SPONSORED ADS NE633$68.6K<0.1%History
TREELendingTree, Inc.COM322$68.2K<0.1%History
ENVAEnova International, Inc.COM1,783$61.0K<0.1%History
CALYCallaway Golf CoCOM1,800$60.7K<0.1%History
RVNCRevance Therapeutics, Inc.COM2,000$59.3K<0.1%History
FORMFormfactor IncCOM1,600$58.3K<0.1%History
BCOVBrightcove IncCOM4,000$57.4K<0.1%History
QTWOQ2 Holdings, Inc.COM559$57.3K<0.1%History
RBBNRibbon Communications Inc.COM7,500$57.1K<0.1%History
AVTAAvantax, Inc.COM3,000$51.9K<0.1%History
PHATPhathom Pharmaceuticals, Inc.COM1,500$50.8K<0.1%History
DIODDiodes IncCOM600$47.9K<0.1%History
SDCSmileDirectClub, Inc.CL A COM5,500$47.7K<0.1%History
MTLSMaterialise NVSPONSORED ADS1,938$46.7K<0.1%History
ROSTRoss Stores, Inc.COM361$44.8K<0.1%History
EQHEquitable Holdings, Inc.COM1,443$43.9K<0.1%History
SYNASYNAPTICS IncStock280$43.6K<0.1%History
DCBODocebo Inc.COM572$42.0K<0.1%History
RYNRayonier IncCOM1,143$41.1K<0.1%History
IMCRImmunocore Holdings plcADS1,000$39.0K<0.1%History
BEEMBeam GlobalCOM1,001$38.3K<0.1%History
PAYSPaysign, Inc.COM12,000$38.2K<0.1%History
EOSEEos Energy Enterprises, Inc.COM CL A2,050$36.8K<0.1%History
KOPNKopin CorpCOM4,420$36.2K<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW524$35.7K<0.1%History
PLNTPlanet Fitness, Inc.CL A461$34.7K<0.1%History
ALDXAldeyra Therapeutics, Inc.COM3,000$34.0K<0.1%History
Dada Nexus Ltd23344D108ADS1,126$32.7K<0.1%–
TMCITreace Medical Concepts, Inc.COM1,000$31.3K<0.1%History
CSTLCastle Biosciences IncCOM424$31.1K<0.1%History
TGTXTG Therapeutics, Inc.COM790$30.6K<0.1%History
PROFProfound Medical Corp.COM NEW1,500$30.3K<0.1%History
XLRNAcceleron Pharma IncCOM240$30.1K<0.1%History
AXNXAxonics, Inc.COM471$29.9K<0.1%History
TZOOTravelzooCOM NEW2,000$29.5K<0.1%History
CDLXCardlytics, Inc.COM232$29.4K<0.1%History
LPLLG Display Co., Ltd.SPONS ADR REP2,700$28.9K<0.1%History
OCULOcular Therapeutix, IncCOM2,000$28.4K<0.1%History
SYSo-Young International Inc.SPONSORED ADS2,939$28.2K<0.1%History
ESIElement Solutions IncCOM1,200$28.1K<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR211$27.8K<0.1%History
PTCTPTC Therapeutics, Inc.COM638$27.0K<0.1%History
GSKYGreenSky, Inc.CL A4,843$26.9K<0.1%History
OSHOak Street Health, Inc.COM454$26.6K<0.1%History
GDRXGoodRx Holdings, Inc.COM CL A737$26.5K<0.1%History
MMacy's, Inc.COM1,380$26.2K<0.1%History
CORTCorcept Therapeutics IncCOM1,100$24.2K<0.1%History
RLXRLX Technology Inc.SPONSORED ADS2,716$23.7K<0.1%History
GBTGlobal Blood Therapeutics, Inc.COM660$23.1K<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM631$23.1K<0.1%History
SILKSilk Road Medical IncCOM474$22.7K<0.1%History
CASACasa Systems IncCOM2,500$22.2K<0.1%History
VRTVertiv Holdings CoCOM CL A750$20.5K<0.1%History
KCKingsoft Cloud Holdings LtdADS584$19.8K<0.1%History