CWM, LLC
- SEC CIK
- 0001535847
- Latest filing
- May 14, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Sep 15, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 3,008
- 0 vs. Q1 2021
- Portfolio value
- $12.5B
- $0 (0.0%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LEGLeggett & Platt Inc | Stock | 9 | $0 | 0.0% | 00.0% | Unchanged | History |
| State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367 | ETF | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| GBXGreenbrier Companies Inc | Stock | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| GTMZoomInfo Technologies Inc. | Stock | 6 | $0 | 0.0% | 00.0% | Unchanged | History |
| KGCKinross Gold Corp | COM | 75 | $0 | 0.0% | 00.0% | Unchanged | History |
| KTFDWS Municipal Income Trust | COM | 7 | $0 | 0.0% | 00.0% | Unchanged | History |
| ECHOEchoStar CORP | CL A | 9 | $0 | 0.0% | 00.0% | Unchanged | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 14 | $0 | 0.0% | 00.0% | Unchanged | History |
| SHOSunstone Hotel Investors, Inc. | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| TALOTalos Energy Inc. | COM | 17 | $0 | 0.0% | 00.0% | Unchanged | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 16 | $0 | 0.0% | 00.0% | Unchanged | History |
| FIBKFirst Interstate Bancsystem Inc | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| BKUBankUnited, Inc. | COM | 7 | $0 | 0.0% | 00.0% | Unchanged | History |
| CGNTCognyte Software Ltd. | ORD SHS | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| ALKSAlkermes plc. | SHS | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 50 | $0 | 0.0% | 00.0% | Unchanged | History |
| OTEXOpen Text Corp | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| SPHRSphere Entertainment Co. | CL A | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| EHIWestern Asset Global High Income Fund Inc. | COM | 37 | $0 | 0.0% | 00.0% | Unchanged | History |
| WINGWingstop Inc. | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| MACMacerich Co | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| REYNReynolds Consumer Products Inc. | COM | 13 | $0 | 0.0% | 00.0% | Unchanged | History |
| EVREvercore Inc. | CLASS A | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| FTITechnipFMC plc | COM | 53 | $0 | 0.0% | 00.0% | Unchanged | History |
| URBNUrban Outfitters Inc | COM | 12 | $0 | 0.0% | 00.0% | Unchanged | History |
| HIXWestern Asset High Income Fund II Inc. | COM | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| INVHInvitation Homes Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| Vanguard World FD921910733 | ESG US STK ETF | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| AGIOAgios Pharmaceuticals, Inc. | COM | 7 | $0 | 0.0% | 00.0% | Unchanged | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 30 | $0 | 0.0% | 00.0% | Unchanged | History |
| HBMHudbay Minerals Inc. | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 6 | $0 | 0.0% | 00.0% | Unchanged | History |
| FOXFox Corp | CL B COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| TRGPTarga Resources Corp. | COM | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| CXCemex SAB de CV | SPON ADR NEW | 47 | $0 | 0.0% | 00.0% | Unchanged | History |
| UMHUmh Properties, Inc. | COM | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E693 | FNDMNTL IG CRP | 3 | $0 | 0.0% | 00.0% | Unchanged | – |
| ASHAshland Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| PHKPIMCO High Income Fund | COM SHS | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| SUNSunoco LP | COM UT REP LP | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| ARESAres Management Corp | CL A COM STK | 7 | $0 | 0.0% | 00.0% | Unchanged | History |
| CNXCNX Resources Corp | COM | 36 | $0 | 0.0% | 00.0% | Unchanged | History |
| REXRRexford Industrial Realty, Inc. | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 13 | $0 | 0.0% | 00.0% | Unchanged | – |
| Fidelity Covington Trust316092329 | FIDELITY MAGELAN | 5 | $0 | 0.0% | 00.0% | Unchanged | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 4 | $0 | 0.0% | 00.0% | Unchanged | – |
| ANIPAni Pharmaceuticals Inc | COM | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 38 | $0 | 0.0% | 00.0% | Unchanged | History |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| CACCCredit Acceptance Corp | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| ASRVAmeriserv Financial Inc | COM | 84 | $0 | 0.0% | 00.0% | Unchanged | History |
| AIVApartment Investment & Management Co | CL A | 16 | $0 | 0.0% | 00.0% | Unchanged | History |
| ABUSArbutus Biopharma Corp | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| BDNBrandywine Realty Trust | SH BEN INT NEW | 34 | $0 | 0.0% | 00.0% | Unchanged | History |
| BBWBuild-A-Bear Workshop Inc | COM | 16 | $0 | 0.0% | 00.0% | Unchanged | History |
| CNNECannae Holdings, Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| COTYCoty Inc. | COM CL A | 33 | $0 | 0.0% | 00.0% | Unchanged | History |
| FTEKFuel Tech, Inc. | COM | 88 | $0 | 0.0% | 00.0% | Unchanged | History |
| GOTUGaotu Techedu Inc. | SPONSORED ADS | 31 | $0 | 0.0% | 00.0% | Unchanged | History |
| LANDGladstone Land Corp | COM | 17 | $0 | 0.0% | 00.0% | Unchanged | History |
| IPIIntrepid Potash, Inc. | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| RXTRackspace Technology, Inc. | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| SLSSELLAS Life Sciences Group, Inc. | COM NEW | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| TRTootsie Roll Industries Inc | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| TRUPTrupanion, Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| VITLVital Farms, Inc. | COM | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| WHGWestwood Holdings Group Inc | COM | 22 | $0 | 0.0% | 00.0% | Unchanged | History |
| WVVIWillamette Valley Vineyards Inc | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| AEVAAeva Technologies, Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| SERSerina Therapeutics, Inc. | COM | 300 | $0 | 0.0% | 00.0% | Unchanged | History |
| AMWDAmerican Woodmark Corp | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| AQBAquabounty Technologies Inc | COM NEW | 13 | $0 | 0.0% | 00.0% | Unchanged | History |
| ASXCAsensus Surgical, Inc. | COM | 154 | $0 | 0.0% | 00.0% | Unchanged | History |
| AINCAshford Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| ACGPAssociated Capital Group, Inc. | CL A | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| Azul S A05501U106 | SPONSR ADR PFD | 11 | $0 | 0.0% | 00.0% | Unchanged | – |
| BIOCBiocept Inc | COM | 9 | $0 | 0.0% | 00.0% | Unchanged | History |
| BYMBlackRock Municipal Income Quality Trust | COM | 21 | $0 | 0.0% | 00.0% | Unchanged | History |
| BKNBlackRock Investment Quality Municipal Trust, Inc. | COM | 13 | $0 | 0.0% | 00.0% | Unchanged | History |
| MUEBlackRock Muniholdings Quality Fund II, Inc. | COM | 16 | $0 | 0.0% | 00.0% | Unchanged | History |
| MFLBlackRock Muniholdings Investment Quality Fund | COM | 12 | $0 | 0.0% | 00.0% | Unchanged | History |
| AVTAAvantax, Inc. | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| IMNNImunon, Inc. | COM PAR NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| CHNGChange Healthcare Inc. | COM | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| China Petroleum & Chemical C16941R108 | SPON ADR H SHS | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| DSSDSS, Inc. | COM NEW | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| DPGDuff & Phelps Utility & Infrastructure Fund Inc. | COM | 28 | $0 | 0.0% | 00.0% | Unchanged | History |
| ETRNMidstream Co LLC | COM | 14 | $0 | 0.0% | 00.0% | Unchanged | History |
| EVFMEvofem Biosciences, Inc. | COM | 66 | $0 | 0.0% | 00.0% | Unchanged | History |
| FARMFarmer Brothers Co | COM | 30 | $0 | 0.0% | 00.0% | Unchanged | History |
| FAROFaro Technologies Inc | COM | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| GBLGamco Investors, Inc. Et Al | CL A COM | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| Holicity Inc435063102 | COM CL A | 13 | $0 | 0.0% | 00.0% | Unchanged | – |
| LTRPALiberty TripAdvisor Holdings, Inc. | COM SER A | 86 | $0 | 0.0% | 00.0% | Unchanged | History |
| MSG Network Inc553573106 | CL A | 12 | $0 | 0.0% | 00.0% | Unchanged | – |
| Macquarie Global Infrastruct55608D101 | COM | 12 | $0 | 0.0% | 00.0% | Unchanged | – |
| MUXMcEwen Inc. | COM | 50 | $0 | 0.0% | 00.0% | Unchanged | History |
Options (40)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $784.0K | $19.2M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | – | $49.0K |
| USOUnited States Oil Fund, LP | UNITS | – | $24.0K |
| AMZNAmazon Com Inc | Stock | – | $11.0K |
| INTCIntel Corp | Stock | $11.0K | – |
| METAMeta Platforms, Inc. | Stock | $3.00K | $5.00K |
| DOCUDocuSign, Inc. | Stock | – | $8.00K |
| AMDAdvanced Micro Devices Inc | Stock | – | $7.00K |
| PLTRPalantir Technologies Inc. | Stock | – | $7.00K |
| PINSPinterest, Inc. | CL A | – | $7.00K |
| SNAPSnap Inc | Stock | – | $5.00K |
| FFord Motor Co | Stock | – | $5.00K |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | – | $5.00K |
| TGTTarget Corp | Stock | – | $5.00K |
| LYFTLyft, Inc. | CL A COM | – | $5.00K |
| SONYSony Group Corp | SPONSORED ADR | – | $5.00K |
| AAPLApple Inc. | Stock | – | $4.00K |
| FSLYFastly, Inc. | CL A | – | $4.00K |
| TLRYTilray Brands, Inc. | COM CL 2 | – | $4.00K |
| SPCEVirgin Galactic Holdings, Inc | COM | – | $4.00K |
| MSFTMicrosoft Corp | Stock | $3.00K | – |
| UBERUber Technologies, Inc | Stock | – | $3.00K |
| CLOVClover Health Investments, Corp. | COM CL A | – | $3.00K |
| VanEck Semiconductor ETF92189F676 | ETF | – | $2.00K |
| iShares Tr464287556 | ISHARES BIOTECH | – | $2.00K |
| CMRCCommerce.com, Inc. | COM SER 1 | – | $2.00K |
| AYXAlteryx, Inc. | COM CL A | – | $2.00K |
| EXPREXP OldCo Winddown, Inc. | COM | – | $2.00K |
| FTNTFortinet, Inc. | Stock | $1.00K | – |
| ADBEAdobe Inc. | Stock | $1.00K | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | – | $1.00K |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | – | $1.00K |
| DISWalt Disney Co | Stock | – | $1.00K |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | – | $1.00K |
| BBWBuild-A-Bear Workshop Inc | COM | – | $1.00K |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | – | $1.00K |
| CGCCanopy Growth Corp | COM | – | $1.00K |
| Mudrick Capital Acqu Corp II62477L107 | COM CL A | – | $1.00K |
| BFXBowflex Inc. | COM | – | $1.00K |
| Social Capital Hedosopha HLDG8251L105 | SHS CL A | – | $1.00K |