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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,535
+457 vs. Q3 2022
Portfolio value
$12.3B
+$4.29B (+53.3%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NMFCNew Mountain Finance CorpCOM30,419$376.3K<0.1%+30,419NewHistory
CWSTCasella Waste Systems IncCL A4,752$376.9K<0.1%+4,752NewHistory
VACMarriott Vacations Worldwide CorpCOM2,802$377.1K<0.1%+206+7.9%AddedHistory
EVTCEVERTEC, Inc.COM11,658$377.5K<0.1%+11,658NewHistory
HIHillenbrand, Inc.COM8,868$378.4K<0.1%−311−3.4%ReducedHistory
UDRUDR, Inc.COM9,773$378.5K<0.1%+3,929+67.2%AddedHistory
Victory Portfolios II92647N873VCSHS US SMCP HG7,340$378.6K<0.1%+7,340New–
EHCEncompass Health CorpCOM6,335$378.9K<0.1%+6,335NewHistory
KLICKulicke & Soffa Industries IncCOM8,631$382.0K<0.1%+1,744+25.3%AddedHistory
DISH Network CORP25470MAB5NOTE 3.375% 8/1612,000$383.4K<0.1%−5,000−0.8%Reduced–
iShares Tr464287580US CONSUM DISCRE6,739$383.8K<0.1%−604−8.2%Reduced–
RBB FD Inc74933W601MOTLEY FOL ETF12,693$386.5K<0.1%−649−4.9%Reduced–
COHRCoherent Corp.COM11,039$387.5K<0.1%+1,545+16.3%AddedHistory
CACICACI International IncCL A1,290$387.8K<0.1%+389+43.2%AddedHistory
BOHBank of Hawaii CorpCOM5,003$388.0K<0.1%+5,003NewHistory
TPVGTriplePoint Venture Growth BDC Corp.COM37,206$388.1K<0.1%+1,000+2.8%AddedHistory
iShares Tr464287549EXPND TEC SC ETF1,386$388.1K<0.1%00.0%Unchanged–
DENDenbury IncCOM4,460$388.1K<0.1%+4,460NewHistory
iShares Tr46435U218ESG MSCI LEADR5,864$388.8K<0.1%+1,229+26.5%Added–
ALNYAlnylam Pharmaceuticals, Inc.COM1,638$389.3K<0.1%+1,638NewHistory
UHSUniversal Health Services IncCL B2,780$391.7K<0.1%+2,780NewHistory
iShares Inc46434G848MSCI GBL ETF NEW9,592$393.3K<0.1%00.0%Unchanged–
CWTCalifornia Water Service GroupCOM6,504$394.4K<0.1%+746+13.0%AddedHistory
Vanguard Long-Term Treasury ETF92206C847ETF6,433$396.4K<0.1%−1,251−16.3%Reduced–
First Tr Exchng Traded FD VI33740F615FT VEST US EQT13,152$396.7K<0.1%+5,362+68.8%Added–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF16,316$396.8K<0.1%+16,316New–
APGAPi Group CorpCOM STK21,105$397.0K<0.1%+177+0.8%AddedHistory
NICENICE Ltd.SPONSORED ADR2,066$397.3K<0.1%+2,066NewHistory
AVBAvalonbay Communities IncCOM2,465$398.1K<0.1%+850+52.6%AddedHistory
SCIService Corp InternationalCOM5,769$398.9K<0.1%+767+15.3%AddedHistory
NVMINova Ltd.COM4,918$399.0K<0.1%+105+2.2%AddedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM38,908$399.6K<0.1%+1,273+3.4%AddedHistory
FICOFair Isaac CorpCOM668$399.9K<0.1%+668NewHistory
Fidelity Covington Trust316092832DIVID ETF RISI10,036$399.9K<0.1%+809+8.8%Added–
EXPEExpedia Group, Inc.Stock4,571$400.4K<0.1%+4,571NewHistory
SPDR Series Trust78468R796ST STR SP500FF4,292$400.7K<0.1%+716+20.0%Added–
Healthpeak Properties, Inc.71943U104COM27,712$401.0K<0.1%+2,327+9.2%Added–
iShares Tr464288372GLB INFRASTR ETF8,757$401.4K<0.1%+408+4.9%Added–
EOIEaton Vance Enhanced Equity Income FundCOM26,897$401.6K<0.1%−3,180−10.6%ReducedHistory
HYBNew America High Income Fund IncCOM NEW60,883$401.8K<0.1%−44,698−42.3%ReducedHistory
NDAQNasdaq, Inc.COM6,554$402.1K<0.1%+6,554NewHistory
LIILennox International IncCOM1,683$402.7K<0.1%+1,683NewHistory
Aim ETF Products Trust00888H877ALLIANZIM US EQT16,415$403.6K<0.1%+3,283+25.0%Added–
BGSB&G Foods, Inc.COM36,305$404.8K<0.1%+3,829+11.8%AddedHistory
SWBISmith & Wesson Brands, Inc.COM47,065$408.5K<0.1%+14,576+44.9%AddedHistory
DLBDolby Laboratories, Inc.COM CL A5,799$409.0K<0.1%+5,799NewHistory
EXPOExponent IncCOM4,129$409.1K<0.1%+4,129NewHistory
FSMFortuna Mining Corp.COM109,300$409.9K<0.1%+685+0.6%AddedHistory
PBProsperity Bancshares IncCOM5,645$410.3K<0.1%+1,813+47.3%AddedHistory
LADLithia Motors IncCOM2,004$410.3K<0.1%+62+3.2%AddedHistory
Indexiq ETF Tr45409B883IQ GLB RES ETF12,035$410.9K<0.1%+12,035New–
Global X FDS37954Y350X EMERGING MKT19,272$412.2K<0.1%+19,272New–
HALOHalozyme Therapeutics, Inc.COM7,263$413.3K<0.1%+1,652+29.4%AddedHistory
Global X FDS37954Y780INTERNET OF THNG14,307$413.6K<0.1%+1,176+9.0%Added–
NWLNewell Brands Inc.Stock31,636$413.8K<0.1%+31,636NewHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ5,925$414.5K<0.1%+1,834+44.8%Added–
CSIQCanadian Solar Inc.COM13,420$414.7K<0.1%+3,228+31.7%AddedHistory
BMEBlackRock Health Sciences TrustCOM9,532$415.4K<0.1%+481+5.3%AddedHistory
SPDR Series Trust78464A771ST STR SP CAPMKT5,286$416.8K<0.1%−1,258−19.2%Reduced–
Innovator ETFs Trust45782C722INTRNL DEV JULY17,503$417.3K<0.1%+989+6.0%Added–
JXNJackson Financial Inc.COM CL A12,001$417.5K<0.1%+12,001NewHistory
PENNPENN Entertainment, Inc.COM14,072$417.9K<0.1%+3,243+29.9%AddedHistory
FERGFerguson Enterprises Inc.SHS3,306$419.8K<0.1%+3,306NewHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF9,079$420.3K<0.1%+329+3.8%Added–
ProShares Tr74347G606S&P TECH DIVIDEN7,597$420.5K<0.1%−1,616−17.5%Reduced–
MMSMaximus, Inc.COM5,736$420.7K<0.1%+5,736NewHistory
SPDR Index Shs FDS78463X848ST STR ACWI ETF17,558$422.4K<0.1%+17,558New–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN4,652$423.3K<0.1%−2,778−37.4%Reduced–
BOOTBoot Barn Holdings, Inc.COM6,793$424.7K<0.1%+459+7.2%AddedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS63,950$426.5K<0.1%+63,950NewHistory
BRKRBruker CorpCOM6,242$426.6K<0.1%+6,242NewHistory
KOFCoca Cola Femsa SAB de CVSPONS ADS REP6,285$426.7K<0.1%+6,285NewHistory
GOODGladstone Commercial CorpCOM23,108$427.5K<0.1%+1,626+7.6%AddedHistory
Innovator ETFs Trust45782C342US SML CP PWR ET16,916$427.8K<0.1%−500−2.9%Reduced–
DXCDXC Technology CoStock16,157$428.2K<0.1%+4,362+37.0%AddedHistory
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF4,185$429.4K<0.1%+4,185New–
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT13,719$429.5K<0.1%+13,719New–
RMBSRambus IncCOM11,994$429.6K<0.1%+894+8.1%AddedHistory
VRSNVerisign IncCOM2,092$429.8K<0.1%+676+47.7%AddedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF4,539$430.3K<0.1%−338−6.9%Reduced–
INFYInfosys LtdSPONSORED ADR23,920$430.8K<0.1%+1,275+5.6%AddedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE9,916$432.0K<0.1%−1,349−12.0%Reduced–
NWFLNorwood Financial CorpCOM12,947$432.9K<0.1%−527−3.9%ReducedHistory
AGYSAgilysys IncCOM5,488$434.3K<0.1%+564+11.5%AddedHistory
NTRSNorthern Trust CorpCOM4,909$434.4K<0.1%+1,484+43.3%AddedHistory
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR17,814$434.5K<0.1%+17,814New–
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF4,528$434.8K<0.1%−324−6.7%Reduced–
iShares Tr464288703MRNING SM CP ETF8,355$435.0K<0.1%−540−6.1%Reduced–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT8,598$435.5K<0.1%+798+10.2%AddedHistory
Fidelity Covington Trust316092337FIDELITY FUND LR34,383$435.6K<0.1%−5,597−14.0%Reduced–
WCCWesco International IncCOM3,481$435.8K<0.1%+3,481NewHistory
EGPEastgroup Properties IncCOM2,944$435.9K<0.1%+2,944NewHistory
GMEDGlobus Medical IncStock5,871$436.0K<0.1%+5,871NewHistory
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF19,544$437.0K<0.1%−365−1.8%Reduced–
UMBFUmb Financial CorpCOM5,237$437.4K<0.1%+2,229+74.1%AddedHistory
UCBUnited Community Banks IncCOM12,955$437.9K<0.1%+779+6.4%AddedHistory
WisdomTree Tr97717W588US LARGECAP FUND10,536$438.1K<0.1%+10,536New–
SJTSan Juan Basin Royalty TrustUNIT BEN INT38,393$438.5K<0.1%+16,728+77.2%AddedHistory
CMCCommercial Metals CoStock9,078$438.5K<0.1%+2,045+29.1%AddedHistory
Innovator ETFs Trust45782C631INTERNATIONAL DV18,456$438.7K<0.1%+724+4.1%Added–

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2022
SecurityClassPutsCalls
NVDANVIDIA CorpStock$13.9K–
AGFirst Majestic Silver CorpCOM–$8.88K
MRKMerck & Co., Inc.Stock–$7.56K
Invesco QQQ Trust Series I46090E103ETF–$4.65K
Yamana Gold Inc98462Y100COM–$4.19K
CMICummins IncStock–$510
TTDTrade Desk, Inc.Stock–$470
GMEGameStop Corp.Stock$68–
RIVNRivian Automotive, Inc.Stock–$2
PTONPeloton Interactive, Inc.CL A COM–$1
CHPTChargePoint Holdings, Inc.COM CL A–$1

Sold out since Q3 2022 (91)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BRGBluerock Residential Growth REIT, Inc.COM CL A118,566$3.17M<0.1%History
Dimensional ETF Trust25434V203INTL CORE EQT MK130,247$2.81M<0.1%–
Global X FDS37954Y632ARTIFICIAL ETF121,330$2.33M<0.1%–
CLRContinental Resources, IncCOM19,980$1.33M<0.1%History
FLNAFilana Therapeutics, Inc.COM31,871$1.33M<0.1%History
TWTRTwitter, Inc.COM29,610$1.30M<0.1%History
Barclays Bank PLC06742A669IPATH SHILR CAPE67,598$1.24M<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB46,544$986.0K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH20,363$833.0K<0.1%History
iShares U S ETF Tr46431W580INFLATION HEDG31,910$770.0K<0.1%–
Simplify Exchange Traded Fun82889N715MACRO STRATEGY27,820$660.0K<0.1%–
PIMCO ETF Tr72201R30415+ YR US TIPS10,508$589.0K<0.1%–
CCDCalamos Dynamic Convertible & Income FundCOM28,394$569.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR20,262$562.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG23,761$533.0K<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE7,737$514.0K<0.1%–
BHVNBiohaven Ltd.COM3,018$456.0K<0.1%History
CHNGChange Healthcare Inc.COM16,208$446.0K<0.1%History
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE26,148$424.0K<0.1%–
First Tr Exchange-Traded FD33734G108COM18,196$419.0K<0.1%–
DREDuke Realty CorpCOM NEW7,692$371.0K<0.1%History
John Hancock Exchange Traded47804J404MULTIFACTOR FI8,800$362.0K<0.1%–
iShares Tr46435G755IBONDS DEC202213,870$359.0K<0.1%–
John Hancock Exchange Traded47804J875MLTFCTR CONSMR9,870$332.0K<0.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A273$329.0K<0.1%History
iShares Tr46435U176IBONDS 22 TRM HG13,247$318.0K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS15,684$294.0K<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF10,048$279.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock15,681$264.0K<0.1%History
ZSZscaler, Inc.Stock1,597$262.0K<0.1%History
UHALU-Haul Holding CoCOM515$262.0K<0.1%History
Legg Mason ETF Invt524682200CLEARBRIDGE LRG6,404$254.0K<0.1%–
Motley Fool Small-Cap Growth ETF74933W874ETF10,839$252.0K<0.1%–
OKTAOkta, Inc.CL A4,182$238.0K<0.1%History
BLNKBlink Charging Co.COM13,219$234.0K<0.1%History
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE5,145$233.0K<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF9,214$231.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,787$229.0K<0.1%–
WIREEncore Wire CorpCOM1,986$229.0K<0.1%History
INSMINSMED IncCOM PAR $.0110,040$216.0K<0.1%History
iShares Tr464288869MICRO-CAP ETF2,069$214.0K<0.1%–
Global X FDS37950E119MSCI SUPR EM ETF29,532$214.0K<0.1%–
MSEXMiddlesex Water CoCOM2,721$210.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT13,268$210.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD4,941$208.0K<0.1%–
DAVAEndava plcADS2,549$206.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV27,123$205.0K<0.1%–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF9,106$202.0K<0.1%–
RGPResources Connection, Inc.COM11,180$202.0K<0.1%History
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM13,460$181.0K<0.1%History
MUABlackRock Muniassets Fund, Inc.COM17,130$176.0K<0.1%History
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$165.0K<0.1%–
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM14,093$157.0K<0.1%History
FUNDSprott Focus Trust Inc.COM21,954$151.0K<0.1%History
PSFEPaysafe LtdORD109,111$151.0K<0.1%History
RMTRoyce Micro-Cap Trust, Inc.COM18,372$146.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,545$140.0K<0.1%History
MMUWestern Asset Managed Municipals Fund Inc.COM14,042$136.0K<0.1%History
Swedish Expt CR Corp870297603ROG AGRI ETN2213,234$120.0K<0.1%–
UAAUnder Armour, Inc.Stock17,616$117.0K<0.1%History
BKTBlackRock Income Trust, Inc.COM25,696$106.0K<0.1%History
VGRVector Group LtdCOM12,067$106.0K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM17,721$105.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW30,734$102.0K<0.1%–
NNYNuveen New York Municipal Value FundCOM12,103$99.0K<0.1%History
KDKyndryl Holdings, Inc.Stock11,526$95.0K<0.1%History
VKQInvesco Municipal TrustCOM10,401$95.0K<0.1%History
FSRFisker Inc.CL A COM STK10,912$82.0K<0.1%History
SBIWestern Asset Intermediate Muni Fund Inc.COM10,738$79.0K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS12,000$70.0K<0.1%History
RDFNRedfin CorpCOM10,263$60.0K<0.1%History
Ironsource LtdM5R75Y101CL A ORD SHS17,100$59.0K<0.1%–
TLRYTilray Brands, Inc.COM CL 212,097$33.0K<0.1%History
TRVGtrivago N.V.SPON ADS A SHS20,181$23.0K<0.1%History
CLOVClover Health Investments, Corp.COM CL A13,100$22.0K<0.1%History
ZEVLightning eMotors, Inc.COM14,500$22.0K<0.1%History
RMORomeo Power, Inc.COM49,900$20.0K<0.1%History
PSHGPerformance Shipping Inc.COM NEW15,934$4.00K<0.1%History
GROMGrom Social Enterprises, Inc.COM NEW11,300$4.00K<0.1%History
VINOGaucho Group Holdings, Inc.COM NEW11,493$3.00K<0.1%History
KRBPKiromic Biopharma, Inc.COM10,509$3.00K<0.1%History
MYSZMy Size, Inc.COM NEW16,432$3.00K<0.1%History
TENXTenax Therapeutics, Inc.COM NEW15,638$3.00K<0.1%History
THMOThermoGenesis Holdings, Inc.COM11,816$3.00K<0.1%History
DBGIDigital Brands Group, Inc.COM31,936$3.00K<0.1%History
ABTCAmerican Bitcoin Corp.COM25,479$2.00K<0.1%History
CRKNCrown Electrokinetics Corp.COM NEW10,531$2.00K<0.1%History
TWAVTaoWeave, Inc.COM16,580$2.00K<0.1%History
PALIPalisade Bio, Inc.COM21,642$2.00K<0.1%History
TANHTantech Holdings LtdSHS NEW12,662$2.00K<0.1%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022121,603$00.0%–