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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,535
+457 vs. Q3 2022
Portfolio value
$12.3B
+$4.29B (+53.3%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ELMDElectromed, Inc.Stock13,583$142.5K<0.1%00.0%UnchangedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM14,136$145.0K<0.1%−589−4.0%ReducedHistory
RRGBRed Robin Gourmet Burgers IncCOM26,061$145.4K<0.1%+5,000+23.7%AddedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM12,836$145.4K<0.1%−2,914−18.5%ReducedHistory
ONCOOnconetix, Inc.COM132,800$146.1K<0.1%00.0%UnchangedHistory
VKTXViking Therapeutics, Inc.COM15,711$147.7K<0.1%+3,152+25.1%AddedHistory
PKPark Hotels & Resorts Inc.COM12,533$147.8K<0.1%+12,533NewHistory
PTONPeloton Interactive, Inc.CL A COM18,646$148.0K<0.1%−2,068−10.0%ReducedHistory
PAIWestern Asset Investment Grade Income Fund Inc.COM12,862$148.9K<0.1%−1,770−12.1%ReducedHistory
CGCCanopy Growth CorpCOM64,313$149.1K<0.1%−20,244−23.9%ReducedHistory
ETWOE2open Parent Holdings, Inc.COM CL A25,700$150.9K<0.1%00.0%UnchangedHistory
AAOIApplied Optoelectronics, Inc.COM81,000$153.1K<0.1%+22,995+39.6%AddedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM13,787$153.2K<0.1%+13+0.1%AddedHistory
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT11,844$153.3K<0.1%−17−0.1%ReducedHistory
GUTGabelli Utility TrustCOM20,455$153.6K<0.1%+2,803+15.9%AddedHistory
Invesco Actively Managed ETF46090A309CNSRTV MLT AST13,000$154.6K<0.1%+13,000New–
Golden Ocean Group LtdG39637205SHS NEW17,896$155.5K<0.1%−4,134−18.8%Reduced–
HIOWestern Asset High Income Opportunity Fund Inc.COM39,751$157.0K<0.1%+18,514+87.2%AddedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM16,584$158.5K<0.1%−1,907−10.3%ReducedHistory
PPTFranklin Premier Income TrustSH BEN INT44,106$160.1K<0.1%−37,687−46.1%ReducedHistory
RITMRithm Capital Corp.REIT19,623$160.3K<0.1%−2,001−9.3%ReducedHistory
RFICohen & Steers Total Return Realty Fund IncCOM13,119$160.4K<0.1%−508−3.7%ReducedHistory
DSXDiana Shipping Inc.COM41,465$161.7K<0.1%+41,465NewHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS12,666$161.7K<0.1%+12,666NewHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT11,669$162.3K<0.1%+11,669NewHistory
First Tr Energy Income & Gro33738G104COM11,489$163.0K<0.1%−216−1.8%Reduced–
JWNNordstrom IncStock10,150$163.8K<0.1%+10,150NewHistory
GLADGladstone Capital CorpCOM17,077$164.3K<0.1%+17,077NewHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR20,527$164.6K<0.1%+20,527NewHistory
JLSNuveen Mortgage & Income FundCOM10,192$164.9K<0.1%+10,192NewHistory
First Tr Exchange Traded FD33738R688S&P INTL DIVID10,823$165.8K<0.1%+10,823New–
FSLYFastly, Inc.CL A20,315$166.4K<0.1%+3,129+18.2%AddedHistory
NVAXNovavax IncCOM NEW16,452$169.1K<0.1%−25−0.2%ReducedHistory
PLABPhotronics IncCOM10,067$169.4K<0.1%+10,067NewHistory
PBIPitney Bowes IncCOM44,667$169.7K<0.1%+3,266+7.9%AddedHistory
ISDPGIM High Yield Bond Fund, Inc.COM14,439$171.4K<0.1%+14,439NewHistory
EXELExelixis, Inc.COM10,750$172.4K<0.1%+10,750NewHistory
MBCMasterBrand, Inc.COMMON STOCK22,979$173.5K<0.1%+22,979NewHistory
MACMacerich CoCOM15,440$173.9K<0.1%−4,797−23.7%ReducedHistory
NCANuveen California Municipal Value FundCOM STK20,650$174.5K<0.1%−6,200−23.1%ReducedHistory
PDMPiedmont Realty Trust, Inc.COM CL A19,038$174.6K<0.1%−73−0.4%ReducedHistory
UPSTUpstart Holdings, Inc.COM13,377$176.8K<0.1%+1,234+10.2%AddedHistory
First Tr Exchng Traded FD VI33740U836FT VEST NAS10,716$178.3K<0.1%−1,038−8.8%Reduced–
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN16,908$178.9K<0.1%+16,908NewHistory
MCRMFS Charter Income TrustSH BEN INT29,230$179.8K<0.1%−8,070−21.6%ReducedHistory
PSTLPostal Realty Trust, Inc.CL A12,441$180.8K<0.1%+735+6.3%AddedHistory
DNOWDNOW Inc.COM14,245$180.9K<0.1%+3,836+36.9%AddedHistory
VanEck ETF Trust92189F429PREFERRED SECURT10,891$182.0K<0.1%−1,679−13.4%Reduced–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM16,221$182.6K<0.1%+51+0.3%AddedHistory
VREVeris Residential, Inc.COM11,488$183.0K<0.1%+11,488NewHistory
MRCCMonroe Capital CorpCOM21,497$183.6K<0.1%+21,497NewHistory
APLEApple Hospitality REIT, Inc.REIT11,746$185.3K<0.1%+11,746NewHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST43,547$185.5K<0.1%−8,380−16.1%Reduced–
CRNCCerence Inc.COM10,013$185.5K<0.1%−1,423−12.4%ReducedHistory
HLMNHillman Solutions Corp.COM25,804$186.0K<0.1%+25,804NewHistory
RVTRoyce Small-Cap Trust, Inc.COM14,072$186.6K<0.1%−19,162−57.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG10,506$186.9K<0.1%−2,452−18.9%Reduced–
TAKTakeda Pharmaceutical Co LtdADR12,055$188.1K<0.1%+12,055NewHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM16,349$189.5K<0.1%+16,349NewHistory
FPIFarmland Partners Inc.COM15,230$189.8K<0.1%−9,103−37.4%ReducedHistory
NPFDNuveen Variable Rate Preferred & Income FundCOM10,827$190.1K<0.1%+10,827NewHistory
GMEGameStop Corp.Stock10,316$190.4K<0.1%+29+0.3%AddedHistory
HLHecla Mining CoCOM34,322$190.8K<0.1%−1,025−2.9%ReducedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM14,559$191.0K<0.1%+1,709+13.3%AddedHistory
First Tr Exchng Traded FD VI33740F557FT VEST NAS10,813$191.1K<0.1%−73,486−87.2%Reduced–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM25,599$192.0K<0.1%+572+2.3%AddedHistory
APPSDigital Turbine, Inc.COM NEW12,764$194.5K<0.1%+12,764NewHistory
PFLTPennantPark Floating Rate Capital Ltd.COM17,826$195.7K<0.1%+17,826NewHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS19,703$196.4K<0.1%−50.0%ReducedHistory
NSNuStar Energy L.P.UNIT COM12,347$197.5K<0.1%+496+4.2%AddedHistory
HTGCHercules Capital, Inc.COM15,032$198.7K<0.1%+3,292+28.0%AddedHistory
Global X FDS37950E333GLBX SUPRINC ETF21,149$199.1K<0.1%−27,154−56.2%Reduced–
Ea Series Trust02072L615STRIVE 1000 GRWT7,960$200.1K<0.1%+7,960New–
Fidelity Covington Trust316092386STOCK FOR INFL6,465$200.1K<0.1%+6,465New–
JBTMJBT Marel CorpCOM2,196$200.6K<0.1%+2,196NewHistory
Innovator ETFs Trust45783Y780US EQT ACC 9 BFR9,161$200.6K<0.1%+9,161New–
YETIYETI Holdings, Inc.COM4,871$201.2K<0.1%+4,871NewHistory
INSPInspire Medical Systems, Inc.COM799$201.3K<0.1%+799NewHistory
NWNNorthwest Natural Holding CoCOM4,239$201.7K<0.1%+4,239NewHistory
VVVValvoline IncCOM6,188$202.0K<0.1%+6,188NewHistory
SCSSteelcase IncCL A28,605$202.2K<0.1%+3,290+13.0%AddedHistory
Harbor ETF Trust41151J505COMM ALL WEA ETF9,183$202.3K<0.1%−5,887−39.1%Reduced–
XUnited States Steel CorpCOM8,080$202.4K<0.1%+8,080NewHistory
CLNEClean Energy Fuels Corp.COM39,061$203.1K<0.1%+614+1.6%AddedHistory
EXPEagle Materials IncCOM1,529$203.2K<0.1%+1,529NewHistory
PMXPIMCO Municipal Income Fund IIICOM23,331$203.2K<0.1%+7,982+52.0%AddedHistory
SPDR Series Trust78464A722ST STR SP PHARMA4,968$203.4K<0.1%+4,968New–
ALKSAlkermes plc.SHS7,833$204.7K<0.1%+7,833NewHistory
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG11,845$204.7K<0.1%−10.0%Reduced–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM13,486$204.9K<0.1%−12,246−47.6%ReducedHistory
Invesco Exchange Traded FD T46137V175S&P SML600 GWT1,765$205.6K<0.1%+1,765New–
WisdomTree Tr97717W778INTL MIDCAP DV3,708$205.7K<0.1%+3,708New–
NYTNew York Times CoCL A6,339$205.8K<0.1%+6,339NewHistory
HUNHuntsman CORPCOM7,504$206.2K<0.1%+7,504NewHistory
SPTNSpartanNash CoCOM6,824$206.4K<0.1%+6,824NewHistory
QSRRestaurant Brands International Inc.COM3,191$206.4K<0.1%+3,191NewHistory
Carnival Corp Ltd.14365C103ADR28,836$207.3K<0.1%+13,389+86.7%Added–
SBSWSibanye Stillwater LtdSPONSORED ADR19,468$207.5K<0.1%−3,500−15.2%ReducedHistory
Virtus ETF Tr II92790A504VIRTUS US QLTY7,767$207.5K<0.1%+7,767New–
JNPRJuniper Networks IncCOM6,501$207.8K<0.1%+6,501NewHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2022
SecurityClassPutsCalls
NVDANVIDIA CorpStock$13.9K–
AGFirst Majestic Silver CorpCOM–$8.88K
MRKMerck & Co., Inc.Stock–$7.56K
Invesco QQQ Trust Series I46090E103ETF–$4.65K
Yamana Gold Inc98462Y100COM–$4.19K
CMICummins IncStock–$510
TTDTrade Desk, Inc.Stock–$470
GMEGameStop Corp.Stock$68–
RIVNRivian Automotive, Inc.Stock–$2
PTONPeloton Interactive, Inc.CL A COM–$1
CHPTChargePoint Holdings, Inc.COM CL A–$1

Sold out since Q3 2022 (91)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BRGBluerock Residential Growth REIT, Inc.COM CL A118,566$3.17M<0.1%History
Dimensional ETF Trust25434V203INTL CORE EQT MK130,247$2.81M<0.1%–
Global X FDS37954Y632ARTIFICIAL ETF121,330$2.33M<0.1%–
CLRContinental Resources, IncCOM19,980$1.33M<0.1%History
FLNAFilana Therapeutics, Inc.COM31,871$1.33M<0.1%History
TWTRTwitter, Inc.COM29,610$1.30M<0.1%History
Barclays Bank PLC06742A669IPATH SHILR CAPE67,598$1.24M<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB46,544$986.0K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH20,363$833.0K<0.1%History
iShares U S ETF Tr46431W580INFLATION HEDG31,910$770.0K<0.1%–
Simplify Exchange Traded Fun82889N715MACRO STRATEGY27,820$660.0K<0.1%–
PIMCO ETF Tr72201R30415+ YR US TIPS10,508$589.0K<0.1%–
CCDCalamos Dynamic Convertible & Income FundCOM28,394$569.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR20,262$562.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG23,761$533.0K<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE7,737$514.0K<0.1%–
BHVNBiohaven Ltd.COM3,018$456.0K<0.1%History
CHNGChange Healthcare Inc.COM16,208$446.0K<0.1%History
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE26,148$424.0K<0.1%–
First Tr Exchange-Traded FD33734G108COM18,196$419.0K<0.1%–
DREDuke Realty CorpCOM NEW7,692$371.0K<0.1%History
John Hancock Exchange Traded47804J404MULTIFACTOR FI8,800$362.0K<0.1%–
iShares Tr46435G755IBONDS DEC202213,870$359.0K<0.1%–
John Hancock Exchange Traded47804J875MLTFCTR CONSMR9,870$332.0K<0.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A273$329.0K<0.1%History
iShares Tr46435U176IBONDS 22 TRM HG13,247$318.0K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS15,684$294.0K<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF10,048$279.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock15,681$264.0K<0.1%History
ZSZscaler, Inc.Stock1,597$262.0K<0.1%History
UHALU-Haul Holding CoCOM515$262.0K<0.1%History
Legg Mason ETF Invt524682200CLEARBRIDGE LRG6,404$254.0K<0.1%–
Motley Fool Small-Cap Growth ETF74933W874ETF10,839$252.0K<0.1%–
OKTAOkta, Inc.CL A4,182$238.0K<0.1%History
BLNKBlink Charging Co.COM13,219$234.0K<0.1%History
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE5,145$233.0K<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF9,214$231.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,787$229.0K<0.1%–
WIREEncore Wire CorpCOM1,986$229.0K<0.1%History
INSMINSMED IncCOM PAR $.0110,040$216.0K<0.1%History
iShares Tr464288869MICRO-CAP ETF2,069$214.0K<0.1%–
Global X FDS37950E119MSCI SUPR EM ETF29,532$214.0K<0.1%–
MSEXMiddlesex Water CoCOM2,721$210.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT13,268$210.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD4,941$208.0K<0.1%–
DAVAEndava plcADS2,549$206.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV27,123$205.0K<0.1%–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF9,106$202.0K<0.1%–
RGPResources Connection, Inc.COM11,180$202.0K<0.1%History
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM13,460$181.0K<0.1%History
MUABlackRock Muniassets Fund, Inc.COM17,130$176.0K<0.1%History
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$165.0K<0.1%–
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM14,093$157.0K<0.1%History
FUNDSprott Focus Trust Inc.COM21,954$151.0K<0.1%History
PSFEPaysafe LtdORD109,111$151.0K<0.1%History
RMTRoyce Micro-Cap Trust, Inc.COM18,372$146.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,545$140.0K<0.1%History
MMUWestern Asset Managed Municipals Fund Inc.COM14,042$136.0K<0.1%History
Swedish Expt CR Corp870297603ROG AGRI ETN2213,234$120.0K<0.1%–
UAAUnder Armour, Inc.Stock17,616$117.0K<0.1%History
BKTBlackRock Income Trust, Inc.COM25,696$106.0K<0.1%History
VGRVector Group LtdCOM12,067$106.0K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM17,721$105.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW30,734$102.0K<0.1%–
NNYNuveen New York Municipal Value FundCOM12,103$99.0K<0.1%History
KDKyndryl Holdings, Inc.Stock11,526$95.0K<0.1%History
VKQInvesco Municipal TrustCOM10,401$95.0K<0.1%History
FSRFisker Inc.CL A COM STK10,912$82.0K<0.1%History
SBIWestern Asset Intermediate Muni Fund Inc.COM10,738$79.0K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS12,000$70.0K<0.1%History
RDFNRedfin CorpCOM10,263$60.0K<0.1%History
Ironsource LtdM5R75Y101CL A ORD SHS17,100$59.0K<0.1%–
TLRYTilray Brands, Inc.COM CL 212,097$33.0K<0.1%History
TRVGtrivago N.V.SPON ADS A SHS20,181$23.0K<0.1%History
CLOVClover Health Investments, Corp.COM CL A13,100$22.0K<0.1%History
ZEVLightning eMotors, Inc.COM14,500$22.0K<0.1%History
RMORomeo Power, Inc.COM49,900$20.0K<0.1%History
PSHGPerformance Shipping Inc.COM NEW15,934$4.00K<0.1%History
GROMGrom Social Enterprises, Inc.COM NEW11,300$4.00K<0.1%History
VINOGaucho Group Holdings, Inc.COM NEW11,493$3.00K<0.1%History
KRBPKiromic Biopharma, Inc.COM10,509$3.00K<0.1%History
MYSZMy Size, Inc.COM NEW16,432$3.00K<0.1%History
TENXTenax Therapeutics, Inc.COM NEW15,638$3.00K<0.1%History
THMOThermoGenesis Holdings, Inc.COM11,816$3.00K<0.1%History
DBGIDigital Brands Group, Inc.COM31,936$3.00K<0.1%History
ABTCAmerican Bitcoin Corp.COM25,479$2.00K<0.1%History
CRKNCrown Electrokinetics Corp.COM NEW10,531$2.00K<0.1%History
TWAVTaoWeave, Inc.COM16,580$2.00K<0.1%History
PALIPalisade Bio, Inc.COM21,642$2.00K<0.1%History
TANHTantech Holdings LtdSHS NEW12,662$2.00K<0.1%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022121,603$00.0%–