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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,078
+23 vs. Q2 2022
Portfolio value
$8.05B
+$252.3M (+3.2%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
OCSLOaktree Specialty Lending CorpCOM14,199$85.0K<0.1%+3,955+38.6%AddedHistory
ESPREsperion Therapeutics, Inc.COM12,925$87.0K<0.1%00.0%UnchangedHistory
POWWOutdoor Holding CoCOM30,050$88.0K<0.1%+16,150+116.2%AddedHistory
First Tr MLP & Energy Incom33739B104COM12,486$89.0K<0.1%+1,097+9.6%Added–
BINIBollinger Innovations, Inc.COMMON STOCK272,100$89.0K<0.1%+2,500+0.9%AddedHistory
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF17,270$94.0K<0.1%+17,270New–
MHIPioneer Municipal High Income Fund, Inc.COM SHS11,402$94.0K<0.1%−100−0.9%ReducedHistory
KDKyndryl Holdings, Inc.Stock11,526$95.0K<0.1%−888−7.2%ReducedHistory
VKQInvesco Municipal TrustCOM10,401$95.0K<0.1%+6+0.1%AddedHistory
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH21,450$95.0K<0.1%00.0%UnchangedHistory
PBIPitney Bowes IncCOM41,401$96.0K<0.1%−32,256−43.8%ReducedHistory
Carnival Corp Ltd.14365C103ADR15,447$96.0K<0.1%+565+3.8%Added–
MGFAberdeen Government Markets Income FundSH BEN INT29,600$96.0K<0.1%−7,550−20.3%ReducedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM10,548$99.0K<0.1%+33+0.3%AddedHistory
NNYNuveen New York Municipal Value FundCOM12,103$99.0K<0.1%+12,103NewHistory
ONLOrion Properties Inc.REIT11,485$100.0K<0.1%−3,200−21.8%ReducedHistory
MFMAberdeen Municipal Income FundSH BEN INT20,715$100.0K<0.1%00.0%UnchangedHistory
TVRDTvardi Therapeutics, Inc.COM10,703$100.0K<0.1%+550+5.4%AddedHistory
IDEVoya Infrastructure, Industrials & Materials FundCOM11,400$101.0K<0.1%00.0%UnchangedHistory
UECUranium Energy CorpCOM29,236$102.0K<0.1%+5,628+23.8%AddedHistory
Two Harbors Investment Corp.90187B408COM NEW30,734$102.0K<0.1%−2,268−6.9%Reduced–
DNOWDNOW Inc.COM10,409$105.0K<0.1%+10,409NewHistory
XFLTXAI Floating Rate & Alternative Income TrustCOM17,721$105.0K<0.1%−1,632−8.4%ReducedHistory
RKTRocket Companies, Inc.Stock16,711$106.0K<0.1%+899+5.7%AddedHistory
SFLSFL Corp Ltd.SHS11,624$106.0K<0.1%+208+1.8%AddedHistory
BKTBlackRock Income Trust, Inc.COM25,696$106.0K<0.1%00.0%UnchangedHistory
VGRVector Group LtdCOM12,067$106.0K<0.1%+12,067NewHistory
HYREHC Liquidating, Inc.COM116,450$107.0K<0.1%+105,100+926.0%AddedHistory
CXCemex SAB de CVSPON ADR NEW31,623$108.0K<0.1%+18,076+133.4%AddedHistory
GTEGran Tierra Energy Inc.COM89,253$108.0K<0.1%+89,253NewHistory
LAZRQLuminar Technologies, Inc.COM CL A14,792$108.0K<0.1%−1,240−7.7%ReducedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM11,254$109.0K<0.1%+11,254NewHistory
NKLANikola CorpCOM30,944$109.0K<0.1%+30,944NewHistory
SABRSabre CorpCOM21,903$113.0K<0.1%+21,903NewHistory
BBDCBarings BDC, Inc.COM13,647$113.0K<0.1%−17,764−56.6%ReducedHistory
ALDXAldeyra Therapeutics, Inc.COM21,426$114.0K<0.1%00.0%UnchangedHistory
RIOTRiot Platforms, Inc.COM16,464$115.0K<0.1%−9,881−37.5%ReducedHistory
VVRInvesco Senior Income TrustCOM31,215$116.0K<0.1%+2,773+9.7%AddedHistory
NANNuveen New York Quality Municipal Income FundCOM11,108$116.0K<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock17,616$117.0K<0.1%−2,065−10.5%ReducedHistory
ALTOAlto Ingredients, Inc.COM32,010$117.0K<0.1%−1,600−4.8%ReducedHistory
PMXPIMCO Municipal Income Fund IIICOM15,349$118.0K<0.1%+2,769+22.0%AddedHistory
JBLUJetBlue Airways CorpCOM17,876$119.0K<0.1%+1,100+6.6%AddedHistory
Swedish Expt CR Corp870297603ROG AGRI ETN2213,234$120.0K<0.1%00.0%Unchanged–
MVISMicrovision, Inc.COM NEW33,463$121.0K<0.1%−7,000−17.3%ReducedHistory
FTFFranklin Ltd Duration Income TrustCOM19,718$122.0K<0.1%00.0%UnchangedHistory
GUTGabelli Utility TrustCOM17,652$122.0K<0.1%+3,083+21.2%AddedHistory
PMLPIMCO Municipal Income Fund IICOM13,234$126.0K<0.1%+2,970+28.9%AddedHistory
IRWDIronwood Pharmaceuticals IncCOM CL A12,406$129.0K<0.1%+1,385+12.6%AddedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM11,021$129.0K<0.1%00.0%UnchangedHistory
PCFHigh Income Securities FundSHS BEN INT18,745$129.0K<0.1%00.0%UnchangedHistory
XERSXeris Biopharma Holdings, Inc.COM84,443$132.0K<0.1%−33,047−28.1%ReducedHistory
SELFGlobal Self Storage, Inc.COM22,709$133.0K<0.1%00.0%UnchangedHistory
JQCNuveen Credit Strategies Income FundCOM SHS26,493$135.0K<0.1%+6,592+33.1%AddedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR11,037$136.0K<0.1%+11,037NewHistory
MMUWestern Asset Managed Municipals Fund Inc.COM14,042$136.0K<0.1%−17,399−55.3%ReducedHistory
HTGCHercules Capital, Inc.COM11,740$136.0K<0.1%+1,007+9.4%AddedHistory
Crescent PT Energy Corp22576C101COM22,000$136.0K<0.1%+22,000New–
GHYPGIM Global High Yield Fund, Inc.COM13,001$138.0K<0.1%+2,735+26.6%AddedHistory
CIKCredit Suisse Asset Management Income Fund, Inc.COM52,251$138.0K<0.1%+52,251NewHistory
ELMDElectromed, Inc.Stock13,583$139.0K<0.1%+250+1.9%AddedHistory
HLHecla Mining CoCOM35,347$139.0K<0.1%+4,226+13.6%AddedHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM12,545$140.0K<0.1%−1,050−7.7%ReducedHistory
RRGBRed Robin Gourmet Burgers IncCOM21,061$142.0K<0.1%00.0%UnchangedHistory
PTONPeloton Interactive, Inc.CL A COM20,714$144.0K<0.1%+7,170+52.9%AddedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM14,725$145.0K<0.1%00.0%UnchangedHistory
TTCFTattooed Chef, Inc.COM CL A29,200$145.0K<0.1%+2,538+9.5%AddedHistory
STLAStellantis N.V.SHS12,163$146.0K<0.1%+12,163NewHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM13,774$146.0K<0.1%+14+0.1%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM18,372$146.0K<0.1%+439+2.4%AddedHistory
ProShares Bitcoin ETF74347G440ETF12,405$149.0K<0.1%+12,405New–
NUVNuveen Municipal Value Fund IncCOM17,708$150.0K<0.1%+964+5.8%AddedHistory
FUNDSprott Focus Trust Inc.COM21,954$151.0K<0.1%−19,814−47.4%ReducedHistory
PSFEPaysafe LtdORD109,111$151.0K<0.1%+2,485+2.3%AddedHistory
ETWOE2open Parent Holdings, Inc.COM CL A25,700$156.0K<0.1%00.0%UnchangedHistory
FSLYFastly, Inc.CL A17,186$157.0K<0.1%+1,584+10.2%AddedHistory
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM14,093$157.0K<0.1%00.0%UnchangedHistory
RITMRithm Capital Corp.REIT21,624$158.0K<0.1%+1,764+8.9%AddedHistory
AAOIApplied Optoelectronics, Inc.COM58,005$158.0K<0.1%+37,920+188.8%AddedHistory
EGOEldorado Gold CorpCOM26,075$158.0K<0.1%+569+2.2%AddedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM22,799$159.0K<0.1%−6,177−21.3%ReducedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM12,850$159.0K<0.1%+815+6.8%AddedHistory
NSNuStar Energy L.P.UNIT COM11,851$160.0K<0.1%+11,851NewHistory
MACMacerich CoCOM20,237$161.0K<0.1%+6,079+42.9%AddedHistory
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT11,861$161.0K<0.1%−2,810−19.2%ReducedHistory
AMAntero Midstream CorpStock17,656$162.0K<0.1%+1,254+7.6%AddedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM18,491$163.0K<0.1%+2,036+12.4%AddedHistory
PAIWestern Asset Investment Grade Income Fund Inc.COM14,632$164.0K<0.1%+1,000+7.3%AddedHistory
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$165.0K<0.1%00.0%Unchanged–
RFICohen & Steers Total Return Realty Fund IncCOM13,627$165.0K<0.1%−1,722−11.2%ReducedHistory
SCSSteelcase IncCL A25,315$165.0K<0.1%+14,125+126.2%AddedHistory
Golden Ocean Group LtdG39637205SHS NEW22,030$165.0K<0.1%−336−1.5%Reduced–
SKTTanger Inc.COM12,175$167.0K<0.1%+12,175NewHistory
CNXCNX Resources CorpCOM10,725$167.0K<0.1%−477−4.3%ReducedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT30,877$170.0K<0.1%−4,744−13.3%ReducedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS19,708$171.0K<0.1%+974+5.2%AddedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM15,750$171.0K<0.1%00.0%UnchangedHistory
PSTLPostal Realty Trust, Inc.CL A11,706$172.0K<0.1%−2,150−15.5%ReducedHistory
First Tr Energy Income & Gro33738G104COM11,705$174.0K<0.1%−30.0%Reduced–
MUABlackRock Muniassets Fund, Inc.COM17,130$176.0K<0.1%−371−2.1%ReducedHistory

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$331.0K–
NVDANVIDIA CorpStock$18.0K–
TTDTrade Desk, Inc.Stock–$13.0K
MSFTMicrosoft CorpStock$8.00K–
Yamana Gold Inc98462Y100COM–$8.00K
Invesco QQQ Trust Series I46090E103ETF–$5.00K
MRKMerck & Co., Inc.Stock–$5.00K
ONOn Semiconductor CorpStock$5.00K–
ZSZscaler, Inc.Stock$2.00K–
ProShares Bitcoin ETF74347G440ETF–$1.00K

Sold out since Q2 2022 (134)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 134 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Uncommon Investment Funds Tr90431R209PORTFOLIO DESIGN424,479$9.28M0.1%–
WisdomTree Tr97717Y808YIELD ENHANCED167,487$7.97M0.1%–
GSKGSK plcSPONSORED ADR83,590$3.64M<0.1%History
iShares Tr46435G342MORTGE REL ETF120,759$3.23M<0.1%–
SPDR Series Trust78468R812ST STR MSCI USAQ25,746$2.78M<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT79,438$2.14M<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US42,917$1.92M<0.1%–
ALNYAlnylam Pharmaceuticals, Inc.COM4,853$708.0K<0.1%History
Listed FDS Tr53656F599SWAN HEDGED EQTY40,146$685.0K<0.1%–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR10,852$668.0K<0.1%–
MTHMeritage Homes CORPCOM9,196$667.0K<0.1%History
IONSIonis Pharmaceuticals IncCOM17,276$640.0K<0.1%History
ETF Ser Solutions26922A321DISTILLATE US15,380$596.0K<0.1%–
J P Morgan Exchange-Traded F46641Q795US DIVIDEND18,433$581.0K<0.1%–
ENTGEntegris IncCOM5,693$525.0K<0.1%History
SAFMSanderson Farms IncCOM2,380$513.0K<0.1%History
Fidelity Covington Trust316092782VLU FACTOR ETF11,483$494.0K<0.1%–
Healthcare Realty Trust Inc42225P501CL A NEW17,329$484.0K<0.1%–
KNSLKinsale Capital Group, Inc.Stock2,034$467.0K<0.1%History
CVBFCVB Financial CorpCOM18,634$462.0K<0.1%History
Signature BK New York N Y82669G104COM2,468$442.0K<0.1%–
CTLTCatalent, Inc.COM4,065$436.0K<0.1%History
CMBTCmb.tech NVSHS36,444$435.0K<0.1%History
PNFPPinnacle Financial Partners, Inc.COM5,658$409.0K<0.1%History
First Rep BK San Francisco C33616C100COM2,744$396.0K<0.1%–
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR14,609$395.0K<0.1%History
SIVBSVB Financial GroupCOM994$393.0K<0.1%History
CGCarlyle Group Inc.COM12,066$382.0K<0.1%History
SICPSilvergate Capital CorpCL A7,027$376.0K<0.1%History
SSBSouthState Bank CorpCOM4,797$370.0K<0.1%History
DVDoubleVerify Holdings, Inc.COM15,836$359.0K<0.1%History
Kraneshares Trust500767678GLOBAL CARB STRA7,029$346.0K<0.1%–
WALWestern Alliance BancorporationCOM4,808$339.0K<0.1%History
GRNBarclays Bank PLCETN 499,665$339.0K<0.1%History
GEFGreif, IncCL A5,418$338.0K<0.1%History
iShares U S ETF Tr46431W622INOVATIV HLTCR10,243$337.0K<0.1%–
RYNRayonier IncCOM8,994$336.0K<0.1%History
SITESiteOne Landscape Supply, Inc.COM2,824$336.0K<0.1%History
SFBSServisFirst Bancshares, Inc.COM4,242$335.0K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S3,756$326.0K<0.1%–
VSTOVista Outdoor Inc.COM11,486$320.0K<0.1%History
Alps ETF Tr00162Q478DISRUPTIVE TECH9,491$315.0K<0.1%–
ProShares Tr74347X849SHRT 20+YR TRE15,500$311.0K<0.1%–
AZEKAZEK Co Inc.CL A18,397$308.0K<0.1%History
AVTAvnet IncCOM7,123$305.0K<0.1%History
BNLBroadstone Net Lease, Inc.COM14,550$298.0K<0.1%History
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF5,012$294.0K<0.1%–
EXPEExpedia Group, Inc.Stock3,097$293.0K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL13,252$289.0K<0.1%–
KSSKOHLS CorpStock8,051$288.0K<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF5,448$272.0K<0.1%–
LKQLKQ CorpCOM5,368$264.0K<0.1%History
SYNHSyneos Health, Inc.CL A3,648$261.0K<0.1%History
iShares Future AI & Tech ETF46435U556ETF9,719$257.0K<0.1%–
FLCFlaherty & Crumrine Total Return Fund IncCOM14,319$257.0K<0.1%History
CF Acquisition Corp VI12521J103COM CL A25,600$256.0K<0.1%–
MQYBlackRock Muniyield Quality Fund, Inc.COM20,107$255.0K<0.1%History
Fidelity MSCI Materials Index ETF316092881ETF6,213$254.0K<0.1%–
TOLToll Brothers, Inc.COM5,696$254.0K<0.1%History
PHIPLDT Inc.SPONSORED ADR8,220$250.0K<0.1%History
CCKCrown Holdings, Inc.COM2,699$249.0K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY4,841$244.0K<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL6,820$243.0K<0.1%–
ZIMZIM Integrated Shipping Services Ltd.SHS5,116$241.0K<0.1%History
SPDR Series Trust78468R549SP O&G EQP SERV4,031$241.0K<0.1%–
CHEChemed CorpCOM512$241.0K<0.1%History
JBLJabil IncStock4,690$240.0K<0.1%History
VNOVornado Realty TrustSH BEN INT8,356$239.0K<0.1%History
New Age Alpha Tr64157X104AVDR US LRGCP LE9,915$239.0K<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM9,998$238.0K<0.1%History
WisdomTree Tr97717W570US MIDCAP FUND5,043$232.0K<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF5,432$227.0K<0.1%–
SWXSouthwest Gas Holdings, Inc.COM2,564$224.0K<0.1%History
SPDR Index Shs FDS78463X848ST STR ACWI ETF9,366$223.0K<0.1%–
MDBMongoDB, Inc.CL A860$223.0K<0.1%History
NWNNorthwest Natural Holding CoCOM4,203$223.0K<0.1%History
Invesco Exch Traded FD Tr II46138G409S&P SMLCP UTIL3,864$222.0K<0.1%–
CMCanadian Imperial Bank of CommerceCOM4,536$220.0K<0.1%History
SASRSandy Spring Bancorp IncCOM5,628$220.0K<0.1%History
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN9,560$215.0K<0.1%–
EFREaton Vance Senior Floating-Rate TrustCOM17,424$214.0K<0.1%History
AUBAtlantic Union Bankshares CorpCOM6,322$214.0K<0.1%History
SUISun Communities IncCOM1,343$214.0K<0.1%History
Timothy Plan887432334INTL ETF9,388$214.0K<0.1%–
SRCLStericycle IncCOM4,888$214.0K<0.1%History
RNRRenaissancere Holdings LtdCOM1,358$212.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR9,137$212.0K<0.1%–
MHKMohawk Industries IncCOM1,705$212.0K<0.1%History
SPLKSplunk IncCOM2,404$212.0K<0.1%History
LANDGladstone Land CorpCOM9,472$210.0K<0.1%History
Renaissance Cap Greenwich FD759937204IPO ETF6,995$210.0K<0.1%–
LITELumentum Holdings Inc.COM2,620$208.0K<0.1%History
Global X FDS37954Y889S&P 500 CATHOLIC4,520$208.0K<0.1%–
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL1,345$207.0K<0.1%–
ALKSAlkermes plc.SHS6,900$206.0K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF1,908$206.0K<0.1%–
SGENSeagen Inc.COM1,166$206.0K<0.1%History
iShares Tr46435G243ESG AWRE 1 5 YR8,538$205.0K<0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA4,863$204.0K<0.1%–
ACCAmerican Campus Communities IncCOM3,159$204.0K<0.1%History