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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
2,055
+31 vs. Q4 2021
Portfolio value
$8.24B
+$73.9M (+0.9%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NANNuveen New York Quality Municipal Income FundCOM10,086$127.0K<0.1%00.0%UnchangedHistory
SELFGlobal Self Storage, Inc.COM22,709$127.0K<0.1%00.0%UnchangedHistory
FMYFirst Trust Mortgage Income FundCOM SHS10,368$128.0K<0.1%+30+0.3%AddedHistory
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH18,950$128.0K<0.1%+500+2.7%AddedHistory
SLIStandard Lithium Ltd.COM14,549$130.0K<0.1%−342−2.3%ReducedHistory
PMXPIMCO Municipal Income Fund IIICOM12,553$130.0K<0.1%+23+0.2%AddedHistory
IAGIamgold CorpCOM37,500$131.0K<0.1%−3,500−8.5%ReducedHistory
TZOOTravelzooCOM NEW20,000$131.0K<0.1%+20,000NewHistory
IDEVoya Infrastructure, Industrials & Materials FundCOM11,400$133.0K<0.1%−77−0.7%ReducedHistory
SCSSteelcase IncCL A11,190$134.0K<0.1%−2,290−17.0%ReducedHistory
BKTBlackRock Income Trust, Inc.COM26,346$135.0K<0.1%00.0%UnchangedHistory
ZYXIZynex IncCOM22,000$137.0K<0.1%+2,000+10.0%AddedHistory
IRWDIronwood Pharmaceuticals IncCOM CL A11,021$139.0K<0.1%+893+8.8%AddedHistory
Delaware Invts Div & Income245915103COM13,136$142.0K<0.1%+13,136New–
FSMFortuna Mining Corp.COM37,915$144.0K<0.1%−6,685−15.0%ReducedHistory
BLDPBallard Power Systems Inc.COM12,465$145.0K<0.1%−500−3.9%ReducedHistory
FTFFranklin Ltd Duration Income TrustCOM19,576$148.0K<0.1%−533−2.7%ReducedHistory
KDKyndryl Holdings, Inc.Stock11,568$152.0K<0.1%−1,201−9.4%ReducedHistory
PCGPG&E CorpStock12,914$154.0K<0.1%+12,914NewHistory
ZEVLightning eMotors, Inc.COM27,000$154.0K<0.1%−5,900−17.9%ReducedHistory
RGTRoyce Global Trust, Inc.COM13,987$159.0K<0.1%+88+0.6%AddedHistory
CF Acquisition Corp VI12521J103COM CL A13,375$159.0K<0.1%−3,819−22.2%Reduced–
PCFHigh Income Securities FundSHS BEN INT20,270$161.0K<0.1%+50+0.2%AddedHistory
DOMADoma Holdings, Inc.COMMON STOCK74,710$162.0K<0.1%+74,710NewHistory
FSRFisker Inc.CL A COM STK12,693$164.0K<0.1%+1,464+13.0%AddedHistory
COTYCoty Inc.COM CL A18,478$166.0K<0.1%−16−0.1%ReducedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM13,745$167.0K<0.1%−1,500−9.8%ReducedHistory
INGING Groep NVSPONSORED ADR16,011$167.0K<0.1%+1,673+11.7%AddedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM12,700$167.0K<0.1%+2,500+24.5%AddedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM12,035$167.0K<0.1%−362−2.9%ReducedHistory
OPTUOptimum Communications, Inc.CL A13,674$171.0K<0.1%+3,588+35.6%AddedHistory
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS10,391$173.0K<0.1%+10,391NewHistory
AMAntero Midstream CorpStock16,029$174.0K<0.1%+340+2.2%AddedHistory
CPRXCatalyst Pharmaceuticals, Inc.COM21,308$177.0K<0.1%+1,262+6.3%AddedHistory
GRNQGreenpro Capital Corp.COM401,423$177.0K<0.1%00.0%UnchangedHistory
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS19,685$179.0K<0.1%+19,685NewHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM13,000$180.0K<0.1%+13,000NewHistory
RIGTransocean Ltd.REGISTERED SHS39,687$181.0K<0.1%+13,867+53.7%AddedHistory
MVISMicrovision, Inc.COM NEW38,763$181.0K<0.1%+23,000+145.9%AddedHistory
Golden Ocean Group LtdG39637205SHS NEW14,596$181.0K<0.1%+4,318+42.0%Added–
PAAPlains All American Pipeline LPUNIT LTD PARTN16,943$182.0K<0.1%+5,296+45.5%AddedHistory
ISBCInvestors Bancorp, Inc.COM12,289$183.0K<0.1%−4,168−25.3%ReducedHistory
EHTHeHealth, Inc.COM15,105$187.0K<0.1%+15,105NewHistory
PAIWestern Asset Investment Grade Income Fund Inc.COM13,862$189.0K<0.1%−13,168−48.7%ReducedHistory
CLMCornerstone Strategic Investment Fund, Inc.COM13,451$190.0K<0.1%−6,625−33.0%ReducedHistory
Nuveen Enhanced Mun Value FD67074M101COM14,564$190.0K<0.1%−3,016−17.2%Reduced–
HIXWestern Asset High Income Fund II Inc.COM31,707$191.0K<0.1%+326+1.0%AddedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM16,925$191.0K<0.1%−560−3.2%ReducedHistory
ICLICL Group Ltd.SHS15,991$192.0K<0.1%+823+5.4%AddedHistory
ZTRVirtus Total Return Fund Inc.COM19,769$193.0K<0.1%+920+4.9%AddedHistory
First Tr Energy Income & Gro33738G104COM11,968$194.0K<0.1%+11,968New–
BCXBlackRock Resources & Commodities Strategy TrustSHS17,686$195.0K<0.1%+4,865+37.9%AddedHistory
NUVNuveen Municipal Value Fund IncCOM20,617$198.0K<0.1%−6,648−24.4%ReducedHistory
FIRYFiry Inc.COM66,147$198.0K<0.1%+7,850+13.5%AddedHistory
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$199.0K<0.1%00.0%Unchanged–
WRBBerkley W R CorpCOM3,004$200.0K<0.1%+3,004NewHistory
iShares Inc46434G822MSCI JAPAN ETF3,251$200.0K<0.1%+66+2.1%Added–
CGCarlyle Group Inc.COM4,081$200.0K<0.1%+4,081NewHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY8,154$200.0K<0.1%+8,154New–
FAFFirst American Financial CorpStock3,096$201.0K<0.1%−1,088−26.0%ReducedHistory
HLHecla Mining CoCOM30,521$201.0K<0.1%+17,708+138.2%AddedHistory
RHPRyman Hospitality Properties, Inc.COM2,171$201.0K<0.1%+2,171NewHistory
SHLXShell Midstream Partners, L.P.UNIT LTD INT14,117$201.0K<0.1%+2,506+21.6%AddedHistory
GMEGameStop Corp.Stock1,212$202.0K<0.1%+1,212NewHistory
UAAUnder Armour, Inc.Stock11,857$202.0K<0.1%+11,857NewHistory
Innovator ETFs Trust45782C391US EQTY BUFR MAR5,761$202.0K<0.1%−1,062−15.6%Reduced–
Fidelity Covington Trust316092824LOW VOLITY ETF4,049$202.0K<0.1%+4,049New–
MATXMatson, Inc.COM1,673$202.0K<0.1%−766−31.4%ReducedHistory
Atlantica Sustainable Infr PG0751N103SHS5,756$202.0K<0.1%+175+3.1%Added–
FPIFarmland Partners Inc.COM14,750$203.0K<0.1%+14,750NewHistory
TRMBTrimble Inc.COM2,817$203.0K<0.1%+20+0.7%AddedHistory
SGENSeagen Inc.COM1,408$203.0K<0.1%−140−9.0%ReducedHistory
Innovator ETFs Trust45782C722INTRNL DEV JULY8,540$204.0K<0.1%−544−6.0%Reduced–
NXHNeighborhood Intelligence, Inc.COM4,625$204.0K<0.1%−614−11.7%ReducedHistory
TYGTortoise Energy Infrastructure CorpCOM5,911$204.0K<0.1%−4,743−44.5%ReducedHistory
VanEck Vectors ETF Tr92189F205STEEL ETF3,008$204.0K<0.1%−807−21.2%Reduced–
INMDInMode Ltd.SHS5,554$205.0K<0.1%−1,350−19.6%ReducedHistory
SMRNuscale Power CorpCL A19,595$205.0K<0.1%+19,595NewHistory
MSCIMSCI Inc.Stock409$206.0K<0.1%−1,778−81.3%ReducedHistory
iShares Tr46434V290US SML CAP EQT3,767$206.0K<0.1%+3,767New–
Bank of Amer Corp0605056827.25%CNV PFD L157$206.0K<0.1%−82−34.3%Reduced–
SPIRSpire Global, Inc.COM CL A98,000$206.0K<0.1%00.0%UnchangedHistory
RKTRocket Companies, Inc.Stock18,628$207.0K<0.1%−18,246−49.5%ReducedHistory
JKHYJack Henry & Associates IncStock1,055$208.0K<0.1%+1,055NewHistory
EGOEldorado Gold CorpCOM18,544$208.0K<0.1%+1,944+11.7%AddedHistory
First Tr Exch Traded FD III33739P855INSTL PFD SECS10,740$208.0K<0.1%+10,740New–
VNOVornado Realty TrustSH BEN INT4,579$208.0K<0.1%+4,579NewHistory
First Tr Exchng Traded FD VI33740F664FT VEST US EQT5,945$208.0K<0.1%+5,945New–
First Tr Energy Infrastrctr33738C103COM13,670$208.0K<0.1%+2,156+18.7%Added–
GRBKGreen Brick Partners, Inc.COM10,565$209.0K<0.1%−2,000−15.9%ReducedHistory
Global X FDS37950E549GLB X SUPERDIV18,260$209.0K<0.1%+5,200+39.8%Added–
Sunpower Corp867652406COM9,728$209.0K<0.1%+9,728New–
Innovator ETFs Tr45783Y509GROWTH ACCELE6,812$209.0K<0.1%+6,812New–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF7,176$210.0K<0.1%+322+4.7%Added–
UCBUnited Community Banks IncCOM6,027$210.0K<0.1%+6,027NewHistory
SPDR Series Trust78464A789ST STR SP INS4,996$210.0K<0.1%−262−5.0%Reduced–
ROSTRoss Stores, Inc.COM2,327$211.0K<0.1%−308−11.7%ReducedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM8,578$211.0K<0.1%−3,752−30.4%ReducedHistory
NEWRNew Relic, Inc.COM3,160$211.0K<0.1%−650−17.1%ReducedHistory
DECKDeckers Outdoor CorpCOM774$212.0K<0.1%−180−18.9%ReducedHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q1 2022
SecurityClassPutsCalls
TTDTrade Desk, Inc.Stock–$23.0K
Yamana Gold Inc98462Y100COM–$16.0K
CLXClorox CoStock–$6.00K
SPYSPDR S&P 500 ETF TrustETF$6.00K–
AGFirst Majestic Silver CorpCOM–$3.00K
LUVSouthwest Airlines CoCOM–$3.00K
Invesco QQQ Trust Series I46090E103ETF$1.00K–
VanEck Semiconductor ETF92189F676ETF$1.00K–
XYZBlock, Inc.CL A$1.00K–
iShares Tr46428743220 YR TR BD ETF–$1.00K
CHPTChargePoint Holdings, Inc.COM CL A–$1.00K

Sold out since Q4 2021 (154)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 154 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
iShares Esg Aware US Aggregate Bond ETF46435U549ETF39,887$2.20M<0.1%–
iShares Tr46429B366CMBS ETF38,957$2.07M<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A29,849$1.29M<0.1%–
QDELQuidelOrtho CorpCOM6,517$880.0K<0.1%History
Goldman Sachs ETF Tr381430362ACCESS INFLATI14,437$844.0K<0.1%–
CSPRCasper Sleep Inc.COM115,676$773.0K<0.1%History
J P Morgan Exchange Traded F46641Q449BETA US GRAD ETF13,312$726.0K<0.1%–
DKSDick's Sporting Goods, Inc.Stock6,267$721.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B16,637$721.0K<0.1%–
EFXEquifax IncCOM2,261$662.0K<0.1%History
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM10,229$660.0K<0.1%–
ICHRIchor Holdings, Ltd.SHS13,550$624.0K<0.1%History
Exchange Listed FDS Tr30151E814HIGH YIELD ETF19,509$616.0K<0.1%–
TYTRI-CONTINENTAL CorpCOM18,437$612.0K<0.1%History
iShares Tr464289529INDIA 50 ETF12,204$577.0K<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY9,041$562.0K<0.1%–
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN25,863$538.0K<0.1%–
SGRYSurgery Partners, Inc.Stock10,045$537.0K<0.1%History
iShares Tr464288489INTL DEV RE ETF18,732$534.0K<0.1%–
FIVNFive9, Inc.COM3,717$510.0K<0.1%History
JEFJefferies Financial Group Inc.COM12,967$503.0K<0.1%History
APTVAptiv PLCSHS3,035$501.0K<0.1%History
FTVFortive CorpStock6,173$471.0K<0.1%History
WSCWillScot Holdings CorpCOM CL A11,494$469.0K<0.1%History
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD9,798$462.0K<0.1%–
GAPGap IncCOM25,934$458.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS17,199$450.0K<0.1%History
XLNXXilinx IncCOM2,113$448.0K<0.1%History
GDDYGoDaddy Inc.CL A5,177$439.0K<0.1%History
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW15,827$430.0K<0.1%–
DOCNDigitalOcean Holdings, Inc.COM5,257$422.0K<0.1%History
BTLNBrightline Interactive, Inc.COM42,800$422.0K<0.1%History
COUPCoupa Software IncCOM2,591$410.0K<0.1%History
BNY Mellon ETF Trust09661T701SHRT8,045$407.0K<0.1%–
TTWOTake Two Interactive Software IncCOM2,273$404.0K<0.1%History
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM28,379$400.0K<0.1%History
SWCHSwitch, Inc.CL A13,940$399.0K<0.1%History
MXLMaxlinear, IncCOM5,179$390.0K<0.1%History
CRUSCirrus Logic, Inc.Stock4,114$379.0K<0.1%History
iShares Inc46434G889EMNG MKTS EQT7,399$378.0K<0.1%–
Advisorshares Tr00768Y818DOUBLELIN VAL EQ3,852$378.0K<0.1%–
SABRSabre CorpCOM43,516$374.0K<0.1%History
FLGTFulgent Genetics, Inc.COM3,674$370.0K<0.1%History
WGSGeneDx Holdings Corp.COMMON STOCK82,700$369.0K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF11,371$367.0K<0.1%–
WMSAdvanced Drainage Systems, Inc.COM2,691$366.0K<0.1%History
Nuveen PFD & Income 2022 Ter67075T105COM14,730$362.0K<0.1%–
CDNSCadence Design Systems IncStock1,930$360.0K<0.1%History
TYLTyler Technologies IncCOM620$334.0K<0.1%History
CRFCornerstone Total Return Fund IncCOM23,506$323.0K<0.1%History
CAMTCamtek LtdORD6,920$319.0K<0.1%History
GMEDGlobus Medical IncStock4,405$318.0K<0.1%History
KIMKimco Realty CorpCOM12,722$314.0K<0.1%History
LMBLimbach Holdings, Inc.COM34,628$312.0K<0.1%History
TXG10x Genomics, Inc.CL A COM2,088$311.0K<0.1%History
AEHRAehr Test SystemsCOM12,761$309.0K<0.1%History
GDRXGoodRx Holdings, Inc.COM CL A9,426$308.0K<0.1%History
PATHUiPath, Inc.Stock7,013$302.0K<0.1%History
SHAKShake Shack Inc.CL A4,181$302.0K<0.1%History
RHRHCOM561$301.0K<0.1%History
EWBCEast West Bancorp IncCOM3,796$299.0K<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B3,070$294.0K<0.1%–
CARECarter Bankshares, Inc.COM NEW19,073$294.0K<0.1%History
Goldman Sachs ETF Tr381430545HEDGE IND ETF2,870$293.0K<0.1%–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS3,253$292.0K<0.1%History
JBHTHunt J B Transport Services IncCOM1,405$287.0K<0.1%History
Fidelity MSCI Materials Index ETF316092881ETF5,656$285.0K<0.1%–
iShares Tr46435G334MSCI UK ETF NEW8,346$277.0K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE4,600$275.0K<0.1%–
MDUMdu Resources Group IncStock8,852$273.0K<0.1%History
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT5,450$273.0K<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW2,873$267.0K<0.1%History
Natixis ETF Tr63873X208LOOMIS SAYLES10,639$265.0K<0.1%–
TESSTessco Technologies IncCOM41,944$265.0K<0.1%History
ZUOZuora IncCOM CL A13,927$260.0K<0.1%History
HQLabrdn Life Sciences InvestorsSH BEN INT13,467$259.0K<0.1%History
PCHPotlatchdeltic CorpCOM4,289$258.0K<0.1%History
iShares Tr46429B309MSCI INDONIA ETF11,131$256.0K<0.1%–
APTSPreferred Apartment Communities IncCOM14,135$255.0K<0.1%History
FFAFirst Trust Enhanced Equity Income FundCOM11,828$252.0K<0.1%History
Innovator ETFs Tr II S&P High45783Y822ETF10,432$250.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF6,801$249.0K<0.1%–
AIMCAltra Industrial Motion Corp.COM4,822$249.0K<0.1%History
SEESealed Air CorpCOM3,668$248.0K<0.1%History
ORGOOrganogenesis Holdings Inc.COM26,528$245.0K<0.1%History
QGENQiagen N.V.SHS NEW4,411$245.0K<0.1%History
SUMSummit Materials, Inc.CL A6,070$244.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS2,659$243.0K<0.1%–
INFOIHS Markit Ltd.SHS1,815$241.0K<0.1%History
ProShares Tr74347B607INVT INT RT HG3,231$240.0K<0.1%–
SPDR Ser Tr78468R697S&P KENSHO INTLG5,284$240.0K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF2,316$239.0K<0.1%–
Invesco Exch Traded FD Tr II46138E636INTL CORP BD8,592$239.0K<0.1%–
Sports Entertainment Gaming Global Corp54570M108COM37,500$239.0K<0.1%–
AITApplied Industrial Technologies IncCOM2,304$237.0K<0.1%History
Indexiq ETF Tr45409B453IQ CNDRM ESG INT7,919$237.0K<0.1%–
NDAQNasdaq, Inc.COM1,121$236.0K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C1,463$236.0K<0.1%History
BNTXBioNTech SESPONSORED ADS908$234.0K<0.1%History
WSTWest Pharmaceutical Services IncCOM491$230.0K<0.1%History