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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,024
+79 vs. Q3 2021
Portfolio value
$8.17B
+$776.6M (+10.5%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares U S ETF Tr46431W705INT RT HDG C B3,070$294.0K<0.1%−229−6.9%Reduced–
SPDR Index Shs FDS78463X772ST S&P INTL ETF7,570$294.0K<0.1%+519+7.4%Added–
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT17,569$294.0K<0.1%+426+2.5%AddedHistory
CARECarter Bankshares, Inc.COM NEW19,073$294.0K<0.1%00.0%UnchangedHistory
ALCAlcon IncStock3,348$296.0K<0.1%−100−2.9%ReducedHistory
RMDResmed IncCOM1,137$296.0K<0.1%−148−11.5%ReducedHistory
iShares Tr464287192US TRSPRTION1,072$296.0K<0.1%+26+2.5%Added–
SPOTSpotify Technology S.A.Stock1,267$297.0K<0.1%+48+3.9%AddedHistory
TYGTortoise Energy Infrastructure CorpCOM10,654$297.0K<0.1%+1,985+22.9%AddedHistory
WisdomTree Tr97717W430HEDGED HI YLD BD13,399$298.0K<0.1%+13,399New–
TRTNTriton International LtdCL A4,940$298.0K<0.1%+4,940NewHistory
SEICSEI Investments CoCOM4,906$299.0K<0.1%−152−3.0%ReducedHistory
EWBCEast West Bancorp IncCOM3,796$299.0K<0.1%−243−6.0%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT29,212$299.0K<0.1%+14,592+99.8%AddedHistory
AAgilent Technologies, Inc.COM1,884$301.0K<0.1%+20+1.1%AddedHistory
ROSTRoss Stores, Inc.COM2,635$301.0K<0.1%−35,346−93.1%ReducedHistory
SPDR Series Trust78464A755ST STR SP METAL6,715$301.0K<0.1%−870−11.5%Reduced–
RHRHCOM561$301.0K<0.1%+561NewHistory
UWMCUWM Holdings CorpCOM CL A50,762$301.0K<0.1%+26,859+112.4%AddedHistory
ERHAllspring Utilities & High Income FundWF UTILITIES INC20,386$301.0K<0.1%−1,050−4.9%ReducedHistory
PATHUiPath, Inc.Stock7,013$302.0K<0.1%+7,013NewHistory
HALHalliburton CoStock13,222$302.0K<0.1%+779+6.3%AddedHistory
Innovator ETFs Trust45782C383US EQTY PWR BUF9,578$302.0K<0.1%−2,780−22.5%Reduced–
SHAKShake Shack Inc.CL A4,181$302.0K<0.1%+10+0.2%AddedHistory
WisdomTree Tr97717X594ITL HDG QTLY DIV6,633$303.0K<0.1%−11,937−64.3%Reduced–
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF9,547$303.0K<0.1%+1,795+23.2%Added–
iShares U S ETF Tr46431W606IT RT HDG HGYL3,443$303.0K<0.1%+3,443New–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF10,755$304.0K<0.1%+1,755+19.5%Added–
TTCToro CoCOM3,043$304.0K<0.1%−1,032−25.3%ReducedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF3,761$304.0K<0.1%−4,180−52.6%Reduced–
FUNDSprott Focus Trust Inc.COM35,348$304.0K<0.1%+35,348NewHistory
Cambria ETF Tr132061201SHSHLD YIELD ETF4,733$306.0K<0.1%−194−3.9%Reduced–
Innovator ETFs Trust45782C698US EQUT BUFR AUG9,162$306.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V175S&P SML600 GWT1,845$307.0K<0.1%−10−0.5%Reduced–
NCANuveen California Municipal Value FundCOM STK30,288$307.0K<0.1%+2,000+7.1%AddedHistory
FUBOFuboTV Inc.COM19,856$308.0K<0.1%−7,995−28.7%ReducedHistory
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP3,202$308.0K<0.1%00.0%Unchanged–
AMNAmn Healthcare Services IncCOM2,521$308.0K<0.1%+576+29.6%AddedHistory
GDRXGoodRx Holdings, Inc.COM CL A9,426$308.0K<0.1%+2,837+43.1%AddedHistory
AEHRAehr Test SystemsCOM12,761$309.0K<0.1%+12,761NewHistory
PCTPureCycle Technologies, Inc.COM32,273$309.0K<0.1%+1,225+3.9%AddedHistory
NXHNeighborhood Intelligence, Inc.COM5,239$309.0K<0.1%+274+5.5%AddedHistory
TXG10x Genomics, Inc.CL A COM2,088$311.0K<0.1%+182+9.5%AddedHistory
iShares Inc464286681MSCI EQUAL WEITE3,489$312.0K<0.1%+1,096+45.8%Added–
UNFIUnited Natural Foods IncCOM6,352$312.0K<0.1%+2,000+46.0%AddedHistory
iShares Tr464288869MICRO-CAP ETF2,231$312.0K<0.1%+107+5.0%Added–
LMBLimbach Holdings, Inc.COM34,628$312.0K<0.1%+34,628NewHistory
KIMKimco Realty CorpCOM12,722$314.0K<0.1%−422−3.2%ReducedHistory
iShares Tr46434VAX8IBONDS DEC23 ETF12,285$315.0K<0.1%+813+7.1%Added–
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,932$316.0K<0.1%+587+25.0%AddedHistory
NWFLNorwood Financial CorpCOM12,147$316.0K<0.1%−2,142−15.0%ReducedHistory
Global X FDS37950E416SOCIAL MED ETF5,883$317.0K<0.1%−189−3.1%Reduced–
SPDR Ser Tr78464A110FACTST INV ETF1,661$317.0K<0.1%−187−10.1%Reduced–
GMEDGlobus Medical IncStock4,405$318.0K<0.1%−320−6.8%ReducedHistory
iShares Inc464286749MSCI SWITZERLAND6,039$318.0K<0.1%−4,895−44.8%Reduced–
CAMTCamtek LtdORD6,920$319.0K<0.1%+6,920NewHistory
DBX ETF Tr233051432XTRACK USD HIGH8,034$320.0K<0.1%+213+2.7%Added–
ETF Ser Solutions26922A511US DIVERSIFIED8,098$320.0K<0.1%+539+7.1%Added–
VanEck ETF Trust92189F429PREFERRED SECURT14,649$321.0K<0.1%+1,146+8.5%Added–
LEALear CorpCOM NEW1,752$321.0K<0.1%−128−6.8%ReducedHistory
First Tr Exchng Traded FD VI33740U208FT VEST US EQT8,788$322.0K<0.1%00.0%Unchanged–
JRSNuveen Real Estate Income FundCOM25,083$322.0K<0.1%+585+2.4%AddedHistory
CRFCornerstone Total Return Fund IncCOM23,506$323.0K<0.1%−14,238−37.7%ReducedHistory
Absolute Shs Tr00400R858WBI PWR FACTOR11,580$324.0K<0.1%−500−4.1%Reduced–
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,360$325.0K<0.1%+1,360New–
SPDR Ser Tr78468R655S&P KENSHO CLEAN3,604$325.0K<0.1%+3,604New–
FAFFirst American Financial CorpStock4,184$327.0K<0.1%−1,973−32.0%ReducedHistory
Innovator ETFs Trust45782C466GRWT100 PWR BF7,684$327.0K<0.1%−47,617−86.1%Reduced–
RIORio Tinto PLCADR4,895$328.0K<0.1%+590+13.7%AddedHistory
CUBECubeSmartREIT5,771$328.0K<0.1%−2,491−30.2%ReducedHistory
VRSNVerisign IncCOM1,291$328.0K<0.1%−14−1.1%ReducedHistory
PENNPENN Entertainment, Inc.COM6,354$329.0K<0.1%+868+15.8%AddedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ4,119$330.0K<0.1%−149−3.5%Reduced–
Advisorshares Tr00768Y453PURE US CANN ETF12,885$330.0K<0.1%+2,267+21.4%Added–
MCIBarings Corporate InvestorsCOM20,689$331.0K<0.1%+192+0.9%AddedHistory
CSIQCanadian Solar Inc.COM10,573$331.0K<0.1%+233+2.3%AddedHistory
SPIRSpire Global, Inc.COM CL A98,000$331.0K<0.1%+98,000NewHistory
Global X FDS37954Y681FOUNDER RUN CO9,775$332.0K<0.1%+700+7.7%Added–
First Tr Exchange-Traded FD33734G108COM10,249$334.0K<0.1%+10,249New–
TYLTyler Technologies IncCOM620$334.0K<0.1%−28−4.3%ReducedHistory
CRHCRH Public Ltd CoADR6,323$334.0K<0.1%−15−0.2%ReducedHistory
LSILife Storage, Inc.COM2,179$334.0K<0.1%00.0%UnchangedHistory
OLNOLIN CorpStock5,829$335.0K<0.1%+5,829NewHistory
AMCAMC Entertainment Holdings, Inc.CL A COM12,330$335.0K<0.1%−1,777−12.6%ReducedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A33,184$336.0K<0.1%+3,281+11.0%AddedHistory
MAAMid America Apartment Communities Inc.COM1,469$337.0K<0.1%+1,469NewHistory
iShares Tr464288372GLB INFRASTR ETF7,076$337.0K<0.1%+1,220+20.8%Added–
FULTFulton Financial CorpCOM19,800$337.0K<0.1%+40+0.2%AddedHistory
NOVNOV Inc.COM24,991$339.0K<0.1%−318−1.3%ReducedHistory
PFNPIMCO Income Strategy Fund IICOM35,502$339.0K<0.1%+17,880+101.5%AddedHistory
OTTROtter Tail CorpCOM4,804$343.0K<0.1%+62+1.3%AddedHistory
BCATBlackRock Capital Allocation Term TrustCOM17,616$343.0K<0.1%+7,702+77.7%AddedHistory
AWFAlliancebernstein Global High Income Fund IncCOM28,263$343.0K<0.1%−5,678−16.7%ReducedHistory
SYNHSyneos Health, Inc.CL A3,353$344.0K<0.1%+150+4.7%AddedHistory
LWLamb Weston Holdings, Inc.Stock5,437$345.0K<0.1%+159+3.0%AddedHistory
Bank of Amer Corp0605056827.25%CNV PFD L239$345.0K<0.1%+239New–
Vanguard World FD921910725ESG INTL STK ETF5,560$345.0K<0.1%+96+1.8%Added–
LAZRQLuminar Technologies, Inc.COM CL A20,391$345.0K<0.1%+7,095+53.4%AddedHistory
BROBrown & Brown, Inc.Stock4,916$346.0K<0.1%+4,916NewHistory
MCMoelis & CoCL A5,538$346.0K<0.1%+1,508+37.4%AddedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2021
SecurityClassPutsCalls
TTDTrade Desk, Inc.Stock–$42.0K
SPYSPDR S&P 500 ETF TrustETF$26.0K$6.00K
XYZBlock, Inc.CL A–$8.00K
AAPLApple Inc.Stock–$4.00K
LUVSouthwest Airlines CoCOM–$3.00K
Yamana Gold Inc98462Y100COM–$3.00K
AGFirst Majestic Silver CorpCOM–$2.00K
AALAmerican Airlines Group Inc.Stock–$1.00K

Sold out since Q3 2021 (145)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 145 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Global X FDS37954Y574ADAPTIVE US544,495$16.2M0.2%–
Managed Portfolio Series46143U849KNWLDL LD ETF287,006$13.4M0.2%–
JQCNuveen Credit Strategies Income FundCOM SHS481,015$3.15M<0.1%History
MCFContango Oil & Gas CoCOM NEW658,013$3.01M<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN28,205$2.85M<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN27,734$1.57M<0.1%–
iShares Inc464286608MSCI EURZONE ETF30,928$1.49M<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD43,627$1.33M<0.1%–
ProShares Tr74347B508DJ BRKFLD GLB29,097$1.31M<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR64,571$1.30M<0.1%History
BOCHBank of Commerce HoldingsCOM75,264$1.14M<0.1%History
BKRBaker Hughes CoCL A42,460$1.05M<0.1%History
Invesco Exch Traded FD Tr II46138E412RUSEL 1000 LOW25,484$991.0K<0.1%–
APOApollo Global Management, Inc.COM CL A15,961$983.0K<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF18,906$958.0K<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL10,201$921.0K<0.1%–
TXTernium S.A.SPONSORED ADS20,351$861.0K<0.1%History
Innovator ETFs Tr II45783G102LADRD FD S&P 50024,305$848.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS40,026$846.0K<0.1%History
DLOdLocal LtdCLASS A COM13,950$761.0K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW8,677$709.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM15,134$701.0K<0.1%–
Victory Portfolios II92647N873VCSHS US SMCP HG11,941$686.0K<0.1%–
Vanguard Wellington FD921935607US MULTIFACTOR6,708$668.0K<0.1%–
Invesco Exchange Traded FD T46137V183S&P SML 600 EQ7,009$567.0K<0.1%–
Nuveen Diversified Divid & I6706EP105COM54,697$567.0K<0.1%–
JMIAJumia Technologies AGSPONSORED ADS28,220$525.0K<0.1%History
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US7,716$516.0K<0.1%–
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR18,927$502.0K<0.1%–
CTXSCitrix Systems IncCOM4,636$498.0K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW4,090$483.0K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB21,733$458.0K<0.1%History
Triterras IncG9103H102SHS CL A76,550$448.0K<0.1%–
MTZMastec IncCOM4,875$421.0K<0.1%History
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI23,402$411.0K<0.1%–
PLBCPlumas BancorpCOM12,150$384.0K<0.1%History
SPDR Index Shs FDS78463X848ST STR ACWI ETF12,708$368.0K<0.1%–
EDITEditas Medicine, Inc.COM8,667$356.0K<0.1%History
MAINMain Street Capital CORPCEF8,625$354.0K<0.1%History
GEOGeo Group IncCOM46,833$350.0K<0.1%History
First Tr Exchange-Traded FD33735T109COMMON SHS24,900$346.0K<0.1%–
DISHDISH Network CORPCL A7,941$345.0K<0.1%History
Janus Detroit STR Tr47103U100HENDERSN CAP ETF5,192$337.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS1,838$336.0K<0.1%History
WisdomTree Tr97717W869EUROPE SMCP DV4,619$332.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,313$329.0K<0.1%–
ProShares Tr74347G804K1 FRE CRD OIL5,540$327.0K<0.1%–
LMNDLemonade, Inc.Stock4,800$322.0K<0.1%History
MCYMercury General CorpCOM5,749$320.0K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A6,110$316.0K<0.1%History
iShares Tr46435U135CYBERSECURITY7,044$306.0K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,281$304.0K<0.1%–
SPHRSphere Entertainment Co.CL A4,149$302.0K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM10,095$302.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM11,504$298.0K<0.1%History
SANMSanmina CorpCOM7,647$295.0K<0.1%History
iShares Inc464286145MSCI FRONTIER8,667$294.0K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF11,857$293.0K<0.1%–
HAEHaemonetics CorpCOM3,997$282.0K<0.1%History
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD11,649$281.0K<0.1%–
THFFFirst Financial CorpStock6,668$280.0K<0.1%History
CoreSite Realty Corp21870Q105COM2,022$280.0K<0.1%–
VERVEREIT, Inc.COM6,060$274.0K<0.1%History
Innovator ETFs Tr45783Y608GROWTH ACCELERAT9,585$272.0K<0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH3,390$271.0K<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM15,550$269.0K<0.1%History
NNOXNano-X Imaging Ltd.ORD SHS11,600$261.0K<0.1%History
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM16,549$261.0K<0.1%History
GRWGGrowGeneration Corp.COM10,559$260.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW13,624$259.0K<0.1%History
Ssga Active ETF Tr78467V400GLOBL ALLO ETF5,692$259.0K<0.1%–
FSLYFastly, Inc.CL A6,384$258.0K<0.1%History
MTCHMatch Group, Inc.COM1,616$254.0K<0.1%History
VSTOVista Outdoor Inc.COM6,252$252.0K<0.1%History
iShares Tr46435G789IBONDS DEC20219,795$251.0K<0.1%–
KSUKansas City SouthernCOM NEW928$251.0K<0.1%History
BMBLBumble Inc.COM CL A4,916$246.0K<0.1%History
CMOCapstead Mortgage CorpCOM NO PAR36,761$246.0K<0.1%History
NSANational Storage Affiliates TrustCOM SHS BEN IN4,550$240.0K<0.1%History
BYNDBeyond Meat, Inc.COM2,247$237.0K<0.1%History
Genius Sports LtdG3934V117COM33,000$236.0K<0.1%–
NHINational Health Investors IncCOM4,331$232.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN7,074$232.0K<0.1%–
ERICEricsson LM Telephone CoADR B SEK 1020,652$231.0K<0.1%History
NYTNew York Times CoCL A4,630$228.0K<0.1%History
RHPRyman Hospitality Properties, Inc.COM2,716$227.0K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE10,607$226.0K<0.1%–
UAAUnder Armour, Inc.Stock11,164$225.0K<0.1%History
RNGRingCentral, Inc.CL A1,022$222.0K<0.1%History
FOXAFox CorpCL A COM5,520$221.0K<0.1%History
Guggenheim Enhanced Equity I40167B100COM23,525$218.0K<0.1%–
GRMNGarmin LtdSHS1,381$215.0K<0.1%History
TDCTeradata CorpStock3,702$212.0K<0.1%History
SVF Investment Corp.G8601L102CL A SHS21,750$212.0K<0.1%–
Victory Portfolios II92647N691VICTORYSHS US5,519$211.0K<0.1%–
AIC3.ai, Inc.Stock4,531$210.0K<0.1%History
OLEDUniversal Display CorpCOM1,221$209.0K<0.1%History
HPSJohn Hancock Preferred Income Fund IIICOM11,105$208.0K<0.1%History
TCMDTactile Systems Technology IncCOM4,666$207.0K<0.1%History
ADER26 Capital Acquisition Corp.COM CL A21,200$206.0K<0.1%History