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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,024
+79 vs. Q3 2021
Portfolio value
$8.17B
+$776.6M (+10.5%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NQPNuveen Pennsylvania Quality Municipal Income FundCOM10,271$153.0K<0.1%−3,000−22.6%ReducedHistory
NMSNuveen Minnesota Quality Municipal Income FundSHS10,249$154.0K<0.1%00.0%UnchangedHistory
EGOEldorado Gold CorpCOM16,600$155.0K<0.1%+320+2.0%AddedHistory
GHYPGIM Global High Yield Fund, Inc.COM10,246$155.0K<0.1%+10,246NewHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM10,200$155.0K<0.1%+10,200NewHistory
First Tr Energy Infrastrctr33738C103COM11,514$156.0K<0.1%−695−5.7%Reduced–
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund10,672$156.0K<0.1%+10,672NewHistory
SCSSteelcase IncCL A13,480$158.0K<0.1%−875−6.1%ReducedHistory
Global X FDS37950E549GLB X SUPERDIV13,060$160.0K<0.1%−1,400−9.7%Reduced–
PMXPIMCO Municipal Income Fund IIICOM12,530$160.0K<0.1%+21+0.2%AddedHistory
VKQInvesco Municipal TrustCOM12,078$162.0K<0.1%+50.0%AddedHistory
SPCEVirgin Galactic Holdings, IncCOM12,108$162.0K<0.1%+2,567+26.9%AddedHistory
BLDPBallard Power Systems Inc.COM12,965$163.0K<0.1%−500−3.7%ReducedHistory
OPTUOptimum Communications, Inc.CL A10,086$163.0K<0.1%+10,086NewHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM11,677$163.0K<0.1%+11,677NewHistory
SLDPSolid Power, Inc.CLASS A COM19,100$167.0K<0.1%+19,100NewHistory
BYMBlackRock Municipal Income Quality TrustCOM10,695$167.0K<0.1%+10,695NewHistory
CANFCan-Fite BioPharma Ltd.SPONSORED ADS130,776$169.0K<0.1%00.0%UnchangedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM10,840$172.0K<0.1%−2,250−17.2%ReducedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD25,316$174.0K<0.1%+284+1.1%AddedHistory
FSMFortuna Mining Corp.COM44,600$174.0K<0.1%−3,600−7.5%ReducedHistory
CLNEClean Energy Fuels Corp.COM28,612$175.0K<0.1%+7,674+36.7%AddedHistory
PCFHigh Income Securities FundSHS BEN INT20,220$175.0K<0.1%00.0%UnchangedHistory
ZNGAZynga IncCL A27,534$176.0K<0.1%−8,108−22.7%ReducedHistory
FSRFisker Inc.CL A COM STK11,229$177.0K<0.1%+11,229NewHistory
ZTRVirtus Total Return Fund Inc.COM18,849$179.0K<0.1%+18,849NewHistory
LENZLENZ Therapeutics, Inc.COM14,400$179.0K<0.1%+3,000+26.3%AddedHistory
RGTRoyce Global Trust, Inc.COM13,899$182.0K<0.1%+13,899NewHistory
FTFFranklin Ltd Duration Income TrustCOM20,109$183.0K<0.1%−128−0.6%ReducedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT19,379$184.0K<0.1%00.0%UnchangedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM12,397$185.0K<0.1%00.0%UnchangedHistory
CF Acquisition Corp VI12521J103COM CL A17,194$186.0K<0.1%+17,194New–
BTZBlackRock Credit Allocation Income TrustCOM12,398$187.0K<0.1%+2,200+21.6%AddedHistory
TMETencent Music Entertainment GroupSPON ADS27,806$190.0K<0.1%+27,806NewHistory
CTRACoterra Energy Inc.Stock10,050$191.0K<0.1%+10,050NewHistory
TCPCBlackRock TCP Capital Corp.COM14,117$191.0K<0.1%+14,117NewHistory
ORANYOrangeSPONSORED ADR18,098$191.0K<0.1%+343+1.9%AddedHistory
ONBOld National BancorpStock10,732$194.0K<0.1%+10,732NewHistory
COTYCoty Inc.COM CL A18,494$194.0K<0.1%−603−3.2%ReducedHistory
ZEVLightning eMotors, Inc.COM32,900$198.0K<0.1%+1,100+3.5%AddedHistory
ZYXIZynex IncCOM20,000$199.0K<0.1%00.0%UnchangedHistory
FROGJFrog LtdStock6,746$200.0K<0.1%+6,746NewHistory
AGIAlamos Gold IncStock25,980$200.0K<0.1%+1,480+6.0%AddedHistory
WCCWesco International IncCOM1,523$200.0K<0.1%+1,523NewHistory
INGING Groep NVSPONSORED ADR14,338$200.0K<0.1%−2,728−16.0%ReducedHistory
SWNSouthwestern Energy CoCOM42,835$200.0K<0.1%+6,318+17.3%AddedHistory
Atlantica Sustainable Infr PG0751N103SHS5,581$200.0K<0.1%+5,581New–
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES7,832$201.0K<0.1%+7,832New–
CQPCheniere Energy Partners, L.P.COM UNIT4,765$201.0K<0.1%−150−3.1%ReducedHistory
NVRNVR IncCOM34$201.0K<0.1%+34NewHistory
Franklin Templeton ETF Tr35473P827FTSE CANADA5,869$202.0K<0.1%+5,869New–
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN7,790$202.0K<0.1%+7,790NewHistory
CEMClearBridge MLP & Midstream Fund Inc.COM7,489$202.0K<0.1%−365−4.6%ReducedHistory
Pacer Trendpilot International ETF69374H683ETF7,005$203.0K<0.1%−1,680−19.3%Reduced–
EFREaton Vance Senior Floating-Rate TrustCOM13,773$203.0K<0.1%+500+3.8%AddedHistory
BARGraniteShares Gold TrustSHS BEN INT11,158$203.0K<0.1%+1,066+10.6%AddedHistory
VanEck Vectors ETF Tr92189F205STEEL ETF3,815$203.0K<0.1%+3,815New–
BLDQXO Insulation, LLCStock738$204.0K<0.1%+738NewHistory
SPDR Index Shs FDS78463X533ST MAR DIVID ETF6,854$204.0K<0.1%−798−10.4%Reduced–
PBProsperity Bancshares IncCOM2,826$204.0K<0.1%00.0%UnchangedHistory
WWayfair Inc.CL A1,072$204.0K<0.1%−21−1.9%ReducedHistory
COOPMaverick Merger Sub 2, LLCCOM4,902$204.0K<0.1%00.0%UnchangedHistory
iShares Tr464288851US OIL GS EX ETF3,340$205.0K<0.1%+3,340New–
SUNSunoco LPCOM UT REP LP5,012$205.0K<0.1%−501−9.1%ReducedHistory
GILTGilat Satellite Networks LtdSHS NEW29,061$205.0K<0.1%+29,061NewHistory
ZIONZions Bancorporation, National AssociationCOM3,262$206.0K<0.1%+3,262NewHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN3,744$206.0K<0.1%−2,336−38.4%Reduced–
EPRTEssential Properties Realty Trust, Inc.COM7,180$207.0K<0.1%+7,180NewHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK13,846$207.0K<0.1%+13,846NewHistory
Global X FDS37954Y764MILL THEMC ETF4,864$207.0K<0.1%00.0%Unchanged–
NIEVirtus Equity & Convertible Income FundCOM6,895$208.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF3,804$208.0K<0.1%+3,804New–
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$208.0K<0.1%+10,465New–
ITTItt Inc.COM2,037$208.0K<0.1%+2,037NewHistory
Kraneshares Tr500767827ELEC VEH FUTUR4,440$208.0K<0.1%+4,440New–
MSTRStrategy IncStock384$209.0K<0.1%+384NewHistory
CODICompass Diversified HoldingsSH BEN INT6,821$209.0K<0.1%+6,821NewHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM15,245$210.0K<0.1%−5,163−25.3%ReducedHistory
First Tr Exchange Traded FD33738R878DORSEY WRIGHT5,555$210.0K<0.1%−310−5.3%Reduced–
VIRTVirtu Financial, Inc.CL A7,308$211.0K<0.1%−4,038−35.6%ReducedHistory
Columbia ETF Tr II19762B707INDIA CONSMR ETF3,905$211.0K<0.1%−150−3.7%Reduced–
PSFEPaysafe LtdORD53,861$211.0K<0.1%−3,784−6.6%ReducedHistory
SPDR Series Trust78464A789ST STR SP INS5,258$212.0K<0.1%+5,258New–
CDNACareDx, Inc.COM4,660$212.0K<0.1%+1,050+29.1%AddedHistory
WTWWillis Towers Watson PLCSHS896$213.0K<0.1%+896NewHistory
HLTHilton Worldwide Holdings Inc.COM1,365$213.0K<0.1%−1,447−51.5%ReducedHistory
iShares Inc46434G822MSCI JAPAN ETF3,185$213.0K<0.1%+3,185New–
First Tr Exch TRD Alphdx FD33737J802INDIA NFTY50 EQW4,455$213.0K<0.1%−561−11.2%Reduced–
BOEBlackRock Enhanced Global Dividend TrustCOM17,485$213.0K<0.1%+7,227+70.5%AddedHistory
CWTCalifornia Water Service GroupCOM2,957$213.0K<0.1%+2,957NewHistory
EHCEncompass Health CorpCOM3,274$214.0K<0.1%−114−3.4%ReducedHistory
KEYKeycorpCOM9,236$214.0K<0.1%−281−3.0%ReducedHistory
SITESiteOne Landscape Supply, Inc.COM882$214.0K<0.1%+882NewHistory
PTONPeloton Interactive, Inc.CL A COM5,999$215.0K<0.1%+2,829+89.2%AddedHistory
HTGCHercules Capital, Inc.COM12,933$215.0K<0.1%−750−5.5%ReducedHistory
First Tr Exchng Traded FD VI33740U802FT VEST U.S.6,809$215.0K<0.1%−136,462−95.2%Reduced–
IGRCbre Global Real Estate Income FundCOM22,081$216.0K<0.1%+851+4.0%AddedHistory
T Rowe Price Exchange-Traded87283Q404PRICE DIV GRWT6,108$216.0K<0.1%+6,108New–
John Hancock Exchange Traded47804J883MLTFACTR INDLS3,867$216.0K<0.1%−627−14.0%Reduced–
T Rowe Price Exchange-Traded87283Q107PRICE BLUE CHIP6,538$217.0K<0.1%−1,416−17.8%Reduced–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2021
SecurityClassPutsCalls
TTDTrade Desk, Inc.Stock–$42.0K
SPYSPDR S&P 500 ETF TrustETF$26.0K$6.00K
XYZBlock, Inc.CL A–$8.00K
AAPLApple Inc.Stock–$4.00K
LUVSouthwest Airlines CoCOM–$3.00K
Yamana Gold Inc98462Y100COM–$3.00K
AGFirst Majestic Silver CorpCOM–$2.00K
AALAmerican Airlines Group Inc.Stock–$1.00K

Sold out since Q3 2021 (145)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 145 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Global X FDS37954Y574ADAPTIVE US544,495$16.2M0.2%–
Managed Portfolio Series46143U849KNWLDL LD ETF287,006$13.4M0.2%–
JQCNuveen Credit Strategies Income FundCOM SHS481,015$3.15M<0.1%History
MCFContango Oil & Gas CoCOM NEW658,013$3.01M<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN28,205$2.85M<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN27,734$1.57M<0.1%–
iShares Inc464286608MSCI EURZONE ETF30,928$1.49M<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD43,627$1.33M<0.1%–
ProShares Tr74347B508DJ BRKFLD GLB29,097$1.31M<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR64,571$1.30M<0.1%History
BOCHBank of Commerce HoldingsCOM75,264$1.14M<0.1%History
BKRBaker Hughes CoCL A42,460$1.05M<0.1%History
Invesco Exch Traded FD Tr II46138E412RUSEL 1000 LOW25,484$991.0K<0.1%–
APOApollo Global Management, Inc.COM CL A15,961$983.0K<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF18,906$958.0K<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL10,201$921.0K<0.1%–
TXTernium S.A.SPONSORED ADS20,351$861.0K<0.1%History
Innovator ETFs Tr II45783G102LADRD FD S&P 50024,305$848.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS40,026$846.0K<0.1%History
DLOdLocal LtdCLASS A COM13,950$761.0K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW8,677$709.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM15,134$701.0K<0.1%–
Victory Portfolios II92647N873VCSHS US SMCP HG11,941$686.0K<0.1%–
Vanguard Wellington FD921935607US MULTIFACTOR6,708$668.0K<0.1%–
Invesco Exchange Traded FD T46137V183S&P SML 600 EQ7,009$567.0K<0.1%–
Nuveen Diversified Divid & I6706EP105COM54,697$567.0K<0.1%–
JMIAJumia Technologies AGSPONSORED ADS28,220$525.0K<0.1%History
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US7,716$516.0K<0.1%–
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR18,927$502.0K<0.1%–
CTXSCitrix Systems IncCOM4,636$498.0K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW4,090$483.0K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB21,733$458.0K<0.1%History
Triterras IncG9103H102SHS CL A76,550$448.0K<0.1%–
MTZMastec IncCOM4,875$421.0K<0.1%History
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI23,402$411.0K<0.1%–
PLBCPlumas BancorpCOM12,150$384.0K<0.1%History
SPDR Index Shs FDS78463X848ST STR ACWI ETF12,708$368.0K<0.1%–
EDITEditas Medicine, Inc.COM8,667$356.0K<0.1%History
MAINMain Street Capital CORPCEF8,625$354.0K<0.1%History
GEOGeo Group IncCOM46,833$350.0K<0.1%History
First Tr Exchange-Traded FD33735T109COMMON SHS24,900$346.0K<0.1%–
DISHDISH Network CORPCL A7,941$345.0K<0.1%History
Janus Detroit STR Tr47103U100HENDERSN CAP ETF5,192$337.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS1,838$336.0K<0.1%History
WisdomTree Tr97717W869EUROPE SMCP DV4,619$332.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,313$329.0K<0.1%–
ProShares Tr74347G804K1 FRE CRD OIL5,540$327.0K<0.1%–
LMNDLemonade, Inc.Stock4,800$322.0K<0.1%History
MCYMercury General CorpCOM5,749$320.0K<0.1%History
PAGSPagSeguro Digital Ltd.COM CL A6,110$316.0K<0.1%History
iShares Tr46435U135CYBERSECURITY7,044$306.0K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,281$304.0K<0.1%–
SPHRSphere Entertainment Co.CL A4,149$302.0K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM10,095$302.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM11,504$298.0K<0.1%History
SANMSanmina CorpCOM7,647$295.0K<0.1%History
iShares Inc464286145MSCI FRONTIER8,667$294.0K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF11,857$293.0K<0.1%–
HAEHaemonetics CorpCOM3,997$282.0K<0.1%History
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD11,649$281.0K<0.1%–
THFFFirst Financial CorpStock6,668$280.0K<0.1%History
CoreSite Realty Corp21870Q105COM2,022$280.0K<0.1%–
VERVEREIT, Inc.COM6,060$274.0K<0.1%History
Innovator ETFs Tr45783Y608GROWTH ACCELERAT9,585$272.0K<0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH3,390$271.0K<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM15,550$269.0K<0.1%History
NNOXNano-X Imaging Ltd.ORD SHS11,600$261.0K<0.1%History
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM16,549$261.0K<0.1%History
GRWGGrowGeneration Corp.COM10,559$260.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW13,624$259.0K<0.1%History
Ssga Active ETF Tr78467V400GLOBL ALLO ETF5,692$259.0K<0.1%–
FSLYFastly, Inc.CL A6,384$258.0K<0.1%History
MTCHMatch Group, Inc.COM1,616$254.0K<0.1%History
VSTOVista Outdoor Inc.COM6,252$252.0K<0.1%History
iShares Tr46435G789IBONDS DEC20219,795$251.0K<0.1%–
KSUKansas City SouthernCOM NEW928$251.0K<0.1%History
BMBLBumble Inc.COM CL A4,916$246.0K<0.1%History
CMOCapstead Mortgage CorpCOM NO PAR36,761$246.0K<0.1%History
NSANational Storage Affiliates TrustCOM SHS BEN IN4,550$240.0K<0.1%History
BYNDBeyond Meat, Inc.COM2,247$237.0K<0.1%History
Genius Sports LtdG3934V117COM33,000$236.0K<0.1%–
NHINational Health Investors IncCOM4,331$232.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN7,074$232.0K<0.1%–
ERICEricsson LM Telephone CoADR B SEK 1020,652$231.0K<0.1%History
NYTNew York Times CoCL A4,630$228.0K<0.1%History
RHPRyman Hospitality Properties, Inc.COM2,716$227.0K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE10,607$226.0K<0.1%–
UAAUnder Armour, Inc.Stock11,164$225.0K<0.1%History
RNGRingCentral, Inc.CL A1,022$222.0K<0.1%History
FOXAFox CorpCL A COM5,520$221.0K<0.1%History
Guggenheim Enhanced Equity I40167B100COM23,525$218.0K<0.1%–
GRMNGarmin LtdSHS1,381$215.0K<0.1%History
TDCTeradata CorpStock3,702$212.0K<0.1%History
SVF Investment Corp.G8601L102CL A SHS21,750$212.0K<0.1%–
Victory Portfolios II92647N691VICTORYSHS US5,519$211.0K<0.1%–
AIC3.ai, Inc.Stock4,531$210.0K<0.1%History
OLEDUniversal Display CorpCOM1,221$209.0K<0.1%History
HPSJohn Hancock Preferred Income Fund IIICOM11,105$208.0K<0.1%History
TCMDTactile Systems Technology IncCOM4,666$207.0K<0.1%History
ADER26 Capital Acquisition Corp.COM CL A21,200$206.0K<0.1%History