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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,945
+61 vs. Q2 2021
Portfolio value
$7.39B
+$299.1M (+4.2%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464289479CORE LT USDB ETF7,951$569.0K<0.1%+861+12.1%Added–
LVSLas Vegas Sands CorpCOM15,585$570.0K<0.1%+4,140+36.2%AddedHistory
ROPRoper Technologies IncStock1,281$571.0K<0.1%+97+8.2%AddedHistory
HPQHP IncStock20,870$571.0K<0.1%−2,627−11.2%ReducedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF11,840$572.0K<0.1%+4,703+65.9%Added–
BMRNBiomarin Pharmaceutical IncCOM7,411$573.0K<0.1%+849+12.9%AddedHistory
Vanguard Scottsdale FDS92206C573TOTAL CORP BND6,275$573.0K<0.1%+2,593+70.4%Added–
Dimensional U.S. Targeted Value ETF25434V609ETF12,936$574.0K<0.1%−585−4.3%Reduced–
HFROHighland Opportunities & Income FundHIGHLAND INCOME53,367$575.0K<0.1%−173−0.3%ReducedHistory
Franklin Templeton ETF Tr35473P850LIBERTY FDRL TAX21,287$575.0K<0.1%−623−2.8%Reduced–
HASIHA Sustainable Infrastructure Capital, Inc.COM10,801$578.0K<0.1%+1,564+16.9%AddedHistory
Vanguard World FD921910840MEGA CAP VAL ETF5,932$580.0K<0.1%+602+11.3%Added–
Global X FDS37954Y384CYBRSCURTY ETF19,008$580.0K<0.1%+1,505+8.6%Added–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM41,553$580.0K<0.1%+739+1.8%AddedHistory
OGEOGE Energy Corp.COM17,637$581.0K<0.1%+1,631+10.2%AddedHistory
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW21,444$584.0K<0.1%−8,535−28.5%Reduced–
iShares Tr464287549EXPND TEC SC ETF1,448$585.0K<0.1%+332+29.7%Added–
Invesco Exch Traded FD Tr II46138E636INTL CORP BD20,825$586.0K<0.1%+1,137+5.8%Added–
Dimensional ETF Trust25434V807INTERNATNAL VAL17,898$586.0K<0.1%+17,898New–
MASMasco CorpCOM10,576$587.0K<0.1%−293−2.7%ReducedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF7,941$588.0K<0.1%+692+9.5%Added–
EVRGEvergy, Inc.Stock9,506$591.0K<0.1%+1,986+26.4%AddedHistory
STMSTMicroelectronics N.V.NY REGISTRY13,545$591.0K<0.1%+5,277+63.8%AddedHistory
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR8,714$591.0K<0.1%+1,293+17.4%Added–
BGSB&G Foods, Inc.COM19,844$593.0K<0.1%+6,361+47.2%AddedHistory
SCCOSouthern Copper CorpStock10,627$597.0K<0.1%+5,107+92.5%AddedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF9,007$597.0K<0.1%+4,614+105.0%Added–
SWKStanley Black & Decker, Inc.COM3,406$597.0K<0.1%+196+6.1%AddedHistory
First Tr Exchng Traded FD VI33740F748FT VEST US EQT16,494$599.0K<0.1%−1,605−8.9%Reduced–
iShares Tr46432F370MSCI USA SZE FT4,695$600.0K<0.1%−21−0.4%Reduced–
ProShares Tr74347B698RUSS 2000 DIVD9,744$601.0K<0.1%−691−6.6%Reduced–
WGSGeneDx Holdings Corp.COMMON STOCK79,200$601.0K<0.1%+79,200NewHistory
FNFFidelity National Financial, Inc.COM SHS13,290$603.0K<0.1%+910+7.4%AddedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS5,508$603.0K<0.1%−634−10.3%ReducedHistory
INMDInMode Ltd.SHS3,786$604.0K<0.1%−929−19.7%ReducedHistory
DOVDOVER CorpCOM3,892$605.0K<0.1%+46+1.2%AddedHistory
AJGArthur J. Gallagher & Co.COM4,068$605.0K<0.1%−179−4.2%ReducedHistory
POOLPool CorpCOM1,393$605.0K<0.1%+775+125.4%AddedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF11,108$608.0K<0.1%−332−2.9%Reduced–
BGRBlackRock Energy & Resources TrustCOM64,270$609.0K<0.1%+64,270NewHistory
JBHTHunt J B Transport Services IncCOM3,649$610.0K<0.1%+3,649NewHistory
iShares Tr464287762US HLTHCARE ETF2,218$612.0K<0.1%+392+21.5%Added–
ASANAsana, Inc.CL A5,899$613.0K<0.1%+5,899NewHistory
Vanguard Industrials ETF92204A603ETF3,272$615.0K<0.1%−393−10.7%Reduced–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT36,764$615.0K<0.1%+11,384+44.9%AddedHistory
iShares Tr46434V878ULTRA SHORT DUR12,185$615.0K<0.1%+1,905+18.5%Added–
J P Morgan Exchange Traded F46641Q449BETA US GRAD ETF11,064$615.0K<0.1%+11,064New–
RSReliance, Inc.COM4,329$617.0K<0.1%+4,329NewHistory
RVTRoyce Small-Cap Trust, Inc.COM34,376$619.0K<0.1%+1,825+5.6%AddedHistory
RBB FD Inc74933W601MOTLEY FOL ETF15,534$619.0K<0.1%+1,200+8.4%Added–
CBRLCracker Barrel Old Country Store, IncCOM4,433$620.0K<0.1%+1,200+37.1%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF20,381$621.0K<0.1%+10,175+99.7%Added–
MLMMartin Marietta Materials IncCOM1,819$621.0K<0.1%−584−24.3%ReducedHistory
OGNOrganon & Co.Stock18,971$622.0K<0.1%−1,420−7.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY9,466$623.0K<0.1%+1,165+14.0%Added–
Fidelity Covington Trust316092873MSCI COMMNTN SVC11,694$625.0K<0.1%+7,635+188.1%Added–
Flexshares Tr33939L837INTL QLTDV IDX24,831$626.0K<0.1%+605+2.5%Added–
ETF Ser Solutions26922A198AAM LW DUR PFD24,973$629.0K<0.1%+118+0.5%Added–
LYVLive Nation Entertainment, Inc.COM6,900$629.0K<0.1%+5+0.1%AddedHistory
BWABorgwarner IncCOM14,634$632.0K<0.1%+6,167+72.8%AddedHistory
COFCapital One Financial CorpStock3,910$633.0K<0.1%−1,864−32.3%ReducedHistory
EXRExtra Space Storage Inc.COM3,772$634.0K<0.1%+431+12.9%AddedHistory
BENFranklin Templeton IncCOM21,348$634.0K<0.1%+345+1.6%AddedHistory
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC31,429$634.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT27,865$634.0K<0.1%+1,871+7.2%Added–
THQabrdn Healthcare Opportunities FundSHS27,992$634.0K<0.1%+27,992NewHistory
iShares Tr46435U713US INFRASTRUC18,637$635.0K<0.1%+8,577+85.3%Added–
SPDR Series Trust78468R721STATE STREET SPD12,318$635.0K<0.1%−5,086−29.2%Reduced–
Natixis ETF Tr63873X208LOOMIS SAYLES25,218$635.0K<0.1%+8,046+46.9%Added–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME17,135$636.0K<0.1%−552−3.1%Reduced–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE14,301$636.0K<0.1%+3,151+28.3%Added–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM10,544$637.0K<0.1%+207+2.0%Added–
HYBNew America High Income Fund IncCOM NEW66,701$637.0K<0.1%+35+0.1%AddedHistory
PEverpure, Inc.CL A25,399$639.0K<0.1%+25,399NewHistory
STWDStarwood Property Trust, Inc.COM26,326$643.0K<0.1%+1,959+8.0%AddedHistory
GMSGMS Inc.COM14,690$643.0K<0.1%00.0%UnchangedHistory
Pacer Trendpilot Fund of Funds ETF69374H675ETF21,383$645.0K<0.1%−530−2.4%Reduced–
Nushares ETF Tr67092P300NUVEEN ESG LRGVL17,192$645.0K<0.1%−8,204−32.3%Reduced–
LEGLeggett & Platt IncStock14,409$646.0K<0.1%+652+4.7%AddedHistory
iShares U.S. Healthcare Providers ETF464288828ETF2,525$646.0K<0.1%−236−8.5%Reduced–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP9,867$646.0K<0.1%+123+1.3%Added–
CINFCincinnati Financial CorpCOM5,660$647.0K<0.1%−858−13.2%ReducedHistory
SPDR Series Trust78464A771ST STR SP CAPMKT6,802$649.0K<0.1%+14+0.2%Added–
SOFISoFi Technologies, Inc.Stock40,932$650.0K<0.1%+19,487+90.9%AddedHistory
MARAMARA Holdings, Inc.COM20,633$652.0K<0.1%+12,728+161.0%AddedHistory
DISH Network CORP25470MAB5NOTE 3.375% 8/1627,000$652.0K<0.1%−5,000−0.8%Reduced–
HCAHCA Healthcare, Inc.COM2,692$653.0K<0.1%+11+0.4%AddedHistory
MGAMagna International IncCOM8,681$653.0K<0.1%+4,416+103.5%AddedHistory
CERNCERNER CorpCOM9,272$654.0K<0.1%−154−1.6%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock3,932$655.0K<0.1%+639+19.4%AddedHistory
VanEck ETF Trust92189H607OIL SERVICES ETF3,334$657.0K<0.1%+502+17.7%Added–
Exchange Listed FDS Tr30151E814HIGH YIELD ETF20,506$657.0K<0.1%−109−0.5%Reduced–
Alps ETF Tr00162Q858SECTR DIV DOGS12,913$660.0K<0.1%−2,063−13.8%Reduced–
AEEAmeren CorpCOM8,149$660.0K<0.1%+2,370+41.0%AddedHistory
Fidelity MSCI Utilities Index ETF316092865ETF16,050$661.0K<0.1%+708+4.6%Added–
MNSTMonster Beverage CorpCOM7,439$661.0K<0.1%−117−1.5%ReducedHistory
Goldman Sachs ETF Tr381430362ACCESS INFLATI11,450$661.0K<0.1%+11,450New–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM32,804$663.0K<0.1%+244+0.7%AddedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF11,768$663.0K<0.1%−1,672−12.4%Reduced–
Innovator ETFs Trust45782C540US EQTY PWR BUF21,660$666.0K<0.1%−7,614−26.0%Reduced–

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$12.0K–
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6.00K
Yamana Gold Inc98462Y100COM–$3.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
iShares U.S. Medical Devices ETF464288810ETF–$1.00K
AAPLApple Inc.Stock–$1.00K
AGFirst Majestic Silver CorpCOM–$1.00K

Sold out since Q2 2021 (137)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG99,848$3.06M<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT16,860$1.60M<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM7,761$1.43M<0.1%History
Innovator ETFs Tr45782C243INVTOR 2 PLS 546,579$1.09M<0.1%–
Churchill Capital Corp IV171439102CL A35,525$1.02M<0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF17,682$876.0K<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN20,757$855.0K<0.1%–
MAAMid America Apartment Communities Inc.COM4,976$838.0K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF13,157$727.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A31,260$711.0K<0.1%–
Invesco Exch Traded FD Tr II46138G201S&P SMLCP MATL10,953$706.0K<0.1%–
FIVEFive Below, IncCOM3,491$675.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS7,090$662.0K<0.1%–
LKQLKQ CorpCOM13,395$659.0K<0.1%History
SUMSummit Materials, Inc.CL A17,520$611.0K<0.1%History
KNSAKiniksa Pharmaceuticals International, plcCOM CL A43,632$608.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A12,268$579.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO5,457$558.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL5,688$540.0K<0.1%–
APPNAppian CorpCL A3,836$528.0K<0.1%History
MDXGMimedx Group, Inc.COM37,598$470.0K<0.1%History
IRBTiRobot CorpCOM4,828$451.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/202528,100$443.0K<0.1%–
PRVBProvention Bio, Inc.COM51,451$434.0K<0.1%History
SFStifel Financial CorpCOM6,675$433.0K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM9,208$427.0K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF13,916$426.0K<0.1%–
TPICQTpi Composites, IncCOM8,332$403.0K<0.1%History
MGIMoneygram International IncCOM NEW39,501$398.0K<0.1%History
MTNVail Resorts IncCOM1,248$395.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A8,462$375.0K<0.1%History
LOGILogitech International S.A.SHS3,091$374.0K<0.1%History
Innovator ETFs Trust45782C326US EQTY BUFR MAY12,015$374.0K<0.1%–
DACDanaos CorpSHS4,850$372.0K<0.1%History
USCRU.S. Concrete, Inc.COM5,026$371.0K<0.1%History
HSKAHeska CorpCOM RESTRC NEW1,580$363.0K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR21,451$359.0K<0.1%History
TDGTransDigm Group INCCOM539$349.0K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD18,505$344.0K<0.1%History
MNDTMandiant, Inc.COM16,995$344.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,165$337.0K<0.1%–
USFDUS Foods Holding Corp.COM8,739$335.0K<0.1%History
MXIMMaxim Integrated Products IncCOM3,145$331.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,350$329.0K<0.1%History
CM Life Sciences Inc18978W109COM CL A23,500$329.0K<0.1%–
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,145$320.0K<0.1%–
PACKRanpak Holdings Corp.COM CL A12,755$319.0K<0.1%History
RLIRli CorpCOM2,890$302.0K<0.1%History
Tuscan Hldgs Corp90069K104COM22,050$301.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER8,060$299.0K<0.1%–
EHEHang Holdings LtdADS6,800$292.0K<0.1%History
iShares U S ETF Tr46431W838SHOR MAT MUN ETF5,774$290.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF4,275$289.0K<0.1%–
SPDR Series Trust78464A789ST STR SP INS7,391$285.0K<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM28,460$281.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,290$275.0K<0.1%–
Clover Health Investments, Corp.18914F111*W EXP 04/21/20254,000$275.0K<0.1%–
YETIYETI Holdings, Inc.COM2,965$272.0K<0.1%History
ELANElanco Animal Health IncCOM7,846$272.0K<0.1%History
CLRContinental Resources, IncCOM7,115$271.0K<0.1%History
NVCRNovoCure LtdORD SHS1,210$268.0K<0.1%History
PFPTProofpoint IncCOM1,524$265.0K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT17,177$257.0K<0.1%History
STNEStoneCo Ltd.COM3,814$256.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM21,160$253.0K<0.1%History
PZZAPapa Johns International IncStock2,413$252.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,725$252.0K<0.1%–
Collaborative Investmnt Ser19423L672THE SPAC AND NEW8,625$251.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF2,703$250.0K<0.1%–
SRPTSarepta Therapeutics, Inc.COM3,220$250.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM5,539$249.0K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,403$247.0K<0.1%History
CRSRCorsair Gaming, Inc.COM7,364$245.0K<0.1%History
SPDR Ser Tr78468R697S&P KENSHO INTLG5,120$245.0K<0.1%–
SIXSix Flags Entertainment CorpCOM5,628$244.0K<0.1%History
CTLTCatalent, Inc.COM2,251$243.0K<0.1%History
CPRICapri Holdings LtdSHS4,213$241.0K<0.1%History
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC2,052$241.0K<0.1%–
LINDLindblad Expeditions Holdings, Inc.Stock15,000$240.0K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR5,125$239.0K<0.1%–
TRTNTriton International LtdCL A4,567$239.0K<0.1%History
BROBrown & Brown, Inc.Stock4,439$236.0K<0.1%History
MTDMettler Toledo International IncCOM170$236.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF9,119$236.0K<0.1%–
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,198$234.0K<0.1%–
Health Assurn Acquisition Co42226W208UNIT 99/99/999922,500$234.0K<0.1%–
LTCLTC Properties IncREIT6,079$233.0K<0.1%History
IDCCInterDigital, Inc.COM3,167$231.0K<0.1%History
GPNGlobal Payments IncStock1,227$230.0K<0.1%History
Listed FD Tr53656F466MORGAN CREEK11,000$230.0K<0.1%–
NTESNetEase, Inc.SPONSORED ADS1,975$228.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM2,055$227.0K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,012$227.0K<0.1%History
CVACovanta Holding CorpCOM12,605$222.0K<0.1%History
EMEEMCOR Group, Inc.Stock1,783$220.0K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF4,675$217.0K<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,312$216.0K<0.1%–
MANManpowerGroup Inc.COM1,810$215.0K<0.1%History
UHTUniversal Health Realty Income TrustSH BEN INT3,483$214.0K<0.1%History
AGRAvangrid, Inc.COM4,164$214.0K<0.1%History