Skip to main content

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,945
+61 vs. Q2 2021
Portfolio value
$7.39B
+$299.1M (+4.2%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF9,498$485.0K<0.1%−981−9.4%Reduced–
BRGBluerock Residential Growth REIT, Inc.COM CL A38,052$485.0K<0.1%−4,020−9.6%ReducedHistory
NTAPNetApp, Inc.Stock5,426$487.0K<0.1%+148+2.8%AddedHistory
NADNuveen Quality Municipal Income FundCOM31,201$487.0K<0.1%+1,608+5.4%AddedHistory
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS16,916$487.0K<0.1%−6,839−28.8%ReducedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM39,968$488.0K<0.1%+13,026+48.3%AddedHistory
Schwab Fundamental International Equity ETF808524755ETF14,935$490.0K<0.1%+196+1.3%Added–
ETF Ser Solutions26922A594AAM S&P 50016,562$491.0K<0.1%−5,831−26.0%Reduced–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM19,644$491.0K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092782VLU FACTOR ETF10,313$491.0K<0.1%+10,313New–
Innovator ETFs Trust45782C508US EQTY PWR BUF15,073$492.0K<0.1%−46,616−75.6%Reduced–
AEISAdvanced Energy Industries IncCOM5,619$493.0K<0.1%+2,784+98.2%AddedHistory
BMEBlackRock Health Sciences TrustCOM10,343$493.0K<0.1%−198−1.9%ReducedHistory
Fidelity Covington Trust316092832DIVID ETF RISI11,996$496.0K<0.1%+857+7.7%Added–
HQHabrdn Healthcare InvestorsSH BEN INT19,396$496.0K<0.1%+19,396NewHistory
CTXSCitrix Systems IncCOM4,636$498.0K<0.1%+155+3.5%AddedHistory
iShares Tr46435U192GENOMICS IMMUN9,836$499.0K<0.1%+6+0.1%Added–
SPDR Series Trust78464A516ST INTL BBG ETF17,379$499.0K<0.1%−2,868−14.2%Reduced–
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST7,143$500.0K<0.1%−2,627−26.9%Reduced–
ENTGEntegris IncCOM3,969$500.0K<0.1%+2,050+106.8%AddedHistory
STEWSRH Total Return Fund, Inc.COM38,315$502.0K<0.1%+11,743+44.2%AddedHistory
DRIDarden Restaurants IncCOM3,313$502.0K<0.1%−14−0.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR18,927$502.0K<0.1%+1,005+5.6%Added–
SSNCSS&C Technologies Holdings IncCOM7,231$502.0K<0.1%+7,231NewHistory
MSEXMiddlesex Water CoCOM4,881$502.0K<0.1%+743+18.0%AddedHistory
CECelanese CorpStock3,340$503.0K<0.1%−386−10.4%ReducedHistory
iShares Tr46432FAN7IBNDS MAR23 ETF20,378$504.0K<0.1%00.0%Unchanged–
ZSZscaler, Inc.Stock1,926$505.0K<0.1%−258−11.8%ReducedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT9,017$506.0K<0.1%+195+2.2%AddedHistory
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL9,460$508.0K<0.1%−8,621−47.7%Reduced–
iShares Inc464286749MSCI SWITZERLAND10,934$509.0K<0.1%−80−0.7%Reduced–
PMMFranklin Managed Municipal Income TrustCOM61,011$509.0K<0.1%+5,522+10.0%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT34,070$510.0K<0.1%+2,782+8.9%AddedHistory
iShares Tr464288521CRE U S REIT ETF8,715$511.0K<0.1%−2,122−19.6%Reduced–
DLTRDollar Tree, Inc.COM5,342$511.0K<0.1%+16+0.3%AddedHistory
MTBM&T Bank CorpCOM3,426$512.0K<0.1%+13+0.4%AddedHistory
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE9,121$513.0K<0.1%+500+5.8%Added–
Innovator ETFs Trust45782C664US EQTY BUF SEP16,483$515.0K<0.1%−26,131−61.3%Reduced–
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US7,716$516.0K<0.1%+10.0%Added–
SWBISmith & Wesson Brands, Inc.COM24,971$518.0K<0.1%+15,017+150.9%AddedHistory
XPOXPO, Inc.COM6,512$518.0K<0.1%+1,131+21.0%AddedHistory
INFYInfosys LtdSPONSORED ADR23,347$519.0K<0.1%+2,446+11.7%AddedHistory
Osi ETF Tr67110P407OSHARES US QUALT12,460$519.0K<0.1%+7,661+159.6%Added–
ALNYAlnylam Pharmaceuticals, Inc.COM2,761$521.0K<0.1%+696+33.7%AddedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM32,886$521.0K<0.1%+529+1.6%AddedHistory
iShares Inc464286319EM MKTS DIV ETF13,448$523.0K<0.1%+2,893+27.4%Added–
Pacer FDS Tr69374H717LUNT LRG CP ALTR12,705$523.0K<0.1%−2,275−15.2%Reduced–
Amplify ETF Tr032108409CWP ENHANCED DIV14,966$523.0K<0.1%+5,671+61.0%Added–
CSPRCasper Sleep Inc.COM122,388$523.0K<0.1%+17,886+17.1%AddedHistory
iShares Tr464288489INTL DEV RE ETF18,681$523.0K<0.1%−15−0.1%Reduced–
RRCRange Resources CorpCOM23,142$524.0K<0.1%+6,626+40.1%AddedHistory
FIVNFive9, Inc.COM3,284$525.0K<0.1%+452+16.0%AddedHistory
JMIAJumia Technologies AGSPONSORED ADS28,220$525.0K<0.1%−4,350−13.4%ReducedHistory
MOSMosaic CoCOM14,719$526.0K<0.1%+5,164+54.0%AddedHistory
EXASExact Sciences CorpCOM5,506$526.0K<0.1%−481−8.0%ReducedHistory
RIOTRiot Platforms, Inc.COM20,490$527.0K<0.1%+13,920+211.9%AddedHistory
Pacer FDS Tr69374H543SWAN SOS CONS AP24,697$528.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 501,604$529.0K<0.1%−16−1.0%Reduced–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT10,525$530.0K<0.1%+1,278+13.8%Added–
Pacer FDS Tr69374H725LUNT MDCAP MLT15,214$530.0K<0.1%+3,149+26.1%Added–
SPDR Series Trust78468R770ST STR R1K YLD5,701$531.0K<0.1%−79−1.4%Reduced–
SABRSabre CorpCOM44,828$531.0K<0.1%+5,050+12.7%AddedHistory
AMCRAmcor plcORD45,819$531.0K<0.1%+9,607+26.5%AddedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM33,467$535.0K<0.1%+2,906+9.5%AddedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM40,241$537.0K<0.1%+15,332+61.6%AddedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM14,107$537.0K<0.1%−7,131−33.6%ReducedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT21,172$538.0K<0.1%00.0%UnchangedHistory
iShares Tr464287341GLOBAL ENERG ETF20,083$539.0K<0.1%+1,173+6.2%Added–
PPTFranklin Premier Income TrustSH BEN INT117,941$539.0K<0.1%+9,455+8.7%AddedHistory
Vanguard Materials ETF92204A801ETF3,118$540.0K<0.1%+347+12.5%Added–
Alpha Architect ETF Tr02072L102US QUAN VALUE15,800$540.0K<0.1%+15,800New–
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN20,795$541.0K<0.1%+12,193+141.7%Added–
TTGTTechTarget, Inc.COM6,560$541.0K<0.1%−72−1.1%ReducedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE13,906$542.0K<0.1%−1,429−9.3%Reduced–
FRFirst Industrial Realty Trust IncCOM10,423$543.0K<0.1%+308+3.0%AddedHistory
GGGGraco IncCOM7,769$544.0K<0.1%−2,381−23.5%ReducedHistory
SLFSun Life Financial IncCOM10,577$544.0K<0.1%+150+1.4%AddedHistory
iShares Future AI & Tech ETF46435U556ETF12,865$545.0K<0.1%+3,575+38.5%Added–
KTFDWS Municipal Income TrustCOM45,823$545.0K<0.1%+1,249+2.8%AddedHistory
CAHCardinal Health IncStock11,045$546.0K<0.1%+693+6.7%AddedHistory
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV12,847$548.0K<0.1%−3,806−22.9%Reduced–
WisdomTree Tr97717W703INTL EQUITY FD10,384$549.0K<0.1%+1,836+21.5%Added–
DJPBarclays Bank PLCDJUBS CMDT ETN3618,791$550.0K<0.1%−740−3.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW17,966$550.0K<0.1%+686+4.0%Added–
ROLRollins IncCOM15,600$551.0K<0.1%−700−4.3%ReducedHistory
CWCurtiss Wright CorpStock4,381$553.0K<0.1%+2,655+153.8%AddedHistory
WDCWestern Digital CorpCOM9,802$553.0K<0.1%−11,104−53.1%ReducedHistory
iShares Tr464288109MORNINGSTAR VALU8,712$554.0K<0.1%−956−9.9%Reduced–
DDOGDatadog, Inc.CL A COM3,916$554.0K<0.1%−55−1.4%ReducedHistory
CHWYChewy, Inc.CL A8,164$556.0K<0.1%−521−6.0%ReducedHistory
BOOTBoot Barn Holdings, Inc.COM6,258$556.0K<0.1%+6,258NewHistory
Alps ETF Tr00162Q478DISRUPTIVE TECH11,475$556.0K<0.1%+11,475New–
CTASCintas CorpStock1,463$557.0K<0.1%+263+21.9%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR227,387$557.0K<0.1%+18,409+8.8%AddedHistory
AVXLAnavex Life Sciences Corp.COM NEW31,074$558.0K<0.1%+31,074NewHistory
WALWestern Alliance BancorporationCOM5,164$562.0K<0.1%−1,229−19.2%ReducedHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI34,329$563.0K<0.1%−18,364−34.9%Reduced–
SPDR Series Trust78464A607ST STR DOW REIT5,373$567.0K<0.1%+63+1.2%Added–
Invesco Exchange Traded FD T46137V183S&P SML 600 EQ7,009$567.0K<0.1%+7,009New–
Nuveen Diversified Divid & I6706EP105COM54,697$567.0K<0.1%+914+1.7%Added–

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$12.0K–
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6.00K
Yamana Gold Inc98462Y100COM–$3.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
iShares U.S. Medical Devices ETF464288810ETF–$1.00K
AAPLApple Inc.Stock–$1.00K
AGFirst Majestic Silver CorpCOM–$1.00K

Sold out since Q2 2021 (137)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG99,848$3.06M<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT16,860$1.60M<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM7,761$1.43M<0.1%History
Innovator ETFs Tr45782C243INVTOR 2 PLS 546,579$1.09M<0.1%–
Churchill Capital Corp IV171439102CL A35,525$1.02M<0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF17,682$876.0K<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN20,757$855.0K<0.1%–
MAAMid America Apartment Communities Inc.COM4,976$838.0K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF13,157$727.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A31,260$711.0K<0.1%–
Invesco Exch Traded FD Tr II46138G201S&P SMLCP MATL10,953$706.0K<0.1%–
FIVEFive Below, IncCOM3,491$675.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS7,090$662.0K<0.1%–
LKQLKQ CorpCOM13,395$659.0K<0.1%History
SUMSummit Materials, Inc.CL A17,520$611.0K<0.1%History
KNSAKiniksa Pharmaceuticals International, plcCOM CL A43,632$608.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A12,268$579.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO5,457$558.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL5,688$540.0K<0.1%–
APPNAppian CorpCL A3,836$528.0K<0.1%History
MDXGMimedx Group, Inc.COM37,598$470.0K<0.1%History
IRBTiRobot CorpCOM4,828$451.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/202528,100$443.0K<0.1%–
PRVBProvention Bio, Inc.COM51,451$434.0K<0.1%History
SFStifel Financial CorpCOM6,675$433.0K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM9,208$427.0K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF13,916$426.0K<0.1%–
TPICQTpi Composites, IncCOM8,332$403.0K<0.1%History
MGIMoneygram International IncCOM NEW39,501$398.0K<0.1%History
MTNVail Resorts IncCOM1,248$395.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A8,462$375.0K<0.1%History
LOGILogitech International S.A.SHS3,091$374.0K<0.1%History
Innovator ETFs Trust45782C326US EQTY BUFR MAY12,015$374.0K<0.1%–
DACDanaos CorpSHS4,850$372.0K<0.1%History
USCRU.S. Concrete, Inc.COM5,026$371.0K<0.1%History
HSKAHeska CorpCOM RESTRC NEW1,580$363.0K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR21,451$359.0K<0.1%History
TDGTransDigm Group INCCOM539$349.0K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD18,505$344.0K<0.1%History
MNDTMandiant, Inc.COM16,995$344.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,165$337.0K<0.1%–
USFDUS Foods Holding Corp.COM8,739$335.0K<0.1%History
MXIMMaxim Integrated Products IncCOM3,145$331.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,350$329.0K<0.1%History
CM Life Sciences Inc18978W109COM CL A23,500$329.0K<0.1%–
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,145$320.0K<0.1%–
PACKRanpak Holdings Corp.COM CL A12,755$319.0K<0.1%History
RLIRli CorpCOM2,890$302.0K<0.1%History
Tuscan Hldgs Corp90069K104COM22,050$301.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER8,060$299.0K<0.1%–
EHEHang Holdings LtdADS6,800$292.0K<0.1%History
iShares U S ETF Tr46431W838SHOR MAT MUN ETF5,774$290.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF4,275$289.0K<0.1%–
SPDR Series Trust78464A789ST STR SP INS7,391$285.0K<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM28,460$281.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,290$275.0K<0.1%–
Clover Health Investments, Corp.18914F111*W EXP 04/21/20254,000$275.0K<0.1%–
YETIYETI Holdings, Inc.COM2,965$272.0K<0.1%History
ELANElanco Animal Health IncCOM7,846$272.0K<0.1%History
CLRContinental Resources, IncCOM7,115$271.0K<0.1%History
NVCRNovoCure LtdORD SHS1,210$268.0K<0.1%History
PFPTProofpoint IncCOM1,524$265.0K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT17,177$257.0K<0.1%History
STNEStoneCo Ltd.COM3,814$256.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM21,160$253.0K<0.1%History
PZZAPapa Johns International IncStock2,413$252.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,725$252.0K<0.1%–
Collaborative Investmnt Ser19423L672THE SPAC AND NEW8,625$251.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF2,703$250.0K<0.1%–
SRPTSarepta Therapeutics, Inc.COM3,220$250.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM5,539$249.0K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,403$247.0K<0.1%History
CRSRCorsair Gaming, Inc.COM7,364$245.0K<0.1%History
SPDR Ser Tr78468R697S&P KENSHO INTLG5,120$245.0K<0.1%–
SIXSix Flags Entertainment CorpCOM5,628$244.0K<0.1%History
CTLTCatalent, Inc.COM2,251$243.0K<0.1%History
CPRICapri Holdings LtdSHS4,213$241.0K<0.1%History
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC2,052$241.0K<0.1%–
LINDLindblad Expeditions Holdings, Inc.Stock15,000$240.0K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR5,125$239.0K<0.1%–
TRTNTriton International LtdCL A4,567$239.0K<0.1%History
BROBrown & Brown, Inc.Stock4,439$236.0K<0.1%History
MTDMettler Toledo International IncCOM170$236.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF9,119$236.0K<0.1%–
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,198$234.0K<0.1%–
Health Assurn Acquisition Co42226W208UNIT 99/99/999922,500$234.0K<0.1%–
LTCLTC Properties IncREIT6,079$233.0K<0.1%History
IDCCInterDigital, Inc.COM3,167$231.0K<0.1%History
GPNGlobal Payments IncStock1,227$230.0K<0.1%History
Listed FD Tr53656F466MORGAN CREEK11,000$230.0K<0.1%–
NTESNetEase, Inc.SPONSORED ADS1,975$228.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM2,055$227.0K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,012$227.0K<0.1%History
CVACovanta Holding CorpCOM12,605$222.0K<0.1%History
EMEEMCOR Group, Inc.Stock1,783$220.0K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF4,675$217.0K<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,312$216.0K<0.1%–
MANManpowerGroup Inc.COM1,810$215.0K<0.1%History
UHTUniversal Health Realty Income TrustSH BEN INT3,483$214.0K<0.1%History
AGRAvangrid, Inc.COM4,164$214.0K<0.1%History