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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,945
+61 vs. Q2 2021
Portfolio value
$7.39B
+$299.1M (+4.2%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Siren Nexgen Economy ETF829658202ETF7,690$343.0K<0.1%+138+1.8%Added–
SPDR Ser Tr78468R689S&P KENSHO SMART6,285$344.0K<0.1%−974−13.4%Reduced–
DISHDISH Network CORPCL A7,941$345.0K<0.1%−2,538−24.2%ReducedHistory
IEPIcahn Enterprises L.P.DEPOSITARY UNIT6,907$345.0K<0.1%+6,907NewHistory
First Tr Exchange-Traded FD33735T109COMMON SHS24,900$346.0K<0.1%+2,000+8.7%Added–
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN35,133$346.0K<0.1%00.0%UnchangedHistory
EMFTempleton Emerging Markets FundCOM20,474$347.0K<0.1%−448−2.1%ReducedHistory
BHPBHP Group LtdADR6,505$348.0K<0.1%+842+14.9%AddedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW9,684$349.0K<0.1%00.0%Unchanged–
SPDR Ser Tr78464A532S&P TRANSN ETF4,036$349.0K<0.1%+10.0%Added–
GFIGold Fields LtdSPONSORED ADR43,100$350.0K<0.1%+6,600+18.1%AddedHistory
GEOGeo Group IncCOM46,833$350.0K<0.1%−13,197−22.0%ReducedHistory
American Centy ETF Tr025072810FOCUSED DYNAMIC4,289$351.0K<0.1%+100+2.4%Added–
RJFRaymond James Financial IncCOM3,805$351.0K<0.1%+1,268+50.0%AddedHistory
EOGEOG Resources IncStock4,389$352.0K<0.1%−400−8.4%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM5,409$352.0K<0.1%+559+11.5%AddedHistory
CMCanadian Imperial Bank of CommerceCOM3,176$353.0K<0.1%+563+21.5%AddedHistory
NVMINova Ltd.COM3,468$353.0K<0.1%+95+2.8%AddedHistory
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM24,879$353.0K<0.1%00.0%UnchangedHistory
Fidelity MSCI Health Care Index ETF316092600ETF5,550$354.0K<0.1%−1,233−18.2%Reduced–
MAINMain Street Capital CORPCEF8,625$354.0K<0.1%−145−1.7%ReducedHistory
GLGlobe Life Inc.COM3,983$355.0K<0.1%+210+5.6%AddedHistory
EADAllspring Income Opportunities FundINC OPPTY FD40,337$355.0K<0.1%+38+0.1%AddedHistory
AESAES CorpStock15,596$356.0K<0.1%+1,069+7.4%AddedHistory
EDITEditas Medicine, Inc.COM8,667$356.0K<0.1%+671+8.4%AddedHistory
SHYFShyft Group, Inc.COM9,377$356.0K<0.1%−1,473−13.6%ReducedHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN6,080$357.0K<0.1%+2,276+59.8%Added–
CPBCAMPBELL'S CoCOM8,561$358.0K<0.1%+2,714+46.4%AddedHistory
FCNCAFirst Citizens Bancshares IncCL A424$358.0K<0.1%+424NewHistory
CSIQCanadian Solar Inc.COM10,340$358.0K<0.1%+1,222+13.4%AddedHistory
MDUMdu Resources Group IncStock12,118$360.0K<0.1%+4,933+68.7%AddedHistory
Innovator ETFs Trust45782C433US EQTY BUFR FEB11,685$360.0K<0.1%−5,848−33.4%Reduced–
Innovator ETFs Trust45782C276GRWT100 PWR BUF7,790$361.0K<0.1%+3,235+71.0%Added–
Advisorshares Tr00768Y818DOUBLELIN VAL EQ3,863$361.0K<0.1%+3,863New–
GMEDGlobus Medical IncStock4,725$362.0K<0.1%+4,725NewHistory
WisdomTree Tr97717W547US VALUE FD6,098$362.0K<0.1%00.0%Unchanged–
MHKMohawk Industries IncCOM2,047$363.0K<0.1%−4−0.2%ReducedHistory
MDBMongoDB, Inc.CL A769$363.0K<0.1%−2−0.3%ReducedHistory
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH2,415$363.0K<0.1%−14−0.6%Reduced–
BNY Mellon ETF Trust09661T701SHRT7,072$363.0K<0.1%+7,072New–
HLNEHamilton Lane INCCL A4,293$364.0K<0.1%+4,293NewHistory
NWFLNorwood Financial CorpCOM14,289$364.0K<0.1%−1,803−11.2%ReducedHistory
CMAComerica IncCOM4,531$365.0K<0.1%+1,578+53.4%AddedHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT24,373$365.0K<0.1%+24,373New–
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM11,557$366.0K<0.1%+11,557New–
CFCF Industries Holdings, Inc.COM6,577$367.0K<0.1%−898−12.0%ReducedHistory
SPDR Index Shs FDS78463X848ST STR ACWI ETF12,708$368.0K<0.1%00.0%Unchanged–
MFCManulife Financial CorpCOM19,108$368.0K<0.1%−110−0.6%ReducedHistory
ABBNYABB LtdSPONSORED ADR11,051$369.0K<0.1%+2,132+23.9%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF10,142$370.0K<0.1%−70−0.7%Reduced–
Global X FDS37950E416SOCIAL MED ETF6,072$370.0K<0.1%+300+5.2%Added–
SPDR Series Trust78468R796ST STR SP500FF3,488$371.0K<0.1%+1,046+42.8%Added–
HLTHilton Worldwide Holdings Inc.COM2,812$371.0K<0.1%−664−19.1%ReducedHistory
SNASnap-on IncCOM1,784$373.0K<0.1%+192+12.1%AddedHistory
CFGCitizens Financial Group IncCOM7,955$374.0K<0.1%−1,832−18.7%ReducedHistory
LPLALPL Financial Holdings Inc.COM2,390$375.0K<0.1%+216+9.9%AddedHistory
ISBCInvestors Bancorp, Inc.COM24,806$375.0K<0.1%+5,497+28.5%AddedHistory
TERTeradyne, IncStock3,444$376.0K<0.1%−2,091−37.8%ReducedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10011,373$376.0K<0.1%+998+9.6%Added–
BBWIBath & Body Works, Inc.COM5,975$377.0K<0.1%−376−5.9%ReducedHistory
WABWestinghouse Air Brake Technologies CorpStock4,381$378.0K<0.1%+4,381NewHistory
Innovator ETFs Trust45782C383US EQTY PWR BUF12,358$379.0K<0.1%−3,959−24.3%Reduced–
MUABlackRock Muniassets Fund, Inc.COM24,943$379.0K<0.1%+2,166+9.5%AddedHistory
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE6,645$379.0K<0.1%+2,485+59.7%Added–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD18,053$380.0K<0.1%−117,556−86.7%Reduced–
VMCVulcan Materials COCOM2,249$380.0K<0.1%−489−17.9%ReducedHistory
CCSCentury Communities, Inc.COM6,183$380.0K<0.1%+6,183NewHistory
WTFCWintrust Financial CorpCOM4,733$380.0K<0.1%−77−1.6%ReducedHistory
AWRAmerican States Water CoCOM4,458$381.0K<0.1%−639−12.5%ReducedHistory
Innovator U.S. Equity Buffer ETF - October45782C771ETF11,738$383.0K<0.1%+1,020+9.5%Added–
VanEck ETF Trust92189F700AGRIBUSINESS ETF4,202$383.0K<0.1%+140+3.4%Added–
OZKBank OZKCOM8,902$383.0K<0.1%+482+5.7%AddedHistory
Innovator ETFs Tr45782C102IBD 50 ETF8,078$383.0K<0.1%−6,771−45.6%Reduced–
Innovator ETFs Trust45782C680US EQTY PWR BF13,140$384.0K<0.1%−1,328−9.2%Reduced–
PLBCPlumas BancorpCOM12,150$384.0K<0.1%00.0%UnchangedHistory
DXCDXC Technology CoStock11,498$386.0K<0.1%+71+0.6%AddedHistory
SCIService Corp InternationalCOM6,411$386.0K<0.1%+32+0.5%AddedHistory
NXHNeighborhood Intelligence, Inc.COM4,965$387.0K<0.1%+1,588+47.0%AddedHistory
Dimensional U.S. Small Cap ETF25434V500ETF6,747$388.0K<0.1%+365+5.7%Added–
NTRSNorthern Trust CorpCOM3,599$388.0K<0.1%−228−6.0%ReducedHistory
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF3,139$389.0K<0.1%+3,139New–
STTState Street CorpCOM4,595$389.0K<0.1%+318+7.4%AddedHistory
VMWVmware LLCCL A COM2,629$391.0K<0.1%−4,589−63.6%ReducedHistory
iShares Tr464288836U.S. PHARMA ETF2,141$392.0K<0.1%−62−2.8%Reduced–
Vanguard Emerging Markets Government Bond ETF921946885ETF5,022$393.0K<0.1%+1,724+52.3%Added–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,454$393.0K<0.1%+342+5.6%Added–
VMRKVivmark ResidentialSH BEN INT4,878$395.0K<0.1%−52−1.1%ReducedHistory
ASBAssociated Banc-CorpCOM18,422$395.0K<0.1%+7,645+70.9%AddedHistory
iShares Tr46435G409MSCI INTL VLU FT15,399$396.0K<0.1%+927+6.4%Added–
WisdomTree Tr97717X867EM LCL DEBT FD12,682$396.0K<0.1%−598−4.5%Reduced–
TTCToro CoCOM4,075$397.0K<0.1%−216−5.0%ReducedHistory
PAIWestern Asset Investment Grade Income Fund Inc.COM25,330$397.0K<0.1%00.0%UnchangedHistory
PENNPENN Entertainment, Inc.COM5,486$398.0K<0.1%−3,627−39.8%ReducedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A7,772$398.0K<0.1%+7,772NewHistory
Healthcare Realty Trust Inc42225P501CL A NEW13,441$399.0K<0.1%+20+0.1%Added–
SPDR Ser Tr78464A110FACTST INV ETF1,848$399.0K<0.1%−568−23.5%Reduced–
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF14,885$400.0K<0.1%+1,317+9.7%Added–
CUBECubeSmartREIT8,262$400.0K<0.1%−1,070−11.5%ReducedHistory
STAGSTAG Industrial, Inc.COM10,186$400.0K<0.1%+1,499+17.3%AddedHistory
Fidelity Covington Trust316092857MSCI RL EST ETF13,171$400.0K<0.1%+1,645+14.3%Added–

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$12.0K–
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6.00K
Yamana Gold Inc98462Y100COM–$3.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
iShares U.S. Medical Devices ETF464288810ETF–$1.00K
AAPLApple Inc.Stock–$1.00K
AGFirst Majestic Silver CorpCOM–$1.00K

Sold out since Q2 2021 (137)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG99,848$3.06M<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT16,860$1.60M<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM7,761$1.43M<0.1%History
Innovator ETFs Tr45782C243INVTOR 2 PLS 546,579$1.09M<0.1%–
Churchill Capital Corp IV171439102CL A35,525$1.02M<0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF17,682$876.0K<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN20,757$855.0K<0.1%–
MAAMid America Apartment Communities Inc.COM4,976$838.0K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF13,157$727.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A31,260$711.0K<0.1%–
Invesco Exch Traded FD Tr II46138G201S&P SMLCP MATL10,953$706.0K<0.1%–
FIVEFive Below, IncCOM3,491$675.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS7,090$662.0K<0.1%–
LKQLKQ CorpCOM13,395$659.0K<0.1%History
SUMSummit Materials, Inc.CL A17,520$611.0K<0.1%History
KNSAKiniksa Pharmaceuticals International, plcCOM CL A43,632$608.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A12,268$579.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO5,457$558.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL5,688$540.0K<0.1%–
APPNAppian CorpCL A3,836$528.0K<0.1%History
MDXGMimedx Group, Inc.COM37,598$470.0K<0.1%History
IRBTiRobot CorpCOM4,828$451.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/202528,100$443.0K<0.1%–
PRVBProvention Bio, Inc.COM51,451$434.0K<0.1%History
SFStifel Financial CorpCOM6,675$433.0K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM9,208$427.0K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF13,916$426.0K<0.1%–
TPICQTpi Composites, IncCOM8,332$403.0K<0.1%History
MGIMoneygram International IncCOM NEW39,501$398.0K<0.1%History
MTNVail Resorts IncCOM1,248$395.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A8,462$375.0K<0.1%History
LOGILogitech International S.A.SHS3,091$374.0K<0.1%History
Innovator ETFs Trust45782C326US EQTY BUFR MAY12,015$374.0K<0.1%–
DACDanaos CorpSHS4,850$372.0K<0.1%History
USCRU.S. Concrete, Inc.COM5,026$371.0K<0.1%History
HSKAHeska CorpCOM RESTRC NEW1,580$363.0K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR21,451$359.0K<0.1%History
TDGTransDigm Group INCCOM539$349.0K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD18,505$344.0K<0.1%History
MNDTMandiant, Inc.COM16,995$344.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,165$337.0K<0.1%–
USFDUS Foods Holding Corp.COM8,739$335.0K<0.1%History
MXIMMaxim Integrated Products IncCOM3,145$331.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,350$329.0K<0.1%History
CM Life Sciences Inc18978W109COM CL A23,500$329.0K<0.1%–
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,145$320.0K<0.1%–
PACKRanpak Holdings Corp.COM CL A12,755$319.0K<0.1%History
RLIRli CorpCOM2,890$302.0K<0.1%History
Tuscan Hldgs Corp90069K104COM22,050$301.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER8,060$299.0K<0.1%–
EHEHang Holdings LtdADS6,800$292.0K<0.1%History
iShares U S ETF Tr46431W838SHOR MAT MUN ETF5,774$290.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF4,275$289.0K<0.1%–
SPDR Series Trust78464A789ST STR SP INS7,391$285.0K<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM28,460$281.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,290$275.0K<0.1%–
Clover Health Investments, Corp.18914F111*W EXP 04/21/20254,000$275.0K<0.1%–
YETIYETI Holdings, Inc.COM2,965$272.0K<0.1%History
ELANElanco Animal Health IncCOM7,846$272.0K<0.1%History
CLRContinental Resources, IncCOM7,115$271.0K<0.1%History
NVCRNovoCure LtdORD SHS1,210$268.0K<0.1%History
PFPTProofpoint IncCOM1,524$265.0K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT17,177$257.0K<0.1%History
STNEStoneCo Ltd.COM3,814$256.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM21,160$253.0K<0.1%History
PZZAPapa Johns International IncStock2,413$252.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,725$252.0K<0.1%–
Collaborative Investmnt Ser19423L672THE SPAC AND NEW8,625$251.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF2,703$250.0K<0.1%–
SRPTSarepta Therapeutics, Inc.COM3,220$250.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM5,539$249.0K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,403$247.0K<0.1%History
CRSRCorsair Gaming, Inc.COM7,364$245.0K<0.1%History
SPDR Ser Tr78468R697S&P KENSHO INTLG5,120$245.0K<0.1%–
SIXSix Flags Entertainment CorpCOM5,628$244.0K<0.1%History
CTLTCatalent, Inc.COM2,251$243.0K<0.1%History
CPRICapri Holdings LtdSHS4,213$241.0K<0.1%History
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC2,052$241.0K<0.1%–
LINDLindblad Expeditions Holdings, Inc.Stock15,000$240.0K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR5,125$239.0K<0.1%–
TRTNTriton International LtdCL A4,567$239.0K<0.1%History
BROBrown & Brown, Inc.Stock4,439$236.0K<0.1%History
MTDMettler Toledo International IncCOM170$236.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF9,119$236.0K<0.1%–
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,198$234.0K<0.1%–
Health Assurn Acquisition Co42226W208UNIT 99/99/999922,500$234.0K<0.1%–
LTCLTC Properties IncREIT6,079$233.0K<0.1%History
IDCCInterDigital, Inc.COM3,167$231.0K<0.1%History
GPNGlobal Payments IncStock1,227$230.0K<0.1%History
Listed FD Tr53656F466MORGAN CREEK11,000$230.0K<0.1%–
NTESNetEase, Inc.SPONSORED ADS1,975$228.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM2,055$227.0K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,012$227.0K<0.1%History
CVACovanta Holding CorpCOM12,605$222.0K<0.1%History
EMEEMCOR Group, Inc.Stock1,783$220.0K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF4,675$217.0K<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,312$216.0K<0.1%–
MANManpowerGroup Inc.COM1,810$215.0K<0.1%History
UHTUniversal Health Realty Income TrustSH BEN INT3,483$214.0K<0.1%History
AGRAvangrid, Inc.COM4,164$214.0K<0.1%History