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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,945
+61 vs. Q2 2021
Portfolio value
$7.39B
+$299.1M (+4.2%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CFRCullen/Frost Bankers, Inc.COM2,443$290.0K<0.1%−1,624−39.9%ReducedHistory
ETWOE2open Parent Holdings, Inc.COM CL A25,700$290.0K<0.1%+25,700NewHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF4,409$291.0K<0.1%+154+3.6%Added–
GOODGladstone Commercial CorpCOM13,840$291.0K<0.1%+1,660+13.6%AddedHistory
VACMarriott Vacations Worldwide CorpCOM1,857$292.0K<0.1%−22−1.2%ReducedHistory
SONYSony Group CorpSPONSORED ADR2,639$292.0K<0.1%−205−7.2%ReducedHistory
First Tr Exchng Traded FD VI33740F839FT VEST US EQT8,415$293.0K<0.1%−1,000−10.6%Reduced–
BNTXBioNTech SESPONSORED ADS1,074$293.0K<0.1%+1,074NewHistory
iShares Tr46434VBK5IBONDS DEC21 ETF11,857$293.0K<0.1%+8+0.1%Added–
AAgilent Technologies, Inc.COM1,864$294.0K<0.1%+41+2.2%AddedHistory
LEALear CorpCOM NEW1,880$294.0K<0.1%−51−2.6%ReducedHistory
iShares Inc464286145MSCI FRONTIER8,667$294.0K<0.1%−12,008−58.1%Reduced–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,491$295.0K<0.1%+115+8.4%Added–
SANMSanmina CorpCOM7,647$295.0K<0.1%+2,500+48.6%AddedHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS3,271$295.0K<0.1%+190+6.2%AddedHistory
Indexiq ETF Tr45409B453IQ CNDRM ESG INT10,094$295.0K<0.1%+10,094New–
EPREpr PropertiesCOM SH BEN INT5,992$296.0K<0.1%+1,656+38.2%AddedHistory
Invesco Exchange Traded FD T46137V175S&P SML600 GWT1,855$296.0K<0.1%00.0%Unchanged–
CRHCRH Public Ltd CoADR6,338$296.0K<0.1%+31+0.5%AddedHistory
Cambria ETF Tr132061201SHSHLD YIELD ETF4,927$297.0K<0.1%−4,822−49.5%Reduced–
TYLTyler Technologies IncCOM648$297.0K<0.1%−79−10.9%ReducedHistory
iShares Tr46434VAX8IBONDS DEC23 ETF11,472$298.0K<0.1%+17+0.1%Added–
NCANuveen California Municipal Value FundCOM STK28,288$298.0K<0.1%−3,500−11.0%ReducedHistory
FLYYSpirit Aviation Holdings, Inc.COM11,504$298.0K<0.1%+11,504NewHistory
AZOAutoZone IncCOM176$299.0K<0.1%−12−6.4%ReducedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF7,678$300.0K<0.1%+675+9.6%Added–
SEICSEI Investments CoCOM5,058$300.0K<0.1%−537−9.6%ReducedHistory
FMCFMC CorpCOM NEW3,272$300.0K<0.1%+32+1.0%AddedHistory
RVTYRevvity, Inc.COM1,729$300.0K<0.1%+24+1.4%AddedHistory
UNMUnum GroupStock12,039$302.0K<0.1%+12,039NewHistory
SPHRSphere Entertainment Co.CL A4,149$302.0K<0.1%+1,298+45.5%AddedHistory
TOLToll Brothers, Inc.COM5,463$302.0K<0.1%−162−2.9%ReducedHistory
FULTFulton Financial CorpCOM19,760$302.0K<0.1%+400+2.1%AddedHistory
RCKTRocket Pharmaceuticals, Inc.COM10,095$302.0K<0.1%+3,807+60.5%AddedHistory
First Tr Exchng Traded FD VI33740U208FT VEST US EQT8,788$304.0K<0.1%+8,788New–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,281$304.0K<0.1%−162−2.5%Reduced–
iShares Tr46435U135CYBERSECURITY7,044$306.0K<0.1%−3,285−31.8%Reduced–
DMDesktop Metal, Inc.COM CL A42,721$306.0K<0.1%+21,596+102.2%AddedHistory
PORPortland General Electric CoCOM NEW6,532$307.0K<0.1%−100−1.5%ReducedHistory
iShares Tr464288869MICRO-CAP ETF2,124$307.0K<0.1%+340+19.1%Added–
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM14,457$308.0K<0.1%−1,566−9.8%ReducedHistory
iShares Tr46435U333FOCUSD VAL FAC5,610$308.0K<0.1%+848+17.8%Added–
Global X FDS37954Y681FOUNDER RUN CO9,075$312.0K<0.1%+475+5.5%Added–
EWBCEast West Bancorp IncCOM4,039$313.0K<0.1%−753−15.7%ReducedHistory
DBX ETF Tr233051432XTRACK USD HIGH7,821$313.0K<0.1%+1,593+25.6%Added–
JPINuveen Preferred Securities & Income Opportunities FundCOM12,625$313.0K<0.1%+2,051+19.4%AddedHistory
Innovator ETFs Trust45782C532US EQTY ULTRA B10,598$314.0K<0.1%00.0%Unchanged–
DTMDT Midstream, Inc.COMMON STOCK6,780$314.0K<0.1%+6,780NewHistory
DGXQuest Diagnostics IncCOM2,161$314.0K<0.1%+119+5.8%AddedHistory
Aim ETF Products Trust00888H307ALLIANZIM US EQ11,328$315.0K<0.1%+11,328New–
iShares U S ETF Tr46431W705INT RT HDG C B3,299$316.0K<0.1%−191−5.5%Reduced–
PAGSPagSeguro Digital Ltd.COM CL A6,110$316.0K<0.1%−10.0%ReducedHistory
SPDR Series Trust78464A755ST STR SP METAL7,585$317.0K<0.1%−8,534−52.9%Reduced–
PIMCO ETF Tr72201R30415+ YR US TIPS3,674$319.0K<0.1%+3,674New–
MCIBarings Corporate InvestorsCOM20,497$319.0K<0.1%−483−2.3%ReducedHistory
MCYMercury General CorpCOM5,749$320.0K<0.1%+92+1.6%AddedHistory
VLYValley National BancorpCOM24,087$321.0K<0.1%−741−3.0%ReducedHistory
First Tr Exch Traded FD III33739P889HORIZON DMST ETF10,041$321.0K<0.1%00.0%Unchanged–
LENLennar CorpCL A3,427$321.0K<0.1%−897−20.7%ReducedHistory
SPGSimon Property Group Inc.REIT2,475$322.0K<0.1%−75−2.9%ReducedHistory
LMNDLemonade, Inc.Stock4,800$322.0K<0.1%+296+6.6%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A29,903$322.0K<0.1%+6,496+27.8%AddedHistory
ARNAArena Pharmaceuticals IncCOM NEW5,423$323.0K<0.1%+5,423NewHistory
PAYCPaycom Software, Inc.Stock654$324.0K<0.1%+654NewHistory
LWLamb Weston Holdings, Inc.Stock5,278$324.0K<0.1%−49−0.9%ReducedHistory
Absolute Shs Tr00400R858WBI PWR FACTOR12,080$324.0K<0.1%+500+4.3%Added–
UDRUDR, Inc.COM6,111$324.0K<0.1%−56−0.9%ReducedHistory
Healthpeak Properties, Inc.71943U104COM18,414$324.0K<0.1%+2,982+19.3%Added–
WisdomTree Tr97717X701EUROPE HEDGED EQ4,268$325.0K<0.1%−595−12.2%Reduced–
CSLCarlisle Companies IncCOM1,636$325.0K<0.1%−121−6.9%ReducedHistory
iShares Tr464287374NORTH AMERN NAT11,064$325.0K<0.1%−99−0.9%Reduced–
WSCWillScot Holdings CorpCOM CL A10,236$325.0K<0.1%+347+3.5%AddedHistory
LOGCContextLogic Inc.COM CL A59,450$325.0K<0.1%+33,290+127.3%AddedHistory
ETF Managers Tr26924G888ETHO CLIMATE LEA5,465$325.0K<0.1%00.0%Unchanged–
Renaissance Cap Greenwich FD759937204IPO ETF5,059$325.0K<0.1%−314−5.8%Reduced–
SHAKShake Shack Inc.CL A4,171$327.0K<0.1%+760+22.3%AddedHistory
ProShares Tr74347G804K1 FRE CRD OIL5,540$327.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,313$329.0K<0.1%00.0%Unchanged–
NOVNOV Inc.COM25,309$332.0K<0.1%+10,446+70.3%AddedHistory
PCHPotlatchdeltic CorpCOM6,440$332.0K<0.1%+530+9.0%AddedHistory
WisdomTree Tr97717W869EUROPE SMCP DV4,619$332.0K<0.1%−511−10.0%Reduced–
iShares Inc464286517JP MORGAN EM ETF7,895$334.0K<0.1%+2,089+36.0%Added–
XLNXXilinx IncCOM2,213$334.0K<0.1%−170−7.1%ReducedHistory
Invesco Nasdaq 100 ETF46138G649ETF2,280$335.0K<0.1%+2,280New–
Advisorshares Tr00768Y453PURE US CANN ETF10,618$335.0K<0.1%+4,008+60.6%Added–
FVRRFiverr International Ltd.ORD SHS1,838$336.0K<0.1%−3,313−64.3%ReducedHistory
BAHBooz Allen Hamilton Holding CorpCL A4,241$337.0K<0.1%+4,241NewHistory
Janus Detroit STR Tr47103U100HENDERSN CAP ETF5,192$337.0K<0.1%+382+7.9%Added–
DXCMDexcom IncCOM616$337.0K<0.1%−1−0.2%ReducedHistory
Vanguard World FD921910873MEGA CAP INDEX2,210$337.0K<0.1%+620+39.0%Added–
Vanguard World FD921910725ESG INTL STK ETF5,464$337.0K<0.1%+431+8.6%Added–
iShares Tr464287697U.S. UTILITS ETF4,285$338.0K<0.1%+1,038+32.0%Added–
EXPDExpeditors International of Washington IncCOM2,841$338.0K<0.1%+73+2.6%AddedHistory
PIIPolaris Inc.Stock2,836$339.0K<0.1%+306+12.1%AddedHistory
TPLTexas Pacific Land CorpStock280$339.0K<0.1%+280NewHistory
RMDResmed IncCOM1,285$339.0K<0.1%−487−27.5%ReducedHistory
CPNGCoupang, Inc.CL A12,169$339.0K<0.1%+12,169NewHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM23,408$340.0K<0.1%+4,600+24.5%AddedHistory
AMEAmetek IncCOM2,747$341.0K<0.1%00.0%UnchangedHistory
TAPMolson Coors Beverage CoCL B7,379$342.0K<0.1%+1,586+27.4%AddedHistory

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$12.0K–
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6.00K
Yamana Gold Inc98462Y100COM–$3.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
iShares U.S. Medical Devices ETF464288810ETF–$1.00K
AAPLApple Inc.Stock–$1.00K
AGFirst Majestic Silver CorpCOM–$1.00K

Sold out since Q2 2021 (137)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG99,848$3.06M<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT16,860$1.60M<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM7,761$1.43M<0.1%History
Innovator ETFs Tr45782C243INVTOR 2 PLS 546,579$1.09M<0.1%–
Churchill Capital Corp IV171439102CL A35,525$1.02M<0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF17,682$876.0K<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN20,757$855.0K<0.1%–
MAAMid America Apartment Communities Inc.COM4,976$838.0K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF13,157$727.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A31,260$711.0K<0.1%–
Invesco Exch Traded FD Tr II46138G201S&P SMLCP MATL10,953$706.0K<0.1%–
FIVEFive Below, IncCOM3,491$675.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS7,090$662.0K<0.1%–
LKQLKQ CorpCOM13,395$659.0K<0.1%History
SUMSummit Materials, Inc.CL A17,520$611.0K<0.1%History
KNSAKiniksa Pharmaceuticals International, plcCOM CL A43,632$608.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A12,268$579.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO5,457$558.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL5,688$540.0K<0.1%–
APPNAppian CorpCL A3,836$528.0K<0.1%History
MDXGMimedx Group, Inc.COM37,598$470.0K<0.1%History
IRBTiRobot CorpCOM4,828$451.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/202528,100$443.0K<0.1%–
PRVBProvention Bio, Inc.COM51,451$434.0K<0.1%History
SFStifel Financial CorpCOM6,675$433.0K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM9,208$427.0K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF13,916$426.0K<0.1%–
TPICQTpi Composites, IncCOM8,332$403.0K<0.1%History
MGIMoneygram International IncCOM NEW39,501$398.0K<0.1%History
MTNVail Resorts IncCOM1,248$395.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A8,462$375.0K<0.1%History
LOGILogitech International S.A.SHS3,091$374.0K<0.1%History
Innovator ETFs Trust45782C326US EQTY BUFR MAY12,015$374.0K<0.1%–
DACDanaos CorpSHS4,850$372.0K<0.1%History
USCRU.S. Concrete, Inc.COM5,026$371.0K<0.1%History
HSKAHeska CorpCOM RESTRC NEW1,580$363.0K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR21,451$359.0K<0.1%History
TDGTransDigm Group INCCOM539$349.0K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD18,505$344.0K<0.1%History
MNDTMandiant, Inc.COM16,995$344.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,165$337.0K<0.1%–
USFDUS Foods Holding Corp.COM8,739$335.0K<0.1%History
MXIMMaxim Integrated Products IncCOM3,145$331.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,350$329.0K<0.1%History
CM Life Sciences Inc18978W109COM CL A23,500$329.0K<0.1%–
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,145$320.0K<0.1%–
PACKRanpak Holdings Corp.COM CL A12,755$319.0K<0.1%History
RLIRli CorpCOM2,890$302.0K<0.1%History
Tuscan Hldgs Corp90069K104COM22,050$301.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER8,060$299.0K<0.1%–
EHEHang Holdings LtdADS6,800$292.0K<0.1%History
iShares U S ETF Tr46431W838SHOR MAT MUN ETF5,774$290.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF4,275$289.0K<0.1%–
SPDR Series Trust78464A789ST STR SP INS7,391$285.0K<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM28,460$281.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,290$275.0K<0.1%–
Clover Health Investments, Corp.18914F111*W EXP 04/21/20254,000$275.0K<0.1%–
YETIYETI Holdings, Inc.COM2,965$272.0K<0.1%History
ELANElanco Animal Health IncCOM7,846$272.0K<0.1%History
CLRContinental Resources, IncCOM7,115$271.0K<0.1%History
NVCRNovoCure LtdORD SHS1,210$268.0K<0.1%History
PFPTProofpoint IncCOM1,524$265.0K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT17,177$257.0K<0.1%History
STNEStoneCo Ltd.COM3,814$256.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM21,160$253.0K<0.1%History
PZZAPapa Johns International IncStock2,413$252.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,725$252.0K<0.1%–
Collaborative Investmnt Ser19423L672THE SPAC AND NEW8,625$251.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF2,703$250.0K<0.1%–
SRPTSarepta Therapeutics, Inc.COM3,220$250.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM5,539$249.0K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,403$247.0K<0.1%History
CRSRCorsair Gaming, Inc.COM7,364$245.0K<0.1%History
SPDR Ser Tr78468R697S&P KENSHO INTLG5,120$245.0K<0.1%–
SIXSix Flags Entertainment CorpCOM5,628$244.0K<0.1%History
CTLTCatalent, Inc.COM2,251$243.0K<0.1%History
CPRICapri Holdings LtdSHS4,213$241.0K<0.1%History
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC2,052$241.0K<0.1%–
LINDLindblad Expeditions Holdings, Inc.Stock15,000$240.0K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR5,125$239.0K<0.1%–
TRTNTriton International LtdCL A4,567$239.0K<0.1%History
BROBrown & Brown, Inc.Stock4,439$236.0K<0.1%History
MTDMettler Toledo International IncCOM170$236.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF9,119$236.0K<0.1%–
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,198$234.0K<0.1%–
Health Assurn Acquisition Co42226W208UNIT 99/99/999922,500$234.0K<0.1%–
LTCLTC Properties IncREIT6,079$233.0K<0.1%History
IDCCInterDigital, Inc.COM3,167$231.0K<0.1%History
GPNGlobal Payments IncStock1,227$230.0K<0.1%History
Listed FD Tr53656F466MORGAN CREEK11,000$230.0K<0.1%–
NTESNetEase, Inc.SPONSORED ADS1,975$228.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM2,055$227.0K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,012$227.0K<0.1%History
CVACovanta Holding CorpCOM12,605$222.0K<0.1%History
EMEEMCOR Group, Inc.Stock1,783$220.0K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF4,675$217.0K<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,312$216.0K<0.1%–
MANManpowerGroup Inc.COM1,810$215.0K<0.1%History
UHTUniversal Health Realty Income TrustSH BEN INT3,483$214.0K<0.1%History
AGRAvangrid, Inc.COM4,164$214.0K<0.1%History