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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,945
+61 vs. Q2 2021
Portfolio value
$7.39B
+$299.1M (+4.2%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE5,196$219.0K<0.1%00.0%Unchanged–
AVBAvalonbay Communities IncCOM986$219.0K<0.1%−59−5.6%ReducedHistory
COOCooper Companies, Inc.COM NEW530$219.0K<0.1%+530NewHistory
MESOMesoblast LtdSPONS ADR36,500$219.0K<0.1%+11,000+43.1%AddedHistory
PSECProspect Capital CorpCOM28,635$220.0K<0.1%00.0%UnchangedHistory
RMTRoyce Micro-Cap Trust, Inc.COM19,235$220.0K<0.1%−550−2.8%ReducedHistory
LEUCentrus Energy CorpStock5,715$221.0K<0.1%+5,715NewHistory
FBINFortune Brands Innovations, Inc.COM2,468$221.0K<0.1%−170−6.4%ReducedHistory
FOXAFox CorpCL A COM5,520$221.0K<0.1%+5,520NewHistory
XFLTXAI Floating Rate & Alternative Income TrustCOM25,750$221.0K<0.1%+25,750NewHistory
CCKCrown Holdings, Inc.COM2,200$222.0K<0.1%00.0%UnchangedHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF3,974$222.0K<0.1%−385−8.8%Reduced–
RNGRingCentral, Inc.CL A1,022$222.0K<0.1%+1,022NewHistory
BIGGQFormer BL Stores IncCOM5,130$222.0K<0.1%+640+14.3%AddedHistory
Innovator ETFs Trust45782C722INTRNL DEV JULY9,184$223.0K<0.1%+9,184New–
AMNAmn Healthcare Services IncCOM1,945$223.0K<0.1%+1,945NewHistory
ONOn Semiconductor CorpStock4,908$225.0K<0.1%−2,243−31.4%ReducedHistory
UAAUnder Armour, Inc.Stock11,164$225.0K<0.1%−22,279−66.6%ReducedHistory
HOMBHome Bancshares IncCOM9,564$225.0K<0.1%00.0%UnchangedHistory
Innovator ETFs Trust45782C391US EQTY BUFR MAR6,823$225.0K<0.1%−2,004−22.7%Reduced–
SPDR Series Trust78468R739ST NUVE TERM ETF4,561$225.0K<0.1%−3,859−45.8%Reduced–
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM38,174$225.0K<0.1%−1,149−2.9%ReducedHistory
First Tr Exchng Traded FD VI33740F649FT VEST NAS10,198$226.0K<0.1%00.0%Unchanged–
iShares Tr46436E619ESG ADVAN ETF4,561$226.0K<0.1%+4,561New–
Listed FDS Tr53656F623HORI KI INFL ETF7,751$226.0K<0.1%+7,751New–
First Tr Exchng Traded FD VI33740F656FT VEST INTE10,607$226.0K<0.1%00.0%Unchanged–
John Hancock Exchange Traded47804J883MLTFACTR INDLS4,494$226.0K<0.1%+56+1.3%Added–
PLUGPlug Power IncStock8,889$227.0K<0.1%+2,046+29.9%AddedHistory
RHPRyman Hospitality Properties, Inc.COM2,716$227.0K<0.1%+2,716NewHistory
SPDR Index Shs FDS78463X533ST MAR DIVID ETF7,652$227.0K<0.1%+7,652New–
HTGCHercules Capital, Inc.COM13,683$227.0K<0.1%+3,190+30.4%AddedHistory
Fidelity MSCI Materials Index ETF316092881ETF5,156$228.0K<0.1%+122+2.4%Added–
NYTNew York Times CoCL A4,630$228.0K<0.1%+4,630NewHistory
ZYXIZynex IncCOM20,000$228.0K<0.1%+20,000NewHistory
CDNACareDx, Inc.COM3,610$229.0K<0.1%+300+9.1%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM14,180$230.0K<0.1%00.0%UnchangedHistory
CACICACI International IncCL A879$230.0K<0.1%+23+2.7%AddedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A7,617$231.0K<0.1%−14−0.2%ReducedHistory
ERICEricsson LM Telephone CoADR B SEK 1020,652$231.0K<0.1%−6,355−23.5%ReducedHistory
Sprott ETF Trust85210B201JR GOLD MINERS E6,243$231.0K<0.1%00.0%Unchanged–
Columbia ETF Tr II19762B707INDIA CONSMR ETF4,055$232.0K<0.1%00.0%Unchanged–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,283$232.0K<0.1%+2,283New–
NHINational Health Investors IncCOM4,331$232.0K<0.1%00.0%UnchangedHistory
Innovator ETFs Trust45782C755US EQTY BUFR JUN7,074$232.0K<0.1%−14,001−66.4%Reduced–
TRMBTrimble Inc.COM2,839$234.0K<0.1%+2,839NewHistory
SDCSmileDirectClub, Inc.CL A COM43,989$234.0K<0.1%+5,043+12.9%AddedHistory
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,526$235.0K<0.1%−1,105−14.5%Reduced–
SIVBSVB Financial GroupCOM363$235.0K<0.1%−110−23.3%ReducedHistory
TYGTortoise Energy Infrastructure CorpCOM8,669$235.0K<0.1%+8,669NewHistory
AIMCAltra Industrial Motion Corp.COM4,255$236.0K<0.1%+145+3.5%AddedHistory
Genius Sports LtdG3934V117COM33,000$236.0K<0.1%+11,500+53.5%Added–
iShares Tr464287390LATN AMER 40 ETF8,921$237.0K<0.1%+2,240+33.5%Added–
GRBKGreen Brick Partners, Inc.COM11,565$237.0K<0.1%−513−4.2%ReducedHistory
First Tr Exchange-Traded FD33734X184UTILITIES ALPH8,014$237.0K<0.1%+860+12.0%Added–
BYNDBeyond Meat, Inc.COM2,247$237.0K<0.1%−975−30.3%ReducedHistory
SHLXShell Midstream Partners, L.P.UNIT LTD INT20,150$237.0K<0.1%+4,450+28.3%AddedHistory
FCTFirst Trust Senior Floating Rate Income Fund IICOM19,461$238.0K<0.1%+4,127+26.9%AddedHistory
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM13,958$239.0K<0.1%−278−2.0%ReducedHistory
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF7,752$239.0K<0.1%+652+9.2%Added–
STLDSteel Dynamics IncCOM4,088$239.0K<0.1%−654−13.8%ReducedHistory
NGGNational Grid PLCSPONSORED ADR NE4,023$240.0K<0.1%+4,023NewHistory
SPDR Index Shs FDS78463X400SP CHINA ETF2,172$240.0K<0.1%−234−9.7%Reduced–
NSANational Storage Affiliates TrustCOM SHS BEN IN4,550$240.0K<0.1%−484−9.6%ReducedHistory
CMSCMS Energy CorpCOM4,012$240.0K<0.1%+60+1.5%AddedHistory
SPCEVirgin Galactic Holdings, IncCOM9,541$241.0K<0.1%−60−0.6%ReducedHistory
Silvercrest Metals Inc828363101COM34,595$242.0K<0.1%+3,466+11.1%Added–
iShares Tr46436E767ESG MSCI USA ETF6,703$242.0K<0.1%+6,703New–
WisdomTree Tr97717W570US MIDCAP FUND4,671$243.0K<0.1%+4+0.1%Added–
GDDYGoDaddy Inc.CL A3,494$244.0K<0.1%+382+12.3%AddedHistory
ProShares Tr74347B607INVT INT RT HG3,230$244.0K<0.1%−213−6.2%Reduced–
LECOLincoln Electric Holdings IncCOM1,898$244.0K<0.1%−105−5.2%ReducedHistory
AIGAmerican International Group, Inc.Stock4,458$245.0K<0.1%+4,458NewHistory
JBLUJetBlue Airways CorpCOM16,056$245.0K<0.1%+1,950+13.8%AddedHistory
FNBFNB CorpCOM21,066$245.0K<0.1%+1,413+7.2%AddedHistory
INSMINSMED IncCOM PAR $.018,905$245.0K<0.1%+8,905NewHistory
SGENSeagen Inc.COM1,444$245.0K<0.1%−80−5.2%ReducedHistory
Timothy Plan887432284US LARGE MID CP10,018$245.0K<0.1%+10,018New–
TTWOTake Two Interactive Software IncCOM1,597$246.0K<0.1%+110+7.4%AddedHistory
BMBLBumble Inc.COM CL A4,916$246.0K<0.1%+4,916NewHistory
CMOCapstead Mortgage CorpCOM NO PAR36,761$246.0K<0.1%+511+1.4%AddedHistory
INGING Groep NVSPONSORED ADR17,066$247.0K<0.1%−226−1.3%ReducedHistory
First Tr Exch TRD Alphdx FD33737J802INDIA NFTY50 EQW5,016$247.0K<0.1%+5,016New–
LBRDKLiberty Broadband CorpCOM SER C1,430$247.0K<0.1%−245−14.6%ReducedHistory
Pacer Trendpilot International ETF69374H683ETF8,685$248.0K<0.1%00.0%Unchanged–
iShares Tr46435U366SELF DRIVNG EV5,152$248.0K<0.1%+980+23.5%Added–
Alps Clean Energy ETF00162Q460ETF3,770$249.0K<0.1%+3,770New–
HIGHartford Insurance Group, Inc.Stock3,545$249.0K<0.1%+3,545NewHistory
MCMoelis & CoCL A4,030$249.0K<0.1%+4,030NewHistory
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF12,856$250.0K<0.1%−8,271−39.1%Reduced–
LSILife Storage, Inc.COM2,179$250.0K<0.1%−33−1.5%ReducedHistory
iShares Tr46435G789IBONDS DEC20219,795$251.0K<0.1%00.0%Unchanged–
KSUKansas City SouthernCOM NEW928$251.0K<0.1%−1,338−59.0%ReducedHistory
MGEEMge Energy IncCOM3,435$252.0K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C14,356$252.0K<0.1%−2,236−13.5%ReducedHistory
COUPCoupa Software IncCOM1,152$252.0K<0.1%−850−42.5%ReducedHistory
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF2,126$252.0K<0.1%+265+14.2%Added–
VSTOVista Outdoor Inc.COM6,252$252.0K<0.1%−1,318−17.4%ReducedHistory
EHCEncompass Health CorpCOM3,388$254.0K<0.1%+5+0.1%AddedHistory
MTCHMatch Group, Inc.COM1,616$254.0K<0.1%−294−15.4%ReducedHistory
T Rowe Price Exchange-Traded87283Q107PRICE BLUE CHIP7,954$254.0K<0.1%+7,954New–

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$12.0K–
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6.00K
Yamana Gold Inc98462Y100COM–$3.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
iShares U.S. Medical Devices ETF464288810ETF–$1.00K
AAPLApple Inc.Stock–$1.00K
AGFirst Majestic Silver CorpCOM–$1.00K

Sold out since Q2 2021 (137)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG99,848$3.06M<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT16,860$1.60M<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM7,761$1.43M<0.1%History
Innovator ETFs Tr45782C243INVTOR 2 PLS 546,579$1.09M<0.1%–
Churchill Capital Corp IV171439102CL A35,525$1.02M<0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF17,682$876.0K<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN20,757$855.0K<0.1%–
MAAMid America Apartment Communities Inc.COM4,976$838.0K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF13,157$727.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A31,260$711.0K<0.1%–
Invesco Exch Traded FD Tr II46138G201S&P SMLCP MATL10,953$706.0K<0.1%–
FIVEFive Below, IncCOM3,491$675.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS7,090$662.0K<0.1%–
LKQLKQ CorpCOM13,395$659.0K<0.1%History
SUMSummit Materials, Inc.CL A17,520$611.0K<0.1%History
KNSAKiniksa Pharmaceuticals International, plcCOM CL A43,632$608.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A12,268$579.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO5,457$558.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL5,688$540.0K<0.1%–
APPNAppian CorpCL A3,836$528.0K<0.1%History
MDXGMimedx Group, Inc.COM37,598$470.0K<0.1%History
IRBTiRobot CorpCOM4,828$451.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/202528,100$443.0K<0.1%–
PRVBProvention Bio, Inc.COM51,451$434.0K<0.1%History
SFStifel Financial CorpCOM6,675$433.0K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM9,208$427.0K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF13,916$426.0K<0.1%–
TPICQTpi Composites, IncCOM8,332$403.0K<0.1%History
MGIMoneygram International IncCOM NEW39,501$398.0K<0.1%History
MTNVail Resorts IncCOM1,248$395.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A8,462$375.0K<0.1%History
LOGILogitech International S.A.SHS3,091$374.0K<0.1%History
Innovator ETFs Trust45782C326US EQTY BUFR MAY12,015$374.0K<0.1%–
DACDanaos CorpSHS4,850$372.0K<0.1%History
USCRU.S. Concrete, Inc.COM5,026$371.0K<0.1%History
HSKAHeska CorpCOM RESTRC NEW1,580$363.0K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR21,451$359.0K<0.1%History
TDGTransDigm Group INCCOM539$349.0K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD18,505$344.0K<0.1%History
MNDTMandiant, Inc.COM16,995$344.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,165$337.0K<0.1%–
USFDUS Foods Holding Corp.COM8,739$335.0K<0.1%History
MXIMMaxim Integrated Products IncCOM3,145$331.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,350$329.0K<0.1%History
CM Life Sciences Inc18978W109COM CL A23,500$329.0K<0.1%–
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,145$320.0K<0.1%–
PACKRanpak Holdings Corp.COM CL A12,755$319.0K<0.1%History
RLIRli CorpCOM2,890$302.0K<0.1%History
Tuscan Hldgs Corp90069K104COM22,050$301.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER8,060$299.0K<0.1%–
EHEHang Holdings LtdADS6,800$292.0K<0.1%History
iShares U S ETF Tr46431W838SHOR MAT MUN ETF5,774$290.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF4,275$289.0K<0.1%–
SPDR Series Trust78464A789ST STR SP INS7,391$285.0K<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM28,460$281.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,290$275.0K<0.1%–
Clover Health Investments, Corp.18914F111*W EXP 04/21/20254,000$275.0K<0.1%–
YETIYETI Holdings, Inc.COM2,965$272.0K<0.1%History
ELANElanco Animal Health IncCOM7,846$272.0K<0.1%History
CLRContinental Resources, IncCOM7,115$271.0K<0.1%History
NVCRNovoCure LtdORD SHS1,210$268.0K<0.1%History
PFPTProofpoint IncCOM1,524$265.0K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT17,177$257.0K<0.1%History
STNEStoneCo Ltd.COM3,814$256.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM21,160$253.0K<0.1%History
PZZAPapa Johns International IncStock2,413$252.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,725$252.0K<0.1%–
Collaborative Investmnt Ser19423L672THE SPAC AND NEW8,625$251.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF2,703$250.0K<0.1%–
SRPTSarepta Therapeutics, Inc.COM3,220$250.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM5,539$249.0K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,403$247.0K<0.1%History
CRSRCorsair Gaming, Inc.COM7,364$245.0K<0.1%History
SPDR Ser Tr78468R697S&P KENSHO INTLG5,120$245.0K<0.1%–
SIXSix Flags Entertainment CorpCOM5,628$244.0K<0.1%History
CTLTCatalent, Inc.COM2,251$243.0K<0.1%History
CPRICapri Holdings LtdSHS4,213$241.0K<0.1%History
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC2,052$241.0K<0.1%–
LINDLindblad Expeditions Holdings, Inc.Stock15,000$240.0K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR5,125$239.0K<0.1%–
TRTNTriton International LtdCL A4,567$239.0K<0.1%History
BROBrown & Brown, Inc.Stock4,439$236.0K<0.1%History
MTDMettler Toledo International IncCOM170$236.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF9,119$236.0K<0.1%–
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,198$234.0K<0.1%–
Health Assurn Acquisition Co42226W208UNIT 99/99/999922,500$234.0K<0.1%–
LTCLTC Properties IncREIT6,079$233.0K<0.1%History
IDCCInterDigital, Inc.COM3,167$231.0K<0.1%History
GPNGlobal Payments IncStock1,227$230.0K<0.1%History
Listed FD Tr53656F466MORGAN CREEK11,000$230.0K<0.1%–
NTESNetEase, Inc.SPONSORED ADS1,975$228.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM2,055$227.0K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,012$227.0K<0.1%History
CVACovanta Holding CorpCOM12,605$222.0K<0.1%History
EMEEMCOR Group, Inc.Stock1,783$220.0K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF4,675$217.0K<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,312$216.0K<0.1%–
MANManpowerGroup Inc.COM1,810$215.0K<0.1%History
UHTUniversal Health Realty Income TrustSH BEN INT3,483$214.0K<0.1%History
AGRAvangrid, Inc.COM4,164$214.0K<0.1%History