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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,945
+61 vs. Q2 2021
Portfolio value
$7.39B
+$299.1M (+4.2%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
JMPJMP Group LLCCOM21,203$158.0K<0.1%−5,000−19.1%ReducedHistory
BBBLACKBERRY LtdCOM16,383$159.0K<0.1%−9,005−35.5%ReducedHistory
AMAntero Midstream CorpStock15,369$160.0K<0.1%+369+2.5%AddedHistory
PAVMPAVmed Inc.COM18,694$160.0K<0.1%00.0%UnchangedHistory
BKTBlackRock Income Trust, Inc.COM26,346$161.0K<0.1%−2,546−8.8%ReducedHistory
APTSPreferred Apartment Communities IncCOM13,135$161.0K<0.1%+13,135NewHistory
VKQInvesco Municipal TrustCOM12,073$162.0K<0.1%+20.0%AddedHistory
NMSNuveen Minnesota Quality Municipal Income FundSHS10,249$164.0K<0.1%+10,249NewHistory
NANNuveen New York Quality Municipal Income FundCOM11,186$165.0K<0.1%00.0%UnchangedHistory
UWMCUWM Holdings CorpCOM CL A23,903$166.0K<0.1%+9,366+64.4%AddedHistory
INSGInseego Corp.COM25,490$170.0K<0.1%+1,246+5.1%AddedHistory
CLNEClean Energy Fuels Corp.COM20,938$171.0K<0.1%+8,585+69.5%AddedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD25,032$171.0K<0.1%+377+1.5%AddedHistory
NNYNuveen New York Municipal Value FundCOM17,500$175.0K<0.1%+17,500NewHistory
AGIAlamos Gold IncStock24,500$176.0K<0.1%+5,497+28.9%AddedHistory
BARGraniteShares Gold TrustSHS BEN INT10,092$176.0K<0.1%+10,092NewHistory
IGRCbre Global Real Estate Income FundCOM21,230$177.0K<0.1%−168−0.8%ReducedHistory
MOMOHello Group Inc.ADS16,729$177.0K<0.1%+2,004+13.6%AddedHistory
PCFHigh Income Securities FundSHS BEN INT20,220$177.0K<0.1%+8,120+67.1%AddedHistory
PFNPIMCO Income Strategy Fund IICOM17,622$179.0K<0.1%+4,220+31.5%AddedHistory
RFICohen & Steers Total Return Realty Fund IncCOM11,047$180.0K<0.1%+825+8.1%AddedHistory
GRNQGreenpro Capital Corp.COM291,423$181.0K<0.1%00.0%UnchangedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM12,397$182.0K<0.1%00.0%UnchangedHistory
SCSSteelcase IncCL A14,355$182.0K<0.1%−139−1.0%ReducedHistory
NACNuveen California Quality Municipal Income FundCOM11,668$183.0K<0.1%−133−1.1%ReducedHistory
FTFFranklin Ltd Duration Income TrustCOM20,237$184.0K<0.1%+4,556+29.1%AddedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT19,379$184.0K<0.1%00.0%UnchangedHistory
Ironsource LtdM5R75Y101CL A ORD SHS17,100$186.0K<0.1%+100+0.6%Added–
Solid Power, Inc.24279D105CLASS A COM18,600$187.0K<0.1%−3,000−13.9%Reduced–
LENZLENZ Therapeutics, Inc.COM11,400$187.0K<0.1%+11,400NewHistory
BLDPBallard Power Systems Inc.COM13,465$189.0K<0.1%+2,061+18.1%AddedHistory
FSMFortuna Mining Corp.COM48,200$189.0K<0.1%+9,000+23.0%AddedHistory
ASTRAstra Space, Inc.Common Stock21,800$189.0K<0.1%+21,800NewHistory
Global X FDS37950E549GLB X SUPERDIV14,460$191.0K<0.1%+4,338+42.9%Added–
ORANYOrangeSPONSORED ADR17,755$192.0K<0.1%+17,755NewHistory
EFREaton Vance Senior Floating-Rate TrustCOM13,273$194.0K<0.1%+2,087+18.7%AddedHistory
NQPNuveen Pennsylvania Quality Municipal Income FundCOM13,271$196.0K<0.1%+900+7.3%AddedHistory
ORIOld Republic International CorpCOM8,627$200.0K<0.1%+8,627NewHistory
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL1,151$200.0K<0.1%−931−44.7%Reduced–
iShares Inc464286681MSCI EQUAL WEITE2,393$200.0K<0.1%+6+0.3%Added–
AXGNAxogen, Inc.COM12,685$200.0K<0.1%+12,685NewHistory
ITGRInteger Holdings CorpCOM2,239$200.0K<0.1%00.0%UnchangedHistory
FCFFirst Commonwealth Financial CorpCOM14,661$200.0K<0.1%+724+5.2%AddedHistory
CQPCheniere Energy Partners, L.P.COM UNIT4,915$200.0K<0.1%+4,915NewHistory
BCATBlackRock Capital Allocation Term TrustCOM9,914$200.0K<0.1%+9,914NewHistory
PRKPark National CorpCOM1,641$200.0K<0.1%+1,641NewHistory
PCQPIMCO California Municipal Income FundCOM10,581$200.0K<0.1%+27+0.3%AddedHistory
SEESealed Air CorpCOM3,667$201.0K<0.1%+70+1.9%AddedHistory
Invesco Exch Traded FD Tr II46138E628KBW BK ETF3,002$201.0K<0.1%−434−12.6%Reduced–
PBProsperity Bancshares IncCOM2,826$201.0K<0.1%00.0%UnchangedHistory
KMPRKEMPER CorpCOM3,009$201.0K<0.1%+3,009NewHistory
KSSKOHLS CorpStock4,280$202.0K<0.1%+4,280NewHistory
NDAQNasdaq, Inc.COM1,046$202.0K<0.1%+1,046NewHistory
J P Morgan Exchange-Traded F46641Q795US DIVIDEND6,373$202.0K<0.1%+6,373New–
COOPMaverick Merger Sub 2, LLCCOM4,902$202.0K<0.1%+4,902NewHistory
SWNSouthwestern Energy CoCOM36,517$202.0K<0.1%+7,772+27.0%AddedHistory
RITMRithm Capital Corp.REIT18,434$203.0K<0.1%−5,459−22.8%ReducedHistory
NIEVirtus Equity & Convertible Income FundCOM6,895$203.0K<0.1%+6,895NewHistory
ELMEElme CommunitiesSH BEN INT8,210$203.0K<0.1%+8,210NewHistory
PSXPPhillips 66 Partners LPCOM UNIT REP INT5,666$203.0K<0.1%+5,666NewHistory
TECHBIO-TECHNE CorpCOM420$204.0K<0.1%+420NewHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,345$204.0K<0.1%+93+4.1%AddedHistory
CCChemours CoStock7,067$205.0K<0.1%−293−4.0%ReducedHistory
KEYKeycorpCOM9,517$206.0K<0.1%+9,517NewHistory
First Tr Exchange Traded FD33738R878DORSEY WRIGHT5,865$206.0K<0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740F847FT VEST US EQT5,397$206.0K<0.1%+5,397New–
SUNSunoco LPCOM UT REP LP5,513$206.0K<0.1%+5,513NewHistory
AUAngloGold Ashanti PLCSPONSORED ADR12,888$206.0K<0.1%+1,800+16.2%AddedHistory
Innovator ETFs Tr45782C185DOUBLE STKER OCT6,637$206.0K<0.1%−253,735−97.5%Reduced–
ADER26 Capital Acquisition Corp.COM CL A21,200$206.0K<0.1%−47,700−69.2%ReducedHistory
HIXWestern Asset High Income Fund II Inc.COM28,881$207.0K<0.1%+5,165+21.8%AddedHistory
TCMDTactile Systems Technology IncCOM4,666$207.0K<0.1%00.0%UnchangedHistory
LAZRQLuminar Technologies, Inc.COM CL A13,296$207.0K<0.1%+145+1.1%AddedHistory
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT4,491$208.0K<0.1%−258−5.4%ReducedHistory
HPSJohn Hancock Preferred Income Fund IIICOM11,105$208.0K<0.1%+11,105NewHistory
OLEDUniversal Display CorpCOM1,221$209.0K<0.1%+83+7.3%AddedHistory
ACBAurora Cannabis IncCOM30,189$209.0K<0.1%+16,852+126.4%AddedHistory
Global X FDS37954Y764MILL THEMC ETF4,864$209.0K<0.1%+4,864New–
AIC3.ai, Inc.Stock4,531$210.0K<0.1%+4,531NewHistory
iShares Inc46434G764MSCI EMRG CHN3,457$210.0K<0.1%+3,457New–
HOLXHologic IncCOM2,843$210.0K<0.1%+2,843NewHistory
IAAIAA, Inc.COM3,842$210.0K<0.1%+3,842NewHistory
NFGNational Fuel Gas CoStock4,024$211.0K<0.1%−150−3.6%ReducedHistory
UNFIUnited Natural Foods IncCOM4,352$211.0K<0.1%+4,352NewHistory
HSTHost Hotels & Resorts, Inc.COM12,918$211.0K<0.1%+12,918NewHistory
Victory Portfolios II92647N691VICTORYSHS US5,519$211.0K<0.1%+32+0.6%Added–
TDCTeradata CorpStock3,702$212.0K<0.1%−1,993−35.0%ReducedHistory
FFAFirst Trust Enhanced Equity Income FundCOM10,740$212.0K<0.1%+760+7.6%AddedHistory
SVF Investment Corp.G8601L102CL A SHS21,750$212.0K<0.1%−19,500−47.3%Reduced–
Kraneshares Trust500767306CSI CHI INTERNET4,510$213.0K<0.1%+4,510New–
CEMClearBridge MLP & Midstream Fund Inc.COM7,854$213.0K<0.1%00.0%UnchangedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM13,090$215.0K<0.1%−7,791−37.3%ReducedHistory
VALEVale S.A.SPONSORED ADS15,405$215.0K<0.1%+2,267+17.3%AddedHistory
GRMNGarmin LtdSHS1,381$215.0K<0.1%+1,381NewHistory
INFOIHS Markit Ltd.SHS1,840$215.0K<0.1%−342−15.7%ReducedHistory
WSTWest Pharmaceutical Services IncCOM509$216.0K<0.1%+509NewHistory
TRIThomson Reuters CorpCOM NEW1,957$216.0K<0.1%+1,957NewHistory
CANFCan-Fite BioPharma Ltd.SPONSORED ADS130,776$217.0K<0.1%−26,536−16.9%ReducedHistory
Guggenheim Enhanced Equity I40167B100COM23,525$218.0K<0.1%+1,852+8.5%Added–
iShares Tr46434VBA7IBONDS DEC22 ETF8,622$218.0K<0.1%00.0%Unchanged–

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$12.0K–
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6.00K
Yamana Gold Inc98462Y100COM–$3.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
iShares U.S. Medical Devices ETF464288810ETF–$1.00K
AAPLApple Inc.Stock–$1.00K
AGFirst Majestic Silver CorpCOM–$1.00K

Sold out since Q2 2021 (137)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG99,848$3.06M<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT16,860$1.60M<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM7,761$1.43M<0.1%History
Innovator ETFs Tr45782C243INVTOR 2 PLS 546,579$1.09M<0.1%–
Churchill Capital Corp IV171439102CL A35,525$1.02M<0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF17,682$876.0K<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN20,757$855.0K<0.1%–
MAAMid America Apartment Communities Inc.COM4,976$838.0K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF13,157$727.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A31,260$711.0K<0.1%–
Invesco Exch Traded FD Tr II46138G201S&P SMLCP MATL10,953$706.0K<0.1%–
FIVEFive Below, IncCOM3,491$675.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS7,090$662.0K<0.1%–
LKQLKQ CorpCOM13,395$659.0K<0.1%History
SUMSummit Materials, Inc.CL A17,520$611.0K<0.1%History
KNSAKiniksa Pharmaceuticals International, plcCOM CL A43,632$608.0K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A12,268$579.0K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO5,457$558.0K<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL5,688$540.0K<0.1%–
APPNAppian CorpCL A3,836$528.0K<0.1%History
MDXGMimedx Group, Inc.COM37,598$470.0K<0.1%History
IRBTiRobot CorpCOM4,828$451.0K<0.1%History
CM Life Sciences Inc18978W208UNIT 09/01/202528,100$443.0K<0.1%–
PRVBProvention Bio, Inc.COM51,451$434.0K<0.1%History
SFStifel Financial CorpCOM6,675$433.0K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM9,208$427.0K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF13,916$426.0K<0.1%–
TPICQTpi Composites, IncCOM8,332$403.0K<0.1%History
MGIMoneygram International IncCOM NEW39,501$398.0K<0.1%History
MTNVail Resorts IncCOM1,248$395.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A8,462$375.0K<0.1%History
LOGILogitech International S.A.SHS3,091$374.0K<0.1%History
Innovator ETFs Trust45782C326US EQTY BUFR MAY12,015$374.0K<0.1%–
DACDanaos CorpSHS4,850$372.0K<0.1%History
USCRU.S. Concrete, Inc.COM5,026$371.0K<0.1%History
HSKAHeska CorpCOM RESTRC NEW1,580$363.0K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR21,451$359.0K<0.1%History
TDGTransDigm Group INCCOM539$349.0K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD18,505$344.0K<0.1%History
MNDTMandiant, Inc.COM16,995$344.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,165$337.0K<0.1%–
USFDUS Foods Holding Corp.COM8,739$335.0K<0.1%History
MXIMMaxim Integrated Products IncCOM3,145$331.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,350$329.0K<0.1%History
CM Life Sciences Inc18978W109COM CL A23,500$329.0K<0.1%–
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,145$320.0K<0.1%–
PACKRanpak Holdings Corp.COM CL A12,755$319.0K<0.1%History
RLIRli CorpCOM2,890$302.0K<0.1%History
Tuscan Hldgs Corp90069K104COM22,050$301.0K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER8,060$299.0K<0.1%–
EHEHang Holdings LtdADS6,800$292.0K<0.1%History
iShares U S ETF Tr46431W838SHOR MAT MUN ETF5,774$290.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF4,275$289.0K<0.1%–
SPDR Series Trust78464A789ST STR SP INS7,391$285.0K<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM28,460$281.0K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,290$275.0K<0.1%–
Clover Health Investments, Corp.18914F111*W EXP 04/21/20254,000$275.0K<0.1%–
YETIYETI Holdings, Inc.COM2,965$272.0K<0.1%History
ELANElanco Animal Health IncCOM7,846$272.0K<0.1%History
CLRContinental Resources, IncCOM7,115$271.0K<0.1%History
NVCRNovoCure LtdORD SHS1,210$268.0K<0.1%History
PFPTProofpoint IncCOM1,524$265.0K<0.1%History
BFZBlackRock California Municipal Income TrustSH BEN INT17,177$257.0K<0.1%History
STNEStoneCo Ltd.COM3,814$256.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM21,160$253.0K<0.1%History
PZZAPapa Johns International IncStock2,413$252.0K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,725$252.0K<0.1%–
Collaborative Investmnt Ser19423L672THE SPAC AND NEW8,625$251.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF2,703$250.0K<0.1%–
SRPTSarepta Therapeutics, Inc.COM3,220$250.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM5,539$249.0K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,403$247.0K<0.1%History
CRSRCorsair Gaming, Inc.COM7,364$245.0K<0.1%History
SPDR Ser Tr78468R697S&P KENSHO INTLG5,120$245.0K<0.1%–
SIXSix Flags Entertainment CorpCOM5,628$244.0K<0.1%History
CTLTCatalent, Inc.COM2,251$243.0K<0.1%History
CPRICapri Holdings LtdSHS4,213$241.0K<0.1%History
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC2,052$241.0K<0.1%–
LINDLindblad Expeditions Holdings, Inc.Stock15,000$240.0K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR5,125$239.0K<0.1%–
TRTNTriton International LtdCL A4,567$239.0K<0.1%History
BROBrown & Brown, Inc.Stock4,439$236.0K<0.1%History
MTDMettler Toledo International IncCOM170$236.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF9,119$236.0K<0.1%–
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,198$234.0K<0.1%–
Health Assurn Acquisition Co42226W208UNIT 99/99/999922,500$234.0K<0.1%–
LTCLTC Properties IncREIT6,079$233.0K<0.1%History
IDCCInterDigital, Inc.COM3,167$231.0K<0.1%History
GPNGlobal Payments IncStock1,227$230.0K<0.1%History
Listed FD Tr53656F466MORGAN CREEK11,000$230.0K<0.1%–
NTESNetEase, Inc.SPONSORED ADS1,975$228.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM2,055$227.0K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,012$227.0K<0.1%History
CVACovanta Holding CorpCOM12,605$222.0K<0.1%History
EMEEMCOR Group, Inc.Stock1,783$220.0K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF4,675$217.0K<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,312$216.0K<0.1%–
MANManpowerGroup Inc.COM1,810$215.0K<0.1%History
UHTUniversal Health Realty Income TrustSH BEN INT3,483$214.0K<0.1%History
AGRAvangrid, Inc.COM4,164$214.0K<0.1%History