Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,884
- +410 vs. Q1 2021
- Portfolio value
- $7.09B
- +$2.38B (+50.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LVSLas Vegas Sands Corp | COM | 11,445 | $603.0K | <0.1% | +6,788+145.8% | Added | History |
| LYVLive Nation Entertainment, Inc. | COM | 6,895 | $604.0K | <0.1% | +6,895 | New | History |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 13,521 | $606.0K | <0.1% | +13,521 | New | – |
| FANGDiamondback Energy, Inc. | Stock | 6,456 | $606.0K | <0.1% | −578−8.2% | Reduced | History |
| BMOBank of Montreal | COM | 5,915 | $607.0K | <0.1% | +5,915 | New | History |
| iShares Inc464286608 | MSCI EURZONE ETF | 12,302 | $607.0K | <0.1% | +12,302 | New | – |
| KNSAKiniksa Pharmaceuticals International, plc | COM CL A | 43,632 | $608.0K | <0.1% | +1,720+4.1% | Added | History |
| HPEHewlett Packard Enterprise Co | COM | 41,838 | $610.0K | <0.1% | +17,293+70.5% | Added | History |
| iShares Tr46432F370 | MSCI USA SZE FT | 4,716 | $610.0K | <0.1% | +249+5.6% | Added | – |
| Invesco Exchange Traded FD T46137V316 | S&P500 EQL MAT | 3,717 | $611.0K | <0.1% | −23−0.6% | Reduced | – |
| SUMSummit Materials, Inc. | CL A | 17,520 | $611.0K | <0.1% | +5,200+42.2% | Added | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 11,440 | $612.0K | <0.1% | +4,975+77.0% | Added | – |
| Pacer FDS Tr69374H717 | LUNT LRG CP ALTR | 14,980 | $613.0K | <0.1% | +5,848+64.0% | Added | – |
| Invesco Exch Traded FD Tr II46138E339 | S&P 500 MOMNTM | 10,337 | $613.0K | <0.1% | +10,337 | New | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | 17,711 | $615.0K | <0.1% | +2,042+13.0% | Added | History |
| HYBNew America High Income Fund Inc | COM NEW | 66,666 | $615.0K | <0.1% | +66,666 | New | History |
| OGNOrganon & Co. | Stock | 20,391 | $617.0K | <0.1% | +20,391 | New | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 32,551 | $617.0K | <0.1% | −1,285−3.8% | Reduced | History |
| SNYSanofi | SPONSORED ADR | 11,762 | $619.0K | <0.1% | +5,695+93.9% | Added | History |
| Vanguard Scottsdale FDS92206C649 | VNG RUS2000VAL | 4,256 | $619.0K | <0.1% | +627+17.3% | Added | – |
| iShares MSCI India ETF46429B598 | ETF | 14,004 | $620.0K | <0.1% | −9,819−41.2% | Reduced | – |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 2,832 | $620.0K | <0.1% | +2,832 | New | – |
| Cambria ETF Tr132061201 | SHSHLD YIELD ETF | 9,749 | $624.0K | <0.1% | +9,749 | New | – |
| iShares Tr464288109 | MORNINGSTAR VALU | 9,668 | $624.0K | <0.1% | +1,864+23.9% | AddedConverted for a 2-for-1 split | – |
| Fidelity MSCI Utilities Index ETF316092865 | ETF | 15,342 | $629.0K | <0.1% | +5,111+50.0% | Added | – |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 9,744 | $629.0K | <0.1% | +3,061+45.8% | Added | – |
| ETF Ser Solutions26922A198 | AAM LW DUR PFD | 24,855 | $631.0K | <0.1% | +24,855 | New | – |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 5,385 | $631.0K | <0.1% | +5,385 | New | History |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 15,335 | $632.0K | <0.1% | −1,235−7.5% | Reduced | – |
| iShares Tr464288521 | CRE U S REIT ETF | 10,837 | $632.0K | <0.1% | +889+8.9% | Added | – |
| PSFEPaysafe Ltd | ORD | 52,159 | $632.0K | <0.1% | +4,024+8.4% | Added | History |
| Fidelity Covington Trust316092204 | MSCI CONSM DIS | 7,835 | $635.0K | <0.1% | +3,942+101.3% | Added | – |
| TDYTeledyne Technologies Inc | COM | 1,517 | $635.0K | <0.1% | +707+87.3% | Added | History |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 3,944 | $638.0K | <0.1% | +938+31.2% | Added | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 31,429 | $638.0K | <0.1% | −7,214−18.7% | Reduced | – |
| STWDStarwood Property Trust, Inc. | COM | 24,367 | $638.0K | <0.1% | +2,907+13.5% | Added | History |
| SPDR Series Trust78464A771 | ST STR SP CAPMKT | 6,788 | $638.0K | <0.1% | +6,788 | New | – |
| MASMasco Corp | COM | 10,869 | $640.0K | <0.1% | +4,160+62.0% | Added | History |
| Northern LTS FD Tr III66538R748 | HCM DEFND 100 | 13,350 | $640.0K | <0.1% | +13,350 | New | – |
| First Tr Exchange-Traded FD33738R886 | DORSEY WRIGHT | 25,994 | $641.0K | <0.1% | +845+3.4% | Added | – |
| KSUKansas City Southern | COM NEW | 2,266 | $642.0K | <0.1% | +2,266 | New | History |
| Flexshares Tr33939L837 | INTL QLTDV IDX | 24,226 | $643.0K | <0.1% | +755+3.2% | Added | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | 632,000 | $645.0K | <0.1% | +5,000+0.8% | Added | – |
| iShares Tr464287788 | U.S. FINLS ETF | 8,044 | $652.0K | <0.1% | +8,044 | New | – |
| First Tr Exchng Traded FD VI33740F748 | FT VEST US EQT | 18,099 | $655.0K | <0.1% | +18,099 | New | – |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 13,176 | $656.0K | <0.1% | +3,884+41.8% | Added | – |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 11,580 | $657.0K | <0.1% | +2,119+22.4% | Added | – |
| TSNTyson Foods, Inc. | Stock | 8,923 | $658.0K | <0.1% | +8,923 | New | History |
| SWKStanley Black & Decker, Inc. | COM | 3,210 | $658.0K | <0.1% | +1,271+65.5% | Added | History |
| LKQLKQ Corp | COM | 13,395 | $659.0K | <0.1% | +13,395 | New | History |
| FSLRFirst Solar, Inc. | Stock | 7,287 | $660.0K | <0.1% | +7,287 | New | History |
| EIXEdison International | Stock | 11,436 | $661.0K | <0.1% | +6,606+136.8% | Added | History |
| Invesco Exchange Traded FD T46137V803 | DWA CYCLICALS | 7,090 | $662.0K | <0.1% | +20.0% | Added | – |
| ProShares Tr74347B698 | RUSS 2000 DIVD | 10,435 | $664.0K | <0.1% | +5,709+120.8% | Added | – |
| Pacer Trendpilot Fund of Funds ETF69374H675 | ETF | 21,913 | $665.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 9,660 | $665.0K | <0.1% | +6,084+170.1% | AddedConverted for a 6-for-1 split | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 62,522 | $665.0K | <0.1% | +20,859+50.1% | Added | History |
| QDELQuidelOrtho Corp | COM | 5,198 | $666.0K | <0.1% | +916+21.4% | Added | History |
| iShares Tr464289511 | 10+ YR INVST GRD | 9,501 | $667.0K | <0.1% | +682+7.7% | Added | – |
| BBYBest Buy Co Inc | Stock | 5,821 | $669.0K | <0.1% | +1,169+25.1% | Added | History |
| ETSYEtsy Inc | COM | 3,250 | $669.0K | <0.1% | +1,117+52.4% | Added | History |
| ADER26 Capital Acquisition Corp. | COM CL A | 68,900 | $669.0K | <0.1% | +68,900 | New | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 32,560 | $670.0K | <0.1% | +108+0.3% | Added | History |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | 8,787 | $671.0K | <0.1% | +8,787 | New | History |
| Exchange Listed FDS Tr30151E814 | HIGH YIELD ETF | 20,615 | $671.0K | <0.1% | +20,615 | New | – |
| STORStore Capital LLC | COM | 19,431 | $671.0K | <0.1% | +41+0.2% | Added | History |
| BENFranklin Templeton Inc | COM | 21,003 | $672.0K | <0.1% | +13,107+166.0% | Added | History |
| Yamana Gold Inc98462Y100 | COM | 159,210 | $672.0K | <0.1% | +159,210 | New | – |
| FIVEFive Below, Inc | COM | 3,491 | $675.0K | <0.1% | +32+0.9% | Added | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 13,279 | $678.0K | <0.1% | +13,279 | New | – |
| ETF Ser Solutions26922A594 | AAM S&P 500 | 22,393 | $678.0K | <0.1% | +9,896+79.2% | Added | – |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 11,510 | $679.0K | <0.1% | +11,510 | New | – |
| ADXAdams Diversified Equity Fund, Inc. | COM | 34,343 | $679.0K | <0.1% | +10.0% | Added | History |
| DELLDell Technologies Inc. | Stock | 6,864 | $684.0K | <0.1% | +3,359+95.8% | Added | History |
| iShares Inc464286145 | MSCI FRONTIER | 20,675 | $686.0K | <0.1% | +1,048+5.3% | Added | – |
| PFGPrincipal Financial Group Inc | COM | 10,873 | $687.0K | <0.1% | +3,841+54.6% | Added | History |
| Innovator ETFs Trust45782C755 | US EQTY BUFR JUN | 21,075 | $687.0K | <0.1% | +21,075 | New | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 17,690 | $687.0K | <0.1% | +11,032+165.7% | Added | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 14,849 | $688.0K | <0.1% | +1,309+9.7% | Added | – |
| MNSTMonster Beverage Corp | COM | 7,556 | $690.0K | <0.1% | +116+1.6% | Added | History |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 8,067 | $691.0K | <0.1% | +8,067 | New | – |
| MMacy's, Inc. | COM | 36,419 | $691.0K | <0.1% | +25,301+227.6% | Added | History |
| CHWYChewy, Inc. | CL A | 8,685 | $692.0K | <0.1% | +4,014+85.9% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 11,461 | $694.0K | <0.1% | +6,600+135.8% | Added | – |
| First Tr Exchange-Traded Alp33733C108 | SHS ISSUED FRST | 9,770 | $694.0K | <0.1% | +9,770 | New | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 16,119 | $694.0K | <0.1% | +10,839+205.3% | Added | – |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 7,101 | $694.0K | <0.1% | +1,111+18.5% | Added | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 11,602 | $695.0K | <0.1% | +3,528+43.7% | Added | History |
| DFPFlaherty & Crumrine Dynamic Preferred & Income Fund Inc | SHS | 23,755 | $696.0K | <0.1% | +13,755+137.5% | Added | History |
| BIDUBaidu, Inc. | ADR | 3,420 | $697.0K | <0.1% | +204+6.3% | Added | History |
| PENNPENN Entertainment, Inc. | COM | 9,113 | $697.0K | <0.1% | +6,490+247.4% | Added | History |
| EQNREquinor ASA | SPONSORED ADR | 32,896 | $697.0K | <0.1% | +172+0.5% | Added | History |
| Invesco Exch Traded FD Tr II46138E800 | CHINA TECHNLGY | 8,301 | $699.0K | <0.1% | +8,301 | New | – |
| Flexshares Tr33939L662 | HIG YLD VL ETF | 13,957 | $700.0K | <0.1% | +7,317+110.2% | Added | – |
| ULTAUlta Beauty, Inc. | Stock | 2,028 | $701.0K | <0.1% | +1,223+151.9% | Added | History |
| PCTPureCycle Technologies, Inc. | COM | 29,649 | $701.0K | <0.1% | +54+0.2% | Added | History |
| Invesco Exch Traded FD Tr II46138G201 | S&P SMLCP MATL | 10,953 | $706.0K | <0.1% | +6,495+145.7% | Added | – |
| UAAUnder Armour, Inc. | Stock | 33,443 | $707.0K | <0.1% | +1,492+4.7% | Added | History |
| GMSGMS Inc. | COM | 14,690 | $707.0K | <0.1% | −3,000−17.0% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 15,134 | $708.0K | <0.1% | +749+5.2% | Added | – |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $26.0K | – |
| USOUnited States Oil Fund, LP | UNITS | – | $13.0K |
| AGFirst Majestic Silver Corp | COM | – | $9.00K |
| Yamana Gold Inc98462Y100 | COM | – | $8.00K |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.00K | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | – | $2.00K |
| AALAmerican Airlines Group Inc. | Stock | – | $2.00K |
| AMDAdvanced Micro Devices Inc | Stock | – | $2.00K |
| BALLBALL Corp | COM | $2.00K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $2.00K |
| MOAltria Group, Inc. | Stock | – | $1.00K |
| USBUS Bancorp DE | COM NEW | $0 | $1.00K |
Sold out since Q1 2021 (65)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| FS KKR Cap Corp II35952V303 | COM | 153,193 | $2.99M | 0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 63,677 | $1.35M | <0.1% | – |
| HPSJohn Hancock Preferred Income Fund III | COM | 68,315 | $1.24M | <0.1% | History |
| Standard Avb Finl Corp85303B100 | COM | 32,010 | $1.04M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 4,469 | $789.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 91,652 | $781.0K | <0.1% | – |
| Alps ETF Tr00162Q478 | DISRUPTIVE TECH | 16,129 | $725.0K | <0.1% | – |
| Trident Acquisitions Corp89615T106 | COM | 49,000 | $585.0K | <0.1% | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 20,083 | $567.0K | <0.1% | – |
| Innovator ETFs Trust45782C573 | US EQTY PWR BUF | 16,300 | $484.0K | <0.1% | – |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 17,716 | $468.0K | <0.1% | – |
| VVVValvoline Inc | COM | 17,715 | $462.0K | <0.1% | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 19,741 | $449.0K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 30,603 | $421.0K | <0.1% | History |
| Innovator ETFs Trust45782C565 | US EQTY ULTRA BU | 13,777 | $396.0K | <0.1% | – |
| TCPCBlackRock TCP Capital Corp. | COM | 27,089 | $375.0K | <0.1% | History |
| BLDRBuilders FirstSource, Inc. | Stock | 7,969 | $370.0K | <0.1% | History |
| Thunder BRDG Acquistion II LG8857S116 | CL A SHS | 35,550 | $370.0K | <0.1% | – |
| NKLANikola Corp | COM | 26,349 | $366.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 33,897 | $354.0K | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 37,482 | $353.0K | <0.1% | – |
| HONEHarborOne Bancorp, Inc. | COM NEW | 24,797 | $334.0K | <0.1% | History |
| PLNTPlanet Fitness, Inc. | CL A | 4,248 | $328.0K | <0.1% | History |
| Forest Road Acquisition Corp34619R102 | COM | 29,700 | $301.0K | <0.1% | – |
| Innovator ETFs Trust45782C839 | US EQT ULTRA BF | 11,135 | $298.0K | <0.1% | – |
| iShares Tr464288117 | INTL TREA BD ETF | 5,739 | $298.0K | <0.1% | – |
| LPROOpen Lending Corp | COM | 8,250 | $292.0K | <0.1% | History |
| Hudson Executive Invt Corp443761101 | COM CL A | 29,000 | $288.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,279 | $272.0K | <0.1% | History |
| CARAvis Budget Group, Inc. | COM | 3,731 | $271.0K | <0.1% | History |
| VIEWView, Inc. | COM CL A | 36,100 | $267.0K | <0.1% | History |
| FLEXFlex Ltd. | Stock | 14,485 | $265.0K | <0.1% | History |
| JACKJack in the Box Inc | COM | 2,221 | $244.0K | <0.1% | History |
| GANGAN Ltd | ORD SHS | 13,300 | $242.0K | <0.1% | History |
| CWHCamping World Holdings, Inc. | CL A | 6,469 | $235.0K | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 24,600 | $231.0K | <0.1% | – |
| Ftac Olympus Acquisition CorG37288100 | CL A SHS | 20,700 | $219.0K | <0.1% | – |
| WDFCWD 40 Co | COM | 698 | $214.0K | <0.1% | History |
| MSTRStrategy Inc | Stock | 312 | $212.0K | <0.1% | History |
| JWNNordstrom Inc | Stock | 5,578 | $211.0K | <0.1% | History |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 1,838 | $210.0K | <0.1% | – |
| TMBRTrex Wind-Down, Inc. | COM | 102,128 | $207.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 681 | $203.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 4,700 | $202.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 23,775 | $199.0K | <0.1% | – |
| DPCM Cap Inc23344P101 | COM CL A | 20,000 | $197.0K | <0.1% | – |
| APTXAptinyx Inc. | COM | 60,000 | $180.0K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 109,500 | $173.0K | <0.1% | History |
| OUSTOuster, Inc. | COM | 17,200 | $146.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 11,188 | $133.0K | <0.1% | History |
| Forum Merger III Corp349885103 | COM CL A | 13,100 | $131.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 11,400 | $115.0K | <0.1% | – |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 100,000 | $112.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 11,300 | $112.0K | <0.1% | – |
| HYLNHyliion Holdings Corp. | COMMON STOCK | 10,250 | $109.0K | <0.1% | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 10,000 | $105.0K | <0.1% | – |
| EMBJEmbraer S.A. | ADR | 10,120 | $101.0K | <0.1% | History |
| FTITechnipFMC plc | COM | 11,011 | $85.0K | <0.1% | History |
| WWRWestwater Resources, Inc. | COM NEW | 13,000 | $70.0K | <0.1% | History |
| NTBLNotable Labs, Ltd. | COM | 32,800 | $66.0K | <0.1% | History |
| Hyperscale Data, Inc.05150X104 | COM | 12,600 | $41.0K | <0.1% | – |
| GALTGalectin Therapeutics Inc | COM NEW | 16,006 | $35.0K | <0.1% | History |
| VCNXVaccinex, Inc. | COM | 10,500 | $31.0K | <0.1% | History |
| Onconova Therapeutics Inc68232V405 | COM PAR | 13,000 | $13.0K | <0.1% | – |
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 10,066 | $1.00K | <0.1% | – |