Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,884
- +410 vs. Q1 2021
- Portfolio value
- $7.09B
- +$2.38B (+50.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SABRSabre Corp | COM | 39,778 | $496.0K | <0.1% | +12,610+46.4% | Added | History |
| FTVFortive Corp | Stock | 7,142 | $498.0K | <0.1% | +1,862+35.3% | Added | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 30,561 | $498.0K | <0.1% | +3,202+11.7% | Added | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 16,317 | $498.0K | <0.1% | −650−3.8% | Reduced | – |
| iShares Tr464287762 | US HLTHCARE ETF | 1,826 | $498.0K | <0.1% | +953+109.2% | Added | – |
| iShares Tr464287846 | DOW JONES US ETF | 4,630 | $500.0K | <0.1% | +4,630 | New | – |
| Vanguard Materials ETF92204A801 | ETF | 2,771 | $501.0K | <0.1% | +652+30.8% | Added | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 18,910 | $503.0K | <0.1% | +9,008+91.0% | Added | – |
| MCOMoodys Corp | Stock | 1,390 | $504.0K | <0.1% | +176+14.5% | Added | History |
| Global X FDS37954Y384 | CYBRSCURTY ETF | 17,503 | $505.0K | <0.1% | +3,910+28.8% | Added | – |
| iShares Tr46432FAN7 | IBNDS MAR23 ETF | 20,378 | $506.0K | <0.1% | 00.0% | Unchanged | – |
| PPTFranklin Premier Income Trust | SH BEN INT | 108,486 | $506.0K | <0.1% | +13,852+14.6% | Added | History |
| BYNDBeyond Meat, Inc. | COM | 3,222 | $507.0K | <0.1% | +3,222 | New | History |
| First Tr Exchange Traded FD33738R811 | NASDQ SEMCNDTR | 7,421 | $508.0K | <0.1% | +7,421 | New | – |
| Innovator ETFs Trust45782C557 | US EQTY BUF DEC | 15,298 | $508.0K | <0.1% | +303+2.0% | Added | – |
| Innovator ETFs Trust45782C789 | US EQTY BUFR JUL | 16,220 | $510.0K | <0.1% | +16,220 | New | – |
| iShares Tr46435U192 | GENOMICS IMMUN | 9,830 | $511.0K | <0.1% | +122+1.3% | Added | – |
| BMEBlackRock Health Sciences Trust | COM | 10,541 | $511.0K | <0.1% | −35−0.3% | Reduced | History |
| iShares Tr464289479 | CORE LT USDB ETF | 7,090 | $512.0K | <0.1% | +260+3.8% | Added | – |
| USOUnited States Oil Fund, LP | UNITS | 10,271 | $512.0K | <0.1% | +5,128+99.7% | Added | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 33,720 | $513.0K | <0.1% | +8,498+33.7% | Added | – |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 23,815 | $514.0K | <0.1% | +23,815 | New | History |
| TTGTTechTarget, Inc. | COM | 6,632 | $514.0K | <0.1% | +583+9.6% | Added | History |
| ALEAllete Inc | COM NEW | 7,361 | $515.0K | <0.1% | +136+1.9% | Added | History |
| AAAlcoa Corp | Stock | 14,000 | $516.0K | <0.1% | +14,000 | New | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 4,608 | $517.0K | <0.1% | −137−2.9% | Reduced | – |
| Goldman Sachs ETF Tr381430438 | EQUAL WEIGHT US | 7,715 | $518.0K | <0.1% | −161−2.0% | Reduced | – |
| FIVNFive9, Inc. | COM | 2,832 | $519.0K | <0.1% | +2,832 | New | History |
| HASIHA Sustainable Infrastructure Capital, Inc. | COM | 9,237 | $519.0K | <0.1% | +3,857+71.7% | Added | History |
| iShares Tr46434V878 | ULTRA SHORT DUR | 10,280 | $519.0K | <0.1% | +5,158+100.7% | Added | – |
| PNWPinnacle West Capital Corp | COM | 6,355 | $521.0K | <0.1% | +1,445+29.4% | Added | History |
| BEPBrookfield Renewable Partners L.P. | PARTNERSHIP UNIT | 13,545 | $522.0K | <0.1% | +5,818+75.3% | Added | History |
| SICPSilvergate Capital Corp | CL A | 4,615 | $523.0K | <0.1% | +1,446+45.6% | Added | History |
| COUPCoupa Software Inc | COM | 2,002 | $525.0K | <0.1% | +2,002 | New | History |
| CTXSCitrix Systems Inc | COM | 4,481 | $526.0K | <0.1% | +4,481 | New | History |
| First Tr Exchng Traded FD VI33740F862 | FT VEST US EQT | 14,280 | $527.0K | <0.1% | −331−2.3% | Reduced | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 1,620 | $527.0K | <0.1% | +1,620 | New | – |
| Pacer FDS Tr69374H543 | SWAN SOS CONS AP | 24,697 | $527.0K | <0.1% | +24,697 | New | – |
| FRFirst Industrial Realty Trust Inc | COM | 10,115 | $528.0K | <0.1% | +307+3.1% | Added | History |
| APPNAppian Corp | CL A | 3,836 | $528.0K | <0.1% | +3,836 | New | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 17,034 | $530.0K | <0.1% | +7,011+69.9% | Added | – |
| RPMRPM International Inc | COM | 5,981 | $530.0K | <0.1% | +2,903+94.3% | Added | History |
| DLTRDollar Tree, Inc. | COM | 5,326 | $530.0K | <0.1% | +469+9.7% | Added | History |
| First Tr Exchange-Traded Alp33737M201 | MID CAP VAL FD | 11,921 | $530.0K | <0.1% | +11,921 | New | – |
| GRWGGrowGeneration Corp. | COM | 11,021 | $530.0K | <0.1% | +951+9.4% | Added | History |
| Vanguard World FD921910840 | MEGA CAP VAL ETF | 5,330 | $531.0K | <0.1% | +110+2.1% | Added | – |
| DJPBarclays Bank PLC | DJUBS CMDT ETN36 | 19,531 | $531.0K | <0.1% | −2,250−10.3% | Reduced | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 3,293 | $532.0K | <0.1% | +3,293 | New | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 208,978 | $533.0K | <0.1% | +208,978 | New | History |
| Invesco Exch Traded FD Tr II46138E230 | S&P INTL LOW | 17,280 | $534.0K | <0.1% | +4,863+39.2% | Added | – |
| iShares Inc464286749 | MSCI SWITZERLAND | 11,014 | $536.0K | <0.1% | +585+5.6% | Added | – |
| Innovator ETFs Trust45782C433 | US EQTY BUFR FEB | 17,533 | $537.0K | <0.1% | +5,110+41.1% | Added | – |
| SLFSun Life Financial Inc | COM | 10,427 | $537.0K | <0.1% | +1,063+11.4% | Added | History |
| FNFFidelity National Financial, Inc. | COM SHS | 12,380 | $538.0K | <0.1% | +3,269+35.9% | Added | History |
| OGEOGE Energy Corp. | COM | 16,006 | $539.0K | <0.1% | +4,843+43.4% | Added | History |
| Invesco Exchange Traded FD T46137V746 | LARG CAP GRO ETF | 7,249 | $540.0K | <0.1% | +819+12.7% | Added | – |
| SPDR Index Shs FDS78463X749 | ST DOW GLOBA ETF | 10,479 | $540.0K | <0.1% | +3,088+41.8% | Added | – |
| Invesco Exchange Traded FD T46137V167 | S&P SML600 VAL | 5,688 | $540.0K | <0.1% | +2,687+89.5% | Added | – |
| Sprott ETF Trust85210B102 | GOLD MINERS ETF | 19,166 | $542.0K | <0.1% | +2,006+11.7% | Added | – |
| JJacobs Solutions Inc. | COM | 4,071 | $543.0K | <0.1% | +2,293+129.0% | Added | History |
| WWayfair Inc. | CL A | 1,722 | $544.0K | <0.1% | +325+23.3% | Added | History |
| KTFDWS Municipal Income Trust | COM | 44,574 | $545.0K | <0.1% | +44,574 | New | History |
| SPDR Ser Tr78464A110 | FACTST INV ETF | 2,416 | $546.0K | <0.1% | +211+9.6% | Added | – |
| EXRExtra Space Storage Inc. | COM | 3,341 | $547.0K | <0.1% | −679−16.9% | Reduced | History |
| BMRNBiomarin Pharmaceutical Inc | COM | 6,562 | $548.0K | <0.1% | +3,866+143.4% | Added | History |
| SPDR Series Trust78468R770 | ST STR R1K YLD | 5,780 | $548.0K | <0.1% | +400+7.4% | Added | – |
| iShares Tr464288489 | INTL DEV RE ETF | 18,696 | $548.0K | <0.1% | −216−1.1% | Reduced | – |
| RMORomeo Power, Inc. | COM | 67,740 | $551.0K | <0.1% | +44,500+191.5% | Added | History |
| Vanguard Communication Services ETF92204A884 | ETF | 3,835 | $552.0K | <0.1% | +1,393+57.0% | Added | – |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 21,172 | $553.0K | <0.1% | +182+0.9% | Added | History |
| MTZMastec Inc | COM | 5,223 | $554.0K | <0.1% | +5,223 | New | History |
| HCAHCA Healthcare, Inc. | COM | 2,681 | $554.0K | <0.1% | +414+18.3% | Added | History |
| ROPRoper Technologies Inc | Stock | 1,184 | $556.0K | <0.1% | +684+136.8% | Added | History |
| SPDR Series Trust78464A607 | ST STR DOW REIT | 5,310 | $557.0K | <0.1% | +1,355+34.3% | Added | – |
| PCARPaccar Inc | COM | 6,236 | $557.0K | <0.1% | +1,410+29.2% | Added | History |
| ROLRollins Inc | COM | 16,300 | $557.0K | <0.1% | +102+0.6% | Added | History |
| SPDR Series Trust78464A540 | ST STR SP TELCO | 5,457 | $558.0K | <0.1% | +633+13.1% | Added | – |
| Nuveen Diversified Divid & I6706EP105 | COM | 53,783 | $559.0K | <0.1% | +41,069+323.0% | Added | – |
| FUBOFuboTV Inc. | COM | 17,471 | $561.0K | <0.1% | +17,471 | New | History |
| CECelanese Corp | Stock | 3,726 | $565.0K | <0.1% | −394−9.6% | Reduced | History |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 14,334 | $567.0K | <0.1% | +2,476+20.9% | Added | – |
| BALLBALL Corp | COM | 7,062 | $572.0K | <0.1% | +7,062 | New | History |
| Invesco Exch Traded FD Tr II46138E636 | INTL CORP BD | 19,688 | $574.0K | <0.1% | +8,948+83.3% | Added | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 40,814 | $574.0K | <0.1% | +1,715+4.4% | Added | History |
| ATVIActivision Blizzard, Inc. | COM | 6,018 | $574.0K | <0.1% | +1,919+46.8% | Added | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 6,142 | $575.0K | <0.1% | +1,121+22.3% | Added | History |
| RGENRepligen Corp | COM | 2,898 | $578.0K | <0.1% | +2,898 | New | History |
| TYTRI-CONTINENTAL Corp | COM | 16,942 | $578.0K | <0.1% | +188+1.1% | Added | History |
| SPRSpirit AeroSystems Holdings, Inc. | COM CL A | 12,268 | $579.0K | <0.1% | +12,268 | New | History |
| DOVDOVER Corp | COM | 3,846 | $579.0K | <0.1% | +1,061+38.1% | Added | History |
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 53,540 | $584.0K | <0.1% | +19,938+59.3% | Added | History |
| CAHCardinal Health Inc | Stock | 10,352 | $591.0K | <0.1% | +5,818+128.3% | Added | History |
| AMPAmeriprise Financial Inc | COM | 2,376 | $591.0K | <0.1% | +780+48.9% | Added | History |
| WALWestern Alliance Bancorporation | COM | 6,393 | $594.0K | <0.1% | −20.0% | Reduced | History |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 20,247 | $594.0K | <0.1% | +20,247 | New | – |
| AJGArthur J. Gallagher & Co. | COM | 4,247 | $595.0K | <0.1% | +1,007+31.1% | Added | History |
| IIPRInnovative Industrial Properties Inc | COM | 3,128 | $597.0K | <0.1% | +769+32.6% | Added | History |
| Franklin Templeton ETF Tr35473P850 | LIBERTY FDRL TAX | 21,910 | $597.0K | <0.1% | +3,784+20.9% | Added | – |
| SJISouth Jersey Industries Inc | COM | 23,100 | $599.0K | <0.1% | +475+2.1% | Added | History |
| ICLRIcon PLC | COM | 2,901 | $600.0K | <0.1% | +631+27.8% | Added | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $26.0K | – |
| USOUnited States Oil Fund, LP | UNITS | – | $13.0K |
| AGFirst Majestic Silver Corp | COM | – | $9.00K |
| Yamana Gold Inc98462Y100 | COM | – | $8.00K |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.00K | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | – | $2.00K |
| AALAmerican Airlines Group Inc. | Stock | – | $2.00K |
| AMDAdvanced Micro Devices Inc | Stock | – | $2.00K |
| BALLBALL Corp | COM | $2.00K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $2.00K |
| MOAltria Group, Inc. | Stock | – | $1.00K |
| USBUS Bancorp DE | COM NEW | $0 | $1.00K |
Sold out since Q1 2021 (65)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| FS KKR Cap Corp II35952V303 | COM | 153,193 | $2.99M | 0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 63,677 | $1.35M | <0.1% | – |
| HPSJohn Hancock Preferred Income Fund III | COM | 68,315 | $1.24M | <0.1% | History |
| Standard Avb Finl Corp85303B100 | COM | 32,010 | $1.04M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 4,469 | $789.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 91,652 | $781.0K | <0.1% | – |
| Alps ETF Tr00162Q478 | DISRUPTIVE TECH | 16,129 | $725.0K | <0.1% | – |
| Trident Acquisitions Corp89615T106 | COM | 49,000 | $585.0K | <0.1% | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 20,083 | $567.0K | <0.1% | – |
| Innovator ETFs Trust45782C573 | US EQTY PWR BUF | 16,300 | $484.0K | <0.1% | – |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 17,716 | $468.0K | <0.1% | – |
| VVVValvoline Inc | COM | 17,715 | $462.0K | <0.1% | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 19,741 | $449.0K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 30,603 | $421.0K | <0.1% | History |
| Innovator ETFs Trust45782C565 | US EQTY ULTRA BU | 13,777 | $396.0K | <0.1% | – |
| TCPCBlackRock TCP Capital Corp. | COM | 27,089 | $375.0K | <0.1% | History |
| BLDRBuilders FirstSource, Inc. | Stock | 7,969 | $370.0K | <0.1% | History |
| Thunder BRDG Acquistion II LG8857S116 | CL A SHS | 35,550 | $370.0K | <0.1% | – |
| NKLANikola Corp | COM | 26,349 | $366.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 33,897 | $354.0K | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 37,482 | $353.0K | <0.1% | – |
| HONEHarborOne Bancorp, Inc. | COM NEW | 24,797 | $334.0K | <0.1% | History |
| PLNTPlanet Fitness, Inc. | CL A | 4,248 | $328.0K | <0.1% | History |
| Forest Road Acquisition Corp34619R102 | COM | 29,700 | $301.0K | <0.1% | – |
| Innovator ETFs Trust45782C839 | US EQT ULTRA BF | 11,135 | $298.0K | <0.1% | – |
| iShares Tr464288117 | INTL TREA BD ETF | 5,739 | $298.0K | <0.1% | – |
| LPROOpen Lending Corp | COM | 8,250 | $292.0K | <0.1% | History |
| Hudson Executive Invt Corp443761101 | COM CL A | 29,000 | $288.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,279 | $272.0K | <0.1% | History |
| CARAvis Budget Group, Inc. | COM | 3,731 | $271.0K | <0.1% | History |
| VIEWView, Inc. | COM CL A | 36,100 | $267.0K | <0.1% | History |
| FLEXFlex Ltd. | Stock | 14,485 | $265.0K | <0.1% | History |
| JACKJack in the Box Inc | COM | 2,221 | $244.0K | <0.1% | History |
| GANGAN Ltd | ORD SHS | 13,300 | $242.0K | <0.1% | History |
| CWHCamping World Holdings, Inc. | CL A | 6,469 | $235.0K | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 24,600 | $231.0K | <0.1% | – |
| Ftac Olympus Acquisition CorG37288100 | CL A SHS | 20,700 | $219.0K | <0.1% | – |
| WDFCWD 40 Co | COM | 698 | $214.0K | <0.1% | History |
| MSTRStrategy Inc | Stock | 312 | $212.0K | <0.1% | History |
| JWNNordstrom Inc | Stock | 5,578 | $211.0K | <0.1% | History |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 1,838 | $210.0K | <0.1% | – |
| TMBRTrex Wind-Down, Inc. | COM | 102,128 | $207.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 681 | $203.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 4,700 | $202.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 23,775 | $199.0K | <0.1% | – |
| DPCM Cap Inc23344P101 | COM CL A | 20,000 | $197.0K | <0.1% | – |
| APTXAptinyx Inc. | COM | 60,000 | $180.0K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 109,500 | $173.0K | <0.1% | History |
| OUSTOuster, Inc. | COM | 17,200 | $146.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 11,188 | $133.0K | <0.1% | History |
| Forum Merger III Corp349885103 | COM CL A | 13,100 | $131.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 11,400 | $115.0K | <0.1% | – |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 100,000 | $112.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 11,300 | $112.0K | <0.1% | – |
| HYLNHyliion Holdings Corp. | COMMON STOCK | 10,250 | $109.0K | <0.1% | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 10,000 | $105.0K | <0.1% | – |
| EMBJEmbraer S.A. | ADR | 10,120 | $101.0K | <0.1% | History |
| FTITechnipFMC plc | COM | 11,011 | $85.0K | <0.1% | History |
| WWRWestwater Resources, Inc. | COM NEW | 13,000 | $70.0K | <0.1% | History |
| NTBLNotable Labs, Ltd. | COM | 32,800 | $66.0K | <0.1% | History |
| Hyperscale Data, Inc.05150X104 | COM | 12,600 | $41.0K | <0.1% | – |
| GALTGalectin Therapeutics Inc | COM NEW | 16,006 | $35.0K | <0.1% | History |
| VCNXVaccinex, Inc. | COM | 10,500 | $31.0K | <0.1% | History |
| Onconova Therapeutics Inc68232V405 | COM PAR | 13,000 | $13.0K | <0.1% | – |
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 10,066 | $1.00K | <0.1% | – |