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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,884
+410 vs. Q1 2021
Portfolio value
$7.09B
+$2.38B (+50.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Renaissance Cap Greenwich FD759937204IPO ETF5,373$356.0K<0.1%−1,739−24.5%Reduced–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10010,375$357.0K<0.1%+10,375New–
Healthcare Realty Trust Inc42225P501CL A NEW13,421$358.0K<0.1%+2,097+18.5%Added–
Siren Nexgen Economy ETF829658202ETF7,552$359.0K<0.1%+7,552New–
SBSWSibanye Stillwater LtdSPONSORED ADR21,451$359.0K<0.1%+21,451NewHistory
GLGlobe Life Inc.COM3,773$359.0K<0.1%+336+9.8%AddedHistory
CANFCan-Fite BioPharma Ltd.SPONSORED ADS157,312$359.0K<0.1%−2,688−1.7%ReducedHistory
MAINMain Street Capital CORPCEF8,770$360.0K<0.1%+8,770NewHistory
STEWSRH Total Return Fund, Inc.COM26,572$360.0K<0.1%+500+1.9%AddedHistory
Flagstar Bank, National Association649445103COM32,666$360.0K<0.1%+9,042+38.3%Added–
DREDuke Realty CorpCOM NEW7,630$361.0K<0.1%−1,402−15.5%ReducedHistory
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH2,429$363.0K<0.1%−4,465−64.8%Reduced–
HSKAHeska CorpCOM RESTRC NEW1,580$363.0K<0.1%+37+2.4%AddedHistory
WTFCWintrust Financial CorpCOM4,810$364.0K<0.1%+110+2.3%AddedHistory
WisdomTree Tr97717W547US VALUE FD6,098$364.0K<0.1%+6,098New–
HEQJohn Hancock Diversified Income FundCOM27,500$365.0K<0.1%00.0%UnchangedHistory
SHAKShake Shack Inc.CL A3,411$365.0K<0.1%+3,411NewHistory
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF13,568$366.0K<0.1%+13,568New–
MCYMercury General CorpCOM5,657$367.0K<0.1%+1,062+23.1%AddedHistory
EVVEaton Vance Ltd Duration Income FundCOM27,668$367.0K<0.1%+27,668NewHistory
AMEAmetek IncCOM2,747$367.0K<0.1%+314+12.9%AddedHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,433$367.0K<0.1%+3,433New–
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN35,133$368.0K<0.1%+35,133NewHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF4,062$370.0K<0.1%+646+18.9%Added–
WisdomTree Tr97717X701EUROPE HEDGED EQ4,863$371.0K<0.1%+598+14.0%Added–
USCRU.S. Concrete, Inc.COM5,026$371.0K<0.1%−2,439−32.7%ReducedHistory
DACDanaos CorpSHS4,850$372.0K<0.1%+4,850NewHistory
Dimensional U.S. Small Cap ETF25434V500ETF6,382$373.0K<0.1%+6,382New–
CPCanadian Pacific Kansas City LtdCOM4,850$373.0K<0.1%+4,850NewHistory
LOGILogitech International S.A.SHS3,091$374.0K<0.1%+3,091NewHistory
Innovator ETFs Trust45782C326US EQTY BUFR MAY12,015$374.0K<0.1%+12,015New–
iShares Tr46435G409MSCI INTL VLU FT14,472$374.0K<0.1%−14,852−50.6%Reduced–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,443$374.0K<0.1%+6,443New–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF10,212$375.0K<0.1%+225+2.3%Added–
WORKSlack Technologies, Inc.COM CL A8,462$375.0K<0.1%+1,359+19.1%AddedHistory
ProShares Tr74347R248LARGE CAP CRE3,786$376.0K<0.1%+201+5.6%Added–
AKAMAkamai Technologies IncCOM3,233$377.0K<0.1%+151+4.9%AddedHistory
WisdomTree Tr97717W869EUROPE SMCP DV5,130$377.0K<0.1%+5,130New–
Starboard Invt Tr85521B742ADAPTIVE ALPHA14,423$378.0K<0.1%+14,423New–
AESAES CorpStock14,527$379.0K<0.1%+418+3.0%AddedHistory
MFCManulife Financial CorpCOM19,218$379.0K<0.1%+3,123+19.4%AddedHistory
KGCKinross Gold CorpCOM59,782$380.0K<0.1%+59,782NewHistory
VMRKVivmark ResidentialSH BEN INT4,930$380.0K<0.1%+4,930NewHistory
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL2,082$380.0K<0.1%+2,082New–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,112$383.0K<0.1%+2,615+74.8%Added–
SPDR Index Shs FDS78463X848ST STR ACWI ETF12,708$384.0K<0.1%+12,708New–
MUABlackRock Muniassets Fund, Inc.COM22,777$384.0K<0.1%+12+0.1%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW20,800$385.0K<0.1%+1,436+7.4%AddedHistory
CFCF Industries Holdings, Inc.COM7,475$385.0K<0.1%+7,475NewHistory
GRNQGreenpro Capital Corp.COM291,423$385.0K<0.1%+178,458+158.0%AddedHistory
PLBCPlumas BancorpCOM12,150$389.0K<0.1%00.0%UnchangedHistory
SMGScotts Miracle-Gro CoStock2,040$391.0K<0.1%+981+92.6%AddedHistory
NOKNokia CorpSPONSORED ADR73,505$391.0K<0.1%+6,552+9.8%AddedHistory
iShares Tr46435G524INTL DIV GRWTH5,814$392.0K<0.1%+326+5.9%Added–
SIRISirius XM Holdings Inc.COM59,987$392.0K<0.1%+34,225+132.9%AddedHistory
FAFFirst American Financial CorpStock6,324$394.0K<0.1%+222+3.6%AddedHistory
MHKMohawk Industries IncCOM2,051$394.0K<0.1%+2,051NewHistory
PNRPENTAIR plcSHS5,852$395.0K<0.1%−718−10.9%ReducedHistory
MTNVail Resorts IncCOM1,248$395.0K<0.1%+1,248NewHistory
MGAMagna International IncCOM4,265$395.0K<0.1%+1,747+69.4%AddedHistory
PAIWestern Asset Investment Grade Income Fund Inc.COM25,330$396.0K<0.1%−10,282−28.9%ReducedHistory
MGIMoneygram International IncCOM NEW39,501$398.0K<0.1%00.0%UnchangedHistory
BCEBce IncCOM NEW8,091$399.0K<0.1%+8,091NewHistory
EOGEOG Resources IncStock4,789$400.0K<0.1%−4,606−49.0%ReducedHistory
AWFAlliancebernstein Global High Income Fund IncCOM32,174$402.0K<0.1%+5,179+19.2%AddedHistory
TPICQTpi Composites, IncCOM8,332$403.0K<0.1%+8,332NewHistory
State Street SPDR S&P Bank ETF78464A797ETF7,864$404.0K<0.1%+3,192+68.3%Added–
AWRAmerican States Water CoCOM5,097$405.0K<0.1%+1,182+30.2%AddedHistory
SHYFShyft Group, Inc.COM10,850$406.0K<0.1%+10,850NewHistory
FIRYFiry Inc.COM18,735$407.0K<0.1%+5,725+44.0%AddedHistory
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF22,126$408.0K<0.1%+22,126New–
SVF Investment Corp.G8601L102CL A SHS41,250$408.0K<0.1%−12,500−23.3%Reduced–
iShares Tr464288836U.S. PHARMA ETF2,203$409.0K<0.1%−178−7.5%Reduced–
CSIQCanadian Solar Inc.COM9,118$409.0K<0.1%+9,118NewHistory
iShares Inc464286319EM MKTS DIV ETF10,555$410.0K<0.1%+10,555New–
SOFISoFi Technologies, Inc.Stock21,445$411.0K<0.1%+21,445NewHistory
Innovator ETFs Trust45782C417US EQTY PWR BUF14,480$411.0K<0.1%+1,239+9.4%Added–
BWABorgwarner IncCOM8,467$411.0K<0.1%+8,467NewHistory
APTVAptiv PLCSHS2,612$411.0K<0.1%+2,612NewHistory
BHPBHP Group LtdADR5,663$412.0K<0.1%+5,663NewHistory
ASMLASML Holding NVADR597$412.0K<0.1%+134+28.9%AddedHistory
GNTXGentex CorpCOM12,442$412.0K<0.1%+3,389+37.4%AddedHistory
DDOGDatadog, Inc.CL A COM3,971$413.0K<0.1%+3,971NewHistory
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF21,127$413.0K<0.1%+130+0.6%Added–
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI23,402$414.0K<0.1%−3,471−12.9%Reduced–
EMFTempleton Emerging Markets FundCOM20,922$414.0K<0.1%+20,922NewHistory
AMCRAmcor plcORD36,212$415.0K<0.1%+18,471+104.1%AddedHistory
First Tr Exchange-Traded FD33739Q705FT VEST S&P 5007,797$416.0K<0.1%+7,797New–
iShares Future AI & Tech ETF46435U556ETF9,290$417.0K<0.1%+2,391+34.7%Added–
First Tr Exchng Traded FD VI33740U885FT VEST US EQT13,552$417.0K<0.1%+13,552New–
SPDR Series Trust78468R739ST NUVE TERM ETF8,420$417.0K<0.1%+1,118+15.3%Added–
NWFLNorwood Financial CorpCOM16,092$418.0K<0.1%−1,924−10.7%ReducedHistory
Global X FDS37950E416SOCIAL MED ETF5,772$418.0K<0.1%+3+0.1%Added–
HLTHilton Worldwide Holdings Inc.COM3,476$419.0K<0.1%+3,476NewHistory
HMYHarmony Gold Mining Co LtdADR112,850$421.0K<0.1%+112,850NewHistory
Global X FDS37954Y780INTERNET OF THNG11,789$421.0K<0.1%+1,501+14.6%Added–
Innovator ETFs Trust45782C680US EQTY PWR BF14,468$424.0K<0.1%−5,858−28.8%Reduced–
CTSHCognizant Technology Solutions CorpCL A6,125$424.0K<0.1%+2,816+85.1%AddedHistory
First Tr Exchng Traded FD VI33740F854FT VEST U.S.12,392$426.0K<0.1%−638−4.9%Reduced–
SPDR Series Trust78468R101ST SHO TREAS ETF13,916$426.0K<0.1%+3,864+38.4%Added–

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$26.0K–
USOUnited States Oil Fund, LPUNITS–$13.0K
AGFirst Majestic Silver CorpCOM–$9.00K
Yamana Gold Inc98462Y100COM–$8.00K
Invesco QQQ Trust Series I46090E103ETF$2.00K–
State Street Technology Select Sector SPDR ETF81369Y803ETF–$2.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
AMDAdvanced Micro Devices IncStock–$2.00K
BALLBALL CorpCOM$2.00K–
CHPTChargePoint Holdings, Inc.COM CL A–$2.00K
MOAltria Group, Inc.Stock–$1.00K
USBUS Bancorp DECOM NEW$0$1.00K

Sold out since Q1 2021 (65)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM153,193$2.99M0.1%–
Western Asset Mun Def Opp Tr95768A109COM63,677$1.35M<0.1%–
HPSJohn Hancock Preferred Income Fund IIICOM68,315$1.24M<0.1%History
Standard Avb Finl Corp85303B100COM32,010$1.04M<0.1%–
Varian Med Sys Inc92220P105COM4,469$789.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A91,652$781.0K<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH16,129$725.0K<0.1%–
Trident Acquisitions Corp89615T106COM49,000$585.0K<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF20,083$567.0K<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF16,300$484.0K<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B17,716$468.0K<0.1%–
VVVValvoline IncCOM17,715$462.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 219,741$449.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW30,603$421.0K<0.1%History
Innovator ETFs Trust45782C565US EQTY ULTRA BU13,777$396.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM27,089$375.0K<0.1%History
BLDRBuilders FirstSource, Inc.Stock7,969$370.0K<0.1%History
Thunder BRDG Acquistion II LG8857S116CL A SHS35,550$370.0K<0.1%–
NKLANikola CorpCOM26,349$366.0K<0.1%History
GS Acquisition Hldgs Corp II36258Q105COM CL A33,897$354.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS37,482$353.0K<0.1%–
HONEHarborOne Bancorp, Inc.COM NEW24,797$334.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,248$328.0K<0.1%History
Forest Road Acquisition Corp34619R102COM29,700$301.0K<0.1%–
Innovator ETFs Trust45782C839US EQT ULTRA BF11,135$298.0K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,739$298.0K<0.1%–
LPROOpen Lending CorpCOM8,250$292.0K<0.1%History
Hudson Executive Invt Corp443761101COM CL A29,000$288.0K<0.1%–
CGNXCognex CorpCOM3,279$272.0K<0.1%History
CARAvis Budget Group, Inc.COM3,731$271.0K<0.1%History
VIEWView, Inc.COM CL A36,100$267.0K<0.1%History
FLEXFlex Ltd.Stock14,485$265.0K<0.1%History
JACKJack in the Box IncCOM2,221$244.0K<0.1%History
GANGAN LtdORD SHS13,300$242.0K<0.1%History
CWHCamping World Holdings, Inc.CL A6,469$235.0K<0.1%History
Nuveen Corporate Incm Noveme67077N106COM24,600$231.0K<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS20,700$219.0K<0.1%–
WDFCWD 40 CoCOM698$214.0K<0.1%History
MSTRStrategy IncStock312$212.0K<0.1%History
JWNNordstrom IncStock5,578$211.0K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN1,838$210.0K<0.1%–
TMBRTrex Wind-Down, Inc.COM102,128$207.0K<0.1%History
RNGRingCentral, Inc.CL A681$203.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP4,700$202.0K<0.1%–
Nuveen CR Opportunities 202267075U102COM23,775$199.0K<0.1%–
DPCM Cap Inc23344P101COM CL A20,000$197.0K<0.1%–
APTXAptinyx Inc.COM60,000$180.0K<0.1%History
ZOMDFZomedica Corp.COM109,500$173.0K<0.1%History
OUSTOuster, Inc.COM17,200$146.0K<0.1%History
ALDXAldeyra Therapeutics, Inc.COM11,188$133.0K<0.1%History
Forum Merger III Corp349885103COM CL A13,100$131.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202611,400$115.0K<0.1%–
China Jo-Jo Drugstores Inc16949A206COM NEW100,000$112.0K<0.1%–
Nextgen Acquisition CorpG65305107CL A11,300$112.0K<0.1%–
HYLNHyliion Holdings Corp.COMMON STOCK10,250$109.0K<0.1%History
Thoma Bravo AdvantageG88272102COM CL A10,000$105.0K<0.1%–
EMBJEmbraer S.A.ADR10,120$101.0K<0.1%History
FTITechnipFMC plcCOM11,011$85.0K<0.1%History
WWRWestwater Resources, Inc.COM NEW13,000$70.0K<0.1%History
NTBLNotable Labs, Ltd.COM32,800$66.0K<0.1%History
Hyperscale Data, Inc.05150X104COM12,600$41.0K<0.1%–
GALTGalectin Therapeutics IncCOM NEW16,006$35.0K<0.1%History
VCNXVaccinex, Inc.COM10,500$31.0K<0.1%History
Onconova Therapeutics Inc68232V405COM PAR13,000$13.0K<0.1%–
Gabelli Util Tr36240A168RIGHT 04/14/202110,066$1.00K<0.1%–