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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,884
+410 vs. Q1 2021
Portfolio value
$7.09B
+$2.38B (+50.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Inc464286509MSCI CDA ETF7,169$267.0K<0.1%+1,305+22.3%Added–
AIMCAltra Industrial Motion Corp.COM4,110$267.0K<0.1%+4,110NewHistory
NEWRNew Relic, Inc.COM3,982$267.0K<0.1%+3,982NewHistory
ACNBAcnb CorpCOM9,606$268.0K<0.1%−241−2.4%ReducedHistory
NVCRNovoCure LtdORD SHS1,210$268.0K<0.1%+1,210NewHistory
Advisorshares Tr00768Y768STAR GLOB BUYW6,721$268.0K<0.1%00.0%Unchanged–
AAgilent Technologies, Inc.COM1,823$269.0K<0.1%+1,823NewHistory
DGXQuest Diagnostics IncCOM2,042$269.0K<0.1%+2,042NewHistory
JPINuveen Preferred Securities & Income Opportunities FundCOM10,574$270.0K<0.1%+10,574NewHistory
GDDYGoDaddy Inc.CL A3,112$271.0K<0.1%+3,112NewHistory
CLRContinental Resources, IncCOM7,115$271.0K<0.1%+7,115NewHistory
Innovator ETFs Tr45783Y202US EQUITY9,960$271.0K<0.1%+9,960New–
THFFFirst Financial CorpStock6,668$272.0K<0.1%00.0%UnchangedHistory
RMBSRambus IncCOM11,488$272.0K<0.1%+1,288+12.6%AddedHistory
YETIYETI Holdings, Inc.COM2,965$272.0K<0.1%+2,965NewHistory
iShares Tr464288869MICRO-CAP ETF1,784$272.0K<0.1%−816−31.4%Reduced–
ELANElanco Animal Health IncCOM7,846$272.0K<0.1%+471+6.4%AddedHistory
HWMHowmet Aerospace Inc.Stock7,934$273.0K<0.1%+7,934NewHistory
Silvercrest Metals Inc828363101COM31,129$273.0K<0.1%+31,129New–
SPDR Index Shs FDS78463X772ST S&P INTL ETF6,941$273.0K<0.1%+6,941New–
BKHBlack Hills CorpCOM4,162$273.0K<0.1%+508+13.9%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF2,568$273.0K<0.1%+2,568New–
ONOn Semiconductor CorpStock7,151$274.0K<0.1%+7,151NewHistory
AAOIApplied Optoelectronics, Inc.COM32,299$274.0K<0.1%+32,299NewHistory
GRBKGreen Brick Partners, Inc.COM12,078$275.0K<0.1%+12,078NewHistory
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,290$275.0K<0.1%+3,290New–
GOODGladstone Commercial CorpCOM12,180$275.0K<0.1%+140+1.2%AddedHistory
Clover Health Investments, Corp.18914F111*W EXP 04/21/20254,000$275.0K<0.1%+54,000New–
ISBCInvestors Bancorp, Inc.COM19,309$275.0K<0.1%−3,981−17.1%ReducedHistory
Sprott ETF Trust85210B201JR GOLD MINERS E6,243$275.0K<0.1%−104−1.6%Reduced–
ARIApollo Commercial Real Estate Finance, Inc.COM17,302$276.0K<0.1%+17,302NewHistory
WSCWillScot Holdings CorpCOM CL A9,889$276.0K<0.1%+9,889NewHistory
SONYSony Group CorpSPONSORED ADR2,844$276.0K<0.1%+2,844NewHistory
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH3,420$276.0K<0.1%00.0%Unchanged–
RRCRange Resources CorpCOM16,516$277.0K<0.1%+16,516NewHistory
CASSCass Information Systems IncCOM6,801$277.0K<0.1%+2,450+56.3%AddedHistory
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV7,631$277.0K<0.1%+392+5.4%Added–
HASHasbro, Inc.COM2,935$277.0K<0.1%+2,935NewHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM18,808$277.0K<0.1%+18,808NewHistory
RCKTRocket Pharmaceuticals, Inc.COM6,288$278.0K<0.1%+571+10.0%AddedHistory
MDBMongoDB, Inc.CL A771$279.0K<0.1%+771NewHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A23,407$279.0K<0.1%+23,407NewHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF7,003$281.0K<0.1%+764+12.2%Added–
AZOAutoZone IncCOM188$281.0K<0.1%+188NewHistory
INDIindie Semiconductor, Inc.CLASS A COM28,460$281.0K<0.1%+28,460NewHistory
RGRSturm Ruger & Co IncStock3,131$282.0K<0.1%+102+3.4%AddedHistory
Vanguard Wellington FD921935607US MULTIFACTOR2,805$283.0K<0.1%00.0%Unchanged–
POOLPool CorpCOM618$283.0K<0.1%+618NewHistory
STLDSteel Dynamics IncCOM4,742$283.0K<0.1%+452+10.5%AddedHistory
EQTEQT CorpStock12,768$284.0K<0.1%+12,768NewHistory
ORGOOrganogenesis Holdings Inc.COM17,115$284.0K<0.1%+17,115NewHistory
TDCTeradata CorpStock5,695$285.0K<0.1%+188+3.4%AddedHistory
SPDR Series Trust78464A789ST STR SP INS7,391$285.0K<0.1%+7,391New–
Healthpeak Properties, Inc.71943U104COM15,432$285.0K<0.1%−3,121−16.8%Reduced–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM21,548$286.0K<0.1%+501+2.4%AddedHistory
VanEck ETF Trust92189H805RARE EARTH AND S3,379$287.0K<0.1%+3,379New–
Nuveen Enhanced Mun Value FD67074M101COM16,560$287.0K<0.1%+424+2.6%Added–
Vanguard Whitehall FDS921946794INTL HIGH ETF4,255$289.0K<0.1%00.0%Unchanged–
iShares Inc46434G822MSCI JAPAN ETF4,275$289.0K<0.1%−11,382−72.7%Reduced–
LAZRQLuminar Technologies, Inc.COM CL A13,151$289.0K<0.1%+13,151NewHistory
Innovator ETFs Trust45782C391US EQTY BUFR MAR8,827$290.0K<0.1%+8,827New–
iShares U S ETF Tr46431W838SHOR MAT MUN ETF5,774$290.0K<0.1%−21,404−78.8%Reduced–
NHINational Health Investors IncCOM4,331$290.0K<0.1%+4,331NewHistory
NETCloudflare, Inc.CL A COM2,737$290.0K<0.1%+2,737NewHistory
CARECarter Bankshares, Inc.COM NEW23,257$291.0K<0.1%+5,723+32.6%AddedHistory
LBRDKLiberty Broadband CorpCOM SER C1,675$291.0K<0.1%+299+21.7%AddedHistory
EHEHang Holdings LtdADS6,800$292.0K<0.1%+6,800NewHistory
CoreSite Realty Corp21870Q105COM2,166$292.0K<0.1%+2,166New–
WisdomTree Tr97717W125FUTRE STRAT FD7,082$293.0K<0.1%+7,082New–
LPLALPL Financial Holdings Inc.COM2,174$293.0K<0.1%+2,174NewHistory
iShares Tr46434VBK5IBONDS DEC21 ETF11,849$294.0K<0.1%−1,110−8.6%Reduced–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF9,138$295.0K<0.1%+1,093+13.6%Added–
ProShares Tr74348A145PET CARE ETF3,643$295.0K<0.1%−177−4.6%Reduced–
BIGGQFormer BL Stores IncCOM4,490$296.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF4,393$297.0K<0.1%+374+9.3%Added–
SPLKSplunk IncCOM2,055$297.0K<0.1%+310+17.8%AddedHistory
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM15,973$297.0K<0.1%+10.0%AddedHistory
CMCanadian Imperial Bank of CommerceCOM2,613$298.0K<0.1%+2,613NewHistory
Global X FDS37954Y830GLOBAL X COPPER8,060$299.0K<0.1%+8,060New–
VACMarriott Vacations Worldwide CorpCOM1,879$299.0K<0.1%+1,879NewHistory
EOIEaton Vance Enhanced Equity Income FundCOM16,107$299.0K<0.1%+2,757+20.7%AddedHistory
iShares Tr46434VAX8IBONDS DEC23 ETF11,455$299.0K<0.1%+18+0.2%Added–
JRSNuveen Real Estate Income FundCOM26,962$299.0K<0.1%+2,374+9.7%AddedHistory
RIORio Tinto PLCADR3,570$300.0K<0.1%+3,570NewHistory
QSQuantumScape CorpCOM CL A10,263$300.0K<0.1%+3,585+53.7%AddedHistory
VALEVale S.A.SPONSORED ADS13,138$300.0K<0.1%+13,138NewHistory
STMSTMicroelectronics N.V.NY REGISTRY8,268$301.0K<0.1%+1,588+23.8%AddedHistory
Tuscan Hldgs Corp90069K104COM22,050$301.0K<0.1%+9,450+75.0%Added–
RLIRli CorpCOM2,890$302.0K<0.1%+231+8.7%AddedHistory
Invesco Exchange Traded FD T46137V175S&P SML600 GWT1,855$302.0K<0.1%00.0%Unchanged–
UDRUDR, Inc.COM6,167$302.0K<0.1%+226+3.8%AddedHistory
CDNACareDx, Inc.COM3,310$303.0K<0.1%+3,310NewHistory
ABBNYABB LtdSPONSORED ADR8,919$303.0K<0.1%+8,919NewHistory
Global X FDS37954Y681FOUNDER RUN CO8,600$303.0K<0.1%+1,550+22.0%Added–
SAPSAP SEADR2,169$305.0K<0.1%+2,169NewHistory
HALHalliburton CoStock13,180$305.0K<0.1%+81+0.6%AddedHistory
MOSMosaic CoCOM9,555$305.0K<0.1%+9,555NewHistory
PORPortland General Electric CoCOM NEW6,632$306.0K<0.1%−7,303−52.4%ReducedHistory
FULTFulton Financial CorpCOM19,360$306.0K<0.1%+8,728+82.1%AddedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT1,670$307.0K<0.1%+363+27.8%Added–

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$26.0K–
USOUnited States Oil Fund, LPUNITS–$13.0K
AGFirst Majestic Silver CorpCOM–$9.00K
Yamana Gold Inc98462Y100COM–$8.00K
Invesco QQQ Trust Series I46090E103ETF$2.00K–
State Street Technology Select Sector SPDR ETF81369Y803ETF–$2.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
AMDAdvanced Micro Devices IncStock–$2.00K
BALLBALL CorpCOM$2.00K–
CHPTChargePoint Holdings, Inc.COM CL A–$2.00K
MOAltria Group, Inc.Stock–$1.00K
USBUS Bancorp DECOM NEW$0$1.00K

Sold out since Q1 2021 (65)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM153,193$2.99M0.1%–
Western Asset Mun Def Opp Tr95768A109COM63,677$1.35M<0.1%–
HPSJohn Hancock Preferred Income Fund IIICOM68,315$1.24M<0.1%History
Standard Avb Finl Corp85303B100COM32,010$1.04M<0.1%–
Varian Med Sys Inc92220P105COM4,469$789.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A91,652$781.0K<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH16,129$725.0K<0.1%–
Trident Acquisitions Corp89615T106COM49,000$585.0K<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF20,083$567.0K<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF16,300$484.0K<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B17,716$468.0K<0.1%–
VVVValvoline IncCOM17,715$462.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 219,741$449.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW30,603$421.0K<0.1%History
Innovator ETFs Trust45782C565US EQTY ULTRA BU13,777$396.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM27,089$375.0K<0.1%History
BLDRBuilders FirstSource, Inc.Stock7,969$370.0K<0.1%History
Thunder BRDG Acquistion II LG8857S116CL A SHS35,550$370.0K<0.1%–
NKLANikola CorpCOM26,349$366.0K<0.1%History
GS Acquisition Hldgs Corp II36258Q105COM CL A33,897$354.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS37,482$353.0K<0.1%–
HONEHarborOne Bancorp, Inc.COM NEW24,797$334.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,248$328.0K<0.1%History
Forest Road Acquisition Corp34619R102COM29,700$301.0K<0.1%–
Innovator ETFs Trust45782C839US EQT ULTRA BF11,135$298.0K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,739$298.0K<0.1%–
LPROOpen Lending CorpCOM8,250$292.0K<0.1%History
Hudson Executive Invt Corp443761101COM CL A29,000$288.0K<0.1%–
CGNXCognex CorpCOM3,279$272.0K<0.1%History
CARAvis Budget Group, Inc.COM3,731$271.0K<0.1%History
VIEWView, Inc.COM CL A36,100$267.0K<0.1%History
FLEXFlex Ltd.Stock14,485$265.0K<0.1%History
JACKJack in the Box IncCOM2,221$244.0K<0.1%History
GANGAN LtdORD SHS13,300$242.0K<0.1%History
CWHCamping World Holdings, Inc.CL A6,469$235.0K<0.1%History
Nuveen Corporate Incm Noveme67077N106COM24,600$231.0K<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS20,700$219.0K<0.1%–
WDFCWD 40 CoCOM698$214.0K<0.1%History
MSTRStrategy IncStock312$212.0K<0.1%History
JWNNordstrom IncStock5,578$211.0K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN1,838$210.0K<0.1%–
TMBRTrex Wind-Down, Inc.COM102,128$207.0K<0.1%History
RNGRingCentral, Inc.CL A681$203.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP4,700$202.0K<0.1%–
Nuveen CR Opportunities 202267075U102COM23,775$199.0K<0.1%–
DPCM Cap Inc23344P101COM CL A20,000$197.0K<0.1%–
APTXAptinyx Inc.COM60,000$180.0K<0.1%History
ZOMDFZomedica Corp.COM109,500$173.0K<0.1%History
OUSTOuster, Inc.COM17,200$146.0K<0.1%History
ALDXAldeyra Therapeutics, Inc.COM11,188$133.0K<0.1%History
Forum Merger III Corp349885103COM CL A13,100$131.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202611,400$115.0K<0.1%–
China Jo-Jo Drugstores Inc16949A206COM NEW100,000$112.0K<0.1%–
Nextgen Acquisition CorpG65305107CL A11,300$112.0K<0.1%–
HYLNHyliion Holdings Corp.COMMON STOCK10,250$109.0K<0.1%History
Thoma Bravo AdvantageG88272102COM CL A10,000$105.0K<0.1%–
EMBJEmbraer S.A.ADR10,120$101.0K<0.1%History
FTITechnipFMC plcCOM11,011$85.0K<0.1%History
WWRWestwater Resources, Inc.COM NEW13,000$70.0K<0.1%History
NTBLNotable Labs, Ltd.COM32,800$66.0K<0.1%History
Hyperscale Data, Inc.05150X104COM12,600$41.0K<0.1%–
GALTGalectin Therapeutics IncCOM NEW16,006$35.0K<0.1%History
VCNXVaccinex, Inc.COM10,500$31.0K<0.1%History
Onconova Therapeutics Inc68232V405COM PAR13,000$13.0K<0.1%–
Gabelli Util Tr36240A168RIGHT 04/14/202110,066$1.00K<0.1%–