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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,884
+410 vs. Q1 2021
Portfolio value
$7.09B
+$2.38B (+50.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
TRPTC Energy CorpCOM4,629$229.0K<0.1%+4,629NewHistory
John Hancock Exchange Traded47804J883MLTFACTR INDLS4,438$229.0K<0.1%+4,438New–
GPNGlobal Payments IncStock1,227$230.0K<0.1%+1,227NewHistory
UUnity Software Inc.COM2,090$230.0K<0.1%+2,090NewHistory
CEMClearBridge MLP & Midstream Fund Inc.COM7,854$230.0K<0.1%+7,854NewHistory
Listed FD Tr53656F466MORGAN CREEK11,000$230.0K<0.1%+1,200+12.2%Added–
OTTROtter Tail CorpCOM4,742$231.0K<0.1%+4,742NewHistory
IDCCInterDigital, Inc.COM3,167$231.0K<0.1%+3,167NewHistory
SHLXShell Midstream Partners, L.P.UNIT LTD INT15,700$232.0K<0.1%+4,581+41.2%AddedHistory
Fidelity MSCI Materials Index ETF316092881ETF5,034$233.0K<0.1%+5,034New–
LTCLTC Properties IncREIT6,079$233.0K<0.1%+6,079NewHistory
CMSCMS Energy CorpCOM3,952$233.0K<0.1%+407+11.5%AddedHistory
PLUGPlug Power IncStock6,843$234.0K<0.1%+6,843NewHistory
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,198$234.0K<0.1%+9,198New–
Health Assurn Acquisition Co42226W208UNIT 99/99/999922,500$234.0K<0.1%00.0%Unchanged–
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM39,323$234.0K<0.1%−17,407−30.7%ReducedHistory
iShares Tr464288372GLB INFRASTR ETF5,180$235.0K<0.1%+5,180New–
BROBrown & Brown, Inc.Stock4,439$236.0K<0.1%−15−0.3%ReducedHistory
HOMBHome Bancshares IncCOM9,564$236.0K<0.1%+9,564NewHistory
MTDMettler Toledo International IncCOM170$236.0K<0.1%+170NewHistory
SPDR Series Trust78464A383ST STR BACKE ETF9,119$236.0K<0.1%+9,119New–
ENTGEntegris IncCOM1,919$236.0K<0.1%+1,919NewHistory
JBLUJetBlue Airways CorpCOM14,106$237.0K<0.1%+14,106NewHistory
LSILife Storage, Inc.COM2,212$237.0K<0.1%+2,212NewHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM14,180$238.0K<0.1%+2,820+24.8%AddedHistory
ROOTRoot, Inc.COM CL A22,032$238.0K<0.1%+22,032NewHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,613$239.0K<0.1%+4,613New–
SPHRSphere Entertainment Co.CL A2,851$239.0K<0.1%+2,851NewHistory
KIMKimco Realty CorpCOM11,479$239.0K<0.1%+11,479NewHistory
Kraneshares Tr500767827ELEC VEH FUTUR5,125$239.0K<0.1%+312+6.5%Added–
TRTNTriton International LtdCL A4,567$239.0K<0.1%+800+21.2%AddedHistory
LINDLindblad Expeditions Holdings, Inc.Stock15,000$240.0K<0.1%+15,000NewHistory
PSECProspect Capital CorpCOM28,635$240.0K<0.1%+4,185+17.1%AddedHistory
CPRICapri Holdings LtdSHS4,213$241.0K<0.1%−214−4.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC2,052$241.0K<0.1%+2,052New–
SGENSeagen Inc.COM1,524$241.0K<0.1%+1,524NewHistory
FNBFNB CorpCOM19,653$242.0K<0.1%+19,653NewHistory
Vanguard World FD921910873MEGA CAP INDEX1,590$242.0K<0.1%+1,590New–
BXMTBlackstone Mortgage Trust, Inc.COM CL A7,631$243.0K<0.1%+7,631NewHistory
TCMDTactile Systems Technology IncCOM4,666$243.0K<0.1%00.0%UnchangedHistory
CTLTCatalent, Inc.COM2,251$243.0K<0.1%−149−6.2%ReducedHistory
DMDesktop Metal, Inc.COM CL A21,125$243.0K<0.1%+6,130+40.9%AddedHistory
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE4,160$244.0K<0.1%+4,160New–
SIXSix Flags Entertainment CorpCOM5,628$244.0K<0.1%+938+20.0%AddedHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF4,359$245.0K<0.1%+4,359New–
WisdomTree Tr97717W570US MIDCAP FUND4,667$245.0K<0.1%+4,667New–
CRSRCorsair Gaming, Inc.COM7,364$245.0K<0.1%+7,364NewHistory
INSGInseego Corp.COM24,244$245.0K<0.1%+24,244NewHistory
RMTRoyce Micro-Cap Trust, Inc.COM19,785$245.0K<0.1%−1,136−5.4%ReducedHistory
SPDR Ser Tr78468R697S&P KENSHO INTLG5,120$245.0K<0.1%+707+16.0%Added–
iShares U.S. Regional Banks ETF464288778ETF4,271$246.0K<0.1%+4,271New–
INFOIHS Markit Ltd.SHS2,182$246.0K<0.1%+89+4.3%AddedHistory
RIOTRiot Platforms, Inc.COM6,570$247.0K<0.1%−2,401−26.8%ReducedHistory
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,403$247.0K<0.1%+13,403NewHistory
MARAMARA Holdings, Inc.COM7,905$248.0K<0.1%+7,905NewHistory
SASRSandy Spring Bancorp IncCOM5,628$248.0K<0.1%+5,628NewHistory
WUWestern Union COStock10,857$249.0K<0.1%+10,857NewHistory
ESSEssex Property Trust, Inc.COM830$249.0K<0.1%+47+6.0%AddedHistory
CORECore-Mark Holding Company, LLCCOM5,539$249.0K<0.1%+5,539NewHistory
iShares Inc464286426MSCI EM ASIA ETF2,703$250.0K<0.1%+62+2.3%Added–
SRPTSarepta Therapeutics, Inc.COM3,220$250.0K<0.1%+130+4.2%AddedHistory
Pacer FDS Tr69374H568SWAN SOS FD OF11,368$250.0K<0.1%+11,368New–
Pacer Trendpilot International ETF69374H683ETF8,685$251.0K<0.1%00.0%Unchanged–
DBX ETF Tr233051432XTRACK USD HIGH6,228$251.0K<0.1%+6,228New–
Collaborative Investmnt Ser19423L672THE SPAC AND NEW8,625$251.0K<0.1%+300+3.6%Added–
iShares Tr46435G789IBONDS DEC20219,795$251.0K<0.1%+9,795New–
PZZAPapa Johns International IncStock2,413$252.0K<0.1%−2−0.1%ReducedHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,725$252.0K<0.1%+4,725New–
RITMRithm Capital Corp.REIT23,893$253.0K<0.1%+23,893NewHistory
iShares Inc464286517JP MORGAN EM ETF5,806$253.0K<0.1%+5,806New–
OLEDUniversal Display CorpCOM1,138$253.0K<0.1%+85+8.1%AddedHistory
EVMEaton Vance California Municipal Bond FundCOM21,160$253.0K<0.1%+53+0.3%AddedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN5,034$255.0K<0.1%+5,034NewHistory
iShares Tr464287697U.S. UTILITS ETF3,247$255.0K<0.1%+3,247New–
CCChemours CoStock7,360$256.0K<0.1%+7,360NewHistory
STNEStoneCo Ltd.COM3,814$256.0K<0.1%+3,814NewHistory
MGEEMge Energy IncCOM3,435$256.0K<0.1%+251+7.9%AddedHistory
BFZBlackRock California Municipal Income TrustSH BEN INT17,177$257.0K<0.1%00.0%UnchangedHistory
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM14,236$258.0K<0.1%+528+3.9%AddedHistory
ALCAlcon IncStock3,696$259.0K<0.1%+606+19.6%AddedHistory
SPDR Series Trust78468R796ST STR SP500FF2,442$259.0K<0.1%−193−7.3%Reduced–
iShares Tr46435U333FOCUSD VAL FAC4,762$261.0K<0.1%+154+3.3%Added–
GWWW.W. Grainger, Inc.Stock599$262.0K<0.1%+599NewHistory
Ssga Active ETF Tr78467V400GLOBL ALLO ETF5,692$262.0K<0.1%+22+0.4%Added–
Vanguard Emerging Markets Government Bond ETF921946885ETF3,298$263.0K<0.1%+3,298New–
TTWOTake Two Interactive Software IncCOM1,487$263.0K<0.1%+1,487NewHistory
FBINFortune Brands Innovations, Inc.COM2,638$263.0K<0.1%+2,638NewHistory
RVTYRevvity, Inc.COM1,705$263.0K<0.1%+1,705NewHistory
DXCMDexcom IncCOM617$263.0K<0.1%+617NewHistory
SIVBSVB Financial GroupCOM473$263.0K<0.1%−18−3.7%ReducedHistory
EHCEncompass Health CorpCOM3,383$264.0K<0.1%+448+15.3%AddedHistory
ProShares Tr74347B607INVT INT RT HG3,443$264.0K<0.1%+512+17.5%Added–
LECOLincoln Electric Holdings IncCOM2,003$264.0K<0.1%−365−15.4%ReducedHistory
Advisorshares Tr00768Y453PURE US CANN ETF6,610$264.0K<0.1%+6,610New–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,376$265.0K<0.1%−4,273−75.6%Reduced–
PFPTProofpoint IncCOM1,524$265.0K<0.1%−400−20.8%ReducedHistory
CDNSCadence Design Systems IncStock1,954$267.0K<0.1%+489+33.4%AddedHistory
CPBCAMPBELL'S CoCOM5,847$267.0K<0.1%+1,016+21.0%AddedHistory
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP2,967$267.0K<0.1%+2,967New–
MPVBarings Participation InvestorsSH BEN INT19,491$267.0K<0.1%+19,491NewHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$26.0K–
USOUnited States Oil Fund, LPUNITS–$13.0K
AGFirst Majestic Silver CorpCOM–$9.00K
Yamana Gold Inc98462Y100COM–$8.00K
Invesco QQQ Trust Series I46090E103ETF$2.00K–
State Street Technology Select Sector SPDR ETF81369Y803ETF–$2.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
AMDAdvanced Micro Devices IncStock–$2.00K
BALLBALL CorpCOM$2.00K–
CHPTChargePoint Holdings, Inc.COM CL A–$2.00K
MOAltria Group, Inc.Stock–$1.00K
USBUS Bancorp DECOM NEW$0$1.00K

Sold out since Q1 2021 (65)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM153,193$2.99M0.1%–
Western Asset Mun Def Opp Tr95768A109COM63,677$1.35M<0.1%–
HPSJohn Hancock Preferred Income Fund IIICOM68,315$1.24M<0.1%History
Standard Avb Finl Corp85303B100COM32,010$1.04M<0.1%–
Varian Med Sys Inc92220P105COM4,469$789.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A91,652$781.0K<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH16,129$725.0K<0.1%–
Trident Acquisitions Corp89615T106COM49,000$585.0K<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF20,083$567.0K<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF16,300$484.0K<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B17,716$468.0K<0.1%–
VVVValvoline IncCOM17,715$462.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 219,741$449.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW30,603$421.0K<0.1%History
Innovator ETFs Trust45782C565US EQTY ULTRA BU13,777$396.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM27,089$375.0K<0.1%History
BLDRBuilders FirstSource, Inc.Stock7,969$370.0K<0.1%History
Thunder BRDG Acquistion II LG8857S116CL A SHS35,550$370.0K<0.1%–
NKLANikola CorpCOM26,349$366.0K<0.1%History
GS Acquisition Hldgs Corp II36258Q105COM CL A33,897$354.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS37,482$353.0K<0.1%–
HONEHarborOne Bancorp, Inc.COM NEW24,797$334.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,248$328.0K<0.1%History
Forest Road Acquisition Corp34619R102COM29,700$301.0K<0.1%–
Innovator ETFs Trust45782C839US EQT ULTRA BF11,135$298.0K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,739$298.0K<0.1%–
LPROOpen Lending CorpCOM8,250$292.0K<0.1%History
Hudson Executive Invt Corp443761101COM CL A29,000$288.0K<0.1%–
CGNXCognex CorpCOM3,279$272.0K<0.1%History
CARAvis Budget Group, Inc.COM3,731$271.0K<0.1%History
VIEWView, Inc.COM CL A36,100$267.0K<0.1%History
FLEXFlex Ltd.Stock14,485$265.0K<0.1%History
JACKJack in the Box IncCOM2,221$244.0K<0.1%History
GANGAN LtdORD SHS13,300$242.0K<0.1%History
CWHCamping World Holdings, Inc.CL A6,469$235.0K<0.1%History
Nuveen Corporate Incm Noveme67077N106COM24,600$231.0K<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS20,700$219.0K<0.1%–
WDFCWD 40 CoCOM698$214.0K<0.1%History
MSTRStrategy IncStock312$212.0K<0.1%History
JWNNordstrom IncStock5,578$211.0K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN1,838$210.0K<0.1%–
TMBRTrex Wind-Down, Inc.COM102,128$207.0K<0.1%History
RNGRingCentral, Inc.CL A681$203.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP4,700$202.0K<0.1%–
Nuveen CR Opportunities 202267075U102COM23,775$199.0K<0.1%–
DPCM Cap Inc23344P101COM CL A20,000$197.0K<0.1%–
APTXAptinyx Inc.COM60,000$180.0K<0.1%History
ZOMDFZomedica Corp.COM109,500$173.0K<0.1%History
OUSTOuster, Inc.COM17,200$146.0K<0.1%History
ALDXAldeyra Therapeutics, Inc.COM11,188$133.0K<0.1%History
Forum Merger III Corp349885103COM CL A13,100$131.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202611,400$115.0K<0.1%–
China Jo-Jo Drugstores Inc16949A206COM NEW100,000$112.0K<0.1%–
Nextgen Acquisition CorpG65305107CL A11,300$112.0K<0.1%–
HYLNHyliion Holdings Corp.COMMON STOCK10,250$109.0K<0.1%History
Thoma Bravo AdvantageG88272102COM CL A10,000$105.0K<0.1%–
EMBJEmbraer S.A.ADR10,120$101.0K<0.1%History
FTITechnipFMC plcCOM11,011$85.0K<0.1%History
WWRWestwater Resources, Inc.COM NEW13,000$70.0K<0.1%History
NTBLNotable Labs, Ltd.COM32,800$66.0K<0.1%History
Hyperscale Data, Inc.05150X104COM12,600$41.0K<0.1%–
GALTGalectin Therapeutics IncCOM NEW16,006$35.0K<0.1%History
VCNXVaccinex, Inc.COM10,500$31.0K<0.1%History
Onconova Therapeutics Inc68232V405COM PAR13,000$13.0K<0.1%–
Gabelli Util Tr36240A168RIGHT 04/14/202110,066$1.00K<0.1%–