Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,884
- +410 vs. Q1 2021
- Portfolio value
- $7.09B
- +$2.38B (+50.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CSPRCasper Sleep Inc. | COM | 104,502 | $861.0K | <0.1% | +5,234+5.3% | Added | History |
| PKGPackaging Corp of America | Stock | 6,371 | $863.0K | <0.1% | +6,371 | New | History |
| WYWeyerhaeuser Co | COM NEW | 25,179 | $867.0K | <0.1% | +5,757+29.6% | Added | History |
| DVNDevon Energy Corp | Stock | 29,766 | $869.0K | <0.1% | +17,979+152.5% | Added | History |
| SNPSSynopsys Inc | COM | 3,151 | $869.0K | <0.1% | +61+2.0% | Added | History |
| Invesco Exchange Traded FD T46137V779 | BLDG CONSTR ETF | 17,682 | $876.0K | <0.1% | +7,184+68.4% | Added | – |
| DGDollar General Corp | COM | 4,069 | $881.0K | <0.1% | +1,733+74.2% | Added | History |
| WATWaters Corp | COM | 2,548 | $881.0K | <0.1% | +280+12.3% | Added | History |
| PAASPan American Silver Corp | Stock | 30,868 | $882.0K | <0.1% | +18,826+156.3% | Added | History |
| TSCOTractor Supply Co | COM | 4,742 | $882.0K | <0.1% | +758+19.0% | Added | History |
| SEDGSolaredge Technologies, Inc. | COM | 3,196 | $883.0K | <0.1% | +2,372+287.9% | Added | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 19,397 | $886.0K | <0.1% | +4,102+26.8% | Added | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 24,443 | $890.0K | <0.1% | +7,828+47.1% | Added | – |
| COFCapital One Financial Corp | Stock | 5,774 | $893.0K | <0.1% | +1,129+24.3% | Added | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 29,274 | $893.0K | <0.1% | −16,348−35.8% | Reduced | – |
| First Tr Exchange Traded FD33738R100 | MULTI ASSET DI | 52,693 | $894.0K | <0.1% | +12,259+30.3% | Added | – |
| ORRFOrrstown Financial Services Inc | COM | 38,788 | $895.0K | <0.1% | −197−0.5% | Reduced | History |
| APOApollo Global Management, Inc. | COM CL A | 14,402 | $896.0K | <0.1% | +985+7.3% | Added | History |
| BITBlackRock Multi-Sector Income Trust | COM | 48,258 | $900.0K | <0.1% | +22,668+88.6% | Added | History |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 29,179 | $905.0K | <0.1% | +29,179 | New | – |
| SPDR Series Trust78468R721 | STATE STREET SPD | 17,404 | $907.0K | <0.1% | +9,251+113.5% | Added | – |
| Vanguard Energy ETF92204A306 | ETF | 11,976 | $909.0K | <0.1% | +4,172+53.5% | Added | – |
| DLRDigital Realty Trust, Inc. | COM | 6,064 | $912.0K | <0.1% | +3,286+118.3% | Added | History |
| OMFOneMain Holdings, Inc. | COM | 15,247 | $913.0K | <0.1% | +809+5.6% | Added | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 17,780 | $917.0K | <0.1% | +17,780 | New | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 11,633 | $919.0K | <0.1% | +4,587+65.1% | Added | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 4,966 | $920.0K | <0.1% | +2,169+77.5% | Added | – |
| RKTRocket Companies, Inc. | Stock | 47,638 | $922.0K | <0.1% | +36,238+317.9% | Added | History |
| BKRBaker Hughes Co | CL A | 40,344 | $923.0K | <0.1% | +4,084+11.3% | Added | History |
| QRVOQorvo, Inc. | Stock | 4,734 | $926.0K | <0.1% | +1,521+47.3% | Added | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 6,505 | $928.0K | <0.1% | +3,817+142.0% | Added | – |
| COHRCoherent Corp. | COM | 12,792 | $929.0K | <0.1% | +2,214+20.9% | Added | History |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 30,047 | $931.0K | <0.1% | +640+2.2% | Added | – |
| CRFCornerstone Total Return Fund Inc | COM | 82,184 | $933.0K | <0.1% | +82,184 | New | History |
| iShares Tr464288562 | RESIDENTIAL MULT | 11,191 | $933.0K | <0.1% | +1,122+11.1% | Added | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 41,723 | $934.0K | <0.1% | −5,964−12.5% | Reduced | History |
| iShares Tr464287192 | US TRSPRTION | 3,598 | $935.0K | <0.1% | +3,598 | New | – |
| RCLRoyal Caribbean Cruises Ltd | COM | 10,974 | $936.0K | <0.1% | +4,813+78.1% | Added | History |
| First Tr Exchng Traded FD VI33740F623 | FT VEST US EQT | 28,715 | $942.0K | <0.1% | −7,385−20.5% | Reduced | – |
| Vanguard Scottsdale FDS92206C623 | VNG RUS2000GRW | 4,157 | $943.0K | <0.1% | +168+4.2% | Added | – |
| CNCCentene Corp | Stock | 12,960 | $945.0K | <0.1% | +8,775+209.7% | Added | History |
| AXONAxon Enterprise, Inc. | COM | 5,352 | $946.0K | <0.1% | +3,274+157.6% | Added | History |
| CGCCanopy Growth Corp | COM | 39,137 | $948.0K | <0.1% | +20,950+115.2% | Added | History |
| ZBRAZebra Technologies Corp | CL A | 1,798 | $952.0K | <0.1% | +858+91.3% | Added | History |
| iShares Tr46435G326 | CORE MSCI INTL | 14,126 | $953.0K | <0.1% | +1,593+12.7% | Added | – |
| Schwab U.S. REIT ETF808524847 | ETF | 20,856 | $955.0K | <0.1% | +20,856 | New | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 20,707 | $959.0K | <0.1% | +20,707 | New | – |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 25,396 | $959.0K | <0.1% | +1,969+8.4% | Added | – |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 30,110 | $960.0K | <0.1% | +8,004+36.2% | Added | – |
| ESEversource Energy | Stock | 12,007 | $963.0K | <0.1% | +2,078+20.9% | Added | History |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 3,075 | $966.0K | <0.1% | +1,871+155.4% | Added | – |
| VMOInvesco Municipal Opportunity Trust | COM | 71,474 | $972.0K | <0.1% | +71,474 | New | History |
| BSTBlackRock Science & Technology Trust | SHS | 16,423 | $979.0K | <0.1% | +3,013+22.5% | Added | History |
| KLACKLA Corp | COM NEW | 3,027 | $981.0K | <0.1% | +2,047+208.9% | Added | History |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 18,081 | $982.0K | <0.1% | +3,585+24.7% | Added | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 19,354 | $982.0K | <0.1% | −757−3.8% | Reduced | – |
| iShares Tr464288356 | CALIF MUN BD ETF | 15,685 | $982.0K | <0.1% | −289−1.8% | Reduced | – |
| RFRegions Financial Corp | COM | 48,872 | $986.0K | <0.1% | +29,294+149.6% | Added | History |
| MROMarathon Oil Corp | COM | 72,448 | $987.0K | <0.1% | +19,997+38.1% | Added | History |
| JMIAJumia Technologies AG | SPONSORED ADS | 32,570 | $988.0K | <0.1% | +32,570 | New | History |
| PBCTPeople's United Financial, Inc. | COM | 57,632 | $988.0K | <0.1% | +13,672+31.1% | Added | History |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 21,095 | $989.0K | <0.1% | +1,423+7.2% | Added | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 17,305 | $991.0K | <0.1% | +3,860+28.7% | Added | – |
| iShares Tr46435G102 | CONV BD ETF | 9,737 | $993.0K | <0.1% | +9,737 | New | – |
| iShares Tr46429B333 | GNMA BOND ETF | 19,909 | $995.0K | <0.1% | −5,206−20.7% | Reduced | – |
| BRSPBrightSpire Capital, Inc. | COM CL A | 106,538 | $1.00M | <0.1% | +106,538 | New | History |
| Global X FDS37954Y848 | GLOBAL X SILVER | 23,513 | $1.00M | <0.1% | +5,254+28.8% | Added | – |
| Fidelity MSCI Financials Index ETF316092501 | ETF | 19,194 | $1.00M | <0.1% | +13,341+227.9% | Added | – |
| Northern LTS FD Tr IV66538H534 | INSPIRE 100 ETF | 23,623 | $1.01M | <0.1% | +14,931+171.8% | Added | – |
| Invesco Exch Traded FD Tr II46138E412 | RUSEL 1000 LOW | 25,799 | $1.01M | <0.1% | +25,799 | New | – |
| TDToronto Dominion Bank | Stock | 14,491 | $1.01M | <0.1% | +10,549+267.6% | Added | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 20,073 | $1.02M | <0.1% | +12,489+164.7% | Added | History |
| Churchill Capital Corp IV171439102 | CL A | 35,525 | $1.02M | <0.1% | −14,960−29.6% | Reduced | – |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 16,377 | $1.04M | <0.1% | +3,931+31.6% | Added | – |
| MRVLMarvell Technology, Inc. | COM | 17,885 | $1.04M | <0.1% | +4,657+35.2% | Added | History |
| OSKOshkosh Corp | COM | 8,418 | $1.05M | <0.1% | +4,094+94.7% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 7,012 | $1.05M | <0.1% | +1,799+34.5% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 7,463 | $1.05M | <0.1% | +4,714+171.5% | Added | History |
| SPDR Series Trust78464A128 | ST STR SP1500VT | 7,194 | $1.05M | <0.1% | +2,658+58.6% | Added | – |
| Innovator ETFs Trust45782C748 | US EQTY PWR BUF | 33,947 | $1.05M | <0.1% | +33,947 | New | – |
| DNPDNP Select Income Fund Inc | COM | 101,151 | $1.06M | <0.1% | +52,802+109.2% | Added | History |
| EMNEastman Chemical Co | Stock | 9,077 | $1.06M | <0.1% | +5,769+174.4% | Added | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 17,548 | $1.06M | <0.1% | +2,319+15.2% | Added | – |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 36,718 | $1.07M | <0.1% | +1,052+2.9% | Added | – |
| BIIBBiogen Inc. | COM | 3,109 | $1.08M | <0.1% | +1,323+74.1% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 1,932 | $1.08M | <0.1% | +667+52.7% | Added | History |
| BSXBoston Scientific Corp | Stock | 25,312 | $1.08M | <0.1% | +5,399+27.1% | Added | History |
| TMToyota Motor Corp | ADS | 6,188 | $1.08M | <0.1% | +2,940+90.5% | Added | History |
| VanEck ETF Trust92189F684 | RETAIL ETF | 6,170 | $1.08M | <0.1% | +1,688+37.7% | Added | – |
| iShares Tr46434V696 | CORE MSCI PAC | 16,317 | $1.08M | <0.1% | +1,619+11.0% | Added | – |
| TNDMTandem Diabetes Care Inc | COM NEW | 11,121 | $1.08M | <0.1% | +11,121 | New | History |
| AOSSmith A O Corp | COM | 15,055 | $1.08M | <0.1% | +10,523+232.2% | Added | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 12,428 | $1.09M | <0.1% | +4,220+51.4% | Added | – |
| Vanguard Admiral FDS Inc921932885 | MIDCP 400 IDX | 5,974 | $1.09M | <0.1% | +1,159+24.1% | Added | – |
| Innovator ETFs Tr45782C243 | INVTOR 2 PLS 5 | 46,579 | $1.09M | <0.1% | −6,924−12.9% | Reduced | – |
| ICEIntercontinental Exchange, Inc. | Stock | 9,237 | $1.10M | <0.1% | +1,682+22.3% | Added | History |
| Vanguard Financials ETF92204A405 | ETF | 12,126 | $1.10M | <0.1% | +2,872+31.0% | Added | – |
| FMBHFirst Mid Bancshares, Inc. | COM | 27,097 | $1.10M | <0.1% | 00.0% | Unchanged | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 69,967 | $1.10M | <0.1% | +16,882+31.8% | Added | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 42,633 | $1.10M | <0.1% | +42,633 | New | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $26.0K | – |
| USOUnited States Oil Fund, LP | UNITS | – | $13.0K |
| AGFirst Majestic Silver Corp | COM | – | $9.00K |
| Yamana Gold Inc98462Y100 | COM | – | $8.00K |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.00K | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | – | $2.00K |
| AALAmerican Airlines Group Inc. | Stock | – | $2.00K |
| AMDAdvanced Micro Devices Inc | Stock | – | $2.00K |
| BALLBALL Corp | COM | $2.00K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $2.00K |
| MOAltria Group, Inc. | Stock | – | $1.00K |
| USBUS Bancorp DE | COM NEW | $0 | $1.00K |
Sold out since Q1 2021 (65)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| FS KKR Cap Corp II35952V303 | COM | 153,193 | $2.99M | 0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 63,677 | $1.35M | <0.1% | – |
| HPSJohn Hancock Preferred Income Fund III | COM | 68,315 | $1.24M | <0.1% | History |
| Standard Avb Finl Corp85303B100 | COM | 32,010 | $1.04M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 4,469 | $789.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 91,652 | $781.0K | <0.1% | – |
| Alps ETF Tr00162Q478 | DISRUPTIVE TECH | 16,129 | $725.0K | <0.1% | – |
| Trident Acquisitions Corp89615T106 | COM | 49,000 | $585.0K | <0.1% | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 20,083 | $567.0K | <0.1% | – |
| Innovator ETFs Trust45782C573 | US EQTY PWR BUF | 16,300 | $484.0K | <0.1% | – |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 17,716 | $468.0K | <0.1% | – |
| VVVValvoline Inc | COM | 17,715 | $462.0K | <0.1% | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 19,741 | $449.0K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 30,603 | $421.0K | <0.1% | History |
| Innovator ETFs Trust45782C565 | US EQTY ULTRA BU | 13,777 | $396.0K | <0.1% | – |
| TCPCBlackRock TCP Capital Corp. | COM | 27,089 | $375.0K | <0.1% | History |
| BLDRBuilders FirstSource, Inc. | Stock | 7,969 | $370.0K | <0.1% | History |
| Thunder BRDG Acquistion II LG8857S116 | CL A SHS | 35,550 | $370.0K | <0.1% | – |
| NKLANikola Corp | COM | 26,349 | $366.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 33,897 | $354.0K | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 37,482 | $353.0K | <0.1% | – |
| HONEHarborOne Bancorp, Inc. | COM NEW | 24,797 | $334.0K | <0.1% | History |
| PLNTPlanet Fitness, Inc. | CL A | 4,248 | $328.0K | <0.1% | History |
| Forest Road Acquisition Corp34619R102 | COM | 29,700 | $301.0K | <0.1% | – |
| Innovator ETFs Trust45782C839 | US EQT ULTRA BF | 11,135 | $298.0K | <0.1% | – |
| iShares Tr464288117 | INTL TREA BD ETF | 5,739 | $298.0K | <0.1% | – |
| LPROOpen Lending Corp | COM | 8,250 | $292.0K | <0.1% | History |
| Hudson Executive Invt Corp443761101 | COM CL A | 29,000 | $288.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,279 | $272.0K | <0.1% | History |
| CARAvis Budget Group, Inc. | COM | 3,731 | $271.0K | <0.1% | History |
| VIEWView, Inc. | COM CL A | 36,100 | $267.0K | <0.1% | History |
| FLEXFlex Ltd. | Stock | 14,485 | $265.0K | <0.1% | History |
| JACKJack in the Box Inc | COM | 2,221 | $244.0K | <0.1% | History |
| GANGAN Ltd | ORD SHS | 13,300 | $242.0K | <0.1% | History |
| CWHCamping World Holdings, Inc. | CL A | 6,469 | $235.0K | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 24,600 | $231.0K | <0.1% | – |
| Ftac Olympus Acquisition CorG37288100 | CL A SHS | 20,700 | $219.0K | <0.1% | – |
| WDFCWD 40 Co | COM | 698 | $214.0K | <0.1% | History |
| MSTRStrategy Inc | Stock | 312 | $212.0K | <0.1% | History |
| JWNNordstrom Inc | Stock | 5,578 | $211.0K | <0.1% | History |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 1,838 | $210.0K | <0.1% | – |
| TMBRTrex Wind-Down, Inc. | COM | 102,128 | $207.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 681 | $203.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 4,700 | $202.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 23,775 | $199.0K | <0.1% | – |
| DPCM Cap Inc23344P101 | COM CL A | 20,000 | $197.0K | <0.1% | – |
| APTXAptinyx Inc. | COM | 60,000 | $180.0K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 109,500 | $173.0K | <0.1% | History |
| OUSTOuster, Inc. | COM | 17,200 | $146.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 11,188 | $133.0K | <0.1% | History |
| Forum Merger III Corp349885103 | COM CL A | 13,100 | $131.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 11,400 | $115.0K | <0.1% | – |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 100,000 | $112.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 11,300 | $112.0K | <0.1% | – |
| HYLNHyliion Holdings Corp. | COMMON STOCK | 10,250 | $109.0K | <0.1% | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 10,000 | $105.0K | <0.1% | – |
| EMBJEmbraer S.A. | ADR | 10,120 | $101.0K | <0.1% | History |
| FTITechnipFMC plc | COM | 11,011 | $85.0K | <0.1% | History |
| WWRWestwater Resources, Inc. | COM NEW | 13,000 | $70.0K | <0.1% | History |
| NTBLNotable Labs, Ltd. | COM | 32,800 | $66.0K | <0.1% | History |
| Hyperscale Data, Inc.05150X104 | COM | 12,600 | $41.0K | <0.1% | – |
| GALTGalectin Therapeutics Inc | COM NEW | 16,006 | $35.0K | <0.1% | History |
| VCNXVaccinex, Inc. | COM | 10,500 | $31.0K | <0.1% | History |
| Onconova Therapeutics Inc68232V405 | COM PAR | 13,000 | $13.0K | <0.1% | – |
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 10,066 | $1.00K | <0.1% | – |