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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,643
+1 vs. Q1 2023
Portfolio value
$6.34B
+$339.0M (+5.6%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AJGArthur J. Gallagher & Co.COM2,825$620.3K<0.1%+109+4.0%AddedHistory
Pacer FDS Tr69374H568SWAN SOS FD OF25,555$621.8K<0.1%+10,582+70.7%Added–
EQIXEquinix IncCOM796$623.9K<0.1%−117−12.8%ReducedHistory
Aim ETF Products Trust00888H505ALLIA US OCT ETF20,526$624.5K<0.1%−450−2.1%Reduced–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI26,476$624.8K<0.1%+5,363+25.4%Added–
PEverpure, Inc.CL A16,998$625.9K<0.1%−119−0.7%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,678$626.0K<0.1%+1,243+22.9%Added–
KOFCoca Cola Femsa SAB de CVSPONS ADS REP7,516$626.2K<0.1%+4,076+118.5%AddedHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR9,151$626.3K<0.1%+3,986+77.2%Added–
GBCIGlacier Bancorp, Inc.COM20,125$627.3K<0.1%−4,151−17.1%ReducedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL12,415$628.8K<0.1%−2,942−19.2%Reduced–
CLFCleveland-Cliffs Inc.COM37,642$630.9K<0.1%+6,063+19.2%AddedHistory
Schwab Fundamental International Small Equity ETF808524748ETF19,019$631.2K<0.1%+1,721+9.9%Added–
HPEHewlett Packard Enterprise CoCOM37,612$631.9K<0.1%+114+0.3%AddedHistory
Timothy Plan887432326HIG DV STK ETF20,142$634.4K<0.1%+300+1.5%Added–
CCLCarnival Corp Ltd.UNIT 99/99/999933,749$635.5K<0.1%+1,719+5.4%AddedHistory
First Tr Exchange-Traded FD33733E849VEST GOLD STRTGY32,624$639.2K<0.1%+32,624New–
MRNAModerna, Inc.Stock5,261$639.2K<0.1%−13−0.2%ReducedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR12,893$640.0K<0.1%+5,342+70.7%Added–
PODDInsulet CorpStock2,224$641.3K<0.1%+2,224NewHistory
NETCloudflare, Inc.CL A COM9,816$641.7K<0.1%+1,044+11.9%AddedHistory
CLHClean Harbors IncCOM3,944$648.5K<0.1%−51−1.3%ReducedHistory
PENPenumbra IncCOM1,887$649.2K<0.1%+1,887NewHistory
WEATTeucrium Commodity TrustWHEAT FD101,028$650.6K<0.1%+101,028NewHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT62,080$653.1K<0.1%−16,344−20.8%Reduced–
HYTBlackRock Corporate High Yield Fund, Inc.COM73,236$653.3K<0.1%+4,672+6.8%AddedHistory
TWLOTwilio IncCL A10,278$653.9K<0.1%−11,230−52.2%ReducedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF3,234$655.6K<0.1%+196+6.5%Added–
AEHRAehr Test SystemsCOM15,905$656.1K<0.1%+15,905NewHistory
MSIMotorola Solutions, Inc.Stock2,239$656.7K<0.1%+5+0.2%AddedHistory
WECWec Energy Group, Inc.Stock7,462$658.4K<0.1%+602+8.8%AddedHistory
HEIHeico CorpCOM3,724$658.9K<0.1%−326−8.0%ReducedHistory
iShares Inc464286681MSCI EQUAL WEITE8,374$659.9K<0.1%00.0%Unchanged–
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR9,287$661.1K<0.1%+190+2.1%Added–
TEAMAtlassian CorpCL A3,960$664.5K<0.1%−304−7.1%ReducedHistory
AALAmerican Airlines Group Inc.Stock37,218$667.7K<0.1%−731−1.9%ReducedHistory
WisdomTree Tr97717Y691CLOUD COMPUTNG21,088$668.5K<0.1%+787+3.9%Added–
TTETotalEnergies SESPONSORED ADS11,605$668.9K<0.1%+1,182+11.3%AddedHistory
MXMagnachip Semiconductor CorpCOM60,107$672.0K<0.1%−1,975−3.2%ReducedHistory
VMCVulcan Materials COCOM2,981$672.1K<0.1%00.0%UnchangedHistory
FITBFifth Third BancorpCOM25,648$672.2K<0.1%+2,385+10.3%AddedHistory
iShares Tr46436E551ESG SELECT SCRE18,900$673.2K<0.1%+2,634+16.2%Added–
ATOAtmos Energy CorpCOM5,790$673.6K<0.1%+801+16.1%AddedHistory
CMGChipotle Mexican Grill IncCOM315$673.8K<0.1%+73+30.2%AddedHistory
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB32,786$674.4K<0.1%−30,213−48.0%Reduced–
DLRDigital Realty Trust, Inc.COM5,927$674.9K<0.1%+13+0.2%AddedHistory
Barrick Gold Corp067901108COM39,913$675.7K<0.1%−54,861−57.9%Reduced–
SWKSSkyworks Solutions, Inc.Stock6,115$676.9K<0.1%−250−3.9%ReducedHistory
ROKURoku, IncCOM CL A10,604$678.2K<0.1%−306−2.8%ReducedHistory
BUDAnheuser-Busch InBev SA/NVADR11,964$678.6K<0.1%+1,097+10.1%AddedHistory
iShares Tr46434V803HDG MSCI EAFE21,937$680.1K<0.1%−2,907−11.7%Reduced–
DBX ETF Tr233051432XTRACK USD HIGH19,743$681.1K<0.1%+4,833+32.4%Added–
ARK ETF Tr00214Q5003D PRINTING ETF29,119$683.1K<0.1%+328+1.1%Added–
iShares Tr46436E619ESG ADVAN ETF16,061$683.9K<0.1%+1,568+10.8%Added–
Vanguard Communication Services ETF92204A884ETF6,442$684.9K<0.1%−705−9.9%Reduced–
iShares Tr464288109MORNINGSTAR VALU10,308$685.7K<0.1%00.0%Unchanged–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF13,544$686.4K<0.1%+1,669+14.1%Added–
FEFirstenergy CorpCOM17,659$686.6K<0.1%−1,113−5.9%ReducedHistory
NEMNEWMONT CorpStock16,129$688.0K<0.1%−2,593−13.9%ReducedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF32,796$690.0K<0.1%+32,796New–
DEODiageo PLCSPON ADR NEW3,978$690.0K<0.1%−312−7.3%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB36,645$694.2K<0.1%−23,679−39.3%Reduced–
iShares Tr464288521CRE U S REIT ETF13,533$695.7K<0.1%−235−1.7%Reduced–
iShares Tr464287192US TRSPRTION2,793$697.7K<0.1%−73−2.5%Reduced–
CEGConstellation Energy CorpStock7,646$700.0K<0.1%−175−2.2%ReducedHistory
WisdomTree Tr97717X511YIELD ENHANCD US16,249$700.2K<0.1%+1,697+11.7%Added–
Innovator ETFs Trust45782C474US SML CP PWR B21,902$700.5K<0.1%−80−0.4%Reduced–
iShares Tr464287754US INDUSTRIALS6,606$700.5K<0.1%+200+3.1%Added–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF9,341$700.6K<0.1%−1,725−15.6%Reduced–
GWWW.W. Grainger, Inc.Stock889$700.7K<0.1%+35+4.1%AddedHistory
Innovator ETFs Trust45782C342US SML CP PWR ET25,465$701.3K<0.1%+25,465New–
iShares Tr464287234MSCI EMG MKT ETF17,905$708.3K<0.1%−7,519−29.6%Reduced–
iShares Tr464287291GLOBAL TECH ETF11,405$709.3K<0.1%+58+0.5%Added–
SPDR Series Trust78468R408ST TERM HIGH ETF28,733$709.7K<0.1%+28,733New–
COINCoinbase Global, Inc.COM CL A9,928$710.4K<0.1%+578+6.2%AddedHistory
Invesco Actively Managed Exc46090A804TOTAL RETURN15,292$710.5K<0.1%−229−1.5%Reduced–
PFGPrincipal Financial Group IncCOM9,454$717.0K<0.1%+1,066+12.7%AddedHistory
SPDR Series Trust78464A755ST STR SP METAL14,161$719.7K<0.1%−4,737−25.1%Reduced–
iShares Tr464287325GLOB HLTHCRE ETF8,473$720.1K<0.1%+1,645+24.1%Added–
Cyberark Software LtdM2682V108SHS4,632$724.1K<0.1%+48+1.0%Added–
iShares Tr46435G516ESG AW MSCI EAFE9,929$724.1K<0.1%+649+7.0%Added–
iShares U S ETF Tr46431W838SHOR MAT MUN ETF14,524$724.6K<0.1%+1,976+15.7%Added–
UNGUnited States Natural Gas Fund, LPUNIT PAR97,720$725.1K<0.1%+52,043+113.9%AddedHistory
SPDR Series Trust78468R523ST STR BL 12 ETF7,300$726.1K<0.1%+7,300New–
Schwab Emerging Markets Equity ETF808524706ETF29,586$728.7K<0.1%+1,120+3.9%Added–
EVVEaton Vance Ltd Duration Income FundCOM78,050$730.5K<0.1%+14,790+23.4%AddedHistory
Vanguard World FD921910873MEGA CAP INDEX4,670$730.7K<0.1%−18,947−80.2%Reduced–
DFSDiscover Financial ServicesCOM6,283$734.2K<0.1%−481−7.1%ReducedHistory
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF24,777$736.6K<0.1%+10,800+77.3%Added–
ALBAlbemarle CorpStock3,307$737.7K<0.1%+105+3.3%AddedHistory
PIMCO ETF Tr72201R817INV GRD CRP BD7,778$737.7K<0.1%+523+7.2%Added–
LDOSLeidos Holdings, Inc.COM8,351$738.9K<0.1%−246−2.9%ReducedHistory
Ssga Active Tr78470P408STATE STREET US17,043$739.0K<0.1%+17,043New–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE9,240$739.2K<0.1%+2,016+27.9%Added–
NRPNatural Resource Partners LPCOM UNIT LTD PAR14,075$742.3K<0.1%−919−6.1%ReducedHistory
WisdomTree Tr97717X594ITL HDG QTLY DIV18,486$742.6K<0.1%−26,603−59.0%Reduced–
RIORio Tinto PLCADR11,647$743.6K<0.1%−1,610−12.1%ReducedHistory
VTLEVital Energy, Inc.COM16,561$747.7K<0.1%+1,243+8.1%AddedHistory
First Tr Exchng Traded FD VI33740F730FT VEST US EQT21,846$749.3K<0.1%−2,856−11.6%Reduced–
American Centy ETF Tr025072349US LARGE CAP VLU14,090$751.7K<0.1%+14,090New–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$111.7K$355
Invesco QQQ Trust Series I46090E103ETF$89.8K–
NVDANVIDIA CorpStock$27.6K–
SLViShares Silver TrustETF$23.8K–
CCJCameco CorpStock$16.7K–
ISRGIntuitive Surgical IncCOM NEW$9.66K–
PODDInsulet CorpStock$7.80K–
GLDSPDR Gold TrustETF$6.86K–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD278,617$7.77M0.1%History
RGLDRoyal Gold IncStock29,034$3.77M0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US91,925$3.46M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$3.04M0.1%–
TRTNTriton International LtdCL A28,768$1.82M<0.1%History
Barclays Bank PLC06740P114IPTH PURE BRD34,699$1.56M<0.1%–
Tidal ETF Tr886364603RPAR RISK PARI55,230$1.08M<0.1%–
SESea LtdSPONSORD ADS11,358$983.0K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$934.9K<0.1%–
PIImpinj IncCOM6,724$911.2K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A85,865$899.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO6,902$880.7K<0.1%–
BBWBuild-A-Bear Workshop IncCOM36,145$840.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT45,055$706.9K<0.1%History
KRPKimbell Royalty Partners, LPUNIT44,599$679.2K<0.1%History
CWENClearway Energy, Inc.CL C21,284$666.8K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS8,479$643.6K<0.1%History
GBDCGolub Capital BDC, Inc.COM46,866$635.5K<0.1%History
STNGScorpio Tankers Inc.SHS10,415$586.5K<0.1%History
TFSLTFS Financial CORPCOM46,232$583.9K<0.1%History
Barclays BK PLC06746P456ETN LKD 488,440$550.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL10,695$545.9K<0.1%History
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,760$523.7K<0.1%–
XPEVXpeng Inc.ADS46,198$513.3K<0.1%History
VRDNViridian Therapeutics, Inc.COM19,945$507.4K<0.1%History
ALGMAllegro Microsystems, Inc.COM10,155$487.3K<0.1%History
ProShares Tr74347B391EQTS FOR RISIN9,773$482.0K<0.1%–
TRINTrinity Capital Inc.COM36,902$469.8K<0.1%History
CANETeucrium Commodity TrustSUGAR FD40,050$455.8K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$451.2K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$451.2K<0.1%–
TRIThomson Reuters CorpCOM NEW3,456$449.7K<0.1%History
Barclays BK PLC06746P431ETN LKD 485,445$447.3K<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$438.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$431.6K<0.1%History
FROFrontline plcCOM25,992$430.4K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT5,993$430.3K<0.1%History
EPAMEPAM Systems, Inc.COM1,425$426.1K<0.1%History
CXTCrane NXT, Co.COM3,590$407.5K<0.1%History
GAMGeneral American Investors Co IncCOM9,978$388.2K<0.1%History
CNCCentene CorpStock5,854$370.0K<0.1%History
Crescent PT Energy Corp22576C101COM51,981$366.5K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$361.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF3,666$356.7K<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$339.2K<0.1%–
GSLGlobal Ship Lease, Inc.COM CL A17,942$336.2K<0.1%History
ADCAgree Realty CorpCOM4,868$334.0K<0.1%History
AVIDAvid Technology, Inc.COM10,000$319.8K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$316.8K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$316.4K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$315.8K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$310.6K<0.1%History
DHTDHT Holdings, Inc.SHS NEW28,591$309.1K<0.1%History
ANDEAndersons, Inc.COM7,439$307.4K<0.1%History
WSBCWesbanco IncCOM9,973$306.2K<0.1%History
BBYBest Buy Co IncStock3,890$304.4K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF8,718$296.1K<0.1%–
MASIMasimo CorpCOM1,591$293.6K<0.1%History
HDSNHudson Technologies IncCOM33,547$292.9K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI9,815$289.3K<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC3,313$286.5K<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$286.1K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$282.2K<0.1%–
AVYAvery Dennison CorpCOM1,532$274.2K<0.1%History
KIMKimco Realty CorpCOM13,724$268.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$260.4K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$260.3K<0.1%–
MKTXMarketaxess Holdings IncCOM654$255.9K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$249.4K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$248.3K<0.1%–
PORPortland General Electric CoCOM NEW5,059$247.3K<0.1%History
RMBSRambus IncCOM4,820$247.1K<0.1%History
RCMTRCM Technologies, Inc.COM NEW21,017$243.0K<0.1%History
RGENRepligen CorpCOM1,435$241.6K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,469$240.1K<0.1%History
EMNEastman Chemical CoStock2,843$239.8K<0.1%History
TYLTyler Technologies IncCOM676$239.7K<0.1%History
AAPAdvance Auto Parts IncCOM1,965$239.0K<0.1%History
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$238.7K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$234.2K<0.1%History
UBSIUnited Bankshares IncCOM6,642$233.8K<0.1%History
ROCCBaytex Energy USA, Inc.COM5,683$232.1K<0.1%History
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$231.8K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$231.7K<0.1%–
PKGPackaging Corp of AmericaStock1,661$230.6K<0.1%History
APTVAptiv PLCSHS2,042$229.1K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY6,856$227.2K<0.1%–
HRBH&R Block IncCOM6,317$222.7K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S2,712$221.2K<0.1%–
CIENCiena CorpCOM NEW4,208$221.0K<0.1%History
CNRCore Natural Resources, Inc.COM3,765$219.4K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF778$215.6K<0.1%–
Yamana Gold Inc98462Y100COM36,800$215.3K<0.1%–
Schwab U.S. REIT ETF808524847ETF11,023$214.9K<0.1%–
iShares Tr464287697U.S. UTILITS ETF2,526$211.5K<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock2,912$210.2K<0.1%History
FNFFidelity National Financial, Inc.COM SHS6,005$209.8K<0.1%History
SONYSony Group CorpSPONSORED ADR2,310$209.4K<0.1%History
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$208.8K<0.1%–
OLNOLIN CorpStock3,750$208.1K<0.1%History