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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,643
+1 vs. Q1 2023
Portfolio value
$6.34B
+$339.0M (+5.6%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
LENLennar CorpCL A4,080$511.3K<0.1%+895+28.1%AddedHistory
DOCNDigitalOcean Holdings, Inc.COM12,789$513.4K<0.1%−760−5.6%ReducedHistory
CPRTCopart IncCOM5,642$514.6K<0.1%+1,611+40.0%AddedHistory
JBLJabil IncStock4,771$514.9K<0.1%−28−0.6%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD87,169$515.2K<0.1%+87,169NewHistory
EIXEdison InternationalStock7,436$516.4K<0.1%+249+3.5%AddedHistory
ETF Ser Solutions26922B873DEFIANCE HTL AIR24,099$519.5K<0.1%−2,138−8.1%Reduced–
GFIGold Fields LtdSPONSORED ADR37,562$519.5K<0.1%+37,562NewHistory
ZSZscaler, Inc.Stock3,567$521.9K<0.1%+325+10.0%AddedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,895$523.2K<0.1%00.0%Unchanged–
BNYBank of New York Mellon CorpStock11,756$523.4K<0.1%−1,287−9.9%ReducedHistory
EQTEQT CorpStock12,742$524.1K<0.1%−24,426−65.7%ReducedHistory
Fidelity Covington Trust316092782VLU FACTOR ETF10,696$525.2K<0.1%+535+5.3%Added–
CAHCardinal Health IncStock5,564$526.2K<0.1%+965+21.0%AddedHistory
Vanguard Financials ETF92204A405ETF6,485$526.8K<0.1%+214+3.4%Added–
AGXArgan IncStock13,377$527.2K<0.1%−763−5.4%ReducedHistory
HTGCHercules Capital, Inc.COM35,653$527.7K<0.1%−3,608−9.2%ReducedHistory
MGAMagna International IncCOM9,352$527.8K<0.1%+3,317+55.0%AddedHistory
RCLRoyal Caribbean Cruises LtdCOM5,092$528.2K<0.1%−1,475−22.5%ReducedHistory
BERYBerry Global Group, Inc.COM8,215$528.6K<0.1%−137−1.6%ReducedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE14,840$529.2K<0.1%+79+0.5%Added–
Fidelity High Dividend ETF316092840ETF13,336$530.0K<0.1%+72+0.5%Added–
MPWRMonolithic Power Systems, Inc.COM981$530.1K<0.1%+227+30.1%AddedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF7,708$530.2K<0.1%+2,035+35.9%Added–
ARESAres Management CorpCL A COM STK5,504$530.3K<0.1%−910−14.2%ReducedHistory
iShares Tr464288273EAFE SML CP ETF9,025$532.3K<0.1%+1,980+28.1%Added–
KEYSKeysight Technologies, Inc.Stock3,181$532.7K<0.1%+504+18.8%AddedHistory
ELEstee Lauder Companies IncCL A2,726$535.4K<0.1%+52+1.9%AddedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS24,622$536.0K<0.1%−912−3.6%ReducedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF7,594$536.2K<0.1%00.0%Unchanged–
PENNPENN Entertainment, Inc.COM22,320$536.4K<0.1%+75+0.3%AddedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF20,120$538.6K<0.1%+1,032+5.4%Added–
ETF Ser Solutions26922B659CBOE VEST 10 YR19,054$539.6K<0.1%+3,740+24.4%Added–
MCHPMicrochip Technology IncStock6,030$540.2K<0.1%−4,336−41.8%ReducedHistory
FICOFair Isaac CorpCOM668$540.6K<0.1%+668NewHistory
Franklin Templeton ETF Tr35473P462BRANDYWINEGLOBAL45,879$540.8K<0.1%−227−0.5%Reduced–
GPKGraphic Packaging Holding CoCOM22,584$542.7K<0.1%+2,795+14.1%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF5,071$543.2K<0.1%+175+3.6%Added–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW10,501$543.4K<0.1%−1,051−9.1%Reduced–
ANETArista Networks, Inc.COM3,360$544.5K<0.1%+644+23.7%AddedHistory
TELTE Connectivity plcREG SHS3,887$544.8K<0.1%+186+5.0%AddedHistory
iShares Tr46428951110+ YR INVST GRD10,628$547.9K<0.1%+125+1.2%Added–
NDSNNordson CorpCOM2,216$550.0K<0.1%−1,159−34.3%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF13,147$550.5K<0.1%−30,536−69.9%Reduced–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV6,191$553.8K<0.1%−5,975−49.1%Reduced–
IPGInterpublic Group of Companies, Inc.COM14,440$557.1K<0.1%+1,920+15.3%AddedHistory
ICLRIcon PLCCOM2,227$557.3K<0.1%−82−3.6%ReducedHistory
JXNJackson Financial Inc.COM CL A18,214$557.5K<0.1%−12,277−40.3%ReducedHistory
OVVOvintiv Inc.COM14,655$557.9K<0.1%−91−0.6%ReducedHistory
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT12,015$558.0K<0.1%+12,015New–
INMDInMode Ltd.SHS14,940$558.0K<0.1%+1,039+7.5%AddedHistory
CPBCAMPBELL'S CoCOM12,245$559.7K<0.1%+35+0.3%AddedHistory
XELXcel Energy IncStock9,006$559.9K<0.1%−402−4.3%ReducedHistory
Innovator ETFs Trust45782C466GRWT100 PWR BF14,033$561.7K<0.1%−217−1.5%Reduced–
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE27,454$562.3K<0.1%+8,766+46.9%Added–
Innovator ETFs Trust45782C391US EQTY BUFR MAR15,165$562.8K<0.1%−1,204−7.4%Reduced–
GLDMWorld Gold TrustSPDR GLD MINIS14,824$564.6K<0.1%−60−0.4%ReducedHistory
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF16,905$565.1K<0.1%+9,591+131.1%Added–
Alps ETF Tr00162Q858SECTR DIV DOGS11,338$566.5K<0.1%−5,676−33.4%Reduced–
Schwab Fundamental U.S. Large Company ETF808524771ETF9,860$567.6K<0.1%+921+10.3%Added–
SNYSanofiSPONSORED ADR10,606$571.7K<0.1%+363+3.5%AddedHistory
iShares Tr46436E544ESG SELE SCR ETF16,325$571.7K<0.1%+2,415+17.4%Added–
TGLSTecnoglass Holdings Inc.ORD SHS11,074$572.1K<0.1%+11,074NewHistory
PEBOPeoples Bancorp IncCOM21,662$575.1K<0.1%00.0%UnchangedHistory
GLPGlobal Partners LPCOM UNITS18,741$575.9K<0.1%+576+3.2%AddedHistory
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL8,346$577.6K<0.1%−725−8.0%Reduced–
RBLXRoblox CorpStock14,344$578.1K<0.1%+30+0.2%AddedHistory
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT16,590$579.0K<0.1%−4,535−21.5%Reduced–
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX2,877$579.8K<0.1%+438+18.0%Added–
STWDStarwood Property Trust, Inc.COM29,907$580.2K<0.1%+1,901+6.8%AddedHistory
TDWTidewater IncCOM10,495$581.8K<0.1%−8,755−45.5%ReducedHistory
NNNNNN REIT, Inc.REIT13,605$582.1K<0.1%+1,224+9.9%AddedHistory
iShares Inc464286749MSCI SWITZERLAND12,603$582.4K<0.1%+379+3.1%Added–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL6,238$583.4K<0.1%−2,092−25.1%Reduced–
Renaissance Cap Greenwich FD759937204IPO ETF17,848$583.7K<0.1%+638+3.7%Added–
First Tr Exch Traded FD III33739P889HORIZON DMST ETF17,812$586.4K<0.1%−3,404−16.0%Reduced–
AWKAmerican Water Works Company, Inc.Stock4,112$587.0K<0.1%+133+3.3%AddedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF17,164$587.4K<0.1%−2,204−11.4%Reduced–
DELLDell Technologies Inc.Stock10,865$587.9K<0.1%−539−4.7%ReducedHistory
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY11,140$588.1K<0.1%−5,042−31.2%Reduced–
MGMMGM Resorts InternationalStock13,395$588.3K<0.1%+4,722+54.4%AddedHistory
IQVIQVIA Holdings Inc.Stock2,620$588.9K<0.1%−435−14.2%ReducedHistory
LWLamb Weston Holdings, Inc.Stock5,129$589.6K<0.1%+1,463+39.9%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF12,624$594.0K<0.1%+1,314+11.6%Added–
ADSKAutodesk, Inc.COM2,906$594.5K<0.1%−456−13.6%ReducedHistory
ESSEssex Property Trust, Inc.COM2,538$594.7K<0.1%−6−0.2%ReducedHistory
SPDR Series Trust78464A201ST STR SP600GRWO7,772$598.2K<0.1%−259−3.2%Reduced–
AEEAmeren CorpCOM7,344$599.8K<0.1%+106+1.5%AddedHistory
AAONAaon, Inc.COM PAR $0.0046,327$599.9K<0.1%+6,327NewHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,926$601.2K<0.1%−308−7.3%Reduced–
MTBM&T Bank CorpCOM4,873$603.1K<0.1%+56+1.2%AddedHistory
IVTInvenTrust Properties Corp.COM NEW26,177$605.7K<0.1%−1,074−3.9%ReducedHistory
iShares Tr464288562RESIDENTIAL MULT8,317$609.4K<0.1%−1,053−11.2%Reduced–
First Tr Exchng Traded FD VI33740U836FT VEST NAS28,687$612.0K<0.1%+3,099+12.1%Added–
STESTERIS plcSHS USD2,727$613.6K<0.1%−79−2.8%ReducedHistory
BCEBce IncCOM NEW13,461$613.7K<0.1%+1,162+9.4%AddedHistory
NXPINXP Semiconductors N.V.COM3,002$614.4K<0.1%+391+15.0%AddedHistory
OUNZVanEck Merk Gold ETFGOLD SHS33,045$614.6K<0.1%+299+0.9%AddedHistory
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER6,290$615.0K<0.1%−114−1.8%Reduced–
CORCencora, Inc.Stock3,214$618.4K<0.1%+302+10.4%AddedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$111.7K$355
Invesco QQQ Trust Series I46090E103ETF$89.8K–
NVDANVIDIA CorpStock$27.6K–
SLViShares Silver TrustETF$23.8K–
CCJCameco CorpStock$16.7K–
ISRGIntuitive Surgical IncCOM NEW$9.66K–
PODDInsulet CorpStock$7.80K–
GLDSPDR Gold TrustETF$6.86K–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD278,617$7.77M0.1%History
RGLDRoyal Gold IncStock29,034$3.77M0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US91,925$3.46M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$3.04M0.1%–
TRTNTriton International LtdCL A28,768$1.82M<0.1%History
Barclays Bank PLC06740P114IPTH PURE BRD34,699$1.56M<0.1%–
Tidal ETF Tr886364603RPAR RISK PARI55,230$1.08M<0.1%–
SESea LtdSPONSORD ADS11,358$983.0K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$934.9K<0.1%–
PIImpinj IncCOM6,724$911.2K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A85,865$899.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO6,902$880.7K<0.1%–
BBWBuild-A-Bear Workshop IncCOM36,145$840.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT45,055$706.9K<0.1%History
KRPKimbell Royalty Partners, LPUNIT44,599$679.2K<0.1%History
CWENClearway Energy, Inc.CL C21,284$666.8K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS8,479$643.6K<0.1%History
GBDCGolub Capital BDC, Inc.COM46,866$635.5K<0.1%History
STNGScorpio Tankers Inc.SHS10,415$586.5K<0.1%History
TFSLTFS Financial CORPCOM46,232$583.9K<0.1%History
Barclays BK PLC06746P456ETN LKD 488,440$550.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL10,695$545.9K<0.1%History
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,760$523.7K<0.1%–
XPEVXpeng Inc.ADS46,198$513.3K<0.1%History
VRDNViridian Therapeutics, Inc.COM19,945$507.4K<0.1%History
ALGMAllegro Microsystems, Inc.COM10,155$487.3K<0.1%History
ProShares Tr74347B391EQTS FOR RISIN9,773$482.0K<0.1%–
TRINTrinity Capital Inc.COM36,902$469.8K<0.1%History
CANETeucrium Commodity TrustSUGAR FD40,050$455.8K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$451.2K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$451.2K<0.1%–
TRIThomson Reuters CorpCOM NEW3,456$449.7K<0.1%History
Barclays BK PLC06746P431ETN LKD 485,445$447.3K<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$438.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$431.6K<0.1%History
FROFrontline plcCOM25,992$430.4K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT5,993$430.3K<0.1%History
EPAMEPAM Systems, Inc.COM1,425$426.1K<0.1%History
CXTCrane NXT, Co.COM3,590$407.5K<0.1%History
GAMGeneral American Investors Co IncCOM9,978$388.2K<0.1%History
CNCCentene CorpStock5,854$370.0K<0.1%History
Crescent PT Energy Corp22576C101COM51,981$366.5K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$361.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF3,666$356.7K<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$339.2K<0.1%–
GSLGlobal Ship Lease, Inc.COM CL A17,942$336.2K<0.1%History
ADCAgree Realty CorpCOM4,868$334.0K<0.1%History
AVIDAvid Technology, Inc.COM10,000$319.8K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$316.8K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$316.4K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$315.8K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$310.6K<0.1%History
DHTDHT Holdings, Inc.SHS NEW28,591$309.1K<0.1%History
ANDEAndersons, Inc.COM7,439$307.4K<0.1%History
WSBCWesbanco IncCOM9,973$306.2K<0.1%History
BBYBest Buy Co IncStock3,890$304.4K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF8,718$296.1K<0.1%–
MASIMasimo CorpCOM1,591$293.6K<0.1%History
HDSNHudson Technologies IncCOM33,547$292.9K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI9,815$289.3K<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC3,313$286.5K<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$286.1K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$282.2K<0.1%–
AVYAvery Dennison CorpCOM1,532$274.2K<0.1%History
KIMKimco Realty CorpCOM13,724$268.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$260.4K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$260.3K<0.1%–
MKTXMarketaxess Holdings IncCOM654$255.9K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$249.4K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$248.3K<0.1%–
PORPortland General Electric CoCOM NEW5,059$247.3K<0.1%History
RMBSRambus IncCOM4,820$247.1K<0.1%History
RCMTRCM Technologies, Inc.COM NEW21,017$243.0K<0.1%History
RGENRepligen CorpCOM1,435$241.6K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,469$240.1K<0.1%History
EMNEastman Chemical CoStock2,843$239.8K<0.1%History
TYLTyler Technologies IncCOM676$239.7K<0.1%History
AAPAdvance Auto Parts IncCOM1,965$239.0K<0.1%History
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$238.7K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$234.2K<0.1%History
UBSIUnited Bankshares IncCOM6,642$233.8K<0.1%History
ROCCBaytex Energy USA, Inc.COM5,683$232.1K<0.1%History
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$231.8K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$231.7K<0.1%–
PKGPackaging Corp of AmericaStock1,661$230.6K<0.1%History
APTVAptiv PLCSHS2,042$229.1K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY6,856$227.2K<0.1%–
HRBH&R Block IncCOM6,317$222.7K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S2,712$221.2K<0.1%–
CIENCiena CorpCOM NEW4,208$221.0K<0.1%History
CNRCore Natural Resources, Inc.COM3,765$219.4K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF778$215.6K<0.1%–
Yamana Gold Inc98462Y100COM36,800$215.3K<0.1%–
Schwab U.S. REIT ETF808524847ETF11,023$214.9K<0.1%–
iShares Tr464287697U.S. UTILITS ETF2,526$211.5K<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock2,912$210.2K<0.1%History
FNFFidelity National Financial, Inc.COM SHS6,005$209.8K<0.1%History
SONYSony Group CorpSPONSORED ADR2,310$209.4K<0.1%History
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$208.8K<0.1%–
OLNOLIN CorpStock3,750$208.1K<0.1%History