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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,643
+1 vs. Q1 2023
Portfolio value
$6.34B
+$339.0M (+5.6%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF4,260$342.1K<0.1%−1,450−25.4%Reduced–
Vanguard BD Index FDS92203C303VANGUARD ULTRA6,975$342.9K<0.1%+6,975New–
EXTRExtreme Networks IncCOM13,169$343.1K<0.1%+13,169NewHistory
MSCIMSCI Inc.Stock731$343.2K<0.1%+72+10.9%AddedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR44,706$343.3K<0.1%+44,706NewHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF8,550$343.6K<0.1%−105−1.2%Reduced–
Innovator ETFs Trust45782C698US EQUT BUFR AUG10,270$344.7K<0.1%−1,088−9.6%Reduced–
Innovator ETFs Trust45782C326US EQTY BUFR MAY10,868$345.4K<0.1%+10,868New–
CFGCitizens Financial Group IncCOM13,262$345.9K<0.1%+1,986+17.6%AddedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,131$346.2K<0.1%+1,278+9.9%Added–
Global X FDS37954Y376RATE PREFERRED15,518$346.5K<0.1%−1,185−7.1%Reduced–
ARLPAlliance Resource Partners LPStock18,746$346.6K<0.1%−296−1.6%ReducedHistory
Innovator ETFs Trust45782C284US SML CP PWR B13,515$347.2K<0.1%−140−1.0%Reduced–
Pacer FDS Tr69374H428ARIST HIGH ETF7,570$348.0K<0.1%+2,765+57.5%Added–
TSNTyson Foods, Inc.Stock6,819$348.0K<0.1%−141−2.0%ReducedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A6,268$348.3K<0.1%−95−1.5%ReducedHistory
MSTRStrategy IncStock1,018$348.6K<0.1%+20+2.0%AddedHistory
iShares Tr46435U796SYSTEMATIC BD ET4,154$349.3K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10013,370$349.5K<0.1%+1,568+13.3%Added–
PAAPlains All American Pipeline LPUNIT LTD PARTN24,873$350.7K<0.1%+24,873NewHistory
FIVEFive Below, IncCOM1,789$351.6K<0.1%+361+25.3%AddedHistory
COHRCoherent Corp.COM6,900$351.8K<0.1%+27+0.4%AddedHistory
iShares Tr46436E502US TECH BRKTHR9,333$353.2K<0.1%00.0%Unchanged–
SPDR Series Trust78464A789ST STR SP INS8,649$353.6K<0.1%−493−5.4%Reduced–
Pacer FDS Tr69374H766INDUSTRIAL RELET9,042$353.8K<0.1%−273−2.9%Reduced–
SQMChemical & Mining Co of Chile IncSPON ADR SER B4,882$354.5K<0.1%−22,218−82.0%ReducedHistory
iShares Tr46436E825IBONDS 29 TRM TS16,400$354.7K<0.1%+4,050+32.8%Added–
COFCapital One Financial CorpStock3,250$355.4K<0.1%+94+3.0%AddedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN11,080$356.3K<0.1%+1,107+11.1%AddedHistory
RIVNRivian Automotive, Inc.Stock21,418$356.8K<0.1%+2,914+15.7%AddedHistory
EVRGEvergy, Inc.Stock6,110$356.9K<0.1%+106+1.8%AddedHistory
IBNIcici Bank LtdADR15,467$357.0K<0.1%−1,308−7.8%ReducedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME11,951$357.3K<0.1%−797−6.3%Reduced–
BAXBaxter International IncStock7,849$357.6K<0.1%+715+10.0%AddedHistory
WCNWaste Connections, Inc.COM2,510$358.8K<0.1%−790−23.9%ReducedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF7,866$361.0K<0.1%+7,866New–
FMCFMC CorpCOM NEW3,462$361.2K<0.1%−109−3.1%ReducedHistory
Schwab Strategic Tr808524649MUN BD ETF6,976$361.6K<0.1%+841+13.7%Added–
EBAYeBay IncCOM8,096$361.8K<0.1%−578−6.7%ReducedHistory
DBX ETF Tr233051267XTRACKERS LOW8,012$362.7K<0.1%+1,462+22.3%Added–
SPDR Series Trust78468R200ST STR RATE ETF11,836$363.2K<0.1%−3,581−23.2%Reduced–
iShares Tr46435G243ESG AWRE 1 5 YR15,206$363.6K<0.1%+1,568+11.5%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF4,713$363.8K<0.1%+39+0.8%Added–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG12,939$364.4K<0.1%+254+2.0%Added–
MASMasco CorpCOM6,395$366.9K<0.1%+519+8.8%AddedHistory
JFRNuveen Floating Rate Income FundCOM46,523$367.1K<0.1%−1,000−2.1%ReducedHistory
Absolute Shs Tr00400R858WBI PWR FACTOR14,180$367.8K<0.1%+2,128+17.7%Added–
INGRIngredion IncCOM3,472$367.9K<0.1%+196+6.0%AddedHistory
PIMCO Equity Ser72202L389RAFI DYN EMERG19,789$368.3K<0.1%+5,070+34.4%Added–
Coherent Corp.19247G2066% CONV PFD A1,626$369.3K<0.1%+101+6.6%Added–
MEDPMedpace Holdings, Inc.COM1,539$369.6K<0.1%+131+9.3%AddedHistory
Aim ETF Products Trust00888H794ALLIANZIM US EQT13,810$371.1K<0.1%−184−1.3%Reduced–
SPDR Index Shs FDS78463X103PORTFLO EURP ETF9,652$371.7K<0.1%+9,652New–
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF16,359$372.2K<0.1%+6,689+69.2%Added–
American Centy ETF Tr025072877US SML CP VALU4,797$372.3K<0.1%−606−11.2%Reduced–
AIGAmerican International Group, Inc.Stock6,478$372.8K<0.1%+1,875+40.7%AddedHistory
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR14,396$375.0K<0.1%+14,396New–
WisdomTree Tr97717W844GLOB EX US QU FD10,511$376.5K<0.1%+332+3.3%Added–
WYWeyerhaeuser CoCOM NEW11,268$377.6K<0.1%+590+5.5%AddedHistory
MELIMercadolibre IncCOM319$377.9K<0.1%+7+2.2%AddedHistory
OZBelpointe PREP, LLCUNIT RP LTD LB A4,430$381.2K<0.1%00.0%UnchangedHistory
TREXTrex Co IncCOM5,825$381.9K<0.1%−640−9.9%ReducedHistory
TRIThomson Reuters CorpCOM NO PAR2,820$382.3K<0.1%+2,820NewHistory
New York Life Invts Active E45409F843MACK MU INSD ETF15,795$382.4K<0.1%+2,411+18.0%Added–
iShares Tr464288372GLB INFRASTR ETF8,151$382.7K<0.1%+563+7.4%Added–
STXSeagate Technology Holdings plcORD SHS6,198$383.5K<0.1%−89−1.4%ReducedHistory
OPENOpendoor Technologies Inc.COM95,518$384.0K<0.1%+95,518NewHistory
SMLPSummit Midstream Partners, LPCOM UNIT LTD23,696$385.1K<0.1%+250+1.1%AddedHistory
SPDR Series Trust78464A383ST STR BACKE ETF17,670$387.1K<0.1%−601−3.3%Reduced–
iShares Inc464286517JP MORGAN EM ETF10,472$387.7K<0.1%+362+3.6%Added–
YUMCYum China Holdings, Inc.COM6,872$388.3K<0.1%−134−1.9%ReducedHistory
AQNAlgonquin Power & Utilities Corp.COM47,254$391.1K<0.1%00.0%UnchangedHistory
Ea Series Trust02072L714BRIDGEWAY BLUE39,746$391.1K<0.1%−2,457−5.8%Reduced–
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL8,577$391.7K<0.1%+8,577New–
HESHess CorpStock2,883$391.9K<0.1%−23−0.8%ReducedHistory
iShares Inc46434G889EMNG MKTS EQT9,437$392.3K<0.1%+152+1.6%Added–
BNY Mellon ETF Trust09661T800HIGH YIELD ETF8,480$394.1K<0.1%+8,480New–
BLDRBuilders FirstSource, Inc.Stock2,917$396.7K<0.1%−77−2.6%ReducedHistory
BKNBlackRock Investment Quality Municipal Trust, Inc.COM34,170$397.4K<0.1%+14,145+70.6%AddedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF5,586$399.0K<0.1%+162+3.0%Added–
VanEck ETF Trust92189H300JP MRGAN EM LOC15,640$399.8K<0.1%+343+2.2%Added–
iShares Tr46435U663ESG AWARE MSCI11,299$401.3K<0.1%+796+7.6%Added–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW6,572$402.6K<0.1%+19+0.3%Added–
CNPCenterpoint Energy IncCOM13,843$403.5K<0.1%−710−4.9%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD29,835$405.9K<0.1%−2,591−8.0%Reduced–
FLNCFluence Energy, Inc.COM CL A15,252$406.3K<0.1%−7,865−34.0%ReducedHistory
ONOn Semiconductor CorpStock4,298$406.5K<0.1%−224−5.0%ReducedHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF5,864$408.8K<0.1%−27−0.5%Reduced–
LSILife Storage, Inc.COM3,110$413.5K<0.1%+74+2.4%AddedHistory
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF5,975$413.8K<0.1%−230−3.7%Reduced–
FSLRFirst Solar, Inc.Stock2,177$413.8K<0.1%−90−4.0%ReducedHistory
Fidelity Covington Trust316092352BLUE CHIP GRWTH13,970$415.6K<0.1%00.0%Unchanged–
DBX ETF Tr233051705XTRACK MUN INFRA16,508$416.2K<0.1%+5,261+46.8%Added–
RMDResmed IncCOM1,908$416.9K<0.1%−98−4.9%ReducedHistory
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF17,380$418.7K<0.1%+17,380New–
UUUUEnergy Fuels IncCOM NEW67,365$419.0K<0.1%−477−0.7%ReducedHistory
WisdomTree Tr97717X131INTL QULTY DIV12,230$420.8K<0.1%+911+8.0%Added–
ZBRAZebra Technologies CorpCL A1,424$421.3K<0.1%−147−9.4%ReducedHistory
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID19,724$422.9K<0.1%+1,223+6.6%Added–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM49,603$423.6K<0.1%−4,048−7.5%ReducedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$111.7K$355
Invesco QQQ Trust Series I46090E103ETF$89.8K–
NVDANVIDIA CorpStock$27.6K–
SLViShares Silver TrustETF$23.8K–
CCJCameco CorpStock$16.7K–
ISRGIntuitive Surgical IncCOM NEW$9.66K–
PODDInsulet CorpStock$7.80K–
GLDSPDR Gold TrustETF$6.86K–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD278,617$7.77M0.1%History
RGLDRoyal Gold IncStock29,034$3.77M0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US91,925$3.46M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$3.04M0.1%–
TRTNTriton International LtdCL A28,768$1.82M<0.1%History
Barclays Bank PLC06740P114IPTH PURE BRD34,699$1.56M<0.1%–
Tidal ETF Tr886364603RPAR RISK PARI55,230$1.08M<0.1%–
SESea LtdSPONSORD ADS11,358$983.0K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$934.9K<0.1%–
PIImpinj IncCOM6,724$911.2K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A85,865$899.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO6,902$880.7K<0.1%–
BBWBuild-A-Bear Workshop IncCOM36,145$840.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT45,055$706.9K<0.1%History
KRPKimbell Royalty Partners, LPUNIT44,599$679.2K<0.1%History
CWENClearway Energy, Inc.CL C21,284$666.8K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS8,479$643.6K<0.1%History
GBDCGolub Capital BDC, Inc.COM46,866$635.5K<0.1%History
STNGScorpio Tankers Inc.SHS10,415$586.5K<0.1%History
TFSLTFS Financial CORPCOM46,232$583.9K<0.1%History
Barclays BK PLC06746P456ETN LKD 488,440$550.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL10,695$545.9K<0.1%History
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,760$523.7K<0.1%–
XPEVXpeng Inc.ADS46,198$513.3K<0.1%History
VRDNViridian Therapeutics, Inc.COM19,945$507.4K<0.1%History
ALGMAllegro Microsystems, Inc.COM10,155$487.3K<0.1%History
ProShares Tr74347B391EQTS FOR RISIN9,773$482.0K<0.1%–
TRINTrinity Capital Inc.COM36,902$469.8K<0.1%History
CANETeucrium Commodity TrustSUGAR FD40,050$455.8K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$451.2K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$451.2K<0.1%–
TRIThomson Reuters CorpCOM NEW3,456$449.7K<0.1%History
Barclays BK PLC06746P431ETN LKD 485,445$447.3K<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$438.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$431.6K<0.1%History
FROFrontline plcCOM25,992$430.4K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT5,993$430.3K<0.1%History
EPAMEPAM Systems, Inc.COM1,425$426.1K<0.1%History
CXTCrane NXT, Co.COM3,590$407.5K<0.1%History
GAMGeneral American Investors Co IncCOM9,978$388.2K<0.1%History
CNCCentene CorpStock5,854$370.0K<0.1%History
Crescent PT Energy Corp22576C101COM51,981$366.5K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$361.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF3,666$356.7K<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$339.2K<0.1%–
GSLGlobal Ship Lease, Inc.COM CL A17,942$336.2K<0.1%History
ADCAgree Realty CorpCOM4,868$334.0K<0.1%History
AVIDAvid Technology, Inc.COM10,000$319.8K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$316.8K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$316.4K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$315.8K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$310.6K<0.1%History
DHTDHT Holdings, Inc.SHS NEW28,591$309.1K<0.1%History
ANDEAndersons, Inc.COM7,439$307.4K<0.1%History
WSBCWesbanco IncCOM9,973$306.2K<0.1%History
BBYBest Buy Co IncStock3,890$304.4K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF8,718$296.1K<0.1%–
MASIMasimo CorpCOM1,591$293.6K<0.1%History
HDSNHudson Technologies IncCOM33,547$292.9K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI9,815$289.3K<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC3,313$286.5K<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$286.1K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$282.2K<0.1%–
AVYAvery Dennison CorpCOM1,532$274.2K<0.1%History
KIMKimco Realty CorpCOM13,724$268.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$260.4K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$260.3K<0.1%–
MKTXMarketaxess Holdings IncCOM654$255.9K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$249.4K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$248.3K<0.1%–
PORPortland General Electric CoCOM NEW5,059$247.3K<0.1%History
RMBSRambus IncCOM4,820$247.1K<0.1%History
RCMTRCM Technologies, Inc.COM NEW21,017$243.0K<0.1%History
RGENRepligen CorpCOM1,435$241.6K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,469$240.1K<0.1%History
EMNEastman Chemical CoStock2,843$239.8K<0.1%History
TYLTyler Technologies IncCOM676$239.7K<0.1%History
AAPAdvance Auto Parts IncCOM1,965$239.0K<0.1%History
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$238.7K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$234.2K<0.1%History
UBSIUnited Bankshares IncCOM6,642$233.8K<0.1%History
ROCCBaytex Energy USA, Inc.COM5,683$232.1K<0.1%History
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$231.8K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$231.7K<0.1%–
PKGPackaging Corp of AmericaStock1,661$230.6K<0.1%History
APTVAptiv PLCSHS2,042$229.1K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY6,856$227.2K<0.1%–
HRBH&R Block IncCOM6,317$222.7K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S2,712$221.2K<0.1%–
CIENCiena CorpCOM NEW4,208$221.0K<0.1%History
CNRCore Natural Resources, Inc.COM3,765$219.4K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF778$215.6K<0.1%–
Yamana Gold Inc98462Y100COM36,800$215.3K<0.1%–
Schwab U.S. REIT ETF808524847ETF11,023$214.9K<0.1%–
iShares Tr464287697U.S. UTILITS ETF2,526$211.5K<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock2,912$210.2K<0.1%History
FNFFidelity National Financial, Inc.COM SHS6,005$209.8K<0.1%History
SONYSony Group CorpSPONSORED ADR2,310$209.4K<0.1%History
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$208.8K<0.1%–
OLNOLIN CorpStock3,750$208.1K<0.1%History