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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,643
+1 vs. Q1 2023
Portfolio value
$6.34B
+$339.0M (+5.6%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464289867CORE 60 BALA ETF5,459$280.8K<0.1%+9+0.2%Added–
Aim ETF Products Trust00888H604ALLIANZIM US EQT8,710$280.9K<0.1%00.0%Unchanged–
CDWCDW CorpCOM1,531$280.9K<0.1%−2,420−61.3%ReducedHistory
BGBunge Global SACOM2,987$281.8K<0.1%+169+6.0%AddedHistory
GDDYGoDaddy Inc.CL A3,758$282.3K<0.1%−90−2.3%ReducedHistory
THOThor Industries IncCOM2,728$282.3K<0.1%+2,728NewHistory
APHAmphenol CorpCL A3,331$283.0K<0.1%−737−18.1%ReducedHistory
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW13,121$283.7K<0.1%00.0%Unchanged–
Northern LTS FD Tr IV66538H179MAIN BUYWRITE21,213$286.4K<0.1%−3,000−12.4%Reduced–
ROSTRoss Stores, Inc.COM2,562$287.3K<0.1%−268−9.5%ReducedHistory
First Tr Exchng Traded FD VI33740F433FT VEST U.S EQT9,571$288.3K<0.1%+9,571New–
SEBSeaboard CorpCOM81$288.4K<0.1%00.0%UnchangedHistory
CRCrane CoCOMMON STOCK3,242$288.9K<0.1%+3,242NewHistory
Franklin Templeton ETF Tr35473P504LIBERTY US ETF5,935$290.5K<0.1%−525−8.1%Reduced–
FNBFNB CorpCOM25,406$290.6K<0.1%−120.0%ReducedHistory
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH13,758$291.4K<0.1%−766−5.3%Reduced–
IVRInvesco Mortgage Capital Inc.COM25,451$291.9K<0.1%+9,510+59.7%AddedHistory
OGEOGE Energy Corp.COM8,137$292.2K<0.1%−176−2.1%ReducedHistory
LBTYKLiberty Global Ltd.SHS CL C16,457$292.4K<0.1%+16,457NewHistory
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH5,272$293.9K<0.1%−21−0.4%Reduced–
DOVDOVER CorpCOM1,992$294.2K<0.1%+201+11.2%AddedHistory
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS13,466$294.2K<0.1%+226+1.7%AddedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,023$294.6K<0.1%+360+7.7%AddedHistory
GGGGraco IncCOM3,431$296.3K<0.1%−848−19.8%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J452INVSCO 28 HYCORP14,156$297.2K<0.1%+14,156New–
ZBHZimmer Biomet Holdings, Inc.Stock2,042$297.3K<0.1%+335+19.6%AddedHistory
AGFirst Majestic Silver CorpCOM52,774$298.2K<0.1%+1,117+2.2%AddedHistory
PLNTPlanet Fitness, Inc.CL A4,428$298.6K<0.1%−351−7.3%ReducedHistory
FNFabrinetSHS2,301$298.9K<0.1%−469−16.9%ReducedHistory
BNSBank of Nova ScotiaCOM5,983$299.4K<0.1%+136+2.3%AddedHistory
ACLSAxcelis Technologies IncStock1,635$299.7K<0.1%+1,635NewHistory
LSCCLattice Semiconductor CorpCOM3,121$299.8K<0.1%−1,375−30.6%ReducedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF7,331$301.1K<0.1%+1,883+34.6%Added–
WisdomTree Tr97717Y543ARTI INT INN FD15,789$301.1K<0.1%+15,789New–
TKRTimken CoCOM3,290$301.1K<0.1%+15+0.5%AddedHistory
HSBCHSBC Holdings PLCSPON ADR NEW7,604$301.3K<0.1%−3,094−28.9%ReducedHistory
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL4,570$301.6K<0.1%−300−6.2%ReducedHistory
URBNUrban Outfitters IncCOM9,168$303.7K<0.1%+9,168NewHistory
Dimensional U.S. Small Cap ETF25434V500ETF5,563$304.9K<0.1%+810+17.0%Added–
Maxeon Solar Technologies LTY58473102SHS10,831$305.0K<0.1%+10,831New–
SPDR Index Shs FDS78463X772ST S&P INTL ETF8,872$305.1K<0.1%+186+2.1%Added–
First Tr Exchng Traded FD VI33740F615FT VEST US EQT9,452$305.1K<0.1%−398−4.0%Reduced–
Global X FDS37954Y442CLOUD COMPUTNG15,447$306.5K<0.1%−491−3.1%Reduced–
BRWSaba Capital Income & Opportunities FundSHS NEW40,006$308.0K<0.1%00.0%UnchangedHistory
iShares Tr464287127MORNINGSTR US EQ5,051$308.5K<0.1%+132+2.7%Added–
SPDR Ser Tr78468R689S&P KENSHO SMART9,226$308.5K<0.1%−394−4.1%Reduced–
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF10,237$309.7K<0.1%−202−1.9%Reduced–
GPNGlobal Payments IncStock3,146$309.9K<0.1%+181+6.1%AddedHistory
PHMPultegroup IncCOM3,993$310.2K<0.1%−203−4.8%ReducedHistory
MNSTMonster Beverage CorpCOM5,422$311.4K<0.1%−1,821−25.1%ReducedHistory
WABWestinghouse Air Brake Technologies CorpStock2,851$312.7K<0.1%+323+12.8%AddedHistory
RHRHCOM949$312.8K<0.1%−370−28.1%ReducedHistory
XUnited States Steel CorpCOM12,546$313.8K<0.1%+917+7.9%AddedHistory
ILMNIllumina, Inc.COM1,680$315.0K<0.1%−188−10.1%ReducedHistory
Vanguard Total World Stock ETF922042742ETF3,248$315.0K<0.1%+459+16.5%Added–
DYDycom Industries IncCOM2,779$315.8K<0.1%+2,779NewHistory
JKHYJack Henry & Associates IncStock1,893$316.8K<0.1%+261+16.0%AddedHistory
LADRLadder Capital CorpCL A29,202$316.8K<0.1%+103+0.4%AddedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A276$318.0K<0.1%+8+3.0%AddedHistory
INTTIntest CorpCOM12,122$318.3K<0.1%+12,122NewHistory
WisdomTree Tr97717Y535EMERGING MKT EXC11,576$318.6K<0.1%+11,576New–
CROXCrocs, Inc.COM2,835$318.8K<0.1%−316−10.0%ReducedHistory
FYBRFrontier Communications Parent, Inc.COM17,103$318.8K<0.1%−1,007−5.6%ReducedHistory
ARCHArch Resources, Inc.CL A2,831$319.2K<0.1%+684+31.9%AddedHistory
iShares Ibonds 2027 Term High Yield and Income ETF46436E478ETF14,664$320.1K<0.1%+14,664New–
DHFBNY Mellon High Yield Strategies FundSH BEN INT144,305$320.4K<0.1%+3,386+2.4%AddedHistory
FANGDiamondback Energy, Inc.Stock2,445$321.2K<0.1%+42+1.7%AddedHistory
IRIngersoll Rand Inc.COM4,916$321.3K<0.1%+73+1.5%AddedHistory
CRFCornerstone Total Return Fund IncCOM40,242$321.9K<0.1%+2,000+5.2%AddedHistory
BRSPBrightSpire Capital, Inc.COM CL A47,868$322.2K<0.1%−59−0.1%ReducedHistory
DOXAmdocs LtdSHS3,265$322.8K<0.1%+3,265NewHistory
Timothy Plan887432334INTL ETF12,871$324.7K<0.1%−700−5.2%Reduced–
BILLBILL Holdings, Inc.Stock2,781$325.0K<0.1%+2,781NewHistory
Litman Gregory FDS Tr53700T793IMGP RBA RESPONS35,352$326.8K<0.1%−227−0.6%Reduced–
iShares Ibonds Dec 2032 Term Corporate ETF46436E312ETF13,292$327.2K<0.1%+2,910+28.0%Added–
PSECProspect Capital CorpCOM52,854$327.7K<0.1%+15,639+42.0%AddedHistory
Paramount Global92556H206CL B20,611$327.9K<0.1%+2,657+14.8%Added–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US7,101$327.9K<0.1%+202+2.9%Added–
iShares Ibonds Dec 2031 Term Corporate ETF46436E486ETF16,204$328.5K<0.1%+3,600+28.6%Added–
OPRAOpera LtdSPONSORED ADS16,563$329.1K<0.1%+16,563NewHistory
CASYCaseys General Stores IncCOM1,350$329.2K<0.1%−130−8.8%ReducedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM26,440$329.4K<0.1%+788+3.1%AddedHistory
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,869$329.8K<0.1%00.0%Unchanged–
WRKWestRock CoCOM11,370$330.5K<0.1%+320+2.9%AddedHistory
First Tr Exchange-Traded FD33734G108COM13,473$331.6K<0.1%+320+2.4%Added–
CCKCrown Holdings, Inc.COM3,823$332.1K<0.1%−661−14.7%ReducedHistory
URGUr-Energy IncCOM316,798$332.6K<0.1%−3,745−1.2%ReducedHistory
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM14,642$333.1K<0.1%+1,768+13.7%AddedHistory
iShares Tr46436E874IBONDS 24 TRM TS14,053$334.5K<0.1%−2,586−15.5%Reduced–
iShares Tr46435U150IBONDS 23 TRM HG14,156$334.5K<0.1%−10,023−41.5%Reduced–
iShares Tr46434VBG4IBONDS DEC24 ETF13,596$334.7K<0.1%−11,195−45.2%Reduced–
WisdomTree Tr97717X784WSDM EMKTBD FD5,368$334.8K<0.1%+177+3.4%Added–
PNRPENTAIR plcSHS5,190$335.3K<0.1%+1,077+26.2%AddedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS181,167$337.0K<0.1%+102,590+130.6%AddedHistory
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST4,768$338.1K<0.1%−199−4.0%Reduced–
First Tr Exchange-Traded FD33738D705EIP CARBON IMP13,700$338.6K<0.1%+1,200+9.6%Added–
QSRRestaurant Brands International Inc.COM4,368$338.6K<0.1%+791+22.1%AddedHistory
NGGNational Grid PLCSPONSORED ADR NE5,029$338.6K<0.1%−2,128−29.7%ReducedHistory
BMEABiomea Fusion, Inc.COM15,430$338.7K<0.1%+15,430NewHistory
Innovator ETFs Trust45782C599US SML CP PWR B12,598$341.2K<0.1%00.0%Unchanged–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$111.7K$355
Invesco QQQ Trust Series I46090E103ETF$89.8K–
NVDANVIDIA CorpStock$27.6K–
SLViShares Silver TrustETF$23.8K–
CCJCameco CorpStock$16.7K–
ISRGIntuitive Surgical IncCOM NEW$9.66K–
PODDInsulet CorpStock$7.80K–
GLDSPDR Gold TrustETF$6.86K–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD278,617$7.77M0.1%History
RGLDRoyal Gold IncStock29,034$3.77M0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US91,925$3.46M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$3.04M0.1%–
TRTNTriton International LtdCL A28,768$1.82M<0.1%History
Barclays Bank PLC06740P114IPTH PURE BRD34,699$1.56M<0.1%–
Tidal ETF Tr886364603RPAR RISK PARI55,230$1.08M<0.1%–
SESea LtdSPONSORD ADS11,358$983.0K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$934.9K<0.1%–
PIImpinj IncCOM6,724$911.2K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A85,865$899.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO6,902$880.7K<0.1%–
BBWBuild-A-Bear Workshop IncCOM36,145$840.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT45,055$706.9K<0.1%History
KRPKimbell Royalty Partners, LPUNIT44,599$679.2K<0.1%History
CWENClearway Energy, Inc.CL C21,284$666.8K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS8,479$643.6K<0.1%History
GBDCGolub Capital BDC, Inc.COM46,866$635.5K<0.1%History
STNGScorpio Tankers Inc.SHS10,415$586.5K<0.1%History
TFSLTFS Financial CORPCOM46,232$583.9K<0.1%History
Barclays BK PLC06746P456ETN LKD 488,440$550.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL10,695$545.9K<0.1%History
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,760$523.7K<0.1%–
XPEVXpeng Inc.ADS46,198$513.3K<0.1%History
VRDNViridian Therapeutics, Inc.COM19,945$507.4K<0.1%History
ALGMAllegro Microsystems, Inc.COM10,155$487.3K<0.1%History
ProShares Tr74347B391EQTS FOR RISIN9,773$482.0K<0.1%–
TRINTrinity Capital Inc.COM36,902$469.8K<0.1%History
CANETeucrium Commodity TrustSUGAR FD40,050$455.8K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$451.2K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$451.2K<0.1%–
TRIThomson Reuters CorpCOM NEW3,456$449.7K<0.1%History
Barclays BK PLC06746P431ETN LKD 485,445$447.3K<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$438.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$431.6K<0.1%History
FROFrontline plcCOM25,992$430.4K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT5,993$430.3K<0.1%History
EPAMEPAM Systems, Inc.COM1,425$426.1K<0.1%History
CXTCrane NXT, Co.COM3,590$407.5K<0.1%History
GAMGeneral American Investors Co IncCOM9,978$388.2K<0.1%History
CNCCentene CorpStock5,854$370.0K<0.1%History
Crescent PT Energy Corp22576C101COM51,981$366.5K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$361.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF3,666$356.7K<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$339.2K<0.1%–
GSLGlobal Ship Lease, Inc.COM CL A17,942$336.2K<0.1%History
ADCAgree Realty CorpCOM4,868$334.0K<0.1%History
AVIDAvid Technology, Inc.COM10,000$319.8K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$316.8K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$316.4K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$315.8K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$310.6K<0.1%History
DHTDHT Holdings, Inc.SHS NEW28,591$309.1K<0.1%History
ANDEAndersons, Inc.COM7,439$307.4K<0.1%History
WSBCWesbanco IncCOM9,973$306.2K<0.1%History
BBYBest Buy Co IncStock3,890$304.4K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF8,718$296.1K<0.1%–
MASIMasimo CorpCOM1,591$293.6K<0.1%History
HDSNHudson Technologies IncCOM33,547$292.9K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI9,815$289.3K<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC3,313$286.5K<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$286.1K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$282.2K<0.1%–
AVYAvery Dennison CorpCOM1,532$274.2K<0.1%History
KIMKimco Realty CorpCOM13,724$268.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$260.4K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$260.3K<0.1%–
MKTXMarketaxess Holdings IncCOM654$255.9K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$249.4K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$248.3K<0.1%–
PORPortland General Electric CoCOM NEW5,059$247.3K<0.1%History
RMBSRambus IncCOM4,820$247.1K<0.1%History
RCMTRCM Technologies, Inc.COM NEW21,017$243.0K<0.1%History
RGENRepligen CorpCOM1,435$241.6K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,469$240.1K<0.1%History
EMNEastman Chemical CoStock2,843$239.8K<0.1%History
TYLTyler Technologies IncCOM676$239.7K<0.1%History
AAPAdvance Auto Parts IncCOM1,965$239.0K<0.1%History
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$238.7K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$234.2K<0.1%History
UBSIUnited Bankshares IncCOM6,642$233.8K<0.1%History
ROCCBaytex Energy USA, Inc.COM5,683$232.1K<0.1%History
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$231.8K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$231.7K<0.1%–
PKGPackaging Corp of AmericaStock1,661$230.6K<0.1%History
APTVAptiv PLCSHS2,042$229.1K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY6,856$227.2K<0.1%–
HRBH&R Block IncCOM6,317$222.7K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S2,712$221.2K<0.1%–
CIENCiena CorpCOM NEW4,208$221.0K<0.1%History
CNRCore Natural Resources, Inc.COM3,765$219.4K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF778$215.6K<0.1%–
Yamana Gold Inc98462Y100COM36,800$215.3K<0.1%–
Schwab U.S. REIT ETF808524847ETF11,023$214.9K<0.1%–
iShares Tr464287697U.S. UTILITS ETF2,526$211.5K<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock2,912$210.2K<0.1%History
FNFFidelity National Financial, Inc.COM SHS6,005$209.8K<0.1%History
SONYSony Group CorpSPONSORED ADR2,310$209.4K<0.1%History
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$208.8K<0.1%–
OLNOLIN CorpStock3,750$208.1K<0.1%History