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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,643
+1 vs. Q1 2023
Portfolio value
$6.34B
+$339.0M (+5.6%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SCCOSouthern Copper CorpStock3,178$228.0K<0.1%−21−0.7%ReducedHistory
ENVXEnovix CorpCOM12,687$228.9K<0.1%+12,687NewHistory
HUBSHubSpot IncCOM431$229.3K<0.1%−38−8.1%ReducedHistory
KDPKeurig Dr Pepper Inc.COM7,385$230.9K<0.1%−2,760−27.2%ReducedHistory
SAPSAP SEADR1,691$231.4K<0.1%+1,691NewHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,195$231.6K<0.1%+50+2.3%Added–
LQDALiquidia CorpCOM NEW29,628$232.6K<0.1%+29,628NewHistory
ORGNOrigin Materials, Inc.COM54,636$232.7K<0.1%+21,426+64.5%AddedHistory
PLUGPlug Power IncStock22,412$232.9K<0.1%+577+2.6%AddedHistory
HUMHumana IncStock521$233.1K<0.1%−228−30.4%ReducedHistory
iShares Tr46435G532MSCI GBL SUS DEV2,954$233.5K<0.1%+2,954New–
iShares Tr464287341GLOBAL ENERG ETF6,274$233.5K<0.1%−795−11.2%Reduced–
IFFInternational Flavors & Fragrances IncCOM2,944$234.3K<0.1%−28−0.9%ReducedHistory
JJacobs Solutions Inc.COM1,983$235.7K<0.1%−30−1.5%ReducedHistory
DARDarling Ingredients Inc.COM3,697$235.8K<0.1%−231−5.9%ReducedHistory
ProShares Tr74347B680S&P MDCP 400 DIV3,357$235.9K<0.1%+130+4.0%Added–
LAMRLamar Advertising CoREIT2,379$236.1K<0.1%+77+3.3%AddedHistory
Schwab International Small-Cap Equity ETF808524888ETF7,014$236.9K<0.1%+293+4.4%Added–
PNFPPinnacle Financial Partners, Inc.COM4,183$237.0K<0.1%+4,183NewHistory
IVZInvesco Ltd.Stock14,126$237.5K<0.1%−11,801−45.5%ReducedHistory
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF8,605$237.8K<0.1%+8,605New–
SWKStanley Black & Decker, Inc.COM2,539$237.9K<0.1%−819−24.4%ReducedHistory
iShares Inc464286319EM MKTS DIV ETF9,713$238.0K<0.1%+1,557+19.1%Added–
HDBHDFC Bank LtdSPONSORED ADS3,415$238.0K<0.1%+107+3.2%AddedHistory
PIMCO ETF Tr72201R627SR LN ACTIVE ETF4,772$238.1K<0.1%+4,772New–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,240$238.6K<0.1%−41,744−77.3%ReducedHistory
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,247$239.4K<0.1%+4,247New–
TDYTeledyne Technologies IncCOM583$239.7K<0.1%+19+3.4%AddedHistory
ERHAllspring Utilities & High Income FundWF UTILITIES INC23,700$239.8K<0.1%−500−2.1%ReducedHistory
TYTRI-CONTINENTAL CorpCOM8,783$240.8K<0.1%−7,517−46.1%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB12,712$241.8K<0.1%−1,039−7.6%Reduced–
BBNBlackRock Taxable Municipal Bond TrustSHS14,612$242.4K<0.1%−48−0.3%ReducedHistory
LTHMLivent Corp.COM8,846$242.6K<0.1%+8,846NewHistory
iShares Tr46435U192GENOMICS IMMUN10,402$242.9K<0.1%+30.0%Added–
iShares Tr46436E569ESG SELECT SCRE7,187$243.0K<0.1%00.0%Unchanged–
JDJD.com, Inc.SPON ADS CL A7,122$243.1K<0.1%−449−5.9%ReducedHistory
WBSWebster Financial CorpCOM6,446$243.3K<0.1%+6,446NewHistory
WHRWhirlpool CorpStock1,645$244.8K<0.1%+1,645NewHistory
Atlantica Sustainable Infr PG0751N103SHS10,490$245.9K<0.1%−184−1.7%Reduced–
SPDR Series Trust78464A516ST INTL BBG ETF10,908$246.0K<0.1%−3,527−24.4%Reduced–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,595$246.0K<0.1%+3,595New–
Aim ETF Products Trust00888H877ALLIANZIM US EQT8,925$246.6K<0.1%+8,925New–
FRTFederal Realty Investment TrustSH BEN INT NEW2,557$247.4K<0.1%+331+14.9%AddedHistory
JCENuveen Core Equity Alpha FundCOM19,400$247.5K<0.1%−2,000−9.3%ReducedHistory
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT6,197$247.7K<0.1%+1,140+22.5%AddedHistory
ASOAcademy Sports & Outdoors, Inc.COM4,600$248.6K<0.1%−331−6.7%ReducedHistory
SPDR Ser Tr78468R648S&P KENSHO NEW5,578$248.8K<0.1%00.0%Unchanged–
ALGNAlign Technology IncCOM705$249.3K<0.1%−23−3.2%ReducedHistory
DAVAEndava plcADS4,831$250.2K<0.1%+4,831NewHistory
CBSHCommerce Bancshares IncStock5,138$250.2K<0.1%−302−5.6%ReducedHistory
ALLEAllegion plcORD SHS2,090$250.8K<0.1%+92+4.6%AddedHistory
ETF Ser Solutions26922B766NATIONWIDE S&P12,040$251.1K<0.1%−1,517−11.2%Reduced–
WMSAdvanced Drainage Systems, Inc.COM2,209$251.4K<0.1%+2,209NewHistory
TXTTextron IncCOM3,722$251.7K<0.1%+3,722NewHistory
iShares Tr46436E858IBONDS 26 TRM TS11,124$252.0K<0.1%+89+0.8%Added–
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 202914,055$252.2K<0.1%−205−1.4%Reduced–
TPRTapestry, Inc.COM5,927$253.7K<0.1%−192−3.1%ReducedHistory
NIONIO Inc.ADR26,248$254.3K<0.1%−1,155−4.2%ReducedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD6,884$255.2K<0.1%−2,789−28.8%Reduced–
NADNuveen Quality Municipal Income FundCOM22,662$255.4K<0.1%−2,122−8.6%ReducedHistory
iShares Tr464288182MSCI AC ASIA ETF3,849$255.7K<0.1%−1,153−23.1%Reduced–
RBB FD Inc74933W486US TREASY 2 YR5,305$255.9K<0.1%00.0%Unchanged–
iShares Tr464287333GLOBAL FINLS ETF3,583$256.3K<0.1%−19−0.5%Reduced–
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN25,425$257.6K<0.1%+14,235+127.2%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM23,582$257.8K<0.1%+962+4.3%AddedHistory
Nushares ETF Tr67092P300NUVEEN ESG LRGVL7,450$258.1K<0.1%+7,450New–
PBTPermian Basin Royalty TrustUNIT BEN INT10,400$259.3K<0.1%00.0%UnchangedHistory
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM15,206$259.6K<0.1%00.0%UnchangedHistory
iShares Tr46432F859CORE 1 5 YR USD5,589$260.7K<0.1%−530−8.7%Reduced–
BGRBlackRock Energy & Resources TrustCOM21,695$261.2K<0.1%+1,505+7.5%AddedHistory
POOLPool CorpCOM698$261.5K<0.1%+698NewHistory
ProShares Tr74347B425SHORT S&P 500 NE18,856$261.7K<0.1%+2,706+16.8%Added–
American Centy ETF Tr025072885US EQT ETF3,486$262.1K<0.1%+459+15.2%Added–
VTRVentas, Inc.REIT5,560$262.8K<0.1%−295−5.0%ReducedHistory
Fidelity Covington Trust316092303CONSMR STAPLES5,792$263.1K<0.1%+274+5.0%Added–
WisdomTree Tr97717Y808YIELD ENHANCED5,651$263.5K<0.1%−451−7.4%Reduced–
MLMMartin Marietta Materials IncCOM573$264.7K<0.1%−98−14.6%ReducedHistory
JCIJohnson Controls International plcStock3,898$265.6K<0.1%−37−0.9%ReducedHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW6,684$266.2K<0.1%−4,914−42.4%Reduced–
Invesco Exchange Traded FD T46137V142WATER RES ETF4,727$266.5K<0.1%−20−0.4%Reduced–
SCMStellus Capital Investment CorpCOM19,004$267.4K<0.1%+995+5.5%AddedHistory
Janus Detroit STR Tr47103U852HENDERSON MTG5,848$267.6K<0.1%+845+16.9%Added–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,684$267.7K<0.1%+594+14.5%Added–
WisdomTree Tr97717W851JAPN HEDGE EQT3,218$267.9K<0.1%+3,218New–
MOMOHello Group Inc.ADS27,978$268.9K<0.1%+27,978NewHistory
AIFApollo Tactical Income Fund Inc.COM21,312$270.4K<0.1%−1,750−7.6%ReducedHistory
PBAPembina Pipeline CorpCOM8,626$271.2K<0.1%+2,409+38.7%AddedHistory
YEXTYext, Inc.COM24,079$272.3K<0.1%+24,079NewHistory
OCULOcular Therapeutix, IncCOM52,832$272.6K<0.1%−2,073−3.8%ReducedHistory
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV7,148$273.3K<0.1%+369+5.4%Added–
Janus Detroit STR Tr47103U209HENDERSN SML ETF4,413$274.3K<0.1%00.0%Unchanged–
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT17,500$275.8K<0.1%+1,825+11.6%AddedHistory
First Tr Exchange-Traded FD33733E807NAT GAS ETF11,855$276.0K<0.1%−2,508−17.5%Reduced–
VTRSViatris IncStock27,677$276.2K<0.1%+2,705+10.8%AddedHistory
Aim ETF Products Trust00888H307ALLIANZIM US EQ8,762$277.2K<0.1%+1,252+16.7%Added–
NVTnVent Electric plcSHS5,368$277.3K<0.1%+208+4.0%AddedHistory
DGXQuest Diagnostics IncCOM1,978$278.0K<0.1%−752−27.5%ReducedHistory
GRBKGreen Brick Partners, Inc.COM4,910$278.9K<0.1%+4,910NewHistory
ATKRAtkore Inc.COM1,791$279.3K<0.1%+1,791NewHistory
RBARB Global Inc.COM4,668$280.1K<0.1%−7−0.1%ReducedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$111.7K$355
Invesco QQQ Trust Series I46090E103ETF$89.8K–
NVDANVIDIA CorpStock$27.6K–
SLViShares Silver TrustETF$23.8K–
CCJCameco CorpStock$16.7K–
ISRGIntuitive Surgical IncCOM NEW$9.66K–
PODDInsulet CorpStock$7.80K–
GLDSPDR Gold TrustETF$6.86K–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD278,617$7.77M0.1%History
RGLDRoyal Gold IncStock29,034$3.77M0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US91,925$3.46M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$3.04M0.1%–
TRTNTriton International LtdCL A28,768$1.82M<0.1%History
Barclays Bank PLC06740P114IPTH PURE BRD34,699$1.56M<0.1%–
Tidal ETF Tr886364603RPAR RISK PARI55,230$1.08M<0.1%–
SESea LtdSPONSORD ADS11,358$983.0K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$934.9K<0.1%–
PIImpinj IncCOM6,724$911.2K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A85,865$899.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO6,902$880.7K<0.1%–
BBWBuild-A-Bear Workshop IncCOM36,145$840.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT45,055$706.9K<0.1%History
KRPKimbell Royalty Partners, LPUNIT44,599$679.2K<0.1%History
CWENClearway Energy, Inc.CL C21,284$666.8K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS8,479$643.6K<0.1%History
GBDCGolub Capital BDC, Inc.COM46,866$635.5K<0.1%History
STNGScorpio Tankers Inc.SHS10,415$586.5K<0.1%History
TFSLTFS Financial CORPCOM46,232$583.9K<0.1%History
Barclays BK PLC06746P456ETN LKD 488,440$550.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL10,695$545.9K<0.1%History
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,760$523.7K<0.1%–
XPEVXpeng Inc.ADS46,198$513.3K<0.1%History
VRDNViridian Therapeutics, Inc.COM19,945$507.4K<0.1%History
ALGMAllegro Microsystems, Inc.COM10,155$487.3K<0.1%History
ProShares Tr74347B391EQTS FOR RISIN9,773$482.0K<0.1%–
TRINTrinity Capital Inc.COM36,902$469.8K<0.1%History
CANETeucrium Commodity TrustSUGAR FD40,050$455.8K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$451.2K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$451.2K<0.1%–
TRIThomson Reuters CorpCOM NEW3,456$449.7K<0.1%History
Barclays BK PLC06746P431ETN LKD 485,445$447.3K<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$438.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$431.6K<0.1%History
FROFrontline plcCOM25,992$430.4K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT5,993$430.3K<0.1%History
EPAMEPAM Systems, Inc.COM1,425$426.1K<0.1%History
CXTCrane NXT, Co.COM3,590$407.5K<0.1%History
GAMGeneral American Investors Co IncCOM9,978$388.2K<0.1%History
CNCCentene CorpStock5,854$370.0K<0.1%History
Crescent PT Energy Corp22576C101COM51,981$366.5K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$361.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF3,666$356.7K<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$339.2K<0.1%–
GSLGlobal Ship Lease, Inc.COM CL A17,942$336.2K<0.1%History
ADCAgree Realty CorpCOM4,868$334.0K<0.1%History
AVIDAvid Technology, Inc.COM10,000$319.8K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$316.8K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$316.4K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$315.8K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$310.6K<0.1%History
DHTDHT Holdings, Inc.SHS NEW28,591$309.1K<0.1%History
ANDEAndersons, Inc.COM7,439$307.4K<0.1%History
WSBCWesbanco IncCOM9,973$306.2K<0.1%History
BBYBest Buy Co IncStock3,890$304.4K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF8,718$296.1K<0.1%–
MASIMasimo CorpCOM1,591$293.6K<0.1%History
HDSNHudson Technologies IncCOM33,547$292.9K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI9,815$289.3K<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC3,313$286.5K<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$286.1K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$282.2K<0.1%–
AVYAvery Dennison CorpCOM1,532$274.2K<0.1%History
KIMKimco Realty CorpCOM13,724$268.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$260.4K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$260.3K<0.1%–
MKTXMarketaxess Holdings IncCOM654$255.9K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$249.4K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$248.3K<0.1%–
PORPortland General Electric CoCOM NEW5,059$247.3K<0.1%History
RMBSRambus IncCOM4,820$247.1K<0.1%History
RCMTRCM Technologies, Inc.COM NEW21,017$243.0K<0.1%History
RGENRepligen CorpCOM1,435$241.6K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,469$240.1K<0.1%History
EMNEastman Chemical CoStock2,843$239.8K<0.1%History
TYLTyler Technologies IncCOM676$239.7K<0.1%History
AAPAdvance Auto Parts IncCOM1,965$239.0K<0.1%History
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$238.7K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$234.2K<0.1%History
UBSIUnited Bankshares IncCOM6,642$233.8K<0.1%History
ROCCBaytex Energy USA, Inc.COM5,683$232.1K<0.1%History
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$231.8K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$231.7K<0.1%–
PKGPackaging Corp of AmericaStock1,661$230.6K<0.1%History
APTVAptiv PLCSHS2,042$229.1K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY6,856$227.2K<0.1%–
HRBH&R Block IncCOM6,317$222.7K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S2,712$221.2K<0.1%–
CIENCiena CorpCOM NEW4,208$221.0K<0.1%History
CNRCore Natural Resources, Inc.COM3,765$219.4K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF778$215.6K<0.1%–
Yamana Gold Inc98462Y100COM36,800$215.3K<0.1%–
Schwab U.S. REIT ETF808524847ETF11,023$214.9K<0.1%–
iShares Tr464287697U.S. UTILITS ETF2,526$211.5K<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock2,912$210.2K<0.1%History
FNFFidelity National Financial, Inc.COM SHS6,005$209.8K<0.1%History
SONYSony Group CorpSPONSORED ADR2,310$209.4K<0.1%History
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$208.8K<0.1%–
OLNOLIN CorpStock3,750$208.1K<0.1%History