Skip to main content

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,643
+1 vs. Q1 2023
Portfolio value
$6.34B
+$339.0M (+5.6%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Innovator U.S. Equity Buffer ETF - October45782C771ETF59,369$2.16M<0.1%−2,166−3.5%Reduced–
BKNGBooking Holdings Inc.Stock802$2.17M<0.1%+235+41.4%AddedHistory
Invesco Exch TRD SLF Idx FD46138J585BULETSHS 2027100,086$2.17M<0.1%+17,094+20.6%Added–
First Tr Exchng Traded FD VI33740F623FT VEST US EQT58,525$2.18M<0.1%−13,312−18.5%Reduced–
Listed FDS Tr53656F623HORI KI INFL ETF71,333$2.18M<0.1%−209,538−74.6%Reduced–
CHDChurch & Dwight Co IncCOM21,806$2.19M<0.1%−815−3.6%ReducedHistory
First Tr Exchange-Traded Alp33735B108COM SHS22,778$2.19M<0.1%−3,581−13.6%Reduced–
CCitigroup IncStock47,672$2.19M<0.1%−179−0.4%ReducedHistory
ZTSZoetis Inc.Stock12,765$2.20M<0.1%+516+4.2%AddedHistory
Innovator ETFs Trust45782C748US EQTY PWR BUF69,603$2.20M<0.1%+35,526+104.3%Added–
WSOWatsco IncCOM5,782$2.21M<0.1%+1,040+21.9%AddedHistory
iShares Tr464288869MICRO-CAP ETF20,221$2.21M<0.1%+861+4.4%Added–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF67,653$2.21M<0.1%−8,095−10.7%Reduced–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF69,203$2.22M<0.1%−5,288−7.1%Reduced–
PSXPhillips 66Stock23,452$2.24M<0.1%−217−0.9%ReducedHistory
SNOWSnowflake Inc.Stock12,737$2.24M<0.1%+148+1.2%AddedHistory
iShares Tr46435U713US INFRASTRUC57,397$2.24M<0.1%+2,804+5.1%Added–
First Tr Exchange Traded FD33738R118NASD TECH DIV38,314$2.25M<0.1%+1,632+4.4%Added–
iShares Tr464288752US HOME CONS ETF26,495$2.26M<0.1%+10,901+69.9%Added–
AEPAmerican Electric Power Co IncStock26,897$2.26M<0.1%−7,759−22.4%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM79,964$2.28M<0.1%−14,591−15.4%ReducedHistory
First Tr Exchng Traded FD VI33740F839FT VEST US EQT62,842$2.28M<0.1%+1,566+2.6%Added–
ISRGIntuitive Surgical IncCOM NEW6,714$2.30M<0.1%+2,371+54.6%AddedHistory
CCICrown Castle Inc.REIT20,158$2.30M<0.1%−460−2.2%ReducedHistory
iShares Tr4642886613 7 YR TREAS BD20,008$2.31M<0.1%−3,902−16.3%Reduced–
PNCPNC Financial Services Group, Inc.Stock18,335$2.31M<0.1%+1,894+11.5%AddedHistory
Exchange Traded Concepts Tru301505624BITWISE CRYPTO287,042$2.31M<0.1%−3,955−1.4%Reduced–
ARK ETF Tr00214Q302GENOMIC REV ETF67,871$2.31M<0.1%+924+1.4%Added–
VanEck ETF Trust92189F437FALLEN ANGEL HG83,583$2.32M<0.1%+52,125+165.7%Added–
CICigna GroupStock8,279$2.32M<0.1%−161−1.9%ReducedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A111,852$2.33M<0.1%−6,787−5.7%ReducedHistory
DDominion Energy, IncStock44,945$2.33M<0.1%+3,683+8.9%AddedHistory
iShares Select U.S. REIT ETF464287564ETF42,274$2.35M<0.1%−153−0.4%Reduced–
MUMicron Technology IncStock37,266$2.35M<0.1%−1,315−3.4%ReducedHistory
Vanguard Energy ETF92204A306ETF20,995$2.37M<0.1%−1,283−5.8%Reduced–
Innovator ETFs Trust45782C433US EQTY BUFR FEB69,571$2.38M<0.1%−2,547−3.5%Reduced–
DBX ETF Tr233051200XTRACK MSCI EAFE68,366$2.42M<0.1%+23,257+51.6%Added–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF52,622$2.42M<0.1%+22,143+72.7%Added–
LINLinde PLCStock6,388$2.43M<0.1%+72+1.1%AddedHistory
ROPRoper Technologies IncStock5,122$2.46M<0.1%+2,894+129.9%AddedHistory
PXDPioneer Natural Resources CoCOM12,049$2.50M<0.1%−10,889−47.5%ReducedHistory
iShares Semiconductor ETF464287523ETF4,942$2.51M<0.1%+2,370+92.1%Added–
iShares Tr46429B655FLTG RATE NT ETF49,335$2.51M<0.1%−63,320−56.2%Reduced–
iShares Tr46436E593IBOND DEC 2030127,892$2.51M<0.1%+116,400+1,012.9%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF157,384$2.51M<0.1%+31,822+25.3%Added–
VRTXVertex Pharmaceuticals IncStock7,155$2.52M<0.1%+212+3.1%AddedHistory
First Tr Exchng Traded FD VI33740U760VEST BUFFERED126,914$2.53M<0.1%−35,048−21.6%Reduced–
Vanguard Index FDS922908652EXTEND MKT ETF16,998$2.53M<0.1%−902−5.0%Reduced–
APDAir Products & Chemicals, Inc.Stock8,449$2.53M<0.1%−230−2.7%ReducedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW35,863$2.54M<0.1%+7,392+26.0%Added–
SHWSherwin Williams CoCOM9,564$2.54M<0.1%+419+4.6%AddedHistory
Innovator ETFs Trust45782C557US EQTY BUF DEC70,289$2.55M<0.1%−2,513−3.5%Reduced–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF78,025$2.55M<0.1%−11,780−13.1%Reduced–
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST40,734$2.56M<0.1%−9,990−19.7%Reduced–
BPBP PLCADR72,568$2.56M<0.1%−4,292−5.6%ReducedHistory
First Tr Exchange-Traded FD33734X838INDXX NAT RE ETF203,950$2.56M<0.1%+42,782+26.5%Added–
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX29,027$2.57M<0.1%+179+0.6%Added–
Schwab Strategic Tr808524862SHT TM US TRES53,574$2.57M<0.1%+10,567+24.6%Added–
iShares Tr464287549EXPND TEC SC ETF6,563$2.58M<0.1%−490−6.9%Reduced–
BRK.ABerkshire Hathaway IncCL A5$2.59M<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F748FT VEST US EQT66,782$2.60M<0.1%−2,678−3.9%Reduced–
Starboard Invt Tr85521B759RH TACTICAL OUTL193,862$2.61M<0.1%−1,794−0.9%Reduced–
BGSB&G Foods, Inc.COM188,536$2.62M<0.1%+50,003+36.1%AddedHistory
Schwab US Tips ETF808524870ETF50,174$2.63M<0.1%+2,981+6.3%Added–
GILDGilead Sciences, Inc.Stock34,366$2.65M<0.1%−2,026−5.6%ReducedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD58,518$2.65M<0.1%−305−0.5%Reduced–
BDXBecton Dickinson & CoStock10,192$2.69M<0.1%+325+3.3%AddedHistory
PANWPalo Alto Networks IncStock10,567$2.70M<0.1%−136−1.3%ReducedHistory
First Tr Exchange-Traded Alp33735J101COM SHS41,065$2.74M<0.1%−5,423−11.7%Reduced–
UBERUber Technologies, IncStock64,160$2.77M<0.1%+14,168+28.3%AddedHistory
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT77,822$2.80M<0.1%−9,636−11.0%Reduced–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF60,377$2.81M<0.1%+15,385+34.2%Added–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT67,947$2.82M<0.1%+26,815+65.2%Added–
PYPLPayPal Holdings, Inc.Stock42,243$2.82M<0.1%−102,211−70.8%ReducedHistory
LECOLincoln Electric Holdings IncCOM14,212$2.82M<0.1%00.0%UnchangedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF35,468$2.83M<0.1%+2,995+9.2%Added–
SHELShell plcADR47,256$2.85M<0.1%−9,182−16.3%ReducedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 508,211$2.87M<0.1%−1,749−17.6%Reduced–
ENBEnbridge IncStock77,566$2.89M<0.1%+2,562+3.4%AddedHistory
INTUIntuit Inc.Stock6,377$2.92M<0.1%+1,460+29.7%AddedHistory
First Tr Exchange-Traded FD33738D879FT VEST RIS134,017$2.94M<0.1%+98,505+277.4%Added–
ETEnergy Transfer LPCOM UT LTD PTN232,039$2.95M<0.1%+7,603+3.4%AddedHistory
Flexshares Tr33939L407MORNSTAR UPSTR73,575$2.95M<0.1%+48,400+192.3%Added–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF145,052$2.95M<0.1%+1,309+0.9%Added–
iShares Tr464287689RUSSELL 3000 ETF11,589$2.95M<0.1%+915+8.6%Added–
EMREmerson Electric CoStock32,897$2.97M<0.1%−365−1.1%ReducedHistory
iShares Tr46434V696CORE MSCI PAC51,972$2.98M<0.1%+2,523+5.1%Added–
WMBWilliams Companies, Inc.COM93,354$3.05M<0.1%+282+0.3%AddedHistory
BABAAlibaba Group Holding LtdADR36,649$3.05M<0.1%−17,403−32.2%ReducedHistory
AXPAmerican Express CoStock17,741$3.09M<0.1%−7,761−30.4%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX65,333$3.10M<0.1%−1,004−1.5%Reduced–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF75,664$3.11M<0.1%−6,018−7.4%Reduced–
SPDR Index Shs FDS78463X509ST PORT MARK ETF91,316$3.14M<0.1%+9,893+12.2%Added–
TSMTaiwan Semiconductor Manufacturing Co LtdADR31,127$3.14M<0.1%+13,791+79.6%AddedHistory
PDIPIMCO Dynamic Income FundSHS167,596$3.14M<0.1%+416+0.2%AddedHistory
Vanguard World FD921910816MEGA GRWTH IND13,411$3.16M<0.1%+992+8.0%Added–
IRMIron Mountain IncCOM56,182$3.19M0.1%−2,060−3.5%ReducedHistory
Vanguard BD Index FDS921937793LONG TERM BOND42,716$3.20M0.1%+14,645+52.2%Added–
SLViShares Silver TrustETF153,440$3.21M0.1%+61,115+66.2%AddedHistory
First Tr Energy Income & Gro33738G104COM232,384$3.24M0.1%−1,179−0.5%Reduced–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$111.7K$355
Invesco QQQ Trust Series I46090E103ETF$89.8K–
NVDANVIDIA CorpStock$27.6K–
SLViShares Silver TrustETF$23.8K–
CCJCameco CorpStock$16.7K–
ISRGIntuitive Surgical IncCOM NEW$9.66K–
PODDInsulet CorpStock$7.80K–
GLDSPDR Gold TrustETF$6.86K–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD278,617$7.77M0.1%History
RGLDRoyal Gold IncStock29,034$3.77M0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US91,925$3.46M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$3.04M0.1%–
TRTNTriton International LtdCL A28,768$1.82M<0.1%History
Barclays Bank PLC06740P114IPTH PURE BRD34,699$1.56M<0.1%–
Tidal ETF Tr886364603RPAR RISK PARI55,230$1.08M<0.1%–
SESea LtdSPONSORD ADS11,358$983.0K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$934.9K<0.1%–
PIImpinj IncCOM6,724$911.2K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A85,865$899.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO6,902$880.7K<0.1%–
BBWBuild-A-Bear Workshop IncCOM36,145$840.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT45,055$706.9K<0.1%History
KRPKimbell Royalty Partners, LPUNIT44,599$679.2K<0.1%History
CWENClearway Energy, Inc.CL C21,284$666.8K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS8,479$643.6K<0.1%History
GBDCGolub Capital BDC, Inc.COM46,866$635.5K<0.1%History
STNGScorpio Tankers Inc.SHS10,415$586.5K<0.1%History
TFSLTFS Financial CORPCOM46,232$583.9K<0.1%History
Barclays BK PLC06746P456ETN LKD 488,440$550.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL10,695$545.9K<0.1%History
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,760$523.7K<0.1%–
XPEVXpeng Inc.ADS46,198$513.3K<0.1%History
VRDNViridian Therapeutics, Inc.COM19,945$507.4K<0.1%History
ALGMAllegro Microsystems, Inc.COM10,155$487.3K<0.1%History
ProShares Tr74347B391EQTS FOR RISIN9,773$482.0K<0.1%–
TRINTrinity Capital Inc.COM36,902$469.8K<0.1%History
CANETeucrium Commodity TrustSUGAR FD40,050$455.8K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$451.2K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$451.2K<0.1%–
TRIThomson Reuters CorpCOM NEW3,456$449.7K<0.1%History
Barclays BK PLC06746P431ETN LKD 485,445$447.3K<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$438.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$431.6K<0.1%History
FROFrontline plcCOM25,992$430.4K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT5,993$430.3K<0.1%History
EPAMEPAM Systems, Inc.COM1,425$426.1K<0.1%History
CXTCrane NXT, Co.COM3,590$407.5K<0.1%History
GAMGeneral American Investors Co IncCOM9,978$388.2K<0.1%History
CNCCentene CorpStock5,854$370.0K<0.1%History
Crescent PT Energy Corp22576C101COM51,981$366.5K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$361.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF3,666$356.7K<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$339.2K<0.1%–
GSLGlobal Ship Lease, Inc.COM CL A17,942$336.2K<0.1%History
ADCAgree Realty CorpCOM4,868$334.0K<0.1%History
AVIDAvid Technology, Inc.COM10,000$319.8K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$316.8K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$316.4K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$315.8K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$310.6K<0.1%History
DHTDHT Holdings, Inc.SHS NEW28,591$309.1K<0.1%History
ANDEAndersons, Inc.COM7,439$307.4K<0.1%History
WSBCWesbanco IncCOM9,973$306.2K<0.1%History
BBYBest Buy Co IncStock3,890$304.4K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF8,718$296.1K<0.1%–
MASIMasimo CorpCOM1,591$293.6K<0.1%History
HDSNHudson Technologies IncCOM33,547$292.9K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI9,815$289.3K<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC3,313$286.5K<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$286.1K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$282.2K<0.1%–
AVYAvery Dennison CorpCOM1,532$274.2K<0.1%History
KIMKimco Realty CorpCOM13,724$268.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$260.4K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$260.3K<0.1%–
MKTXMarketaxess Holdings IncCOM654$255.9K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$249.4K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$248.3K<0.1%–
PORPortland General Electric CoCOM NEW5,059$247.3K<0.1%History
RMBSRambus IncCOM4,820$247.1K<0.1%History
RCMTRCM Technologies, Inc.COM NEW21,017$243.0K<0.1%History
RGENRepligen CorpCOM1,435$241.6K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,469$240.1K<0.1%History
EMNEastman Chemical CoStock2,843$239.8K<0.1%History
TYLTyler Technologies IncCOM676$239.7K<0.1%History
AAPAdvance Auto Parts IncCOM1,965$239.0K<0.1%History
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$238.7K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$234.2K<0.1%History
UBSIUnited Bankshares IncCOM6,642$233.8K<0.1%History
ROCCBaytex Energy USA, Inc.COM5,683$232.1K<0.1%History
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$231.8K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$231.7K<0.1%–
PKGPackaging Corp of AmericaStock1,661$230.6K<0.1%History
APTVAptiv PLCSHS2,042$229.1K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY6,856$227.2K<0.1%–
HRBH&R Block IncCOM6,317$222.7K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S2,712$221.2K<0.1%–
CIENCiena CorpCOM NEW4,208$221.0K<0.1%History
CNRCore Natural Resources, Inc.COM3,765$219.4K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF778$215.6K<0.1%–
Yamana Gold Inc98462Y100COM36,800$215.3K<0.1%–
Schwab U.S. REIT ETF808524847ETF11,023$214.9K<0.1%–
iShares Tr464287697U.S. UTILITS ETF2,526$211.5K<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock2,912$210.2K<0.1%History
FNFFidelity National Financial, Inc.COM SHS6,005$209.8K<0.1%History
SONYSony Group CorpSPONSORED ADR2,310$209.4K<0.1%History
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$208.8K<0.1%–
OLNOLIN CorpStock3,750$208.1K<0.1%History