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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,643
+1 vs. Q1 2023
Portfolio value
$6.34B
+$339.0M (+5.6%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
First Tr Exchange-Traded FD33733B100WTR ETF13,894$1.23M<0.1%+3,030+27.9%Added–
NUENucor CorpCOM7,520$1.23M<0.1%+700+10.3%AddedHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT36,703$1.24M<0.1%+2,116+6.1%Added–
YUMYum Brands IncStock9,004$1.25M<0.1%+195+2.2%AddedHistory
iShares Inc464286822MSCI MEXICO ETF20,128$1.25M<0.1%−5,678−22.0%Reduced–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF33,338$1.26M<0.1%−24,577−42.4%Reduced–
First Tr Exchng Traded FD VI33740F516FT VEST US EQT38,815$1.26M<0.1%+2,467+6.8%Added–
URIUnited Rentals, Inc.COM2,836$1.26M<0.1%+340+13.6%AddedHistory
FASTFastenal CoStock21,424$1.26M<0.1%−102−0.5%ReducedHistory
iShares Inc46434G863ESG AWR MSCI EM40,113$1.27M<0.1%−5,219−11.5%Reduced–
DVNDevon Energy CorpStock26,266$1.27M<0.1%+1,229+4.9%AddedHistory
SFBSServisFirst Bancshares, Inc.COM31,080$1.27M<0.1%00.0%UnchangedHistory
iShares Future AI & Tech ETF46435U556ETF38,717$1.28M<0.1%+38,717New–
Global X Uranium ETF37954Y871ETF59,043$1.28M<0.1%−35,143−37.3%Reduced–
MSMorgan StanleyStock16,379$1.28M<0.1%+2,930+21.8%AddedHistory
ULUnilever PLCSPON ADR NEW24,708$1.29M<0.1%−1,910−7.2%ReducedHistory
Schwab Fundamental International Equity ETF808524755ETF39,897$1.29M<0.1%+1,526+4.0%Added–
MCOMoodys CorpStock3,726$1.30M<0.1%+99+2.7%AddedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF47,766$1.30M<0.1%−620,968−92.9%Reduced–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN12,104$1.30M<0.1%−558−4.4%Reduced–
XYZBlock, Inc.CL A19,594$1.30M<0.1%+215+1.1%AddedHistory
ETF Ser Solutions26922A388APTUS DEFINED52,557$1.31M<0.1%−7,157−12.0%Reduced–
GNTXGentex CorpCOM44,682$1.31M<0.1%+1,535+3.6%AddedHistory
LULUlululemon athletica inc.Stock3,484$1.32M<0.1%+350+11.2%AddedHistory
IGRCbre Global Real Estate Income FundCOM252,764$1.32M<0.1%−964−0.4%ReducedHistory
NVSNovartis AGADR13,118$1.32M<0.1%+30+0.2%AddedHistory
GMGeneral Motors CoCOM34,354$1.32M<0.1%+2,177+6.8%AddedHistory
First Tr Exchange Traded FD33738R860NASDAQ BK ETF62,524$1.33M<0.1%−14,137−18.4%Reduced–
IPInternational Paper CoCOM41,913$1.33M<0.1%+1,784+4.4%AddedHistory
STAGSTAG Industrial, Inc.COM37,359$1.34M<0.1%+2,717+7.8%AddedHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF57,859$1.35M<0.1%−3,233−5.3%Reduced–
iShares Tr46434VAX8IBONDS DEC23 ETF53,416$1.35M<0.1%+902+1.7%Added–
PGRProgressive CorpStock10,263$1.36M<0.1%+1,776+20.9%AddedHistory
DNNDenison Mines Corp.COM1,089,435$1.36M<0.1%−41,123−3.6%ReducedHistory
FISVFiserv IncStock10,801$1.36M<0.1%+252+2.4%AddedHistory
VLOValero Energy CorpStock11,670$1.37M<0.1%−2,310−16.5%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM16,983$1.37M<0.1%+816+5.0%AddedHistory
SPDR Series Trust78464A672ST INTER ETF48,706$1.38M<0.1%−119,352−71.0%Reduced–
SPDR Ser Tr78464A532S&P TRANSN ETF16,477$1.38M<0.1%−3,808−18.8%Reduced–
PLTRPalantir Technologies Inc.Stock90,368$1.39M<0.1%+39,013+76.0%AddedHistory
HSYHershey CoCOM5,556$1.39M<0.1%+115+2.1%AddedHistory
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY17,219$1.39M<0.1%−3,491−16.9%Reduced–
CIONCION Investment CorpCOM133,892$1.39M<0.1%−5,980−4.3%ReducedHistory
iShares Tr464287572GLOBAL 100 ETF18,341$1.40M<0.1%−29,593−61.7%Reduced–
YPFYpf Sociedad AnonimaSPON ADR CL D93,770$1.40M<0.1%+21,576+29.9%AddedHistory
AAgilent Technologies, Inc.COM11,640$1.40M<0.1%−692−5.6%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR19,613$1.40M<0.1%−5,532−22.0%ReducedHistory
First Tr Exch Traded FD III33739P855INSTL PFD SECS83,350$1.40M<0.1%+38,181+84.5%Added–
MARMarriott International IncStock7,650$1.41M<0.1%+58+0.8%AddedHistory
Goldman Sachs ETF Tr38149W101ACCESS US AGRAT33,808$1.41M<0.1%+451+1.4%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF14,794$1.41M<0.1%−2,723−15.5%Reduced–
Vanguard Industrials ETF92204A603ETF6,850$1.41M<0.1%−414−5.7%Reduced–
iShares Inc464286608MSCI EURZONE ETF30,743$1.41M<0.1%+4,929+19.1%Added–
AMPAmeriprise Financial IncCOM4,259$1.41M<0.1%−494−10.4%ReducedHistory
DHIHorton D R IncCOM11,637$1.42M<0.1%+5,333+84.6%AddedHistory
First Tr Exchng Traded FD VI33740F771FT VEST US40,090$1.42M<0.1%+303+0.8%Added–
iShares Tr464288570ESG MSCI KLD ETF16,849$1.42M<0.1%+1,022+6.5%Added–
CTVACorteva, Inc.Stock24,798$1.42M<0.1%+4,757+23.7%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF23,109$1.43M<0.1%+3,149+15.8%Added–
PLDPrologis, Inc.REIT11,643$1.43M<0.1%+935+8.7%AddedHistory
FIXComfort Systems USA IncCOM8,706$1.43M<0.1%−243−2.7%ReducedHistory
Goldman Sachs ETF Tr381430123MARKETBETA US EQ23,576$1.43M<0.1%−2,732−10.4%Reduced–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF28,653$1.44M<0.1%+8,597+42.9%Added–
CBRLCracker Barrel Old Country Store, IncCOM15,561$1.45M<0.1%−22,741−59.4%ReducedHistory
ETF Managers Tr26924G409PRIME MOBILE PAY34,041$1.45M<0.1%−1,375−3.9%Reduced–
iShares U S ETF Tr46431W507SHOR DURA BD ETF29,294$1.46M<0.1%+7,139+32.2%Added–
iShares Inc46434G764MSCI EMRG CHN28,071$1.46M<0.1%−1,492−5.0%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF14,679$1.46M<0.1%+4,753+47.9%Added–
EWEdwards Lifesciences CorpStock15,526$1.46M<0.1%+156+1.0%AddedHistory
Aim ETF Products Trust00888H786ALLIA US FEB ETF55,485$1.47M<0.1%+3,100+5.9%Added–
DDDuPont de Nemours, Inc.COM20,561$1.47M<0.1%+3,251+18.8%AddedHistory
iShares Tr46432F388MSCI USA VALUE15,667$1.47M<0.1%−61−0.4%Reduced–
Global X FDS37954Y657US PFD ETF76,422$1.48M<0.1%+12,037+18.7%Added–
iShares Tr464287119MORNINGSTAR GRWT23,828$1.49M<0.1%+877+3.8%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF6,467$1.49M<0.1%+693+12.0%Added–
iShares Tr464288448INTL SEL DIV ETF56,433$1.49M<0.1%+1,276+2.3%Added–
Pacer FDS Tr69374H741DATA AND INFRAST51,079$1.49M<0.1%+880+1.8%Added–
TSCOTractor Supply CoCOM6,795$1.50M<0.1%−5,290−43.8%ReducedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT66,370$1.51M<0.1%−988−1.5%ReducedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ18,445$1.51M<0.1%+629+3.5%Added–
Global X FDS37954Y343GLBL X MLP ETF35,220$1.51M<0.1%+2,292+7.0%Added–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF16,521$1.51M<0.1%−2,946−15.1%Reduced–
Nushares ETF Tr67092P110NUVEEN ESG 1-566,691$1.52M<0.1%+135+0.2%Added–
Schwab U.S. Small-Cap ETF808524607ETF34,819$1.53M<0.1%+764+2.2%Added–
PIMCO ETF Tr72201R7830-5 HIGH YIELD16,743$1.53M<0.1%+469+2.9%Added–
Pacer Trendpilot US Bond ETF69374H642ETF76,465$1.53M<0.1%+10,563+16.0%Added–
Vanguard Whitehall FDS921946794INTL HIGH ETF24,264$1.53M<0.1%+2,394+10.9%Added–
WisdomTree Tr97717W604US SMALLCAP DIVD53,374$1.54M<0.1%+7,274+15.8%Added–
First Tr Exchng Traded FD VI33740F854FT VEST U.S.45,252$1.54M<0.1%−5,338−10.6%Reduced–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF7,531$1.55M<0.1%+972+14.8%Added–
Pacer Trendpilot International ETF69374H683ETF56,536$1.55M<0.1%+4,253+8.1%Added–
First Tr Exchng Traded FD VI33740F664FT VEST US EQT41,286$1.56M<0.1%−5,075−10.9%Reduced–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT53,687$1.56M<0.1%−2,038−3.7%ReducedHistory
SJMJ M SMUCKER CoStock10,617$1.57M<0.1%+495+4.9%AddedHistory
SPDR Series Trust78468R804ST STR R1K LOWV11,237$1.58M<0.1%−150−1.3%Reduced–
WELLWelltower Inc.REIT19,572$1.58M<0.1%−19−0.1%ReducedHistory
ETF Ser Solutions26922A172NATIONWIDE RSK73,592$1.59M<0.1%−1,665−2.2%Reduced–
GDGeneral Dynamics CorpStock7,384$1.59M<0.1%+96+1.3%AddedHistory
EOGEOG Resources IncStock13,956$1.60M<0.1%+507+3.8%AddedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH14,834$1.61M<0.1%−298−2.0%Reduced–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$111.7K$355
Invesco QQQ Trust Series I46090E103ETF$89.8K–
NVDANVIDIA CorpStock$27.6K–
SLViShares Silver TrustETF$23.8K–
CCJCameco CorpStock$16.7K–
ISRGIntuitive Surgical IncCOM NEW$9.66K–
PODDInsulet CorpStock$7.80K–
GLDSPDR Gold TrustETF$6.86K–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD278,617$7.77M0.1%History
RGLDRoyal Gold IncStock29,034$3.77M0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US91,925$3.46M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$3.04M0.1%–
TRTNTriton International LtdCL A28,768$1.82M<0.1%History
Barclays Bank PLC06740P114IPTH PURE BRD34,699$1.56M<0.1%–
Tidal ETF Tr886364603RPAR RISK PARI55,230$1.08M<0.1%–
SESea LtdSPONSORD ADS11,358$983.0K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$934.9K<0.1%–
PIImpinj IncCOM6,724$911.2K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A85,865$899.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO6,902$880.7K<0.1%–
BBWBuild-A-Bear Workshop IncCOM36,145$840.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT45,055$706.9K<0.1%History
KRPKimbell Royalty Partners, LPUNIT44,599$679.2K<0.1%History
CWENClearway Energy, Inc.CL C21,284$666.8K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS8,479$643.6K<0.1%History
GBDCGolub Capital BDC, Inc.COM46,866$635.5K<0.1%History
STNGScorpio Tankers Inc.SHS10,415$586.5K<0.1%History
TFSLTFS Financial CORPCOM46,232$583.9K<0.1%History
Barclays BK PLC06746P456ETN LKD 488,440$550.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL10,695$545.9K<0.1%History
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,760$523.7K<0.1%–
XPEVXpeng Inc.ADS46,198$513.3K<0.1%History
VRDNViridian Therapeutics, Inc.COM19,945$507.4K<0.1%History
ALGMAllegro Microsystems, Inc.COM10,155$487.3K<0.1%History
ProShares Tr74347B391EQTS FOR RISIN9,773$482.0K<0.1%–
TRINTrinity Capital Inc.COM36,902$469.8K<0.1%History
CANETeucrium Commodity TrustSUGAR FD40,050$455.8K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$451.2K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$451.2K<0.1%–
TRIThomson Reuters CorpCOM NEW3,456$449.7K<0.1%History
Barclays BK PLC06746P431ETN LKD 485,445$447.3K<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$438.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$431.6K<0.1%History
FROFrontline plcCOM25,992$430.4K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT5,993$430.3K<0.1%History
EPAMEPAM Systems, Inc.COM1,425$426.1K<0.1%History
CXTCrane NXT, Co.COM3,590$407.5K<0.1%History
GAMGeneral American Investors Co IncCOM9,978$388.2K<0.1%History
CNCCentene CorpStock5,854$370.0K<0.1%History
Crescent PT Energy Corp22576C101COM51,981$366.5K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$361.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF3,666$356.7K<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$339.2K<0.1%–
GSLGlobal Ship Lease, Inc.COM CL A17,942$336.2K<0.1%History
ADCAgree Realty CorpCOM4,868$334.0K<0.1%History
AVIDAvid Technology, Inc.COM10,000$319.8K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$316.8K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$316.4K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$315.8K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$310.6K<0.1%History
DHTDHT Holdings, Inc.SHS NEW28,591$309.1K<0.1%History
ANDEAndersons, Inc.COM7,439$307.4K<0.1%History
WSBCWesbanco IncCOM9,973$306.2K<0.1%History
BBYBest Buy Co IncStock3,890$304.4K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF8,718$296.1K<0.1%–
MASIMasimo CorpCOM1,591$293.6K<0.1%History
HDSNHudson Technologies IncCOM33,547$292.9K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI9,815$289.3K<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC3,313$286.5K<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$286.1K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$282.2K<0.1%–
AVYAvery Dennison CorpCOM1,532$274.2K<0.1%History
KIMKimco Realty CorpCOM13,724$268.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$260.4K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$260.3K<0.1%–
MKTXMarketaxess Holdings IncCOM654$255.9K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$249.4K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$248.3K<0.1%–
PORPortland General Electric CoCOM NEW5,059$247.3K<0.1%History
RMBSRambus IncCOM4,820$247.1K<0.1%History
RCMTRCM Technologies, Inc.COM NEW21,017$243.0K<0.1%History
RGENRepligen CorpCOM1,435$241.6K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,469$240.1K<0.1%History
EMNEastman Chemical CoStock2,843$239.8K<0.1%History
TYLTyler Technologies IncCOM676$239.7K<0.1%History
AAPAdvance Auto Parts IncCOM1,965$239.0K<0.1%History
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$238.7K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$234.2K<0.1%History
UBSIUnited Bankshares IncCOM6,642$233.8K<0.1%History
ROCCBaytex Energy USA, Inc.COM5,683$232.1K<0.1%History
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$231.8K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$231.7K<0.1%–
PKGPackaging Corp of AmericaStock1,661$230.6K<0.1%History
APTVAptiv PLCSHS2,042$229.1K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY6,856$227.2K<0.1%–
HRBH&R Block IncCOM6,317$222.7K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S2,712$221.2K<0.1%–
CIENCiena CorpCOM NEW4,208$221.0K<0.1%History
CNRCore Natural Resources, Inc.COM3,765$219.4K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF778$215.6K<0.1%–
Yamana Gold Inc98462Y100COM36,800$215.3K<0.1%–
Schwab U.S. REIT ETF808524847ETF11,023$214.9K<0.1%–
iShares Tr464287697U.S. UTILITS ETF2,526$211.5K<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock2,912$210.2K<0.1%History
FNFFidelity National Financial, Inc.COM SHS6,005$209.8K<0.1%History
SONYSony Group CorpSPONSORED ADR2,310$209.4K<0.1%History
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$208.8K<0.1%–
OLNOLIN CorpStock3,750$208.1K<0.1%History