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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,643
+1 vs. Q1 2023
Portfolio value
$6.34B
+$339.0M (+5.6%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MRVLMarvell Technology, Inc.COM15,406$921.0K<0.1%−139−0.9%ReducedHistory
iShares Tr46436E882IBONDS 23 TRM TS37,154$921.8K<0.1%+4,022+12.1%Added–
First Tr Exchng Traded FD VI33740F458FT VEST US EQT29,677$922.1K<0.1%+29,677New–
CDNSCadence Design Systems IncStock3,934$922.6K<0.1%+62+1.6%AddedHistory
PPGPPG Industries IncStock6,248$926.6K<0.1%+1,532+32.5%AddedHistory
LNTAlliant Energy CorpStock17,666$927.1K<0.1%+844+5.0%AddedHistory
WisdomTree Tr97717W109US TOTAL DIVIDND14,969$929.4K<0.1%−804−5.1%Reduced–
GEHCGE HealthCare Technologies Inc.Stock11,468$931.7K<0.1%+1,092+10.5%AddedHistory
iShares Tr46436E866IBONDS 25 TRM TS40,478$936.3K<0.1%+24,174+148.3%Added–
WisdomTree Tr97717W802ITL HIGH DIV FD25,394$938.1K<0.1%+776+3.2%Added–
ETREntergy CorpCOM9,673$941.8K<0.1%+1,473+18.0%AddedHistory
Cambria ETF Tr132061201SHSHLD YIELD ETF15,411$942.7K<0.1%−26,714−63.4%Reduced–
iShares Tr464288737GLB CNSM STP ETF15,440$944.8K<0.1%+2,288+17.4%Added–
First Tr Exchng Traded FD VI33740F698FT VEST US EQT27,255$945.7K<0.1%−860−3.1%Reduced–
GLWCorning IncCOM26,991$945.8K<0.1%+799+3.1%AddedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY35,198$950.3K<0.1%−98−0.3%Reduced–
iShares U S ETF Tr46431W648U.S. TECH INDEPD17,456$961.8K<0.1%−528−2.9%Reduced–
DOCUDocuSign, Inc.Stock18,918$966.5K<0.1%−248−1.3%ReducedHistory
MCKMcKesson CorpStock2,270$969.8K<0.1%−217−8.7%ReducedHistory
WYNNWynn Resorts LtdCOM9,194$971.0K<0.1%+978+11.9%AddedHistory
DBX ETF Tr233051853XTRACK MSCI EURP26,820$972.0K<0.1%+19,955+290.7%Added–
ETF Managers Tr26924G201PRIME CYBR SCRTY19,232$972.8K<0.1%−181−0.9%Reduced–
Vanguard Materials ETF92204A801ETF5,367$976.6K<0.1%−1,222−18.5%Reduced–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB48,798$982.3K<0.1%−29,962−38.0%Reduced–
Schwab US Aggregate Bond ETF808524839ETF21,477$991.4K<0.1%−190−0.9%Reduced–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB46,902$992.9K<0.1%−27,515−37.0%Reduced–
GHYPGIM Global High Yield Fund, Inc.COM90,636$994.3K<0.1%+4,397+5.1%AddedHistory
SPDR Series Trust78468R549SP O&G EQP SERV12,731$995.2K<0.1%−559−4.2%Reduced–
ITGartner IncCOM2,844$996.3K<0.1%−52−1.8%ReducedHistory
Schwab Fundamental U.S. Small Company ETF808524763ETF19,748$996.3K<0.1%+1,468+8.0%Added–
Global X FDS37954Y459RUSSELL 200055,128$997.3K<0.1%−5,427−9.0%Reduced–
SOFISoFi Technologies, Inc.Stock120,250$1.00M<0.1%−119,425−49.8%ReducedHistory
Innovator ETFs Trust45782C409US EQTY BUFR JAN26,692$1.01M<0.1%+481+1.8%Added–
HCAHCA Healthcare, Inc.COM3,331$1.01M<0.1%+27+0.8%AddedHistory
Innovator ETFs Trust45782C888US EQT BUFR APR28,321$1.01M<0.1%+15,827+126.7%Added–
First Tr Exchng Traded FD VI33740U885FT VEST US EQT30,926$1.01M<0.1%+1,698+5.8%Added–
iShares Tr464287838U.S. BAS MTL ETF7,642$1.02M<0.1%−26−0.3%Reduced–
GNRCGenerac Holdings Inc.Stock6,834$1.02M<0.1%−555−7.5%ReducedHistory
ALLAllstate CorpStock9,391$1.02M<0.1%+626+7.1%AddedHistory
EXCExelon CorpStock25,167$1.03M<0.1%+809+3.3%AddedHistory
SRESempraStock7,050$1.03M<0.1%+561+8.6%AddedHistory
RSGRepublic Services, Inc.COM6,727$1.03M<0.1%+510+8.2%AddedHistory
DBAInvesco DB Agriculture FundAGRICULTURE FD48,922$1.03M<0.1%+104+0.2%AddedHistory
WBDWarner Bros. Discovery, Inc.Stock82,303$1.03M<0.1%+3,019+3.8%AddedHistory
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN24,134$1.04M<0.1%−2,681−10.0%Reduced–
HALHalliburton CoStock31,637$1.04M<0.1%+937+3.1%AddedHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN20,259$1.04M<0.1%+3,912+23.9%Added–
J P Morgan Exchange Traded F46641Q134INTRNL RES EQT18,267$1.04M<0.1%+9,487+108.1%Added–
UUnity Software Inc.COM24,103$1.05M<0.1%+7,757+47.5%AddedHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF31,302$1.05M<0.1%−3,780−10.8%Reduced–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.31,090$1.05M<0.1%−259,011−89.3%Reduced–
NSCNorfolk Southern CorpStock4,631$1.05M<0.1%+325+7.5%AddedHistory
BIIBBiogen Inc.COM3,692$1.05M<0.1%−1,341−26.6%ReducedHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF43,200$1.05M<0.1%+1,290+3.1%Added–
KKellanovaStock15,650$1.05M<0.1%+1,095+7.5%AddedHistory
First Trust Cloud Computing ETF33734X192ETF13,921$1.06M<0.1%+372+2.7%Added–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ49,942$1.06M<0.1%−90,556−64.5%Reduced–
iShares Tr46429B366CMBS ETF23,114$1.06M<0.1%+4,939+27.2%Added–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP27,008$1.06M<0.1%−3,853−12.5%Reduced–
Bitfarms Ltd Com09173B107Stock718,392$1.06M<0.1%+40,249+5.9%Added–
iShares Inc46434G822MSCI JAPAN ETF17,442$1.08M<0.1%−2,775−13.7%Reduced–
RRyder System IncCOM12,764$1.08M<0.1%−232−1.8%ReducedHistory
iShares Core MSCI Europe ETF46434V738ETF20,577$1.08M<0.1%−17,913−46.5%Reduced–
Vanguard World FD921910709EXTENDED DUR12,452$1.08M<0.1%+3,319+36.3%Added–
NAZNuveen Arizona Quality Municipal Income FundCOM100,987$1.09M<0.1%+3,141+3.2%AddedHistory
iShares Tr464289883CORE 30 70 ETF30,904$1.09M<0.1%+2,012+7.0%Added–
iShares Tr464287390LATN AMER 40 ETF40,385$1.10M<0.1%−1,348−3.2%Reduced–
iShares Tr464288703MRNING SM CP ETF20,313$1.10M<0.1%−524−2.5%Reduced–
iShares Tr46434V860TRS FLT RT BD21,690$1.10M<0.1%+476+2.2%Added–
GOFGuggenheim Strategic Opportunities FundCOM SBI69,534$1.11M<0.1%−5,771−7.7%ReducedHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE20,035$1.11M<0.1%−20.0%Reduced–
CIVICivitas Resources, Inc.EQUITY US CM15,959$1.11M<0.1%+15,959NewHistory
iShares Tr46435U853BROAD USD HIGH31,526$1.11M<0.1%−8,014−20.3%Reduced–
ESEversource EnergyStock15,805$1.12M<0.1%+1,847+13.2%AddedHistory
First Tr Exchng Traded FD VI33740U307FT VEST US EQT29,556$1.12M<0.1%−9,962−25.2%Reduced–
OTISOtis Worldwide CorpStock12,632$1.12M<0.1%+282+2.3%AddedHistory
VEEVVeeva Systems IncStock5,722$1.13M<0.1%+206+3.7%AddedHistory
ICEIntercontinental Exchange, Inc.Stock10,147$1.15M<0.1%−317−3.0%ReducedHistory
Aim ETF Products Trust00888H406ALLIANZIM US EQT38,520$1.15M<0.1%−1,650−4.1%Reduced–
AXONAxon Enterprise, Inc.COM5,933$1.16M<0.1%+2,515+73.6%AddedHistory
KHCKraft Heinz CoStock32,731$1.16M<0.1%+1,551+5.0%AddedHistory
TTDTrade Desk, Inc.Stock15,051$1.16M<0.1%−293−1.9%ReducedHistory
CMECME Group Inc.COM6,282$1.16M<0.1%+372+6.3%AddedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF48,322$1.17M<0.1%+33,108+217.6%Added–
CTASCintas CorpStock2,359$1.17M<0.1%+651+38.1%AddedHistory
SPDR Series Trust78468R721STATE STREET SPD25,404$1.17M<0.1%−650−2.5%Reduced–
Vanguard World FD921910733ESG US STK ETF14,999$1.18M<0.1%+50+0.3%Added–
ABNBAirbnb, Inc.Stock9,173$1.18M<0.1%+379+4.3%AddedHistory
TRVTravelers Companies, Inc.Stock6,784$1.18M<0.1%+851+14.3%AddedHistory
SLBSLB LimitedStock23,994$1.18M<0.1%−1,208−4.8%ReducedHistory
Invesco Exchange Traded FD T46137V373S&P500 EQL STP7,101$1.19M<0.1%−300−4.1%Reduced–
PWRQuanta Services, Inc.COM6,068$1.19M<0.1%+731+13.7%AddedHistory
AFLAflac IncStock17,126$1.20M<0.1%+1,320+8.4%AddedHistory
iShares Tr46434V4070-5YR HI YL CP28,872$1.20M<0.1%+10,642+58.4%Added–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN14,190$1.20M<0.1%+8,479+148.5%Added–
MKCMcCormick & Co IncStock13,768$1.20M<0.1%+1,235+9.9%AddedHistory
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT49,832$1.21M<0.1%+32,268+183.7%Added–
ECLEcolab Inc.Stock6,495$1.21M<0.1%+887+15.8%AddedHistory
Northern LTS FD Tr III66538R730HCM DEFEN 50030,809$1.21M<0.1%−3,846−11.1%Reduced–
iShares Tr464288802ESG OPTIMIZED13,135$1.23M<0.1%−1,317−9.1%Reduced–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$111.7K$355
Invesco QQQ Trust Series I46090E103ETF$89.8K–
NVDANVIDIA CorpStock$27.6K–
SLViShares Silver TrustETF$23.8K–
CCJCameco CorpStock$16.7K–
ISRGIntuitive Surgical IncCOM NEW$9.66K–
PODDInsulet CorpStock$7.80K–
GLDSPDR Gold TrustETF$6.86K–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD278,617$7.77M0.1%History
RGLDRoyal Gold IncStock29,034$3.77M0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US91,925$3.46M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$3.04M0.1%–
TRTNTriton International LtdCL A28,768$1.82M<0.1%History
Barclays Bank PLC06740P114IPTH PURE BRD34,699$1.56M<0.1%–
Tidal ETF Tr886364603RPAR RISK PARI55,230$1.08M<0.1%–
SESea LtdSPONSORD ADS11,358$983.0K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$934.9K<0.1%–
PIImpinj IncCOM6,724$911.2K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A85,865$899.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO6,902$880.7K<0.1%–
BBWBuild-A-Bear Workshop IncCOM36,145$840.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT45,055$706.9K<0.1%History
KRPKimbell Royalty Partners, LPUNIT44,599$679.2K<0.1%History
CWENClearway Energy, Inc.CL C21,284$666.8K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS8,479$643.6K<0.1%History
GBDCGolub Capital BDC, Inc.COM46,866$635.5K<0.1%History
STNGScorpio Tankers Inc.SHS10,415$586.5K<0.1%History
TFSLTFS Financial CORPCOM46,232$583.9K<0.1%History
Barclays BK PLC06746P456ETN LKD 488,440$550.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL10,695$545.9K<0.1%History
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,760$523.7K<0.1%–
XPEVXpeng Inc.ADS46,198$513.3K<0.1%History
VRDNViridian Therapeutics, Inc.COM19,945$507.4K<0.1%History
ALGMAllegro Microsystems, Inc.COM10,155$487.3K<0.1%History
ProShares Tr74347B391EQTS FOR RISIN9,773$482.0K<0.1%–
TRINTrinity Capital Inc.COM36,902$469.8K<0.1%History
CANETeucrium Commodity TrustSUGAR FD40,050$455.8K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$451.2K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$451.2K<0.1%–
TRIThomson Reuters CorpCOM NEW3,456$449.7K<0.1%History
Barclays BK PLC06746P431ETN LKD 485,445$447.3K<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$438.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$431.6K<0.1%History
FROFrontline plcCOM25,992$430.4K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT5,993$430.3K<0.1%History
EPAMEPAM Systems, Inc.COM1,425$426.1K<0.1%History
CXTCrane NXT, Co.COM3,590$407.5K<0.1%History
GAMGeneral American Investors Co IncCOM9,978$388.2K<0.1%History
CNCCentene CorpStock5,854$370.0K<0.1%History
Crescent PT Energy Corp22576C101COM51,981$366.5K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$361.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF3,666$356.7K<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$339.2K<0.1%–
GSLGlobal Ship Lease, Inc.COM CL A17,942$336.2K<0.1%History
ADCAgree Realty CorpCOM4,868$334.0K<0.1%History
AVIDAvid Technology, Inc.COM10,000$319.8K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$316.8K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$316.4K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$315.8K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$310.6K<0.1%History
DHTDHT Holdings, Inc.SHS NEW28,591$309.1K<0.1%History
ANDEAndersons, Inc.COM7,439$307.4K<0.1%History
WSBCWesbanco IncCOM9,973$306.2K<0.1%History
BBYBest Buy Co IncStock3,890$304.4K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF8,718$296.1K<0.1%–
MASIMasimo CorpCOM1,591$293.6K<0.1%History
HDSNHudson Technologies IncCOM33,547$292.9K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI9,815$289.3K<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC3,313$286.5K<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$286.1K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$282.2K<0.1%–
AVYAvery Dennison CorpCOM1,532$274.2K<0.1%History
KIMKimco Realty CorpCOM13,724$268.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$260.4K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$260.3K<0.1%–
MKTXMarketaxess Holdings IncCOM654$255.9K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$249.4K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$248.3K<0.1%–
PORPortland General Electric CoCOM NEW5,059$247.3K<0.1%History
RMBSRambus IncCOM4,820$247.1K<0.1%History
RCMTRCM Technologies, Inc.COM NEW21,017$243.0K<0.1%History
RGENRepligen CorpCOM1,435$241.6K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,469$240.1K<0.1%History
EMNEastman Chemical CoStock2,843$239.8K<0.1%History
TYLTyler Technologies IncCOM676$239.7K<0.1%History
AAPAdvance Auto Parts IncCOM1,965$239.0K<0.1%History
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$238.7K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$234.2K<0.1%History
UBSIUnited Bankshares IncCOM6,642$233.8K<0.1%History
ROCCBaytex Energy USA, Inc.COM5,683$232.1K<0.1%History
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$231.8K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$231.7K<0.1%–
PKGPackaging Corp of AmericaStock1,661$230.6K<0.1%History
APTVAptiv PLCSHS2,042$229.1K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY6,856$227.2K<0.1%–
HRBH&R Block IncCOM6,317$222.7K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S2,712$221.2K<0.1%–
CIENCiena CorpCOM NEW4,208$221.0K<0.1%History
CNRCore Natural Resources, Inc.COM3,765$219.4K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF778$215.6K<0.1%–
Yamana Gold Inc98462Y100COM36,800$215.3K<0.1%–
Schwab U.S. REIT ETF808524847ETF11,023$214.9K<0.1%–
iShares Tr464287697U.S. UTILITS ETF2,526$211.5K<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock2,912$210.2K<0.1%History
FNFFidelity National Financial, Inc.COM SHS6,005$209.8K<0.1%History
SONYSony Group CorpSPONSORED ADR2,310$209.4K<0.1%History
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$208.8K<0.1%–
OLNOLIN CorpStock3,750$208.1K<0.1%History